1 2019-01-03 — BRIGHTON MICH AREA SCH DIST go 5.0000% 05/01/20 MN - MUNI BOND [gS] Purchase Self $15,001 - $50,000 20011108 { } 2 2019-01-03 — NEW MEXICO ST go 5% 03/01/25 MS - MUNI BOND [gS] Purchase Self $250,001 - $500,000 20011108 { } 3 2019-01-03 — Toucan Family LLC PUT/XSP @ 235 EXP 02/22/2019 - CBOE MINI SPX INDEX [oT] Sale (partial) Self $1,001 - $15,000 20011108 { } 4 2019-01-03 — PUT/XSP @ 262 EXP 01/04/2019 - CBOE MINI SPX INDEX [oT] Purchase Self $50,001 - $100,000 20011108 { } 5 2019-01-03 — WOODHAVEN BRNSTN MI SCH DST go 4.0000% 05/01/19 MN - Purchase Self $15,001 - $50,000 20011108 { } 6 2018-12-28 — CALEDONIA MICH CMNTY SCHS go 5% 05/01/25 MN - MUNI BOND [gS] Purchase Self $15,001 - $50,000 20010971 { } 7 2018-12-26 — PUT/XSP @ 225 EXP 02/01/2019 - CBOE MINI SPX INDEX [oT] Sale (partial) Self $1,001 - $15,000 20010971 { } 8 2018-12-26 — PUT/XSP @ 266 EXP 12/28/2018 - CBOE MINI SPX INDEX [oT] Purchase Self $50,001 - $100,000 20010971 { } 9 2018-12-20 VLP Valero Energy Partners LP Common Units representing limited partner interests Sale Self $1,001 - $15,000 20010971 { } 10 2018-12-19 — CRSWL&LXNGT MI CMN SCH go 5.0000% 05/01/23 MN - MUNI BOND [gS] Purchase Self $250,001 - $500,000 20010971 { } 11 2018-12-19 VLP Valero Energy Partners LP Common Units representing limited partner interests Sale (partial) Self $1,001 - $15,000 20010971 { } 12 2018-12-18 — MICHIGAN ST FOR ISSUES DTD go 5.0000% 12/01/22 JD - MUNI BOND [gS] Sale Self $250,001 - $500,000 20010971 { } 13 2018-12-18 — PUT/XSP @ 240 EXP 02/15/2019 - CBOE MINI SPX INDEX [oT] Sale (partial) Self $1,001 - $15,000 20010971 { } 14 2018-12-18 — PUT/XSP @ 268 EXP 12/21/2018 - CBOE MINI SPX INDEX [oT] Purchase Self $15,001 - $50,000 20010971 { } 15 2018-12-18 — ROSEVILLE MICH CMNTY SCHS go 5% 05/01/25 MN - MUNI BOND [gS] Purchase Self $500,001 - $1,000,000 20010971 { } 16 2018-12-18 SHLX Shell Midstream Partners, L.P. Common Units representing Limited Partner Interests Purchase Self $1,001 - $15,000 20010971 { } 17 2018-12-18 VLP Valero Energy Partners LP Common Units representing limited partner interests Sale (partial) Self $1,001 - $15,000 20010971 { } 18 2018-12-17 — goldman Sachs Renewable Power LLC [oL] Purchase Self $100,001 - $250,000 20010971 { } 19 2018-12-17 MPLX Toucan Family LLC MPLX LP Common Units Representing Limited Partner Interests Purchase Self $15,001 - $50,000 20010971 { } 20 2018-12-17 PAGP Plains group Holdings, L.P. Class A Shares representing limited partner interests Purchase Self $15,001 - $50,000 20010971 { } 21 2018-12-17 VLP Valero Energy Partners LP Common Units representing limited partner interests Sale (partial) Self $1,001 - $15,000 20010971 { } 22 2018-12-14 VLP Valero Energy Partners LP Common Units representing limited partner interests Sale (partial) Self $1,001 - $15,000 20010971 { } 23 2018-12-13 — PUT/XSP @ 250 EXP 01/25/2019 - CBOE MINI SPX INDEX [oT] Sale (partial) Self $1,001 - $15,000 20010971 { } 24 2018-12-13 VLP Valero Energy Partners LP Common Units representing limited partner interests Sale (partial) Self $1,001 - $15,000 20010971 { } 25 2018-12-12 