| 1 | 2022-06-08 | — | ORANGETOWN NY PUB IMPT BDS 2022 G/O LTD TAX B/E | Purchase | Self | $15,001 - $50,000 | 20021404 | |
| 2 | 2022-02-16 | — | NEW YORK NY CITY MUN FIN ATH W&S SYS REV 2ND GEN RESLUTN FISCAL 13 DD OID | Purchase | Self | $15,001 - $50,000 | 20020641 | |
| 3 | 2022-01-05 | — | NEW YORK NY CITY MUN WTR FIN AUTH WTR & SWR SYS 2ND GEN RSLTN EE REV B/E | Purchase | Self | $15,001 - $50,000 | 20020477 | |
| 4 | 2021-11-08 | — | ITHACA CITY NY PUB IMPT G/O LTD B/E OID | Purchase | Self | $15,001 - $50,000 | 20020032 | |
| 5 | 2021-09-30 | — | COUPON 5.25%, DUE 06-15-2037, CUSIP 64972GKL7 PORT AUTH NY & NJ RFDG AMT CONS ONE HUNDRED NINETY SEVENTH SER REV | Purchase | Self | $15,001 - $50,000 | 20017063 | |
| 6 | 2021-09-29 | — | DUE 06-15-2032, CUSIP 64972GJZ8 NEW YORK NY CITY MUN WTR FIN AUTH WTR & SWR SYS SCD GEN RSLTN SUBSER CC1 REV | Purchase | Self | $15,001 - $50,000 | 20017063 | |
| 7 | 2021-09-21 | — | New York NY CITY MUN WTR FIN AUTH WTR & SWR RFDG FISL 2016 SER A B/E | Purchase | Self | $15,001 - $50,000 | 20017063 | |
| 8 | 2020-06-04 | — | FIDELITY FUNDS FIDELITY TREASURIES ONLY | Sale (partial) | Self | $250,001 - $500,000 | 20017063 | |
| 9 | 2020-06-02 | — | FIDELITY FUNDS FIDELITY TREASURIES ONLY | Sale (partial) | Self | $50,001 - $100,000 | 20017063 | |
| 10 | 2020-05-20 | — | FIDELITY FUNDS FEDERAL TREASURY ONLY MUTUAL FUND [gS] | Sale (partial) | Self | $50,001 - $100,000 | 20016737 | |
| 11 | 2020-01-09 | — | FIDELITY FUNDS - FIDELITY TREASURY ONLY [gS] | Purchase | Self | $500,001 - $1,000,000 | 20016074 | |
| 12 | 2019-10-15 | — | NEW YORK ST DORM AUTH SALES TAX REV ST SUPPORTED SER A B/E | Purchase | Self | $15,001 - $50,000 | 20012621 | |
| 13 | 2019-10-15 | — | 03/15/2043, CUSIP 64990ABF1 NEW YORK ST DORM AUTH SLS TAX REV ST SPPRTD DEBT BDS 2013A B/E UNREF | Sale | Self | $15,001 - $50,000 | 20012621 | |
| 14 | 2019-10-04 | — | DUE 03/15/2043, CUSIP 64990APN9 NORTH HEMPSTEAD NY PUB IMPT BDS 2019 B G/O LTD B/E | Purchase | Self | $15,001 - $50,000 | 20012621 | |
| 15 | 2019-09-19 | — | BRONXVILLE NY UN FREE SCH DIST BDS 2019 G/O UNLTD B/E | Purchase | Self | $15,001 - $50,000 | 20012504 | |
| 16 | 2019-06-13 | — | EAST QUOGUE NY UN FREE S/D SUFFOLK CNTY G/O LTD B/E ST AID WITHHLDG | Purchase | Self | $15,001 - $50,000 | 20012023 | |
| 17 | 2019-06-06 | — | COUPON 5.375%, DUE 11-15-2025, CUSIP 64966MPW3 SARATOGA SPRINGS NY PUB IMPT SERIAL BDS 2019 G/O LTD B/E B/Q | Purchase | Self | $15,001 - $50,000 | 20012023 | |
| 18 | 2019-04-25 | — | NEW YORK ST DORM AUTH ST PERS INCOME TAX REV FOR SER C GRP C PRIOR TO | Purchase | Self | $15,001 - $50,000 | 20011694 | |
| 19 | 2019-01-14 | — | NEW YORK ST DORM AUTH REVS NON ST SUPPORTED DEBT 12 SEE 649906TD | Purchase | Self | $15,001 - $50,000 | 20011160 | |
| 20 | 2019-01-07 | — | 2043,CUSIP 64990ABF1 PORT AUTH NY & NJ CONS ONE HUNDRED EIGHTY FOURTH DB B\E | Purchase | Self | $15,001 - $50,000 | 20011160 | |
| 21 | 2019-01-02 | — | 07-01-2043, CUSIP 6499077A4 NEW YORK ST DORM AUTH SALES TAX REV ST SUPPORTED SER A B\E | Purchase | Self | $15,001 - $50,000 | 20011160 | |
| 22 | 2018-12-10 | — | SUFFOLK CNTY NY WTR AUTH WTRWKS REV SER A B/E [gS] | Purchase | Self | $15,001 - $50,000 | 20011020 | |
| 23 | 2018-11-29 | — | 2033, CUSIP 64990AEB7 PORT AUTH NY & NJ CONS ONE HUNDRED SEVENTY NINTH REV B/E [gS] | Purchase | Self | $1,001 - $15,000 | 20010848 | |
