| 1 | 2022-04-18 | IWM | iShares Russell 2000 ETF | Sale | Self | $15,001 - $50,000 | 20020964 | |
| 2 | 2022-04-18 | SDC | Joint A/C SmileDirectClub, Inc. | Sale | Self | $1,001 - $15,000 | 20020964 | |
| 3 | 2022-04-18 | TLRY | Joint A/C Tilray Brands, Inc. - Class 2 | Sale | Self | $1,001 - $15,000 | 20020964 | |
| 4 | 2022-04-18 | UGRO | Joint A/C urban-gro, Inc. | Sale | Self | $15,001 - $50,000 | 20020964 | |
| 5 | 2022-04-18 | SPCE | Joint A/C Virgin Galactic Holdings, Inc. | Sale | Self | $1,001 - $15,000 | 20020964 | |
| 6 | 2022-04-18 | SPCE | Morgan Stanley Maverick Mast UTMA/FL Virgin Galactic Holdings, Inc. | Sale | Self | $1,001 - $15,000 | 20020964 | |
| 7 | 2021-08-05 | ESGC | Joint A/C 2000083712 Eros STX Global Corporation A Ordinary Shares | Sale | Self | $1,001 - $15,000 | 20021542 | |
| 8 | 2021-08-05 | ESGC | Eros STX global Corporation A Ordinary Shares | Sale | Self | $1,001 - $15,000 | 20019436 | |
| 9 | 2021-07-19 | SPCE | Virgin galactic Holdings, Inc. | Purchase | Self | $15,001 - $50,000 | 20019373 | |
| 10 | 2021-07-19 | SPCE | Morgan Stanley Magnum Mast UTMA/FL Virgin galactic Holdings, Inc. | Purchase | Self | $15,001 - $50,000 | 20019373 | |
| 11 | 2021-05-03 | TLRY | Tilray Brands, Inc. - Class 2 | Exchange | Self | $1,001 - $15,000 | 20021782 | |
| 12 | 2021-04-12 | AMTX | Aemetis, Inc | Sale | Self | $50,001 - $100,000 | 20018737 | |
| 13 | 2021-04-12 | AMTX | Morgan Stanley Magnum Mast UTMA/FL Aemetis, Inc | Sale | Self | $15,001 - $50,000 | 20018737 | |
| 14 | 2021-03-04 | AMTX | Aemetis, Inc | Purchase | Self | $1,001 - $15,000 | 20018601 | |
| 15 | 2021-03-04 | AMTX | Morgan Stanley Magnum Mast UTMA/FL Aemetis, Inc | Purchase | Self | $15,001 - $50,000 | 20018601 | |
| 16 | 2021-03-04 | AMTX | Morgan Stanley Magnum Mast UTMA/FL Aemetis, Inc | Purchase | Self | $1,001 - $15,000 | 20018601 | |
| 17 | 2021-03-04 | AMTX | Morgan Stanley Maverick Mast UTMA/FL Aemetis, Inc | Purchase | Self | $1,001 - $15,000 | 20018601 | |
| 18 | 2021-02-18 | — | 2000077080 UGRO | Purchase | Self | $1,001 - $15,000 | 20021538 | |
| 19 | 2021-02-18 | APHA | 2000077050 Aphria Inc. - Common Shares | Purchase | Self | $15,001 - $50,000 | 20021542 | |
| 20 | 2021-02-18 | — | 2000077080 UGRO | Purchase | Self | $1,001 - $15,000 | 20021542 | |
| 21 | 2021-02-18 | — | URGO | Purchase | Self | $1,001 - $15,000 | 20018421 | |
| 22 | 2021-02-18 | APHA | Aphria Inc. - Common Shares | Purchase | Self | $15,001 - $50,000 | 20018412 | |
| 23 | 2021-02-16 | — | 2000077079 UGRO | Purchase | Self | $15,001 - $50,000 | 20021538 | |
| 24 | 2021-02-16 | — | 2000077079 UGRO | Purchase | Self | $15,001 - $50,000 | 20021542 | |
| 25 | 2021-02-16 | IPWR | Ideal Power Inc. | Sale | Self | $15,001 - $50,000 | 20021543 | |