EQGP EQGP Holdings, LP Common Units representing limited partner interests Sale Self $15,001 - $50,000 20010971 { } 26 2018-12-12 VLP Valero Energy Partners LP Common Units representing limited partner interests Sale (partial) Self $1,001 - $15,000 20010971 { } 27 2018-12-11 VLP Valero Energy Partners LP Common Units representing limited partner interests Sale (partial) Self $1,001 - $15,000 20010971 { } 28 2018-12-10 VLP Valero Energy Partners LP Common Units representing limited partner interests Sale (partial) Self $1,001 - $15,000 20010971 { } 29 2018-12-07 VLP Valero Energy Partners LP Common Units representing limited partner interests Sale (partial) Self $1,001 - $15,000 20010971 { } 30 2018-12-06 AMGP Antero Midstream gP LP Common Shares of Beneficial Interests Sale Self $15,001 - $50,000 20010971 { } 31 2018-12-06 ET Toucan Family LLC Energy Transfer LP Common Units Purchase Self $15,001 - $50,000 20010971 { } 32 2018-12-06 AMJ JPMorgan Chase Capital XVI JP Morgan Alerian MLP ETN Purchase Self $100,001 - $250,000 20010971 { } 33 2018-12-06 PAA Plains All American Pipeline, L.P. Purchase Self $1,001 - $15,000 20010971 { } 34 2018-12-06 SHLX Toucan Family LLC Shell Midstream Partners, L.P. Common Units representing Limited Partner Interests Purchase Self $15,001 - $50,000 20010971 { } 35 2018-12-06 TRGP Targa Resources, Inc. Purchase Self $50,001 - $100,000 20010971 { } 36 2018-12-06 TRP TransCanada Corporation Sale Self $15,001 - $50,000 20010971 { } 37 2018-12-06 VLP Valero Energy Partners LP Common Units representing limited partner interests Sale (partial) Self $1,001 - $15,000 20010971 { } 38 2018-12-06 WMB Williams Companies, Inc. Sale Self $100,001 - $250,000 20010971 { } 39 2018-12-04 EQGP EQGP Holdings, LP Common Units representing limited partner interests Sale (partial) Self $1,001 - $15,000 20010971 { } 40 2018-12-04 — PUT/XSP @ 262 EXP 01/04/2019 - CBOE MINI SPX INDEX [oT] Sale (partial) Self $1,001 - $15,000 20010971 { } 41 2018-12-04 VLP Valero Energy Partners LP Common Units representing limited partner interests Sale (partial) Self $1,001 - $15,000 20010971 { } 42 2018-12-03 EQGP EQGP Holdings, LP Common Units representing limited partner interests Sale (partial) Self $1,001 - $15,000 20010971 { } 43 2018-12-03 VLP Valero Energy Partners LP Common Units representing limited partner interests Sale (partial) Self $1,001 - $15,000 20010971 { } 44 2018-11-30 EQGP EQGP Holdings, LP Common Units representing limited partner interests Sale (partial) Self $1,001 - $15,000 20010798 { } 45 2018-11-27 — Toucan Family LLC JPMORGAN CHASE & Co. LINKED To BASKET oF INDICES UPSIDE LEVERED CAPPED W Purchase Self $100,001 - $250,000 20010798 { } 46 2018-11-20 — PUT/XSP @ 258 EXP 12/14/2018 - CBOE MINI SPX INDEX [oT] Sale (partial) Self $1,001 - $15,000 20010798 { } 47 2018-11-20 — PUT/XSP @ 281 EXP 11/23/2018 - CBOE MINI SPX INDEX [oT] Purchase Self $15,001 - $50,000 20010798 { } 48 2018-11-20 VLP Valero Energy Partners LP Common Units representing limited partner interests Sale (partial) Self $1,001 - $15,000 20010798 { } 49 2018-11-14 — BOFA FINANCE