| 1 | 2018-09-06 | — | First solar, Inc. (FSLR) [sT] | Sale | Self | $15,001 - $50,000 | 20010359 | |
| 2 | 2018-08-29 | IFF | Internationa Flavors & Fragrances, Inc. | Purchase | SP | $1,001 - $15,000 | 20010329 | |
| 3 | 2018-08-28 | ACN | accenture plc Class a ordinary Shares | Purchase | SP | $1,001 - $15,000 | 20010329 | |
| 4 | 2018-08-28 | ADBE | adobe Systems Incorporated | Purchase | SP | $1,001 - $15,000 | 20010329 | |
| 5 | 2018-08-28 | — | advance auto Parts Inc advance auto Parts Inc W/I (aaP) | Purchase | SP | $1,001 - $15,000 | 20010329 | |
| 6 | 2018-08-28 | AKAM | akamai Technologies, Inc. | Purchase | SP | $1,001 - $15,000 | 20010329 | |
| 7 | 2018-08-28 | — | alphabet Inc. - Class a (googL) | Purchase | SP | $1,001 - $15,000 | 20010329 | |
| 8 | 2018-08-28 | AMT | american Tower Corporation | Purchase | SP | $1,001 - $15,000 | 20010329 | |
| 9 | 2018-08-28 | AWK | american Water Works Company, Inc. | Purchase | SP | $1,001 - $15,000 | 20010329 | |
| 10 | 2018-08-28 | AMP | ameriprise Financial, Inc. | Purchase | SP | $1,001 - $15,000 | 20010329 | |
| 11 | 2018-08-28 | ANET | arista Networks, Inc. | Purchase | SP | $1,001 - $15,000 | 20010329 | |
| 12 | 2018-08-28 | BLK | BlackRock, Inc. | Purchase | SP | $1,001 - $15,000 | 20010329 | |
| 13 | 2018-08-28 | CNC | Centene Corporation | Purchase | SP | $1,001 - $15,000 | 20010329 | |
| 14 | 2018-08-28 | CFG | Citizens Financial group, Inc. | Purchase | SP | $1,001 - $15,000 | 20010329 | |
| 15 | 2018-08-28 | — | Coca-Cola Company (Ko) | Sale | SP | $1,001 - $15,000 | 20010329 | |
| 16 | 2018-08-28 | CL | Colgate-Palmolive Company | Purchase | SP | $1,001 - $15,000 | 20010329 | |
| 17 | 2018-08-28 | CMCSA | Comcast Corporation - Class a | Purchase | SP | $1,001 - $15,000 | 20010329 | |
| 18 | 2018-08-28 | DHR | danaher Corporation | Purchase | SP | $1,001 - $15,000 | 20010329 | |
| 19 | 2018-08-28 | ECL | Ecolab Inc. | Purchase | SP | $1,001 - $15,000 | 20010329 | |
| 20 | 2018-08-28 | EPAM | EPAM Systems, Inc. | Purchase | SP | $1,001 - $15,000 | 20010329 | |
| 21 | 2018-08-28 | ROBO | Exchange Traded Concepts Trust ROBO global Robotics and automation Index ETF | Sale | SP | $1,001 - $15,000 | 20010329 | |
| 22 | 2018-08-28 | FB | Facebook, Inc. - Class a | Sale | SP | $1,001 - $15,000 | 20010329 | |
| 23 | 2018-08-28 | FLEX | Flex Ltd. - ordinary Shares | Purchase | SP | $1,001 - $15,000 | 20010329 | |
| 24 | 2018-08-28 | FTNT | Fortinet, Inc. | Purchase | SP | $1,001 - $15,000 | 20010329 | |
| 25 | 2018-08-28 | HCSG | Healthcare Services group, Inc. | Purchase | SP | $1,001 - $15,000 | 20010329 | |
| 26 | 2018-08-28 | HSIC | Henry Schein, Inc. | Purchase | SP | $1,001 - $15,000 | 20010329 | |
| 27 | 2018-08-28 | — | Home depot, Inc. (Hd) | Purchase | SP | $1,001 - $15,000 | 20010329 | |
| 28 | 2018-08-28 | HON | Honeywell International Inc. | Purchase | SP | $1,001 - $15,000 | 20010329 | |
| 29 | 2018-08-28 | HII | Huntington Ingalls Industries, Inc. | Purchase | SP | $1,001 - $15,000 | 20010329 | |
| 30 | 2018-08-28 | INTC | Intel Corporation | Sale | SP | $1,001 - $15,000 | 20010329 | |
| 31 | 2018-08-28 | ICE | Intercontinental Exchange Inc. | Purchase | SP | $1,001 - $15,000 | 20010329 | |
| 32 | 2018-08-28 | QQQ | Invesco QQQ Trust, Series 1 | Purchase | SP | $1,001 - $15,000 | 20010329 | |
| 33 | 2018-08-28 | RPG | Invesco S&P 500 Pure growth ETF | Sale | SP | $1,001 - $15,000 | 20010329 | |
| 34 | 2018-08-28 | IJR | iShares Core S&P Small-Cap ETF | Purchase | SP | $1,001 - $15,000 | 20010329 | |
| 35 | 2018-08-28 | EMGF | iShares Edge MSCI Multifactor Emerging Markets ETF | Sale | SP | $1,001 - $15,000 | 20010329 | |
| 36 | 2018-08-28 | VLUE | iShares Edge MSCI USA Value Factor ETF | Sale | SP | $15,001 - $50,000 | 20010329 | |
| 37 | 2018-08-28 | JAZZ | Jazz Pharmaceuticals plc - ordinary Shares | Purchase | SP | $1,001 - $15,000 | 20010329 | |
| 38 | 2018-08-28 | JPM | JP Morgan Chase & Co. | Sale | SP | $1,001 - $15,000 | 20010329 | |
| 39 | 2018-08-28 | KSU | Kansas City Southern | Purchase | SP | $1,001 - $15,000 | 20010329 | |
| 40 | 2018-08-28 | LII | Lennox International, Inc. | Purchase | SP | $1,001 - $15,000 | 20010329 | |
| 41 | 2018-08-28 | LOGI | Logitech International S.a. - Registered Shares | Purchase | SP | $1,001 - $15,000 | 20010329 | |
| 42 | 2018-08-28 | LOW | Lowe's Companies, Inc. | Purchase | SP | $1,001 - $15,000 | 20010329 | |
| 43 | 2018-08-28 | MKC | McCormick & Company, Incorporated | Purchase | SP | $1,001 - $15,000 | 20010329 | |
| 44 | 2018-08-28 | MDT | Medtronic plc. ordinary Shares | Purchase | SP | $1,001 - $15,000 | 20010329 | |