| 26 | 2021-02-16 | — | URGO | Purchase | Self | $15,001 - $50,000 | 20018421 | |
| 27 | 2021-02-12 | ESGC | Joint A/C 2000077049 Eros STX Global Corporation A Ordinary Shares | Purchase | Self | $15,001 - $50,000 | 20021542 | |
| 28 | 2021-02-12 | ESGC | Eros STX global Corporation A Ordinary Shares | Purchase | Self | $15,001 - $50,000 | 20018412 | |
| 29 | 2021-02-10 | TLRY | Joint A/C 2000077048 Tilray, Inc. - Class 2 | Sale | Self | $50,001 - $100,000 | 20021542 | |
| 30 | 2021-02-10 | TLRY | Tilray, Inc. - Class 2 | Sale | Self | $50,001 - $100,000 | 20018412 | |
| 31 | 2021-02-09 | TLRY | Joint A/C 2000077046 Tilray, Inc. - Class 2 | Sale (partial) | Self | $15,001 - $50,000 | 20021542 | |
| 32 | 2021-02-09 | TLRY | Joint A/C 2000077047 Tilray, Inc. - Class 2 | Sale (partial) | Self | $15,001 - $50,000 | 20021542 | |
| 33 | 2021-02-09 | TLRY | Tilray, Inc. - Class 2 | Sale (partial) | Self | $15,001 - $50,000 | 20018412 | |
| 34 | 2021-02-09 | TLRY | Tilray, Inc. - Class 2 | Sale (partial) | Self | $15,001 - $50,000 | 20018412 | |
| 35 | 2020-12-24 | IPWR | Ideal Power Inc. | Purchase | Self | $15,001 - $50,000 | 20018108 | |
| 36 | 2020-12-11 | ZUO | Zuora, Inc. Class A | Sale | Self | $15,001 - $50,000 | 20018108 | |
| 37 | 2020-11-06 | TLRY | Tilray, Inc. - Class 2 | Purchase | Self | $15,001 - $50,000 | 20017772 | |
| 38 | 2020-11-05 | BEEM | Beam global | Sale | Self | $15,001 - $50,000 | 20017772 | |
| 39 | 2020-09-15 | BEEM | Beam global | Purchase | Self | $15,001 - $50,000 | 20017526 | |
| 40 | 2020-09-03 | ZUO | Zuora, Inc. Class A | Purchase | Self | $15,001 - $50,000 | 20017526 | |
| 41 | 2020-09-01 | RXT | Rackspace Technology, Inc. | Sale | Self | $15,001 - $50,000 | 20017526 | |
| 42 | 2020-08-18 | RXT | Rackspace Technology, Inc. | Purchase | Self | $15,001 - $50,000 | 20017324 | |
| 43 | 2020-08-07 | BGFV | Big 5 Sporting goods Corporation | Sale | Self | $15,001 - $50,000 | 20017324 | |
| 44 | 2020-08-07 | BGFV | Big 5 Sporting goods Corporation | Sale | Self | $15,001 - $50,000 | 20017194 | |
| 45 | 2020-07-13 | DUSA | Davis Select u.S. Equity ETF | Sale | Self | $15,001 - $50,000 | 20017194 | |
| 46 | 2020-07-06 | NIO | NIO Inc. American depositary shares, each representing one Class A ordinary share | Sale | Self | $50,001 - $100,000 | 20017194 | |
| 47 | 2020-07-02 | NIO | NIO Inc. American depositary shares, each representing one Class A ordinary share | Sale (partial) | Self | $15,001 - $50,000 | 20017194 | |
| 48 | 2020-05-19 | — | Personalis, Inc. (PSNL) [sT] | Sale | Self | $15,001 - $50,000 | 20016715 | |
| 49 | 2020-04-22 | — | Personalis, Inc. (PSNL) [sT] | Sale | Self | $1,001 - $15,000 | 20016535 | |