LLC LINKED To S&P 500 INDEX BUFFERED CAPPED BETA, 0% STRUCTURED NOTE DUE 10/27/2020 Purchase Self $250,001 - $500,000 20010798 { } 50 2018-11-14 — PUT/XSP @ 266 EXP 12/28/2018 - CBOE MINI SPX INDEX [oT] Sale (partial) Self $15,001 - $50,000 20010798 { } 51 2018-11-14 — PUT/XSP @ 279 EXP 11/16/2018 - CBOE MINI SPX INDEX [oT] Purchase Self $15,001 - $50,000 20010798 { } 52 2018-11-14 VLP Valero Energy Partners LP Common Units representing limited partner interests Sale (partial) Self $1,001 - $15,000 20010798 { } 53 2018-11-06 — JENISON MICH PUB SCHS go 5% 05/01/23 MN - MUNI BOND [gS] Purchase Self $100,001 - $250,000 20010798 { } 54 2018-11-01 ET Energy Transfer LP Common Units Purchase Self $1,001 - $15,000 20010798 { } 55 2018-10-30 — Trott Family Investment Company LLC PUT/XSP @ 255 EXP 12/07/2018 - CBOE MINI SPX INDEX [oT] Sale (partial) Self $1,001 - $15,000 20010607 { } 56 2018-10-30 — PUT/XSP @ 286 EXP 11/02/2018 - CBOE MINI SPX INDEX [oT] Purchase Self $50,001 - $100,000 20010607 { } 57 2018-10-24 — CONN ST go 5% 06/01/22 JD - MUNI BOND [gS] Sale Self $250,001 - $500,000 20010607 { } 58 2018-10-24 — GRAND RAPIDS MICH CMNTY go 5% 05/01/20 MN - MUNI BOND [gS] Sale (partial) Self $100,001 - $250,000 20010607 { } 59 2018-10-24 — KALAMAZOO MICH PUB SCHS go 5% 05/01/21 MN - MUNI BOND [gS] Sale (partial) Self $250,001 - $500,000 20010607 { } 60 2018-10-23 — CREDIT SUISSE Ag LINKED To S&P 500 INDEX CNTNGNT CPN W BUFFER 0% STRUCTURED NOTE DUE 11/20/2019 Purchase Self $50,001 - $100,000 20010607 { } 61 2018-10-23 EQM Transfer Partners LP (ETP). EQM Midstream Partners, LP Common Units representing Limited Partner Interests Purchase Self $1,001 - $15,000 20010607 { } 62 2018-10-23 — PUT/XSP @ 260 EXP 01/18/2019 - CBOE MINI SPX INDEX [oT] Sale (partial) Self $15,001 - $50,000 20010607 { } 63 2018-10-23 — PUT/XSP @ 283 EXP 10/26/2018 - CBOE MINI SPX INDEX [oT] Purchase Self $15,001 - $50,000 20010607 { } 64 2018-10-23 VLP Toucan Family LLC Valero Energy Partners LP Common Units representing limited partner interests Sale (partial) Self $1,001 - $15,000 20010607 { } 65 2018-10-22 — Toucan Family LLC PLYMOUTH-CANTON MICH CMNTY SCH go 5% 05/01/23 MN - MUNI BOND [gS] Purchase Self $100,001 - $250,000 20010607 { } 66 2018-10-19 ET Toucan Family LLC Energy Transfer LP Common Units Exchange Self $100,001 - $250,000 20010607 { } 67 2018-10-19 ETP symbol: ETE). Merger of Energy Transfer Equity LP (ETE) with Energy Transfer Partners LP (ETP). Energy Transfer Partners, L.P. Common Units representing limited partner interests Exchange Self $100,001 - $250,000 20010607 { } 68 2018-10-18 — BOFA FINANCE LLC LINKED To S&P 500 INDEX CNTNGNT CPN W BUFFER 0% STRUCTURED NOTE DUE 01/23/2020 Purchase Self $100,001 - $250,000 20010607 { } 69 2018-10-18 — CANADIAN IMPERIAL BANK oF COMM LINKED To S&P 500 Purchase Self $100,001 - $250,000 20010607 { } 70 2018-10-18 — CITIGROUP INC. LINKED To S&P 500 INDEX CNTNGNT CPN W BUFFER 0% STRUCTURED NOTE DUE 04/22/2020 Purchase Self $100,001 - $250,000 20010607 { } 71 2018-10-18 — CREDIT SUISSE Ag LINKED To S&P 500 INDEX CNTNGNT CPN W BUFFER 0% STRUCTURED