| 24 | 2018-11-27 | — | 540057RD0 NEW YORK ST DORM AUTH SALES TAX REV ST SUPPORTED SER B GRP A [gS] | Purchase | Self | $15,001 - $50,000 | 20010848 | |
| 25 | 2018-11-15 | — | LOCKPORT TOWN NY PUB IMPT BDS 2018 g/O LTD B/E BAM [gS] | Purchase | Self | $15,001 - $50,000 | 20010848 | |
| 26 | 2018-11-13 | — | CUSIP 05620PLS0 CORTLAND NY PUB IMPT BDS 2018 g/O LTD B/E B/Q MAC [gS] | Purchase | Self | $15,001 - $50,000 | 20010848 | |
| 27 | 2018-11-06 | — | 220633TT8 HARRISON NY PUB IMPT BDS 2018 g/O LTD B/E [gS] | Purchase | Self | $50,001 - $100,000 | 20010848 | |
| 28 | 2018-11-02 | — | BABYLON NY VARIOUS PURPOSES SER BDS 2018 g/O LTD B/E [gS] | Purchase | Self | $15,001 - $50,000 | 20010848 | |
| 29 | 2018-10-17 | — | 5.00%, DUE 03-15-2033, CUSIP 64990EYN1 SCARSDALE NY PUB IMPT BDS 2018 G/O LTD B/E OID | Purchase | Self | $15,001 - $50,000 | 20010742 | |
| 30 | 2018-10-03 | — | NEW YORK ST DORM AUTH ST PERS INCOME TAX REV FOR REF GEN PURP SER A B/E | Purchase | Self | $15,001 - $50,000 | 20010742 | |
| 31 | 2018-09-11 | — | WHITE PLAINS NY PUB IMPT BDS 2018 G/O LTD B/E | Purchase | Self | $15,001 - $50,000 | 20010525 | |
| 32 | 2018-08-29 | — | 365154RJ4 NEW YORK NY CITY MUN WTR FIN ATH WTR SWR SYS SEC GEN RESOL SER FF REV B\E [gS] | Purchase | Self | $15,001 - $50,000 | 20010313 | |
| 33 | 2018-08-27 | — | OID, COUPON 4.50%, DUE 06/15/2038, CUSIP 64972GQQ0 2000042387 NEW YORK NY FISCAL 2009 SUBSER A 1 G/O UNLTD B\E OID | Sale | Self | $50,001 - $100,000 | 20012023 | |
| 34 | 2018-08-27 | — | 4.75%, DUE 08-15-25, CUSIP 64966G7J5 2000042386 NEW YORK NY FISCAL 20XXX PARTIAL CALL 64966G-7J-5 OID | Purchase | Self | $100,001 - $250,000 | 20012023 | |
| 35 | 2018-08-27 | — | CUSIP 64971WNM8 NEW YORK NY FISCAL 2009 SUBSER A 1 g/O UNLTD B\E OID [gS] | Exchange | Self | $50,001 - $100,000 | 20010313 | |
| 36 | 2018-08-27 | — | 08-15-25, CUSIP 64966g7J5 NEW YORK NY FISCAL 20XXX PARTIAL CALL 64966g-7J-5 OID [gS] | Exchange | Self | $100,001 - $250,000 | 20010313 | |
| 37 | 2018-08-23 | — | 5.00%, DUE 06-15-39, CUSIP 64972GFU3 NEW YORK NY CITY TRANSITIONAL FIN AUTH REV SUBSER B-1 [gS] | Purchase | Self | $15,001 - $50,000 | 20010313 | |
| 38 | 2018-08-08 | — | GARDEN CITY NY PUB IMPT BDS 2018 A g/O LTD B/E [gS] | Purchase | Self | $15,001 - $50,000 | 20010313 | |
| 39 | 2018-08-08 | — | 365154RH8 GARDEN CITY NY PUB IMPT BDS 2018 SER A g/O LTD B/E OID [gS] | Purchase | Self | $15,001 - $50,000 | 20010313 | |
| 40 | 2018-08-06 | — | 09-21-18, CUSIP 649661915 NEW YORK ST DORM AUTH ST PERS INCOME TAX REV SER A B/E [gS] | Purchase | Self | $15,001 - $50,000 | 20010313 | |
| 41 | 2018-04-24 | — | TRIBOROUGH BRDG & TUNL AUTH NY REVS GEN SER C B/E | Purchase | Self | $15,001 - $50,000 | 20009556 | |
| 42 | 2018-03-27 | — | 5.00%. DUE 05-15-2029, CUSIP 64966MVL0 2000037971 NEW YORK NY CITY MUN WTR FIN AUTH WTR & SWR | Purchase | Self | $15,001 - $50,000 | 20012023 | |
| 43 | 2018-03-27 | — | B/E OID, COUPON 4.50%, DUE 06/15/2038, CUSIP 64972GQM9 2000037972 NEW YORK NY CITY MUN WTR FIN AUTH WTR & SWR SYS REV SER DD B/E OID | Sale | Self | $50,001 - $100,000 | 20012023 | |
| 44 | 2018-03-27 | — | OID, COUPON 4.50%, DUE 06/15/2038, CUSIP 64972FUD6 2000037973 NEW YORK NY CITY MUN WTR FIN AUTH WTR & SWR SYS REV SER DD B/E OID | Sale | Self | $15,001 - $50,000 | 20012023 | |