| 50 | 2020-02-14 | — | Big 5 sporting goods Corporation (BGFV) [sT] | Purchase | Self | $1,001 - $15,000 | 20016167 | |
| 51 | 2020-02-14 | — | Personalis, Inc. (PSNL) [sT] | Purchase | Self | $15,001 - $50,000 | 20016167 | |
| 52 | 2020-02-14 | — | smileDirectClub, Inc. (SDC) [sT] | Purchase | Self | $1,001 - $15,000 | 20016167 | |
| 53 | 2020-02-07 | — | uber Technologies, Inc. (UBER) [sT] | Sale | Self | $15,001 - $50,000 | 20016167 | |
| 54 | 2020-01-21 | — | uber Technologies, Inc. (UBER) [sT] | Sale | Self | $1,001 - $15,000 | 20014991 | |
| 55 | 2020-01-08 | — | antero Midstream Corporation (aM) [sT] | Sale | Self | $15,001 - $50,000 | 20014991 | |
| 56 | 2019-10-09 | — | smileDirectClub, Inc. (SDC) [sT] | Purchase | Self | $1,001 - $15,000 | 20012546 | |
| 57 | 2019-09-25 | — | smileDirectClub, Inc. (SDC) [sT] | Purchase | Self | $15,001 - $50,000 | 20012405 | |
| 58 | 2019-09-23 | — | smileDirectClub, Inc. (SDC) [sT] | Purchase | Self | $15,001 - $50,000 | 20012405 | |
| 59 | 2019-09-23 | — | uber Technologies, Inc. (UBER) [sT] | Purchase | Self | $15,001 - $50,000 | 20012405 | |
| 60 | 2019-09-16 | — | smileDirectClub, Inc. (SDC) [sT] | Purchase | Self | $15,001 - $50,000 | 20012405 | |
| 61 | 2019-09-16 | — | uber Technologies, Inc. (UBER) [sT] | Purchase | Self | $15,001 - $50,000 | 20012405 | |
| 62 | 2019-09-11 | — | The Kraft Heinz Company (KHC) [sT] | Sale | Self | $15,001 - $50,000 | 20012405 | |
| 63 | 2019-09-11 | — | Walgreens Boots alliance, Inc. (WBA) [sT] | Sale | Self | $50,001 - $100,000 | 20012405 | |
| 64 | 2019-09-09 | — | Walgreens Boots alliance, Inc. (WBA) [sT] | s (partial) | Self | $15,001 - $50,000 | 20012405 | |
| 65 | 2019-08-14 | — | antero Midstream Corporation (aM) [sT] | Purchase | Self | $15,001 - $50,000 | 20012261 | |
| 66 | 2019-08-14 | — | The Kraft Heinz Company (KHC) [sT] | Purchase | Self | $15,001 - $50,000 | 20012261 | |
| 67 | 2019-08-14 | — | Walgreens Boots alliance, Inc. (WBA) [sT] | Purchase | Self | $15,001 - $50,000 | 20012261 | |
| 68 | 2019-08-12 | — | CVS Health Corporation (CVS) [sT] | Sale | Self | $50,001 - $100,000 | 20012261 | |
| 69 | 2019-04-11 | — | CVS Health Corporation (CVS) [sT] | Purchase | Self | $50,001 - $100,000 | 20011639 | |
| 70 | 2019-04-11 | — | Walgreens Boots alliance, Inc. (WBA) [sT] | Purchase | Self | $50,001 - $100,000 | 20011639 | |
| 71 | 2019-03-15 | — | NIO Inc. american depositary shares, each representing one Class a ordinary share (NIO) [sT] | Purchase | Self | $1,001 - $15,000 | 20011470 | |
| 72 | 2019-03-14 | — | snap Inc. Class a (SNAP) [sT] | Sale | Self | $1,001 - $15,000 | 20011470 | |
| 73 | 2019-03-06 | — | British american Tobacco Industries, p.l.c. Common stock ADR (BTI) [sT] | Sale | Self | $15,001 - $50,000 | 20011470 | |