NOTE DUE 08/20/2020 Purchase Self $100,001 - $250,000 20010607 { } 72 2018-10-18 — JACKSONVILLE FLA SPL REV REV 5% 10/01/25 Ao - MUNI BOND [gS] Sale Self $100,001 - $250,000 20010607 { } 73 2018-10-17 — MATTAWAN MICH CONS SCH DIST go 5% 05/01/25 MN - MUNI BOND [gS] Purchase Self $50,001 - $100,000 20010607 { } 74 2018-10-17 — PUT/XSP @ 268 EXP 12/21/2018- CBOE MINI SPX INDEX [oT] Sale (partial) Self $1,001 - $15,000 20010607 { } 75 2018-10-17 — PUT/XSP @ 276 EXP 10/19/2018 - CBOE MINI SPX INDEX [oT] Purchase Self $1,001 - $15,000 20010607 { } 76 2018-10-16 — CANADIAN IMPERIAL BANK oF COMM LINKED To S&P 500 INDEX BUFFERED CAPPED BETA 0% STRUCTURED NOTE DUE 05/28/2020 Sale Self $250,001 - $500,000 20010607 { } 77 2018-10-16 — CREDIT SUISSE Ag LINKED To S&P 500 INDEX BUFFERED CAPPED BETA 0% STRUCTURED NOTE DUE 03/13/2020 Sale (partial) Self $50,001 - $100,000 20010607 { } 78 2018-10-16 — SOCIETE GENERALE LINKED To S&P 500 INDEX BUFFERED CAPPED BETA 0% STRUCTURED NOTE DUE 07/11/2019 Sale (partial) Self $100,001 - $250,000 20010607 { } 79 2018-10-16 — ToRoNTo DOMINION BANK LINKED To S&P 500 INDEX BUFFERED CAPPED BETA, 2901.52 STRUCTURED NOTE DUE 06/03/2020 Sale (partial) Self $250,001 - $500,000 20010607 { } 80 2018-10-16 — UBS Ag LINKED To S&P 500 INDEX CNTNGNT CPN W BUFFER 0% STRUCTURED NOTE DUE 06/18/2020 Purchase Self $50,001 - $100,000 20010607 { } 81 2018-10-09 — BNP PARIBAS LINKED To S&P 500 INDEX CNTNGNT CPN W BUFFER 0% STRUCTURED NOTE DUE 09/11/2020 Purchase Self $50,001 - $100,000 20010607 { } 82 2018-10-05 — CANADIAN IMPERIAL BANK oF COMM LINKED To S&P 500 INDEX CNTNGNT CPN W BUFFER, 0% STRUCTURED NOTE DUE 02/20/2020 Purchase Self $50,001 - $100,000 20010607 { } 83 2018-10-05 — Toucan Family LLC CREDIT SUISSE Ag LINKED To S&P 500 INDEX BUFFERED CAPPED BETA 0% STRUCTURED NOTE DUE 03/13/2020 Purchase Self $250,001 - $500,000 20010607 { } 84 2018-10-04 — Toucan Family LLC HASLETT MICH PUB SCH DIST go 5% 05/01/26 MN - MUNI BOND [gS] Purchase Self $100,001 - $250,000 20010607 { } 85 2018-10-04 — Toucan Family LLC MADISON WIS go 4% 10/01/25 Ao - MUNI BOND [gS] Purchase Self $50,001 - $100,000 20010607 { } 86 2018-10-04 — PUT/XSP @ 281 EXP 11/23/2018 - Sale (partial) Self $1,001 - $15,000 20010607 { } 87 2018-10-03 — UNIVERSITY MICH UNIV REVS REV 5% 04/01/23 Ao - MUNI BOND [gS] Purchase Self $500,001 - $1,000,000 20010607 { } 88 2018-10-01 — DOWAGIAC MICH UN SCH DIST go 4% 05/01/23 MN - MUNI BOND [gS] Purchase Self $250,001 - $500,000 20010607 { } 89 2018-09-28 — MASSACHUSETTS ST go 5% 11/01/24 MN - MUNI BOND [gS] Sale Self $15,001 - $50,000 20010421 { } 90 2018-09-28 — Toucan Family LLC SPARTA MICH AREA SCHS go 4% 05/01/24 MN - MUNI BOND [gS] Sale Self $100,001 - $250,000 20010421 { } 91 2018-09-28 — WARREN WOODS MICH PUB SCHS go 5.0000% 05/01/24 MN - MUNI BOND [gS] Sale Self $50,001 - $100,000 20010421 { } 92 2018-09-27 — MASSACHUSETTS ST go 5.2500% 09/01/23 MS - MUNI BOND [gS] Sale Self $1,000,001 - $5,000,000 20010421 { } 93 2018-09-27 — SOUTH WASHINGTON CNTY INDPT go 5% 02/01/24 FA - MUNI BOND [gS] Purchase Self $1,000,001 - $5,000,000 20010421 { } 94 