| 45 | 2018-08-28 | MSFT | Microsoft Corporation | Sale | SP | $1,001 - $15,000 | 20010329 | |
| 46 | 2018-08-28 | MDLZ | Mondelez International, Inc. - Class a | Purchase | SP | $1,001 - $15,000 | 20010329 | |
| 47 | 2018-08-28 | NTRS | Northern Trust Corporation | Purchase | SP | $1,001 - $15,000 | 20010329 | |
| 48 | 2018-08-28 | ORLY | o'Reilly automotive, Inc. | Purchase | SP | $1,001 - $15,000 | 20010329 | |
| 49 | 2018-08-28 | PH | Parker-Hannifin Corporation | Purchase | SP | $1,001 - $15,000 | 20010329 | |
| 50 | 2018-08-28 | RHT | Red Hat, Inc. | Purchase | SP | $1,001 - $15,000 | 20010329 | |
| 51 | 2018-08-28 | ROK | Rockwell automation, Inc. | Sale | SP | $1,001 - $15,000 | 20010329 | |
| 52 | 2018-08-28 | SLB | Schlumberger N.V. | Purchase | SP | $1,001 - $15,000 | 20010329 | |
| 53 | 2018-08-28 | SEE | Sealed air Corporation | Purchase | SP | $1,001 - $15,000 | 20010329 | |
| 54 | 2018-08-28 | SCI | Service Corporation International | Purchase | SP | $1,001 - $15,000 | 20010329 | |
| 55 | 2018-08-28 | SSNC | SS&C Technologies Holdings, Inc. | Purchase | SP | $1,001 - $15,000 | 20010329 | |
| 56 | 2018-08-28 | FTI | TechnipFMC plc ordinary Share | Purchase | SP | $1,001 - $15,000 | 20010329 | |
| 57 | 2018-08-28 | TMO | Thermo Fisher Scientific Inc | Purchase | SP | $1,001 - $15,000 | 20010329 | |
| 58 | 2018-08-28 | TJX | TJX Companies, Inc. | Purchase | SP | $1,001 - $15,000 | 20010329 | |
| 59 | 2018-08-28 | TRIP | Tripadvisor, Inc. | Purchase | SP | $1,001 - $15,000 | 20010329 | |
| 60 | 2018-08-28 | UTX | United Technologies Corporation | Purchase | SP | $1,001 - $15,000 | 20010329 | |
| 61 | 2018-08-28 | UNH | UnitedHealth group Incorporated Common Stock | Purchase | SP | $1,001 - $15,000 | 20010329 | |
| 62 | 2018-08-28 | EMLC | VanEck Vectors J.P. Morgan EM Local Currency Bond ETF | Sale | SP | $1,001 - $15,000 | 20010329 | |
| 63 | 2018-08-28 | DIS | Walt disney Company | Sale | SP | $1,001 - $15,000 | 20010329 | |
| 64 | 2018-08-28 | ZAYO | Zayo group Holdings, Inc. | Purchase | SP | $1,001 - $15,000 | 20010329 | |
| 65 | 2018-08-08 | RPG | Invesco S&P 500 Pure growth ETF | Sale | SP | $1,001 - $15,000 | 20010329 | |
| 66 | 2018-08-08 | IJR | iShares Core S&P Small-Cap ETF | Sale | SP | $1,001 - $15,000 | 20010329 | |
| 67 | 2018-08-08 | EMGF | iShares Edge MSCI Multifactor Emerging Markets ETF | Sale | SP | $1,001 - $15,000 | 20010329 | |
| 68 | 2018-08-08 | VLUE | iShares Edge MSCI USA Value Factor ETF | Sale | SP | $1,001 - $15,000 | 20010329 | |
| 69 | 2018-07-25 | — | apple Inc. (AAPL) [sT] | Sale | Self | $1,001 - $15,000 | 20010073 | |
| 70 | 2018-07-25 | — | Petroleo Brasileiro s.a.- Petrobras (PBR) [sT] | Sale | Self | $15,001 - $50,000 | 20010073 | |
| 71 | 2018-07-25 | — | NKP Ventures, LLC [oT] | Purchase | SP | $1,001 - $15,000 | 20009997 | |
| 72 | 2018-07-18 | — | sunPower Corporation (SPWR) [sT] | Sale | Self | $1,001 - $15,000 | 20010073 | |
| 73 | 2018-07-16 | — | sunPower Corporation (SPWR) [sT] | s (partial) | Self | $1,001 - $15,000 | 20009939 | |
| 74 | 2018-06-08 | AMZN | amazon.com, Inc. | Purchase | SP | $1,001 - $15,000 | 20010011 | |
| 75 | 2018-06-08 | BUD | anheuser-Busch Inbev Sa Sponsored ADR | Sale | SP | $1,001 - $15,000 | 20010011 | |
| 76 | 2018-06-08 | BMY | Bristol-Myers Squibb Company | Sale | SP | $1,001 - $15,000 | 20010011 | |
| 77 | 2018-06-08 | — | Coca-Cola Company (Ko) | Purchase | SP | $1,001 - $15,000 | 20010011 | |
| 78 | 2018-06-08 | RODM | Hartford Multifactor Developed Markets | Sale | SP | $15,001 - $50,000 | 20010011 | |
| 79 | 2018-06-06 | — | First solar, Inc. (FSLR) [sT] | Purchase | Self | $1,001 - $15,000 | 20009780 | |
| 80 | 2018-06-06 | — | First solar, Inc. (FSLR) [sT] | Purchase | Self | $1,001 - $15,000 | 20009780 | |
| 81 | 2018-06-04 | — | Bank of america Corporation (BAC) [sT] | s (partial) | Self | $15,001 - $50,000 | 20009939 | |
| 82 | 2018-06-04 | — | First solar, Inc. (FSLR) [sT] | Purchase | Self | $1,001 - $15,000 | 20009939 | |
| 83 | 2018-06-04 | — | First solar, Inc. (FSLR) [sT] | Purchase | Self | $1,001 - $15,000 | 20009939 | |
| 84 | 2018-05-28 | — | Bank of america Corporation (BAC) [sT] | s (partial) | Self | $1,001 - $15,000 | 20009624 | |
| 85 | 2018-05-09 | — | gogo Inc. (gogo) [sT] | Purchase | Self | $1,001 - $15,000 | 20009780 | |
| 86 | 2018-05-09 | — | Walt Disney Company (DIS) [sT] | s (partial) | Self | $1,001 - $15,000 | 20009780 | |
| 87 | 2018-05-08 | — | gogo Inc. (gogo) [sT] | Purchase | Self | $1,001 - $15,000 | 20009780 | |
| 88 | 2018-05-07 | — | gogo Inc. (gogo) [sT] | Purchase | Self | $1,001 - $15,000 | 20009780 | |