| 45 | 2018-03-27 | — | OID, COUPON 4.50%, DUE 06/15/2038, CUSIP 64972FUD6 2000037970 NEW YORK NY CITY MUN WTR FIN AUTH WTR & SWR SYS REV UNREF DD B/E OID | Purchase | Self | $50,001 - $100,000 | 20012023 | |
| 46 | 2018-03-27 | — | NEW YORK NY CITY MUN WTR FIN AUTH WTR & SWR SYS REV PREF SER DD B/E OID | Exchange | Self | $15,001 - $50,000 | 20009382 | |
| 47 | 2018-03-27 | — | OID, COUPON 4.50%, DUE 06/15/2038, CUSIP 64972GQM9 NEW YORK NY CITY MUN WTR FIN AUTH WTR & SWR SYS REV SER DD B/E OID | Exchange | Self | $50,001 - $100,000 | 20009382 | |
| 48 | 2018-03-27 | — | COUPON 4.50%, DUE 06/15/2038, CUSIP 64972FUD6 NEW YORK NY CITY MUN WTR FIN AUTH WTR & SWR SYS REV SER DD B/E OID | Exchange | Self | $15,001 - $50,000 | 20009382 | |
| 49 | 2018-03-27 | — | COUPON 4.50%, DUE 06/15/2038, CUSIP 64972FUD6 NEW YORK NY CITY MUN WTR FIN AUTH WTR & SWR SYS REV UNREF DD B/E OID | Exchange | Self | $50,001 - $100,000 | 20009382 | |
| 50 | 2018-01-24 | — | 3.00%, DUE 06-15-2035, CUSIP 274667CX0 2000036174 NEW YORK NY BDS 09 SUBSR B1 G/O UNLTD PREREFUNDED B/E | Purchase | Self | $1,001 - $15,000 | 20012023 | |
| 51 | 2018-01-24 | — | 5.25%. DUE 09-01-2024, CUSIP 64966MUN7 2000036173 NEW YORK NY BDS 09 SUBSR B1 G/O UNLTD UNREFUNDED BAL B/E | Purchase | Self | $1,001 - $15,000 | 20012023 | |
| 52 | 2018-01-24 | — | 5.25%, DUE 09-01-2024, CUSIP 64966MUS6 2000036172 NEW YORK NY BDS 09 SUBSR J1 G/O UNLTD PREREFUNDED B/E | Purchase | Self | $15,001 - $50,000 | 20012023 | |
| 53 | 2018-01-24 | — | DUE 09-21-18, CUSIP 649661915 2000036178 NEW YORK NY FISCAL SER B SUB B-1 G/O UNLTD B/E | Sale | Self | $1,001 - $15,000 | 20012023 | |
| 54 | 2018-01-24 | — | 09-01-2024, CUSIP 64966HBC3 2000036177 NEW YORK NY FISCAL SER B SUB B-1 G/O UNLTD B\E | Sale | Self | $1,001 - $15,000 | 20012023 | |
| 55 | 2018-01-24 | — | COUPON 5.375%, DUE 11-15-2025, CUSIP 64966MPV5 2000036176 NEW YORK NY SUBSER J 1 G/O UNLTD B\E | Sale | Self | $15,001 - $50,000 | 20012023 | |
| 56 | 2018-01-24 | — | NEW YORK NY BDS 09 SUBSR B1 G/O UNLTD PREREFUNDED B/E | Exchange | Self | $1,001 - $15,000 | 20009001 | |
| 57 | 2018-01-24 | — | DUE 09-01-2024, CUSIP 64966MUN7 NEW YORK NY BDS 09 SUBSR B1 G/O UNLTD UNREFUNDED BAL B/E | Exchange | Self | $1,001 - $15,000 | 20009001 | |
| 58 | 2018-01-24 | — | 5.25%, DUE 09-01-2024, CUSIP 64966MUS6 NEW YORK NY BDS 09 SUBSR J1 G/O UNLTD PREREFUNDED B/E | Exchange | Self | $15,001 - $50,000 | 20009001 | |
| 59 | 2018-01-24 | — | DUE 05-15-2029, CUSIP 64966MVL0 NEW YORK NY FISCAL SER B SUB B-1 G/O UNLTD B/E | Exchange | Self | $1,001 - $15,000 | 20009001 | |
| 60 | 2018-01-24 | — | 2024, CUSIP 64966HBC3 NEW YORK NY FISCAL SER B SUB B-1 G/O UNLTD B\E | Exchange | Self | $1,001 - $15,000 | 20009001 | |
| 61 | 2018-01-24 | — | 5.375%, DUE 11-15-2025, CUSIP 64966MPV5 NEW YORK NY SUBSER J 1 G/O UNLTD B\E | Exchange | Self | $15,001 - $50,000 | 20009001 | |
| 62 | 2018-01-19 | — | 5.375%, DUE 11-15-2025, CUSIP 64966MPW3 NEW YORK NY UNREFUNDED BALANCE SUBSR D-1 G/O UNLTD B/E | Sale | Self | $1,001 - $15,000 | 20009001 | |
| 63 | 2018-01-18 | — | 09-01-2024, CUSIP 64966HBC3 2000036171 NEW YORK NY PREREFUNDED FISCAL 2009 SUBSER F-1 G/O UNLTD OID | Purchase | Self | $1,001 - $15,000 | 20012023 | |
| 64 | 2018-01-18 | — | CUSIP 64966HLE8 2000036175 NEW YORK NY UNREF BAL FISCAL 2009 SUBSER F-1 G/O UNLTD OID | Sale | Self | $1,001 - $15,000 | 20012023 | |