| 74 | 2019-02-28 | — | Expedia group, Inc. (EXPE) [sT] | Sale | Self | $15,001 - $50,000 | 20011284 | |
| 75 | 2019-02-28 | — | ishares s&P 500 growth ETF (IVW) [sT] | Sale | Self | $15,001 - $50,000 | 20011284 | |
| 76 | 2019-02-28 | — | NIO Inc. american depositary shares, each representing one Class a ordinary share (NIO) [sT] | Purchase | Self | $15,001 - $50,000 | 20011284 | |
| 77 | 2019-02-27 | — | NIO Inc. american depositary shares, each representing one Class a ordinary share (NIO) [sT] | Purchase | Self | $1,001 - $15,000 | 20011284 | |
| 78 | 2019-02-11 | — | snap Inc. Class a (SNAP) [sT] | Purchase | Self | $1,001 - $15,000 | 20011284 | |
| 79 | 2019-02-07 | — | snap Inc. Class a (SNAP) [sT] | Purchase | Self | $1,001 - $15,000 | 20011284 | |
| 80 | 2019-02-04 | — | Tilray, Inc. - Class 2 (TLRY) [sT] | Sale | Self | $15,001 - $50,000 | 20011284 | |
| 81 | 2019-01-31 | — | British american Tobacco Industries, p.l.c. Common stock ADR (BTI) [sT] | Purchase | Self | $15,001 - $50,000 | 20011103 | |
| 82 | 2019-01-30 | — | altria group, Inc. (MO) [sT] | Sale | Self | $15,001 - $50,000 | 20011103 | |
| 83 | 2019-01-29 | — | Expedia group, Inc. (EXPE) [sT] | Purchase | Self | $50,001 - $100,000 | 20011103 | |
| 84 | 2019-01-25 | — | Expedia group, Inc. (EXPE) [sT] | Sale | Self | $15,001 - $50,000 | 20011103 | |
| 85 | 2019-01-25 | — | uBs group ag Registered Ordinary shares (uBs) [sT] | Sale | Self | $15,001 - $50,000 | 20011103 | |
| 86 | 2019-01-24 | — | altria group, Inc. (MO) [sT] | Purchase | Self | $15,001 - $50,000 | 20011103 | |
| 87 | 2019-01-18 | — | Tilray, Inc. - Class 2 (TLRY) [sT] | Purchase | Self | $15,001 - $50,000 | 20011103 | |
| 88 | 2019-01-15 | — | PETIQ, Inc. - Class a (PETQ) [sT] | Sale | Self | $15,001 - $50,000 | 20011103 | |
| 89 | 2019-01-15 | — | uBs group ag Registered Ordinary shares (uBs) [sT] | Purchase | Self | $15,001 - $50,000 | 20011103 | |
| 90 | 2019-01-08 | — | Walt Disney Company (DIS) [sT] | Sale | Self | $50,001 - $100,000 | 20011103 | |
| 91 | 2019-01-04 | — | PETIQ, Inc. - Class a (PETQ) [sT] | Purchase | Self | $15,001 - $50,000 | 20011103 | |
| 92 | 2019-01-02 | — | YETI Holdings, Inc. (YETI) [sT] | Sale | Self | $15,001 - $50,000 | 20011103 | |
| 93 | 2018-12-24 | — | YETI Holdings, Inc. (YETI) [sT] | Purchase | Self | $15,001 - $50,000 | 20010968 | |
| 94 | 2018-06-26 | EXPE | Expedia group, Inc. | Purchase | Self | $50,001 - $100,000 | 20010335 | |
| 95 | 2018-06-26 | DIS | Joint A/C Walt Disney Company | Purchase | Self | $50,001 - $100,000 | 20010335 | |
| 96 | 2017-02-21 | AUY | Joint A/C Yamana gold Inc. ordinary Shares | Sale | Self | $1,001 - $15,000 | 20010335 | |