| 89 | 2018-04-26 | — | Bank of america Corporation (BAC) [sT] | s (partial) | Self | $1,001 - $15,000 | 20009624 | |
| 90 | 2018-04-06 | — | alphabet Inc. - Class a (googL) | Sale | SP | $1,001 - $15,000 | 20010012 | |
| 91 | 2018-04-06 | BUD | anheuser-Busch Inbev Sa Sponsored adR | Purchase | SP | $1,001 - $15,000 | 20010012 | |
| 92 | 2018-04-06 | BMY | Bristol-Myers Squibb Company | Purchase | SP | $1,001 - $15,000 | 20010012 | |
| 93 | 2018-04-06 | RODM | Hartford Multifactor developed Markets | Purchase | SP | $15,001 - $50,000 | 20010012 | |
| 94 | 2018-04-06 | EMGF | iShares Edge MSCI Multifactor Emerging Markets ETF | Purchase | SP | $15,001 - $50,000 | 20010012 | |
| 95 | 2018-04-06 | VLUE | iShares Edge MSCI USA Value Factor ETF | Purchase | SP | $15,001 - $50,000 | 20010012 | |
| 96 | 2018-04-06 | IWF | iShares Russell 1000 growth ETF | Sale | SP | $15,001 - $50,000 | 20010012 | |
| 97 | 2018-04-06 | MSFT | Microsoft Corporation | Purchase | SP | $1,001 - $15,000 | 20010012 | |
| 98 | 2018-04-06 | MDLZ | Mondelez International, Inc. - Class a | Sale | SP | $1,001 - $15,000 | 20010012 | |
| 99 | 2018-04-06 | ROK | Rockwell automation, Inc. | Purchase | SP | $1,001 - $15,000 | 20010012 | |
| 100 | 2018-04-06 | — | SPDR dow Jones Industrial average ETF (dIa) | Sale | SP | $15,001 - $50,000 | 20010012 | |
| 101 | 2018-04-06 | XLE | SPDR Select Sector Fund - Energy Select Sector | Sale | SP | $1,001 - $15,000 | 20010012 | |
| 102 | 2018-04-06 | XLF | SPDR Select Sector Fund - Financial | Sale | SP | $1,001 - $15,000 | 20010012 | |
| 103 | 2018-04-06 | UNP | Union Pacific Corporation | Purchase | SP | $1,001 - $15,000 | 20010012 | |
| 104 | 2018-04-06 | EMLC | VanEck Vectors J.P. Morgan EM Local Currency Bond ETF | Purchase | SP | $1,001 - $15,000 | 20010012 | |
| 105 | 2018-04-06 | VEA | Vanguard FTSE developed Markets ETF | Sale | SP | $15,001 - $50,000 | 20010012 | |
| 106 | 2018-04-06 | V | Visa Inc. | Purchase | SP | $1,001 - $15,000 | 20010012 | |
| 107 | 2018-04-02 | — | NKP Ventures, LLC [oT] | Purchase | SP | $15,001 - $50,000 | 20009415 | |
| 108 | 2018-03-29 | — | Herc Holdings Inc. (HRI) [sT] | s (partial) | Self | $1,001 - $15,000 | 20009624 | |
| 109 | 2018-03-28 | — | general Electric Company (gE) [sT] | Purchase | Self | $1,001 - $15,000 | 20009624 | |
| 110 | 2018-03-23 | — | general Electric Company (gE) [sT] | Purchase | Self | $1,001 - $15,000 | 20009624 | |
| 111 | 2018-03-23 | — | general Electric Company (gE) | Purchase | Self | $1,001 - $15,000 | 20009192 | |
| 112 | 2018-02-20 | FB | Facebook, Inc. - Class a | Purchase | SP | $1,001 - $15,000 | 20009193 | |
| 113 | 2018-02-20 | IJR | iShares Core S&P Small-Cap ETF | Purchase | SP | $1,001 - $15,000 | 20009193 | |
| 114 | 2018-02-20 | IWF | iShares Russell 1000 growth ETF | Purchase | SP | $15,001 - $50,000 | 20009193 | |
| 115 | 2018-02-20 | ROBO | ROBO global Robotics and automation Index ETF | Purchase | SP | $1,001 - $15,000 | 20009193 | |
| 116 | 2018-02-20 | — | SPDR dow Jones Industrial average ETF (dIa) | Purchase | SP | $15,001 - $50,000 | 20009193 | |
| 117 | 2018-02-13 | FSLR | First solar, Inc. | Purchase | Self | $1,001 - $15,000 | 20009192 | |
| 118 | 2018-02-08 | XOM | Exxon Mobil Corporation | Purchase | Self | $1,001 - $15,000 | 20009192 | |
| 119 | 2018-02-08 | — | general Electric Company (gE) | Purchase | Self | $1,001 - $15,000 | 20009192 | |
| 120 | 2018-02-06 | FB | Facebook, Inc. - Class a | Sale | SP | $1,001 - $15,000 | 20009193 | |
| 121 | 2018-02-06 | IJR | iShares Core S&P Small-Cap ETF | Sale | SP | $1,001 - $15,000 | 20009193 | |
| 122 | 2018-02-06 | IWF | iShares Russell 1000 growth ETF | Sale | SP | $15,001 - $50,000 | 20009193 | |
| 123 | 2018-02-05 | — | SPDR dow Jones Industrial average ETF (dIa) | Sale | SP | $15,001 - $50,000 | 20009193 | |
| 124 | 2018-02-02 | ROBO | ROBO global Robotics and automation Index ETF | Sale | SP | $1,001 - $15,000 | 20009193 | |
| 125 | 2018-01-22 | FB | Facebook, Inc. - Class a | Sale | SP | $1,001 - $15,000 | 20008890 | |
| 126 | 2018-01-22 | IJH | iShares Core S&P Mid-Cap ETF | Sale | SP | $15,001 - $50,000 | 20008890 | |
| 127 | 2018-01-22 | IJR | iShares Core S&P Small-Cap ETF | Purchase | SP | $1,001 - $15,000 | 20008890 | |
| 128 | 2018-01-22 | IWF | iShares Russell 1000 growth ETF | Sale | SP | $1,001 - $15,000 | 20008890 | |
| 129 | 2018-01-22 | IYR | iShares U.S. Real Estate ETF | Sale | SP | $1,001 - $15,000 | 20008890 | |
| 130 | 2018-01-22 | MDLZ | Mondelez International, Inc. - Class a | Purchase | SP | $1,001 - $15,000 | 20008890 | |
| 131 | 2018-01-22 | — | SPDR dow Jones Industrial average ETF (dIa) | Sale | SP | $15,001 - $50,000 | 20008890 | |