| 65 | 2018-01-18 | — | 01-2024, CUSIP 64966HBC3 Filing ID #20009001 NEW YORK NY PREREFUNDED FISCAL 2009 SUBSER F-1 G/O UNLTD OID | Exchange | Self | $1,001 - $15,000 | 20009001 | |
| 66 | 2018-01-18 | — | CUSIP 64966HLE8 NEW YORK NY UNREF BAL FISCAL 2009 SUBSER F-1 G/O UNLTD OID | Exchange | Self | $1,001 - $15,000 | 20009001 | |
| 67 | 2017-12-19 | — | CUSIP 64990EAT4 SUFFOLK CNTY NY WTR AUTH WTRWKS REV RFDG B\E | Purchase | Self | $15,001 - $50,000 | 20008829 | |
| 68 | 2017-12-04 | — | NEW YORK ST. DORM AUTH ST PERS INCOME TAX REV SER G-B/E | Purchase | Self | $1,001 - $15,000 | 20008829 | |
| 69 | 2017-12-01 | — | 864784DG5 TRIBOROUGH BRDG & TUNL AUTH NY REVS SUBORDINATE REV BDS 2008D OID UNREF | Exchange | Self | $1,001 - $15,000 | 20008829 | |
| 70 | 2017-12-01 | — | UNREF, COUPON 4.50%, DUE 11-15-2028, CUSIP 89602RDE2 TRIBOROUGH BRDG & TUNL AUTH NY REVS SUBORDINATE REV BDS 2008D PREREF OID | Exchange | Self | $15,001 - $50,000 | 20008829 | |
| 71 | 2017-12-01 | — | OID, COUPON 4.50%, DUE 11-15-28, CUSIP 89602RCV5 TRIBOROUGH BRDG & TUNL AUTH NY REVS SUB-SER D B/E OID | Exchange | Self | $15,001 - $50,000 | 20008829 | |
| 72 | 2017-12-01 | — | DUE 11-15-28, CUSIP 89602NQZ0 TRIBOROUGH BRDG & TUNL AUTH NY REVS SUB-SER D B/E OID | Exchange | Self | $1,001 - $15,000 | 20008829 | |
| 73 | 2017-11-29 | — | DUE 07/01/2039, CUSIP 64990CEJ6 NEW YORK ST DORM AUTH ST PERS INCOME TAX REV RFDG GEN PURP SER A B/E | Purchase | Self | $15,001 - $50,000 | 20008662 | |
| 74 | 2017-11-28 | — | CUSIP 59259R4Q4 NEW YORK NY FISCAL 2009 SUBSER A 1 G/O UNLTD B/E OID | Purchase | Self | $50,001 - $100,000 | 20008662 | |
| 75 | 2017-11-22 | — | BRIARCLIFF MANOR NY RFDG PUB IMPT SER A G/O UNLTD B/E | Purchase | Self | $15,001 - $50,000 | 20008662 | |
| 76 | 2017-11-21 | — | CUSIP 64966G7J5 NEW YORK ST DORM AUTH REVS NON ST SUPPORTED DEBT RFDG NY UNIV SER A | Purchase | Self | $15,001 - $50,000 | 20008662 | |
| 77 | 2017-11-15 | — | CUSIP 107799LB2 METROPOLITAN TRANSN AUTH NY REV PREFEFUNDED TRANS SER A B/E | Sale | Self | $15,001 - $50,000 | 20008662 | |
| 78 | 2017-11-15 | — | 5.00%, DUE 11/15/2037, CUSIP 59261AGK7 METROPOLITAN TRANSN AUTH NY REV PREREF TRANSN SER A B/E | Sale | Self | $1,001 - $15,000 | 20008662 | |
| 79 | 2017-11-15 | — | DUE 11/15/2037, CUSIP 59261AGF8 METROPOLITAN TRANSN AUTH NY REV PREREF TRANSN SER B B/E | Sale | Self | $1,001 - $15,000 | 20008662 | |
| 80 | 2017-11-15 | — | DUE 11/15/2033, CUSIP 59261AGD3 METROPOLITAN TRANSN AUTH NY REV TRANSN SER A B/E AGM | Sale | Self | $1,001 - $15,000 | 20008662 | |
| 81 | 2017-11-15 | — | DUE 11/15-2033, CUSIP 59259RZ64 Filing ID #20008662 METROPOLITAN TRANSN AUTH NY REV UNREFUNDED BAL SER B B/E | Sale | Self | $15,001 - $50,000 | 20008662 | |
| 82 | 2017-11-15 | — | 5.00%, DUE 11/15/2033, CUSIP 59261AGH4 METROPOLITAN TRANSN AUTH NY SER B REV B/E | Sale | Self | $1,001 - $15,000 | 20008662 | |
| 83 | 2017-11-15 | — | DUE 12/15/2028, CUSIP 54990ECK1 TRIBOROUGH BRDG & TUNL AUTH NY REVS UNREFUNDED BAL GEN SER A B/E | Sale | Self | $15,001 - $50,000 | 20008662 | |
| 84 | 2017-11-02 | — | 64966HBC3 NEW YORK NY PREREF FISCAL 2008 SUB C 1 G/O B/E AGM | Sale | Self | $1,001 - $15,000 | 20008488 | |
| 85 | 2017-10-26 | — | DUE 10-01-2024, CUSIP 64966L6V8 PORT AUTH NY & NJ CON ONE HUNDRED SIXTIETH REV B/E | Purchase | Self | $15,001 - $50,000 | 20008488 | |