2018-09-27 — VA ST PUB SCH AUTH SCH FING REV 5% 08/01/23 FA - MUNI BOND [gS] Sale Self $250,001 - $500,000 20010421 { } 95 2018-09-25 — CANADIAN IMPERIAL BANK oF COMM LINKED To S&P 500 Purchase Self $250,001 - $500,000 20010421 { } 96 2018-09-21 — Toucan Family LLC JACKSON MICH PUB SCHS go 5% 05/01/25 MN go - MUNI BOND [gS] Purchase Self $15,001 - $50,000 20010421 { } 97 2018-09-21 MMP Toucan Family LLC Magellan Midstream Partners L.P. Limited Partnership Purchase Self $15,001 - $50,000 20010421 { } 98 2018-09-20 ENB Enbridge Inc Purchase Self $15,001 - $50,000 20010421 { } 99 2018-09-20 — GRAND LEDGE MICH PUB SCHS DIST go 5.0000% 05/01/24 MN - MUNI BOND [gS] Sale Self $15,001 - $50,000 20010421 { } 100 2018-09-20 — PUT/XSP @ 286 EXP 11/02/2018 - CBOE MINI SPX INDEX [oT] Sale (partial) Self $1,001 - $15,000 20010421 { } 101 2018-09-20 TRP TransCanada Corporation Sale (partial) Self $15,001 - $50,000 20010421 { } 102 2018-09-19 PSXP Phillips 66 Partners LP Common Units representing limited partner interest in the Partnership Purchase Self $1,001 - $15,000 20010421 { } 103 2018-09-18 ANDX Trott Family Investment Company LLC Andeavor Logistics LP Common Units representing Limited Partner Interests Purchase Self $15,001 - $50,000 20010421 { } 104 2018-09-18 — GREAT LAKES WATER AUTHORITY REV 4.0000% 07/01/23 JJ - MUNI BOND [gS] Purchase Self $500,001 - $1,000,000 20010421 { } 105 2018-09-18 WMB Williams Companies, Inc. Sale (partial) Self $50,001 - $100,000 20010421 { } 106 2018-09-17 — ALLEN PARK MICH PUB SCH DIST go 5% 11/01/23 MN - MUNI BOND [gS] Sale Self $100,001 - $250,000 20010421 { } 107 2018-09-17 — JACKSONVILLE FLA SPL REV REV 5% 10/01/25 Ao - MUNI BOND [gS] Purchase Self $100,001 - $250,000 20010421 { } 108 2018-09-17 — Toucan Family LLC MICHIGAN ST FOR ISSUES DTD go 5.0000% 12/01/22 JD - MUNI BOND [gS] Sale (partial) Self $15,001 - $50,000 20010421 { } 109 2018-09-17 SHLX Shell Midstream Partners, L.P. Common Units representing Limited Partner Interests Purchase Self $15,001 - $50,000 20010421 { } 110 2018-09-17 VLP Toucan Family LLC Valero Energy Partners LP Common Units representing limited partner interests Sale (partial) Self $1,001 - $15,000 20010421 { } 111 2018-09-17 WES Western gas Partners, LP Limited Partner Interests Sale (partial) Self $15,001 - $50,000 20010421 { } 112 2018-09-13 — PUT/XSP @ 283 EXP 10/26/2018 - CBOE MINI SPX INDEX [oT] Sale (partial) Self $1,001 - $15,000 20010421 { } 113 2018-09-11 MPLX Trott Family Investment Company LLC MPLX LP Common Units Representing Limited Partner Interests Purchase Self $1,001 - $15,000 20010421 { } 114 2018-09-11 NBLX Noble Midstream Partners LP Common Units Representing Limited Partner Interests Sale (partial) Self $1,001 - $15,000 20010421 { } 115 2018-09-10 — AVONDALE MICH SCH DIST go 5% 05/01/20 MN - MUNI BOND [gS] Purchase Self $15,001 - $50,000 20010421 { } 116 2018-09-10 OKE ONEOK, Inc. Sale (partial) Self $15,001 - $50,000 20010421 { } 117 2018-09-10 TRP TransCanada Corporation Purchase Self $1,001 - $15,000 20010421 { } 118 2018-09-06 — PUT/XSP @ 279 EXP 11/16/2018 - CBOE MINI SPX INDEX [oT] Sale (partial) Self $1,001 - $15,000 20010421 { } 119 2018-09-04 — Trott Family Investment Company LLC KITSAP CNTY WASH SCH DIST No go 5% 12/01/24 JD- MUNI BOND [gS] Purchase Self $100,001 - $250,000 20010421 { } 120 2018-08-30 — CHIPPEWA VALLEY MICH SCHS go 5.0000% 05/01/20 MN - MUNI BOND [gS] Purchase Self $15,001 - $50,000 20010238 { } 121 2018-08-30 — OHIO STATE go 5.0000% 08/01/24 FA - MUNI BOND [gS] Purchase Self $500,001 - $1,000,000 20010238 { } 122 2018-08-30 — TEXAS ST UNIV SYS FING REV REV 5% 03/15/23 MS - MUNI BOND [gS] Sale Self $500,001 - $1,000,000 20010238 { } 123 2018-08-29 — PUT/XSP @ 285 EXP 10/05/2018 - CBOE MINI SPX INDEX [oT] Sale (partial) Self $1,001 - $15,000 20010238 { } 124 2018-08-29 — SOCIETE GENERALE LINKED To S&P 500 INDEX BUFFERED CAPPED BETA 0% STRUCTURED NOTE DUE 06/23/2020 Purchase Self $250,001 - $500,000 20010238 { } 125 2018-08-22 — PUT/XSP @ 276 EXP 10/19/2018 - CBOE MINI SPX INDEX [oT] Sale (partial) Self $1,001 - $15,000 20010238 { } 126 2018-08-10 WMB Williams Companies, Inc. Exchange Self $100,001 - $250,000 20010238 { } 127 2018-08-10 WPZ Partners LP (WPZ). Williams Partners, L.P. Common Units Representing Limited Partner Interests Exchange Self $100,001 - $250,000 20010238 { } 128 2018-08-08 — PUT/XSP @ 281 EXP 09/14/2018 - CBOE MINI SPX INDEX [oT] Sale (partial) Self $1,001 - $15,000 20010238 { } 129 2018-08-01 — Toucan Family LLC PUT/XSP @ 275 EXP 09/07/2018 - CBOE MINI SPX INDEX [oT] Sale (partial) Self $1,001 - $15,000 20010238 { } 130 2018-07-24 — PUT/XSP @ 277 EXP 09/21/2018 - CBOE MINI SPX INDEX [oT] Sale (partial) Self $1,001 - $15,000 20010043 { } 131 2018-07-23 EQM EQT Midstream Partners, LP Common Units representing Limited Partner Interests Exchange Self $50,001 - $100,000 20010043 { } 132 2018-07-23 RMP Rice Midstream Partners LP Common Units representing limited partner interests Exchange Self $50,001 - $100,000 20010043 { } 133 2018-07-17 — PUT/XSP @ 272 EXP 08/31/2018 - CBOE MINI SPX INDEX [oT] Sale (partial) Self $1,001 - $15,000 20010043 { } 134 2018-07-16 — Agreement and Plan of Merger. HAWAII ST go BDS DTD 11/25/14 05.000% DUE 08/01/20 [gS] Purchase Self $50,001 - $100,000 20010043 { } 135 2018-07-11 — Toucan Family LLC PUT/XSP @ 269 EXP 08/24/2018 - CBOE MINI SPX INDEX [oT] Sale (partial) Self $1,001 - $15,000 20010043 { } 136 2018-07-02 — ENERGY NORTHWEST WASH ELEC REV 5.0000% 07/01/25 JJ - MUNI BOND [gS] Purchase Self $50,001 - $100,000 20010043 { } 137 2018-06-28 — Trott Family Investment Company LLC PUT/XSP @ 255 EXP 08/17/2018 - CBOE MINI SPX INDEX [oT] Sale (partial) Self $1,001 - $15,000 20009835 { } 138 2018-06-15 — Toucan Family LLC UBS Ag LINKED To S&P 500 INDEX BUFFERED CAPPED BETA, 2779.66 0% STRUCTURED NOTE DUE 08/19/2020 Purchase Self $500,001 - $1,000,000 20009835 { } 139 2018-06-15 — WELLS FARGO & COMPANY LINKED To S&P 500 INDEX BUFFERED CAPPED BETA, 2779.66 0% STRUCTURED NOTE DUE 04/16/2020 Purchase Self $50,001 - $100,000 20009835 { } 140 2018-06-14 — PUT/XSP @ 274 EXP 07/27/2018 - CBOE MINI SPX INDEX [oT] Sale (partial) Self $1,001 - $15,000 20009835 { } 141 2018-06-12 — ARLINGTON TEX ETC go 5% 08/15/23 FA PERM IMPT BDS 2014 LT BEO SR LIEN - MUNI BOND [gS] Purchase Self $100,001 - $250,000 20009835 { } 142 2018-06-07 — PUT/XSP @ 272 EXP 07/13/2018 - CBOE MINI SPX INDEX [oT] Sale (partial) Self $1,001 - $15,000 20009835 { } 143 2018-06-06 — RACINE WIS UNI SCH DIST go 5% 04/01/24 Ao go CORP PURP BDS UT BEO - MUNI BOND [gS] Purchase Self $100,001 - $250,000 20009835 { } 144 2018-05-30 — Toucan Family LLC PUT/XSP @ 262 EXP 07/06/2018 - CBOE MINI SPX INDEX [oT] Sale (partial) Self $1,001 - $15,000 20009644 { } 145 2018-05-24 — GRAND RAPIDS MICH SAN SWR SYS REV 5% 01/01/24 JJ REV BDS 2018 BEO - MUNI BOND [gS] Purchase Self $100,001 - $250,000 20009644 { } 146 2018-05-23 — PUT/XSP @ 265 EXP 06/22/2018 - CBOE MINI SPX INDEX [oT] Sale (partial) Self $1,001 - $15,000 20009644 { } 147 2018-05-15 — PUT/XSP @ 263 EXP 06/29/2018 - CBOE MINI SPX INDEX [oT] Sale (partial) Self $1,001 - $15,000 20009644 { } 148 2018-05-14 — ANCHORAGE ALASKA go 5% 09/01/24 MS go BDS D UT BEO - MUNI BOND [gS] Purchase Self $100,001 - $250,000 20009644 { } 149 2018-05-14 — TRUCKEE MEADOWS NEV WTR AUTH REV 5% 07/01/25 JJ WTR REV REF BDS 2015A BEO - MUNI BOND [gS] Purchase Self $50,001 - $100,000 20009644 { } 150 2018-05-09 — ALBUQUERQUE N MEX MUN SCH DIST go 5% 08/01/25 FA No 012 go SCH BLDG BDS 2018 UT BEO - MUNI BOND [gS] Purchase Self $50,001 - $100,000 20009644 { } 151 2018-05-07 — Trott Family Investment Company LLC CITY oF AUSTIN, TEXAS REV 5.0000% 11/15/25 MN TRAVIS WILLIAMSON AND HAYS Co WTR/WSTEWTR SYS REF SER 2017 - MUNI BOND [gS] Purchase Self $50,001 - $100,000 20009644 { } 152 2018-05-04 — Trott Family Investment Company LLC MILWAUKEE WIS go 5% 04/01/24 Ao go PROM NTS 2018 N4 UT BEO - MUNI BOND [gS] Purchase Self $50,001 - $100,000 20009644 { } 153 2018-05-04 — MILWAUKEE WIS go 5% 04/01/24 Ao go PROM NTS 2018 N4 UT BEO - MUNI BOND [gS] Purchase Self $500,001 - $1,000,000 20009644 { } 154 2018-05-04 — Toucan Family LLC MILWAUKEE WIS go 5% 04/01/24 Ao go PROM NTS 2018 N4 UT BEO - MUNI BOND [gS] Purchase Self $100,001 - $250,000 20009644 { } 155 2018-05-03 — Toucan Family LLC PLANO TEX go 5% 09/01/24 MS go BDS 2018 LT BEO - MUNI BOND [gS] Purchase Self $50,001 - $100,000 20009644 { } 156 2018-05-03 — PLANO TEX go 5% 09/01/24 MS go BDS 2018 LT BEO - MUNI BOND [gS] Purchase Self $250,001 - $500,000 20009644 { } 157 2018-05-03 — Toucan Family LLC PLANO TEX go 5% 09/01/24 MS go BDS 2018 LT BEO - MUNI BOND [gS] Purchase Self $15,001 - $50,000 20009644 { } 158 2018-05-03 — PLANO TEX go 5% 09/01/24 MS go BDS 2018 LT BEO - MUNI BOND [gS] Purchase Self $500,001 - $1,000,000 20009644 { } 159 2018-05-01 — THE BANK oF NOVA SCOTIA LINKED To S&P 500 INDEX UPSIDE LEVERED CAPPED W BUFFER 0% STRUCTURED NOTE DUE 07/08/2020 Purchase Self $250,001 - $500,000 20009644 { } 160 2018-04-20 — Trott Family Investment Company LLC PUT/XSP @ 255 EXP 06/01/2018 - CBOE MINI SPX INDEX [oT] Sale (partial) Self $1,001 - $15,000 20009420 { } 161 2018-04-17 — PUT/XSP @ 262 EXP 05/25/2018 - CBOE MINI SPX INDEX [oT] Sale (partial) Self $1,001 - $15,000 20009420 { } 162 2018-04-11 — PUT/XSP @ 