| 132 | 2018-01-22 | XLE | SPDR Select Sector Fund - Energy Select Sector | Purchase | SP | $1,001 - $15,000 | 20008890 | |
| 133 | 2018-01-22 | XLF | SPDR Select Sector Fund - Financial | Purchase | SP | $1,001 - $15,000 | 20008890 | |
| 134 | 2018-01-22 | VEA | Vanguard FTSE developed Markets ETF | Purchase | SP | $15,001 - $50,000 | 20008890 | |
| 135 | 2018-01-22 | V | Visa Inc. | Sale | SP | $1,001 - $15,000 | 20008890 | |
| 136 | 2018-01-02 | — | general Electric Company (gE) | Purchase | Self | $1,001 - $15,000 | 20008747 | |
| 137 | 2017-12-29 | HTZ | Hertz global Holdings, Inc | Sale | Self | $1,001 - $15,000 | 20008747 | |
| 138 | 2017-12-20 | ESV | Ensco plc Class a ordinary shares | Sale | Self | $1,001 - $15,000 | 20008747 | |
| 139 | 2017-11-29 | — | gogo Inc. (gogo) | Purchase | Self | $15,001 - $50,000 | 20008569 | |
| 140 | 2017-11-27 | — | gogo Inc. (gogo) | Purchase | Self | $1,001 - $15,000 | 20008747 | |
| 141 | 2017-11-08 | NVGS | Navigator Holdings Ltd. ordinary shares | Sale | Self | $1,001 - $15,000 | 20008569 | |
| 142 | 2017-10-10 | TJX | 2000032719 SP TJX Companies, Inc. | Sale | Self | $1,001 - $15,000 | 20010003 | |
| 143 | 2017-10-10 | ACN | accenture plc Class a ordinary Shares | Sale | SP | $1,001 - $15,000 | 20008330 | |
| 144 | 2017-10-10 | ADBE | adobe Systems Incorporated | Sale | SP | $1,001 - $15,000 | 20008330 | |
| 145 | 2017-10-10 | AMT | american Tower Corporation | Sale | SP | $1,001 - $15,000 | 20008330 | |
| 146 | 2017-10-10 | AMP | ameriprise Financial, Inc. | Sale | SP | $1,001 - $15,000 | 20008330 | |
| 147 | 2017-10-10 | BLK | BlackRock, Inc. | Sale | SP | $1,001 - $15,000 | 20008330 | |
| 148 | 2017-10-10 | CL | Colgate-Palmolive Company | Sale | SP | $1,001 - $15,000 | 20008330 | |
| 149 | 2017-10-10 | CMCSA | Comcast Corporation - Class a | Sale | SP | $1,001 - $15,000 | 20008330 | |
| 150 | 2017-10-10 | CSX | CSX Corporation | Sale | SP | $1,001 - $15,000 | 20008330 | |
| 151 | 2017-10-10 | CVS | CVS Health Corporation | Sale | SP | $1,001 - $15,000 | 20008330 | |
| 152 | 2017-10-10 | DHR | danaher Corporation | Sale | SP | $1,001 - $15,000 | 20008330 | |
| 153 | 2017-10-10 | ECL | Ecolab Inc. | Sale | SP | $1,001 - $15,000 | 20008330 | |
| 154 | 2017-10-10 | — | Home depot, Inc. (Hd) | Sale | SP | $1,001 - $15,000 | 20008330 | |
| 155 | 2017-10-10 | HON | Honeywell International Inc. | Sale | SP | $1,001 - $15,000 | 20008330 | |
| 156 | 2017-10-10 | ICE | Intercontinental Exchange Inc. | Sale | SP | $1,001 - $15,000 | 20008330 | |
| 157 | 2017-10-10 | IVZ | Invesco Ltd | Sale | SP | $1,001 - $15,000 | 20008330 | |
| 158 | 2017-10-10 | IJH | iShares Core S&P Mid-Cap ETF | Purchase | SP | $1,001 - $15,000 | 20008330 | |
| 159 | 2017-10-10 | IJR | iShares Core S&P Small-Cap ETF | Purchase | SP | $1,001 - $15,000 | 20008330 | |
| 160 | 2017-10-10 | IWF | iShares Russell 1000 growth ETF | Purchase | SP | $15,001 - $50,000 | 20008330 | |
| 161 | 2017-10-10 | LOW | Lowe's Companies, Inc. | Sale | SP | $1,001 - $15,000 | 20008330 | |
| 162 | 2017-10-10 | MDT | Medtronic plc. ordinary Shares | Sale | SP | $1,001 - $15,000 | 20008330 | |
| 163 | 2017-10-10 | ORLY | o'Reilly automotive, Inc. | Sale | SP | $1,001 - $15,000 | 20008330 | |
| 164 | 2017-10-10 | RHT | Red Hat, Inc. | Sale | SP | $1,001 - $15,000 | 20008330 | |
| 165 | 2017-10-10 | ROK | Rockwell automation, Inc. | Sale | SP | $1,001 - $15,000 | 20008330 | |
| 166 | 2017-10-10 | COL | Rockwell Collins, Inc. | Sale | SP | $1,001 - $15,000 | 20008330 | |
| 167 | 2017-10-10 | — | SPDR dow Jones Industrial average ETF (dIa) | Purchase | SP | $15,001 - $50,000 | 20008330 | |
| 168 | 2017-10-10 | TMO | Thermo Fisher Scientific Inc | Sale | SP | $1,001 - $15,000 | 20008330 | |
| 169 | 2017-10-10 | TIXC | Tix Corporation | Sale | SP | $1,001 - $15,000 | 20008330 | |
| 170 | 2017-10-10 | UTX | United Technologies Corporation | Sale | SP | $1,001 - $15,000 | 20008330 | |
| 171 | 2017-10-10 | V | Visa Inc. | Purchase | SP | $1,001 - $15,000 | 20008330 | |
| 172 | 2017-10-10 | DIS | Walt disney Company | Purchase | SP | $1,001 - $15,000 | 20008330 | |
| 173 | 2017-09-26 | OPK | Opko Health, Inc. | Purchase | Self | $1,001 - $15,000 | 20008139 | |
| 174 | 2017-08-29 | WFM | Whole Foods Market, Inc. | Exchange | Self | $15,001 - $50,000 | 20008049 | |
| 175 | 2017-08-29 | WFM | Whole Foods Market, Inc. | Exchange | Self | $1,001 - $15,000 | 20008049 | |
| 176 | 2017-08-24 | MDLZ | Mondelez International, Inc. - Class a | Sale | SP | $1,001 - $15,000 | 20008049 | |
| 177 | 2017-08-09 | SBUX | Starbucks Corporation | Sale | SP | $1,001 - $15,000 | 20008049 | |