| 86 | 2017-10-26 | — | CUSIP 73358WAP9 RIVERHEAD NY PUB IMPT G/O ULTD B/E | Purchase | Self | $15,001 - $50,000 | 20008488 | |
| 87 | 2017-10-20 | — | 06-15-2038, CUSIP 64972FUD6 NEW YORK NY FISCAL SER B SUB B-1 G/O UNLTD B/E | Purchase | Self | $15,001 - $50,000 | 20008488 | |
| 88 | 2017-10-18 | — | 06-15-2038, CUSIP 64972FUD6 NEW YORK NY CITY MUN WTR FIN AUTH WTR&SWR SYS REV SER DD B/E OID | Purchase | Self | $1,001 - $15,000 | 20008488 | |
| 89 | 2017-10-10 | — | TRIBOROUGH BRDG & TUNL AUTH NY REVS UNREFUNDED GEN SER C B/E | Purchase | Self | $15,001 - $50,000 | 20008488 | |
| 90 | 2017-10-05 | — | NEW YORK NY CITY MUN WTR FIN AUTH WTR&SWR SYS REV SER DD B/E OID | Purchase | Self | $15,001 - $50,000 | 20008488 | |
| 91 | 2017-09-27 | — | NEW ROCHELLE NY PUB IMPT G/O LTD B/E | Purchase | Self | $15,001 - $50,000 | 20008322 | |
| 92 | 2017-09-11 | — | 2024, CUSIP 64970M4L4 NEW YORK NY SER G G/O UNLTD B/E OID | Sale | Self | $1,001 - $15,000 | 20008322 | |
| 93 | 2017-09-08 | — | NEW YORK NY CITY HSG DEV CORP MLTI FAMILY HSG REV SER J B/E | Purchase | Self | $15,001 - $50,000 | 20008322 | |
| 94 | 2017-09-07 | — | 64966GF49 NY DORM AUTH REVS NON ST SPPRTD DEBT 2009 RFDG ROCKEFELLER UNI SR A B/E | Purchase | Self | $15,001 - $50,000 | 20008322 | |
| 95 | 2017-08-25 | — | DUE 01-15-38, CUSIP 64972HHW5 NEW YORK NY FISCAL 2009 SER F1 G/O UNLTD B/E OID | Exchange | Self | $1,001 - $15,000 | 20008071 | |
| 96 | 2017-08-25 | — | 25-25, CUSIP 64966HEH9 NEW YORK NY FISCAL 2009 SER F1 G/O UNLTD B/E OID | Exchange | Self | $1,001 - $15,000 | 20008071 | |
| 97 | 2017-08-25 | — | 64966G7J5 NEW YORK NY PREREFUNDED FISCAL 2009 SUBSER F-1 G/O UNLTD OID | Exchange | Self | $1,001 - $15,000 | 20008071 | |
| 98 | 2017-08-25 | — | 5.375%, DUE 11-15-25, CUSIP 64966MPV5 NEW YORK NY SUBSER A-1 G/O UNLTD OIK B/E | Purchase | Self | $15,001 - $50,000 | 20008071 | |
| 99 | 2017-08-25 | — | NEW YORK NY UNREF BAL FISCAL 2009 SUBSER F-1 G/O UNLTD OID | Exchange | Self | $1,001 - $15,000 | 20008071 | |
| 100 | 2017-08-23 | — | 15-25, CUSIP 64966HEH9 NEW YORK NY FISCAL 2009 SUBSER A 1 G/O UNLTD B/E OID | Purchase | Self | $15,001 - $50,000 | 20008071 | |
| 101 | 2017-08-22 | — | COUPON 4.50%, DUE 01-15-31, CUSIP 64972HDQ2 ROCKLAND CNTY NY RFDG G/O B/E | Purchase | Self | $15,001 - $50,000 | 20008071 | |
| 102 | 2017-08-21 | — | NEW YORK NY CITY MUN WTR FIN AUTH WTR&SWR SYS REV SER DD B/E OID | Purchase | Self | $15,001 - $50,000 | 20008071 | |
| 103 | 2017-08-21 | — | 06-15-38, CUSIP 64972FUD6 NEW YORK NY CITY MUN WTR FIN AUTH WTR&SWR SYS REV SER DD B/E OID | Purchase | Self | $15,001 - $50,000 | 20008071 | |
| 104 | 2017-08-21 | — | CUSIP 64966L7H8 NY NY CITY TRANSITIONAL FIN AUTH BLDG AID RV SR SER S-2 FGIC- MBIA RE | Sale | Self | $15,001 - $50,000 | 20008071 | |
| 105 | 2017-08-18 | — | TRIBOROUGH BRDG & TUNL AUTH NY REVS SUB-SER D B/E OID | Purchase | Self | $15,001 - $50,000 | 20008071 | |
| 106 | 2017-08-15 | — | 5.375%, DUE 11-15-25, CUSIP 64966MPW3 NEW YORK, NY UNREFUNDED BALANCE SUBSR D-1, G/O UNLTD B/E | Purchase | Self | $1,001 - $15,000 | 20008071 | |
| 107 | 2017-08-01 | — | 06-15-38, CUSIP 64972FUD6 NEW YORK NY CITY TRANSN FIN AUTH BLDG AID REV FISCAL 2008-S- 1B/E OID | Purchase | Self | $50,001 - $100,000 | 20008071 | |