| 178 | 2017-08-09 | DIS | Walt Disney Company | Sale | SP | $1,001 - $15,000 | 20008049 | |
| 179 | 2017-08-03 | MYL | Mylan N.V. | Sale | SP | $1,001 - $15,000 | 20008049 | |
| 180 | 2017-08-03 | ABC | amerisourceBergen Corporation | Sale | SP | $1,001 - $15,000 | 20007872 | |
| 181 | 2017-08-03 | MYL | Mylan N.V. | Sale | SP | $1,001 - $15,000 | 20007872 | |
| 182 | 2017-07-10 | ETP | Energy Transfer Partners, L.P. Common Units representing limited partner interests | Sale | SP | $1,001 - $15,000 | 20007872 | |
| 183 | 2017-07-10 | FB | Facebook, Inc. - Class a | Purchase | SP | $1,001 - $15,000 | 20007872 | |
| 184 | 2017-07-10 | IYR | iShares U.S. Real Estate ETF | Purchase | SP | $1,001 - $15,000 | 20007872 | |
| 185 | 2017-07-10 | KMI | Kinder Morgan, Inc. | Sale | SP | $1,001 - $15,000 | 20007872 | |
| 186 | 2017-07-10 | ORLY | o'Reilly automotive, Inc. | Purchase | SP | $1,001 - $15,000 | 20007872 | |
| 187 | 2017-07-10 | ROBO | ROBO global Robotics and automation Index ETF | Purchase | SP | $1,001 - $15,000 | 20007872 | |
| 188 | 2017-07-10 | TROW | T. Rowe Price group, Inc. | Sale | SP | $1,001 - $15,000 | 20007872 | |
| 189 | 2017-07-10 | ETP | Energy Transfer Partners, L.P. Common Units representing limited partner interests | Sale | SP | $1,001 - $15,000 | 20007620 | |
| 190 | 2017-07-10 | FB | Facebook, Inc. - Class a | Purchase | SP | $1,001 - $15,000 | 20007620 | |
| 191 | 2017-07-10 | IYR | iShares U.S. Real Estate ETF | Purchase | SP | $1,001 - $15,000 | 20007620 | |
| 192 | 2017-07-10 | KMI | Kinder Morgan, Inc. | Sale | SP | $1,001 - $15,000 | 20007620 | |
| 193 | 2017-07-10 | ORLY | o'Reilly automotive, Inc. | Purchase | SP | $1,001 - $15,000 | 20007620 | |
| 194 | 2017-07-10 | ROBO | ROBO global Robotics and automation Index ETF | Purchase | SP | $1,001 - $15,000 | 20007620 | |
| 195 | 2017-07-10 | TROW | T. Rowe Price group, Inc. | Sale | SP | $1,001 - $15,000 | 20007620 | |
| 196 | 2017-05-16 | MDLZ | Mondelez International, Inc. - Class a | Purchase | SP | $1,001 - $15,000 | 20007382 | |
| 197 | 2017-05-16 | TWX | Time Warner Inc. New | Sale | SP | $1,001 - $15,000 | 20007382 | |
| 198 | 2017-04-05 | ADBE | adobe Systems Incorporated | Sale | SP | $1,001 - $15,000 | 20007382 | |
| 199 | 2017-04-05 | AMT | american Tower Corporation | Purchase | SP | $1,001 - $15,000 | 20007382 | |
| 200 | 2017-04-05 | AMP | ameriprise Financial, Inc. | Sale | SP | $1,001 - $15,000 | 20007382 | |
| 201 | 2017-04-05 | BDX | Becton, dickinson and Company | Sale | SP | $1,001 - $15,000 | 20007382 | |
| 202 | 2017-04-05 | CSX | CSX Corporation | Purchase | SP | $1,001 - $15,000 | 20007382 | |
| 203 | 2017-04-05 | FB | Facebook, Inc. - Class a | Sale | SP | $1,001 - $15,000 | 20007382 | |
| 204 | 2017-04-05 | CMBS | iShares CMBS Bond ETF | Sale | SP | $1,001 - $15,000 | 20007382 | |
| 205 | 2017-04-05 | PRXL | PAREXEL International Corporation | Sale | SP | $1,001 - $15,000 | 20007382 | |
| 206 | 2017-04-05 | PCY | PowerShares Emerging Markets Sovereign debt Portfolio | Sale | SP | $1,001 - $15,000 | 20007382 | |
| 207 | 2017-04-05 | RHT | Red Hat, Inc. | Sale | SP | $1,001 - $15,000 | 20007382 | |
| 208 | 2017-04-05 | ROK | Rockwell automation, Inc. | Sale | SP | $1,001 - $15,000 | 20007382 | |
| 209 | 2017-04-05 | TROW | T. Rowe Price group, Inc. | Purchase | SP | $1,001 - $15,000 | 20007382 | |
| 210 | 2016-12-30 | SPG | 2000023613 SP Simon Property group, Inc. | Sale | Self | $1,001 - $15,000 | 20007737 | |
| 211 | 2016-12-06 | CSCO | Cisco systems, Inc. | Sale | Self | $50,001 - $100,000 | 20006324 | |
| 212 | 2016-11-11 | AN | autoNation, Inc. | Sale | Self | $1,001 - $15,000 | 20006324 | |
| 213 | 2016-11-11 | PBR | Petroleo Brasileiro s.a.- Petrobras | Purchase | Self | $1,001 - $15,000 | 20006324 | |
| 214 | 2016-11-11 | PBR | Petroleo Brasileiro s.a.- Petrobras | Purchase | Self | $1,001 - $15,000 | 20006201 | |
| 215 | 2016-11-10 | PBR | Petroleo Brasileiro s.a.- Petrobras | Purchase | Self | $1,001 - $15,000 | 20006324 | |
| 216 | 2016-11-10 | — | autoNation, Inc. (aN) | Sale | Self | $1,001 - $15,000 | 20006201 | |
| 217 | 2016-11-09 | PBR | Petroleo Brasileiro s.a.- Petrobras | Purchase | Self | $1,001 - $15,000 | 20006324 | |
| 218 | 2016-11-09 | PBR | Petroleo Brasileiro s.a.- Petrobras | Purchase | Self | $1,001 - $15,000 | 20006201 | |
| 219 | 2016-11-07 | SAN | Banco santander, s.a. sponsored ADR | Sale | Self | $1,001 - $15,000 | 20006324 | |
| 220 | 2016-11-07 | BACWSA | Bank amer Corp WT Us Treas Tarp | Sale | Self | $1,001 - $15,000 | 20006324 | |
| 221 | 2016-11-07 | USO | United states oil Fund | Sale | Self | $1,001 - $15,000 | 20006324 | |
| 222 | 2016-11-07 | USO | United states oil Fund | Sale | Self | $1,001 - $15,000 | 20006324 | |
| 223 | 2016-11-07 | — | BaCWsa- BANK AMER WT Us TRES TARP EXP 01 | Sale | Self | $1,001 - $15,000 | 20006213 | |
| 224 | 2016-11-07 | PBR | Petroleo Brasileiro s.a.- Petrobras | Purchase | Self | $1,001 - $15,000 | 20006201 | |
| 225 | 2016-11-07 | — | United states oil Fund (Uso) | Sale | Self | $1,001 - $15,000 | 20006201 | |
| 226 | 2016-11-07 | — | United states oil Fund (Uso) | Purchase | Self | $1,001 - $15,000 | 20006201 | |
| 227 | 2016-11-04 | FSLR | First solar, Inc. | Purchase | Self | $1,001 - $15,000 | 20006324 | |
| 228 | 2016-11-04 | — | Banco santander, s.a. sponsored ADR (saN) | Sale | Self | $1,001 - $15,000 | 20006201 | |
| 229 | 2016-11-03 | FSLR | First solar, Inc. | Purchase | Self | $1,001 - $15,000 | 20006324 | |
| 230 | 2016-11-03 | FSLR | First solar, Inc. | Purchase | Self | $1,001 - $15,000 | 20006201 | |
| 231 | 2016-10-21 | FSLR | First solar, Inc. | Purchase | Self | $1,001 - $15,000 | 20006201 | |
| 232 | 2016-10-03 | FSLR | First solar, Inc. | Purchase | Self | $1,001 - $15,000 | 20006201 | |
| 233 | 2016-10-03 | FSLR | First solar, Inc. | Purchase | Self | $1,001 - $15,000 | 20006022 | |
| 234 | 2016-08-02 | WFM | Whole Foods Market, Inc. | Purchase | Self | $1,001 - $15,000 | 20005605 | |
| 235 | 2016-07-22 | AET | aetna Inc. | Sale | SP | $1,001 - $15,000 | 20005898 | |
| 236 | 2016-07-22 | — | alphabet Inc. - Class a (googL) | Purchase | SP | $1,001 - $15,000 | 20005898 | |
| 237 | 2016-07-22 | CMBS | iShares CMBS Bond ETF | Purchase | SP | $1,001 - $15,000 | 20005898 | |
| 238 | 2016-07-22 | PANW | Palo alto Networks, Inc. | Sale | SP | $1,001 - $15,000 | 20005898 | |
| 239 | 2016-07-22 | — | Vanguard S&P 500 ETF (Voo) | Purchase | SP | $1,001 - $15,000 | 20005899 | |
| 240 | 2016-07-22 | YUM | Yum! Brands, Inc. | Purchase | SP | $1,001 - $15,000 | 20005899 | |
| 241 | 2016-07-13 | WYNN | Wynn Resorts, Limited | Sale | Self | $1,001 - $15,000 | 20005531 | |
| 242 | 2016-07-01 | HRI | Herc Holdings Inc. | Exchange | Self | $1,001 - $15,000 | 20005605 | |
| 243 | 2016-06-24 | CSX | 2000018809 CSX Corporation | Purchase | Self | $1,001 - $15,000 | 20007737 | |
| 244 | 2016-06-24 | FSLR | 2000018808 First Solar, Inc. | Purchase | Self | $1,001 - $15,000 | 20007737 | |
| 245 | 2016-06-24 | CSX | CSX Corporation | Purchase | Self | $1,001 - $15,000 | 20005449 | |
| 246 | 2016-06-24 | FSLR | First solar, Inc. | Purchase | Self | $1,001 - $15,000 | 20005449 | |
| 247 | 2016-06-21 | FSLR | First solar, Inc. | Purchase | Self | $1,001 - $15,000 | 20005377 | |
| 248 | 2016-06-20 | FSLR | 2000018810 First Solar, Inc. | Purchase | Self | $1,001 - $15,000 | 20007737 | |
| 249 | 2016-06-20 | FSLR | First solar, Inc. | Purchase | Self | $1,001 - $15,000 | 20005449 | |
| 250 | 2016-05-25 | ATVI | activision Blizzard, Inc | Sale | SP | $1,001 - $15,000 | 20005351 | |
| 251 | 2016-05-25 | AET | aetna Inc. | Purchase | SP | $1,001 - $15,000 | 20005351 | |
| 252 | 2016-05-25 | — | alphabet Inc. - Class a (googL) | Sale | SP | $1,001 - $15,000 | 20005351 | |
| 253 | 2016-05-25 | AMP | ameriprise Financial, Inc. | Sale | SP | $1,001 - $15,000 | 20005351 | |
| 254 | 2016-05-25 | AAPL | apple Inc. | Sale | SP | $1,001 - $15,000 | 20005351 | |
| 255 | 2016-05-25 | — | Boeing Company (Ba) | Sale | SP | $1,001 - $15,000 | 20005351 | |
| 256 | 2016-05-25 | CMCSA | Comcast Corporation - Class a | Purchase | SP | $1,001 - $15,000 | 20005351 | |
| 257 | 2016-05-25 | HLT | Hilton Worldwide Holdings Inc. | Purchase | SP | $1,001 - $15,000 | 20005351 | |
| 258 | 2016-05-25 | — | Home depot, Inc. (Hd) | Purchase | SP | $1,001 - $15,000 | 20005351 | |
| 259 | 2016-05-25 | CMBS | iShares CMBS Bond ETF | Sale | SP | $1,001 - $15,000 | 20005351 | |
| 260 | 2016-05-25 | IBB | iShares Nasdaq Biotechnology Index Fund | Purchase | SP | $1,001 - $15,000 | 20005351 | |
| 261 | 2016-05-25 | MMP | Magellan Midstream Partners L.P. Limited Partnership | Sale | SP | $1,001 - $15,000 | 20005351 | |
| 262 | 2016-05-25 | MDT | Medtronic plc. ordinary Shares | Sale | SP | $1,001 - $15,000 | 20005351 | |
| 263 | 2016-05-25 | NKE | Nike, Inc. | Sale | SP | $1,001 - $15,000 | 20005351 | |
| 264 | 2016-05-25 | PANW | Palo alto Networks, Inc. | Sale | SP | $1,001 - $15,000 | 20005351 | |
| 265 | 2016-05-25 | PKW | PowerShares Buyback achievers | Sale | SP | $1,001 - $15,000 | 20005351 | |
| 266 | 2016-05-25 | PCY | PowerShares Emerging Markets Sovereign debt Portfolio | Purchase | SP | $1,001 - $15,000 | 20005351 | |
| 267 | 2016-05-25 | — | SPDR Select Sector Fund - Energy Select | Sale | SP | $1,001 - $15,000 | 20005351 | |