| 108 | 2017-07-28 | — | METRO TRANSN AUTH NY REV TRANSN SER D AGM CR CUS OID | Purchase | Self | $1,001 - $15,000 | 20007788 | |
| 109 | 2017-07-10 | — | CUSIP 59259YGH6 NEW YORK NY SUBSER I-1 G/O UNLTD B/E | Purchase | Self | $50,001 - $100,000 | 20007788 | |
| 110 | 2017-06-15 | — | NEW YORK NY CITY MUN FIN AUTH REV B/E | Sale | Self | $15,001 - $50,000 | 20007617 | |
| 111 | 2017-06-15 | — | 64972FLT1 NEW YORK NY CITY MUN FIN AUTH WTR & SWR SYS REV SER A B/E OID AGM | Sale | Self | $15,001 - $50,000 | 20007617 | |
| 112 | 2017-06-15 | — | COUPON 4.25%, DUE 06-15-2039 CUSIP 64972FHY5 NEW YORK NY CITY MUN WTR FIN AUTH WTR & SWR SYS UNREF BAL SER A REV OID | Sale | Self | $1,001 - $15,000 | 20007617 | |
| 113 | 2017-06-15 | — | 64966HEH9 NEW YORK ST ENVIRONMENTL FACS ST CLEAN WTR & DRINKING SER B B/E | Sale | Self | $1,001 - $15,000 | 20007617 | |
| 114 | 2017-06-15 | — | 4.50%, DUE 06-15-2027, CUSIP 64986ATX9 NEW YORK ST ENVIRONMENTL FACS ST CLEAN WTR & DRINKING SER B B/E | Sale | Self | $15,001 - $50,000 | 20007617 | |
| 115 | 2017-06-09 | — | COUPON 4.25%, DUE 06-15-2033, CUSIP 64972GMD3 NEW YORK NY CITY TRNSTNL FIN AUTH BLDG AID REV FISCAL 2009 SER S-4 OID | Purchase | Self | $15,001 - $50,000 | 20007617 | |
| 116 | 2017-06-08 | — | DUE 01-15-2033, CUSIP 64972HNC2 NEW YORK NY FISCAL 2009-SER F1 G/O UNTLD B/E OID | Purchase | Self | $15,001 - $50,000 | 20007617 | |
| 117 | 2017-05-22 | — | NEW YORK ST ENVIRONMENTAL FCS CRP ST CLEAN WTR & DRNKING RV REV A OID | Purchase | Self | $1,001 - $15,000 | 20007537 | |
| 118 | 2017-04-17 | — | NY NY CITY MUN WTR FIN AUTH WTR/SWR REV 2ND GEN RSLTN SR CC B/E OID | Purchase | Self | $15,001 - $50,000 | 20007375 | |
| 119 | 2017-04-03 | — | CHEMLING CNTY NY PUB IMPT G/O B/E | Purchase | Self | $15,001 - $50,000 | 20007375 | |
| 120 | 2017-03-31 | — | 64966L6V8 NEW YORK, N.Y. CITY MUN FIN AUTH WTR k& SWR SYS REV SER A | Purchase | Self | $50,001 - $100,000 | 20007129 | |
| 121 | 2017-03-27 | — | 06/15/2039, CUSIP 64972FHY5 NEW YORK, N.Y. CITY MUNI WTR FIN AUTH REV 2ND GEN RSLTN SR FF2 | Purchase | Self | $15,001 - $50,000 | 20007129 | |
| 122 | 2017-03-24 | — | NEW YORK , N.Y. SER C G/O UNLTD OID | Sale | Self | $15,001 - $50,000 | 20007129 | |
| 123 | 2017-03-15 | — | 5.00&, DUE 10-01-2024, CUSIP 64966L7A3 PLEASANTGVILLE, N.Y. PUB IMPT G/O B/E OID | Purchase | Self | $15,001 - $50,000 | 20007129 | |
| 124 | 2017-03-10 | — | 5.50%, DUE 06/15/2040, CUSIP 64972FA97 NEW YORK, N.Y. SER G G/O UNLTD B/E OID | Purchase | Self | $15,001 - $50,000 | 20007129 | |
| 125 | 2017-03-02 | — | CUSIP 64966GGK2 NEW YORK N.Y. PREREF FISCAL 2008 SUB SER C 1 G/O B/E | Exchange | Self | $1,001 - $15,000 | 20007129 | |
| 126 | 2017-03-02 | — | NEW YORK, N.Y. UNREF BAL FISCAL 2008 SUBSER C A G/O B/E AGM | Exchange | Self | $1,001 - $15,000 | 20007129 | |
| 127 | 2017-02-24 | — | NEW YORK NY SUBSER J1 G/O UNLTD B/E | Purchase | Self | $15,001 - $50,000 | 20006964 | |
| 128 | 2017-02-06 | — | TRIBOOROUGH BRDG & TUNL AUTH NY REVS GEN SER C REG BHAC-CR | Exchange | Self | $1,001 - $15,000 | 20006964 | |
| 129 | 2017-02-06 | — | 11-15-2017, CUSIP 89602NPQ1 TRIBOROUGH BRDG & TUNL AUTH NY REVS GEN SER C REG BHA-CR | Exchange | Self | $1,001 - $15,000 | 20006964 | |
| 130 | 2017-02-06 | — | 5.00%, DUE 11-15-2027, CUSIP 89602NRG1 TRIBOROUGH BRDG & TUNL AUTH NY REVS PREREF SUB SER D BHAC CR CUS GE | Exchange | Self | $1,001 - $15,000 | 20006964 | |
| 131 | 2017-02-06 | — | COUPON 5.00%, DUE 11-15-2017, CUSIP 89602RBQ7 Filing ID #20006964 TRIBOROUGH BRDG & TUNL AUTH NY REVS UNREF BAL SUB SER D | Exchange | Self | $1,001 - $15,000 | 20006964 | |
| 132 | 2017-02-02 | — | 5.00%, DUE 11-15-2017, CUSIP 89602NRG1 TRIBOROUGH BRDG & TUNL AUTH NY REVS GEN SER C B/E | Exchange | Self | $1,001 - $15,000 | 20006964 | |
| 133 | 2017-02-02 | — | COUPON 5.00%, DUE 11-15-2017, CUSIP 89602RBR5 TRIBOROUOGH BRIDGE & TUNNELL AUTH NY REVS PREREF GEN SER C B/E | Exchange | Self | $1,001 - $15,000 | 20006964 | |
| 134 | 2017-01-09 | — | TRIBOROUGH BRDG & TUNNEL AUTH NY REVS GEN SER C | Purchase | Self | $15,001 - $50,000 | 20006792 | |
| 135 | 2016-12-13 | — | MANHASSET NY UN FREE SCH DIST SER C G/O UNLTD B/E | Purchase | Self | $15,001 - $50,000 | 20006552 | |
| 136 | 2016-12-09 | — | NEW YORK CITY MUN FIN AUTH REV B/E | Purchase | Self | $50,001 - $100,000 | 20006552 | |
| 137 | 2016-12-07 | — | 1938, CUSIP 64990H2W9 PORT AUTH NY & NJ CONS ONE HUNDRED NINETIETH SER REV B/E | Purchase | Self | $15,001 - $50,000 | 20006552 | |
| 138 | 2016-12-01 | — | COLUMBIA CNTY NY PUB IMPT SER B G/O LTD B/E | Purchase | Self | $15,001 - $50,000 | 20006552 | |
| 139 | 2016-12-01 | — | NEW YORK ST. DORM AUTH RVS ST. SUPPRTD DEBT PRFD 16 | Purchase | Self | $1,001 - $15,000 | 20006552 | |
| 140 | 2016-11-15 | — | METROPOLITAN TRANSN AUTH NY REV UNREFUNDED SER B, 4.50%, DUE 11-15-2032 | Sale | Self | $15,001 - $50,000 | 20006403 | |
| 141 | 2016-11-15 | — | 2032, CUSIP 59261ABT3 METROPOLITIAN TRANSN AUTH NY REV SER A, 5.00%, DUE 11-15-2035 | Sale | Self | $15,001 - $50,000 | 20006403 | |
| 142 | 2016-11-03 | — | 59259RM27 NEW YORK CITY TRANSPORTATION FIN AUTH REVS FUTURE TAX 2ND SUBSER A1, 4.50%, DUE 05-01-2029 | Purchase | Self | $15,001 - $50,000 | 20006403 | |
| 143 | 2016-11-03 | — | DUE 05-01-2029. CUSIP 64971MUD2 NEW YORK CITY TRANSPORTION SER S-4 OID 5.50%, DUE 01-15-2033 | Purchase | Self | $15,001 - $50,000 | 20006403 | |
| 144 | 2016-10-24 | — | METRO TRANS AUTH NY DEDICATED TAX FD RFDG SER A REV B/E | Purchase | Self | $15,001 - $50,000 | 20007285 | |
| 145 | 2016-09-26 | — | METROPOLITAN TRANS AUTH NY REV UNREFUNDED SER B B/E AGM | Purchase | Self | $1,001 - $15,000 | 20006194 | |
| 146 | 2016-08-19 | — | METROPOLITAN TRANS AUTH NY REV SER C | Purchase | Self | $1,001 - $15,000 | 20005955 | |
| 147 | 2016-08-01 | — | NEW YORK ST DORM AUTH RVS NON ST SUPPORTED DEBT MEM SLOAN SER 2 | Sale | Self | $15,001 - $50,000 | 20005955 | |
| 148 | 2016-07-25 | — | METROPITAN TRANSN AUTH NY SER B REV B/E | Exchange | Self | $15,001 - $50,000 | 20005750 | |
| 149 | 2016-07-25 | — | 59259R4N1 METROPITAN TRANSN AUTH NY SER B REV B/E | Exchange | Self | $1,001 - $15,000 | 20005750 | |
| 150 | 2016-07-25 | — | 59259R4N1 METROPOLITAN TRANSIT AUTHORITY NY REV PREREF SER A B/E | Exchange | Self | $1,001 - $15,000 | 20005750 | |
| 151 | 2016-07-25 | — | 11/15/1937, CUSIP 59261AGF8 METROPOLITAN TRANSIT AUTHORITY NY REV PREREF SER B B/E | Exchange | Self | $1,001 - $15,000 | 20005750 | |
| 152 | 2016-07-25 | — | DUE 11/15/2035, CUSIP 59259RM27 METROPOLITAN TRANSIT AUTHORITY NY REV UNFUNDED BAL SER B B/E | Exchange | Self | $15,001 - $50,000 | 20005750 | |
| 153 | 2016-07-25 | — | 11/15/2033, CUSIP 59261AGH4 METROPOLITAN TRANSIT AUTHORITY UNREF SER A B/E | Exchange | Self | $15,001 - $50,000 | 20005750 | |