| 268 | 2016-05-25 | DIS | Walt disney Company | Sale | SP | $1,001 - $15,000 | 20005351 | |
| 269 | 2016-04-29 | ELUXY | 2000018443 aB Electrolux Class B american Depositary Receipts | Sale | Self | $1,001 - $15,000 | 20007737 | |
| 270 | 2016-04-29 | FSLR | 2000018442 First Solar, Inc. | Purchase | Self | $1,001 - $15,000 | 20007737 | |
| 271 | 2016-04-29 | IDEXY | 2000018444 Industria De Diseno Textil Inditex Sa Unsponsored ADR | Sale | Self | $1,001 - $15,000 | 20007737 | |
| 272 | 2016-04-29 | ELUXY | aB Electrolux Class B american Depositary Receipts | Sale | Self | $1,001 - $15,000 | 20005349 | |
| 273 | 2016-04-29 | FSLR | First solar, Inc. | Purchase | Self | $1,001 - $15,000 | 20005349 | |
| 274 | 2016-04-29 | IDEXY | Industria De Diseno Textil Inditex sa unsponsored ADR | Sale | Self | $1,001 - $15,000 | 20005349 | |
| 275 | 2016-03-09 | ATVI | 2000016307 SP activision Blizzard, Inc | Purchase | Self | $1,001 - $15,000 | 20007737 | |
| 276 | 2016-03-09 | AMP | 2000016306 SP ameriprise Financial, Inc. | Purchase | Self | $1,001 - $15,000 | 20007737 | |
| 277 | 2016-03-09 | AAPL | 2000016308 SP apple Inc. | Purchase | Self | $1,001 - $15,000 | 20007737 | |
| 278 | 2016-03-09 | BA | 2000016303 SP Boeing Company | Purchase | Self | $1,001 - $15,000 | 20007737 | |
| 279 | 2016-03-09 | CMBS | 2000016305 SP iShares CMBS Bond ETF | Purchase | Self | $1,001 - $15,000 | 20007737 | |
| 280 | 2016-03-09 | MMP | 2000016309 SP Magellan Midstream Partners L.P. Limited Partnership | Purchase | Self | $1,001 - $15,000 | 20007737 | |
| 281 | 2016-03-09 | NFLX | 2000016302 SP Netflix, Inc. | Sale | Self | $1,001 - $15,000 | 20007737 | |
| 282 | 2016-03-09 | NKE | Nike, Inc. | Purchase | SP | $1,001 - $15,000 | 20007737 | |
| 283 | 2016-03-09 | PKW | PowerShares Buyback achievers | Purchase | SP | $1,001 - $15,000 | 20007737 | |
| 284 | 2016-03-09 | SPG | Simon Property group, Inc. | Purchase | SP | $1,001 - $15,000 | 20007737 | |
| 285 | 2016-03-09 | XLE | SPDR Select Sector Fund - Energy Select Sector | Purchase | SP | $1,001 - $15,000 | 20007737 | |
| 286 | 2016-03-09 | DIS | 2000016304 SP Walt Disney Company | Purchase | Self | $1,001 - $15,000 | 20007737 | |
| 287 | 2016-03-09 | ATVI | activision Blizzard, Inc | Purchase | Self | $1,001 - $15,000 | 20004797 | |
| 288 | 2016-03-09 | AMP | ameriprise Financial, Inc. | Purchase | Self | $1,001 - $15,000 | 20004797 | |
| 289 | 2016-03-09 | — | apple Inc. (aaPl) | Purchase | Self | $1,001 - $15,000 | 20004797 | |
| 290 | 2016-03-09 | — | Boeing Company (Ba) | Purchase | Self | $1,001 - $15,000 | 20004797 | |
| 291 | 2016-03-09 | CMBS | ishares CMBS Bond ETF | Purchase | Self | $1,001 - $15,000 | 20004797 | |
| 292 | 2016-03-09 | MMP | Magellan Midstream Partners l.P. limited Partnership | Purchase | Self | $1,001 - $15,000 | 20004797 | |
| 293 | 2016-03-09 | NFLX | Netflix, Inc. | Sale | Self | $1,001 - $15,000 | 20004797 | |
| 294 | 2016-03-09 | NKE | Nike, Inc. | Purchase | Self | $1,001 - $15,000 | 20004797 | |
| 295 | 2016-03-09 | PKW | Powershares Buyback achievers | Purchase | Self | $1,001 - $15,000 | 20004797 | |
| 296 | 2016-03-09 | — | simon Property group, Inc. (sPg) | Purchase | Self | $1,001 - $15,000 | 20004797 | |
| 297 | 2016-03-09 | XLE | SPDR select sector Fund - Energy select sector | Purchase | Self | $1,001 - $15,000 | 20004797 | |
| 298 | 2016-03-09 | DIS | Walt Disney Company | Purchase | Self | $1,001 - $15,000 | 20004797 | |
| 299 | 2016-01-15 | CSCO | Cisco systems, Inc. | Purchase | Self | $1,001 - $15,000 | 20004475 | |
| 300 | 2016-01-15 | XOM | Exxon Mobil Corporation | Purchase | Self | $1,001 - $15,000 | 20004475 | |
| 301 | 2016-01-15 | DIS | Walt Disney Company | Purchase | Self | $1,001 - $15,000 | 20004475 | |
| 302 | 2016-01-15 | WFM | Whole Foods Market, Inc. | Purchase | Self | $1,001 - $15,000 | 20004475 | |
| 303 | 2016-01-15 | WYNN | Wynn Resorts, Limited | Purchase | Self | $1,001 - $15,000 | 20004475 | |
| 304 | 2016-01-07 | AAPL | apple Inc. | Purchase | Self | $1,001 - $15,000 | 20004363 | |
| 305 | 2016-01-07 | — | autoNation, Inc. (aN) | Purchase | Self | $1,001 - $15,000 | 20004363 | |
| 306 | 2016-01-07 | CSX | CSX Corporation | Purchase | Self | $1,001 - $15,000 | 20004363 | |
| 307 | 2016-01-04 | CSCO | Cisco systems, Inc. | Purchase | Self | $1,001 - $15,000 | 20004330 | |
| 308 | 2015-12-09 | MMP | Magellan Midstream Partners L.P. Limited Partnership | Sale | SP | $1,001 - $15,000 | 20004556 | |
| 309 | 2015-10-23 | ATVI | activision Blizzard, Inc | Sale | SP | $1,001 - $15,000 | 20004089 | |
| 310 | 2015-10-23 | — | alphabet Inc. - Class a (googL) | Sale | SP | $1,001 - $15,000 | 20004089 | |
| 311 | 2015-10-23 | FB | Facebook, Inc. - Class a | Sale | SP | $1,001 - $15,000 | 20004089 | |
| 312 | 2015-10-23 | CMBS | iShares CMBS Bond ETF | Purchase | SP | $1,001 - $15,000 | 20004089 | |
| 313 | 2015-10-23 | MMP | Magellan Midstream Partners L.P. Limited Partnership | Purchase | SP | $1,001 - $15,000 | 20004089 | |
| 314 | 2015-10-23 | NFLX | Netflix, Inc. | Purchase | SP | $1,001 - $15,000 | 20004089 | |
| 315 | 2015-09-04 | — | autoNation, Inc. (aN) | Purchase | Self | $1,001 - $15,000 | 20003783 | |
| 316 | 2015-08-27 | NFLX | Netflix, Inc. | Purchase | SP | $1,001 - $15,000 | 20003812 | |
| 317 | 2015-08-24 | CSCO | Cisco systems, Inc. | Purchase | Self | $1,001 - $15,000 | 20003554 | |
| 318 | 2015-08-24 | XOM | Exxon Mobil Corporation | Purchase | Self | $1,001 - $15,000 | 20003554 | |
| 319 | 2015-08-21 | UTX | United Technologies Corporation | Sale | SP | $1,001 - $15,000 | 20003812 | |
| 320 | 2015-08-17 | XLE | SPDR Select Sector Fund - Energy Select Sector | Sale | SP | $1,001 - $15,000 | 20003812 | |
| 321 | 2015-07-14 | ATVI | activision Blizzard, Inc | Purchase | SP | $1,001 - $15,000 | 20003731 | |
| 322 | 2015-07-14 | AMP | ameriprise Financial, Inc. | Sale | SP | $1,001 - $15,000 | 20003731 | |
| 323 | 2015-07-14 | — | Baron Real Estate Fund Instl Class | Purchase | SP | $1,001 - $15,000 | 20003731 | |
| 324 | 2015-07-14 | — | COHEN & STEERS PREFERRED SEC & INC FUND I | Sale | SP | $1,001 - $15,000 | 20003731 | |
| 325 | 2015-07-14 | CMBS | iShares CMBS Bond ETF | Purchase | SP | $1,001 - $15,000 | 20003731 | |
| 326 | 2015-07-14 | — | JOHN HANCOCK DISCIPLINED VALUE MID CAP FUND CLASS | Sale | SP | $1,001 - $15,000 | 20003731 | |
| 327 | 2015-07-14 | — | LaZaRd INTERNaTIoNaL EQUITY STRATEGIES FUND | Purchase | SP | $1,001 - $15,000 | 20003731 | |
| 328 | 2015-07-14 | MDT | Medtronic plc. ordinary Shares | Purchase | SP | $1,001 - $15,000 | 20003731 | |
| 329 | 2015-07-14 | — | MoRgaN STANLEY CAPITAL GROWTH CL I | Sale | SP | $1,001 - $15,000 | 20003731 | |
| 330 | 2015-07-14 | PANW | Palo alto Networks, Inc. | Purchase | SP | $1,001 - $15,000 | 20003731 | |
| 331 | 2015-07-14 | XLE | SPDR Select Sector Fund - Energy Select Sector | Purchase | SP | $1,001 - $15,000 | 20003731 | |
| 332 | 2015-07-14 | XLK | SPDR Select Sector Fund - Technology | Sale | SP | $1,001 - $15,000 | 20003731 | |
| 333 | 2015-07-14 | VNQ | Vanguard REIT ETF - DNQ | Sale | SP | $1,001 - $15,000 | 20003731 | |
| 334 | 2015-07-07 | HACK | PureFunds ISE Cyber Security ETF | Sale | SP | $1,001 - $15,000 | 20003731 | |
| 335 | 2015-06-18 | ADSK | autodesk, Inc. | Sale | SP | $1,001 - $15,000 | 20003731 | |
| 336 | 2015-06-18 | HACK | PureFunds ISE Cyber Security ETF | Purchase | SP | $1,001 - $15,000 | 20003731 | |
| 337 | 2015-04-17 | AXP | american Express Company | Sale | SP | $1,001 - $15,000 | 20003731 | |
| 338 | 2015-04-17 | AMP | ameriprise Financial, Inc. | Purchase | SP | $1,001 - $15,000 | 20003731 | |
| 339 | 2015-04-17 | FXC | guggenheim CurrencyShares Canadian dollar Trust | Sale | SP | $1,001 - $15,000 | 20003731 | |
| 340 | 2015-04-17 | CMBS | iShares CMBS Bond ETF | Sale | SP | $1,001 - $15,000 | 20003731 | |
| 341 | 2015-04-17 | INDA | Ishares MSCI India ETF | Sale | SP | $1,001 - $15,000 | 20003731 | |
| 342 | 2015-04-17 | EWW | iShares MSCI Mexico Capped Investable Market Index Fund | Sale | SP | $1,001 - $15,000 | 20003731 | |
| 343 | 2015-04-17 | — | JOHN HANCOCK DISCIPLINED VALUE MID CAP FUND CLASS | Sale | SP | $1,001 - $15,000 | 20003731 | |
| 344 | 2015-04-17 | — | LaZaRd INTERNaTIoNaL EQUITY STRATEGIES FUND | Purchase | SP | $1,001 - $15,000 | 20003731 | |
| 345 | 2015-04-17 | MDT | Medtronic plc. ordinary Shares | Purchase | SP | $1,001 - $15,000 | 20003731 | |
| 346 | 2015-04-17 | — | MFS SER TR V INTL NEW DISCOVERY Fd CL I | Purchase | SP | $1,001 - $15,000 | 20003731 | |
| 347 | 2015-04-17 | — | MoRgaN STANLEY CAPITAL GROWTH CL I | Purchase | SP | $1,001 - $15,000 | 20003731 | |
| 348 | 2015-04-17 | — | MoRgaN STANLEY INST FRONTIER EMERGING | Purchase | SP | $1,001 - $15,000 | 20003731 | |
| 349 | 2015-04-17 | NKE | Nike, Inc. | Purchase | SP | $1,001 - $15,000 | 20003731 | |
| 350 | 2015-04-17 | — | PIMCO INVESTMENT gRadE CoRPoRaTE BOND FUND | Purchase | SP | $1,001 - $15,000 | 20003731 | |
| 351 | 2015-04-17 | RALS | ProShares RAFI Long Short ETF | Sale | SP | $1,001 - $15,000 | 20003731 | |
| 352 | 2015-04-17 | — | THE HaRTFoRd GROWTH OPPORTUNITIES FUND | Sale | SP | $1,001 - $15,000 | 20003731 | |
| 353 | 2015-04-17 | — | UNdISCoVEREd Mg BH VL SL FBOID 51078322760 | Sale | SP | $1,001 - $15,000 | 20003731 | |