| 154 | 2016-07-25 | — | 11/15/2037 CUSIP 59261AGK7 METROPOLITAN TRANSN AUTHORITY NY REV SER A B/E | Exchange | Self | $15,001 - $50,000 | 20005750 | |
| 155 | 2016-07-25 | — | 59259R5K6 METROPOLITAN TRANSN AUTHORITY NY REV SER A B/E | Exchange | Self | $1,001 - $15,000 | 20005750 | |
| 156 | 2016-07-25 | — | 01/15/2031, CUSIP 64972HDQ2 TRBOROUGH BRDG & TUNL AUTHORITY NY REV GEN SER C B/E | Purchase | Self | $1,001 - $15,000 | 20005750 | |
| 157 | 2016-07-22 | — | 59259R5K6 NEW YORK NY CITY MUN WATER FIN AUTH WTR & SWR SYS UNREF BAL SER A REV OID | Purchase | Self | $1,001 - $15,000 | 20005750 | |
| 158 | 2016-07-22 | — | DUE 06/15/2033, CUSIP 64972GMD3 NY NY CITY TRANSITIOINAL FIN AUTH BLDG AID RV SR SER S-2 FGIC- MBIA | Purchase | Self | $15,001 - $50,000 | 20005750 | |
| 159 | 2016-07-21 | — | 11/15/2033, CUSP 59261AGD3 METROPOLITAN TRANSIT AUTHORITY NY REV TRANS SER A REG CIFG-TCRS | Purchase | Self | $15,001 - $50,000 | 20005750 | |
| 160 | 2016-06-29 | — | METROPOLITAN TRANSN AUTH NY REV TRANSN SER A | Purchase | Self | $15,001 - $50,000 | 20005556 | |
| 161 | 2016-05-20 | — | METROPOLITAN TRANSN AUTH NY REV TRANSN SER A | Purchase | Self | $1,001 - $15,000 | 20005336 | |
| 162 | 2016-05-11 | — | METROPOLILTAN TRANSIT AUTH NY REV TRANSN SER A | Purchase | Self | $1,001 - $15,000 | 20005336 | |
| 163 | 2016-05-06 | — | TRIBOROUGH BRDG & TUNNEL AUTH NY REVS GEN SER A | Purchase | Self | $15,001 - $50,000 | 20005336 | |
| 164 | 2016-05-02 | — | TRIBOROUGH BRDG & TUNNEL AUTH REVS. UNREFUNDED BALANCE GEN SER A | Purchase | Self | $15,001 - $50,000 | 20005336 | |
| 165 | 2016-04-26 | — | METRO TRANS AUTH N.Y. REV UNFUNDED Bal SER B | Purchase | Self | $15,001 - $50,000 | 20005221 | |
| 166 | 2016-04-20 | — | NEW YORK STATE ENVIRONMENTAL FACS sT CLEAN WATER & DRINKING SER B BOND | Purchase | Self | $50,001 - $100,000 | 20005221 | |
| 167 | 2016-04-11 | — | METRO TRANS AUTH N.Y. REV. SER a | Purchase | Self | $15,001 - $50,000 | 20005221 | |
| 168 | 2016-04-05 | — | METRO TRANS AUTH N.Y. REV SER B | Purchase | Self | $15,001 - $50,000 | 20005221 | |
| 169 | 2016-03-24 | — | METRO TRANS AUTH N.Y. DED TAX FUND UNFUNDED Bal SER a | Purchase | Self | $15,001 - $50,000 | 20005221 | |
| 170 | 2016-03-18 | — | NEW YORK, N.Y. SER C g/O OID BOND | Purchase | Self | $15,001 - $50,000 | 20005221 | |
| 171 | 2016-03-17 | — | NEW YORK sT DORM AUTH RVS NON STATE SUPPORTED DEBT MEM slOaN OID BOND | Purchase | Self | $15,001 - $50,000 | 20005221 | |
| 172 | 2016-03-10 | — | METRO TRANS AUTH N.Y. SER B REV BOND | Purchase | Self | $1,001 - $15,000 | 20005221 | |
| 173 | 2016-03-04 | — | NEW YORK STATE ENVIRONMENTAL FACS sT CLEAN WATER & DRINKING | Purchase | Self | $15,001 - $50,000 | 20005221 | |
| 174 | 2016-03-02 | — | NEW YORK sT. TWY AUTH GEN REV RFDG BOND | Purchase | Self | $15,001 - $50,000 | 20005221 | |
| 175 | 2016-02-26 | — | NEW YORK, N.Y. FOR PREV IssuEs | Exchange | Self | $1,001 - $15,000 | 20005221 | |
| 176 | 2016-02-26 | — | NEW YORK, N.Y. FOR PREVIOUS IssuEs | Exchange | Self | $1,001 - $15,000 | 20005221 | |
| 177 | 2016-02-26 | — | NEW YORK, N.Y. g/O UNLIMITED B/E agM BOND | Exchange | Self | $1,001 - $15,000 | 20005221 | |
| 178 | 2016-02-26 | — | NEW YORK, N.Y. g/O UNLIMITED B/E agM BOND | Purchase | Self | $1,001 - $15,000 | 20005221 | |