258 EXP 07/20/2018 - CBOE MINI SPX INDEX [oT] Sale (partial) Self $15,001 - $50,000 20009420 { } 163 2018-04-11 — PUT/XSP @ 271 EXP 04/13/2018 - CBOE MINI SPX INDEX [oT] Purchase Self $15,001 - $50,000 20009420 { } 164 2018-04-09 — WASHINGTON ST VAR PURP go BDS DTD 01/27/10 05.000% DUE 02/01/22 RNFD 02/01/20 - MUNI BOND [gS] Purchase Self $15,001 - $50,000 20009420 { } 165 2018-04-06 — TROTT-ATA LLC (INVESTMENT HOLDING Co.) [oI] Purchase Self $500,001 - $1,000,000 20009420 { } 166 2018-04-03 — OAKRIDGE MICH PUB SCHS go 5% 05/01/24 MN - MUNI BOND [gS] Purchase Self $100,001 - $250,000 20009420 { } 167 2018-04-02 — goldman Sachs Renewable Power LLC [oL] Purchase Self $15,001 - $50,000 20009420 { } 168 2018-03-28 — PUT/XSP @ 249 EXP 06/15/2018 - CBOE MINI SPX INDEX Sale Self $15,001 - $50,000 20009205 { } 169 2018-03-28 — PUT/XSP @ 262 EXP 03/29/2018 - CBOE MINI SPX INDEX Purchase Self $1,001 - $15,000 20009205 { } 170 2018-03-15 WMB Williams Companies, Inc. Purchase Self $15,001 - $50,000 20009205 { } 171 2018-03-15 WPZ Williams Partners, L.P. Common Units Representing Limited Partner Interests Purchase Self $15,001 - $50,000 20009205 { } 172 2018-03-14 EQM EQT Midstream Partners, LP Common Units representing Limited Partner Interests Sale Self $15,001 - $50,000 20009205 { } 173 2018-03-14 RMP Rice Midstream Partners LP Common Units representing limited partner interests Sale Self $1,001 - $15,000 20009205 { } 174 2018-03-13 — PUT/XSP @ 271 EXP 04/13/2018 - CBOE MINI SPX INDEX Sale Self $1,001 - $15,000 20009205 { } 175 2018-03-01 — PUT/XSP @ 260 EXP 04/20/2018 - CBOE MINI SPX INDEX Sale Self $1,001 - $15,000 20009205 { } 176 2018-03-01 — PUT/XSP @ 262 EXP 03/29/2018 - CBOE MINI SPX INDEX Sale Self $1,001 - $15,000 20009205 { } 177 2018-03-01 — PUT/XSP @ 274 EXP 03/02/2018 - CBOE MINI SPX INDEX Purchase Self $15,001 - $50,000 20009205 { } 178 2018-02-27 — LOUISVILLE & JEFFERSON CNTY KY MET GOVT SER A go BD DTD 09/28/16 5.000% DUE 12/01/21 - MUNI BOND Purchase Self $50,001 - $100,000 20009076 { } 179 2018-02-26 — BUCHANAN MICH CMNTY SCHS go 3% 05/01/22 MN go SCH BLDG AND SITE BDS 2013 UT BEO - MUNI BOND Purchase Self $100,001 - $250,000 20009076 { } 180 2018-02-26 — CITIZENS PPTY INS CORP FLA SENIOR SECURED BONDS DTD 06/21/12 05.000% DUE 06/01/21 Purchase Self $15,001 - $50,000 20009076 { } 181 2018-02-26 — PLEASANT PRAIRIE WI PROMISSORY NTS-SER A-REF go BD DTD 08/20/14 5.000% DUE 09/01/21 Purchase Self $50,001 - $100,000 20009076 { } 182 2018-02-22 — PUT/XSP @ 260 EXP 05/18/2018 - CBOE MINI SPX INDEX Sale Self $1,001 - $15,000 20009076 { } 183 2018-02-22 — PUT/XSP @ 275 EXP 02/23/2018 - CBOE MINI SPX INDEX Purchase Self $1,001 - $15,000 20009076 { } 184 2018-02-14 — PUT/XSP @ 253 EXP 04/20/2018 - CBOE MINI SPX INDEX Sale Self $1,001 - $15,000 20009076 { } 185 2018-02-02 — Trott Family Investment Company LLC CITIGROUP INC. LINKED To S&P 500 INDEX BUFFERED CAPPED BETA 0% STRUCTURED NOTE DUE 09/06/2019 Purchase Self $50,001 - $100,000 20009076 { } 186 2018-02-02 — HUDSONVILLE MICH PUB SCHS go 5% 05/01/24 MN go REF BDS 2015 UT BEO - MUNI BOND Purchase Self $15,001 - $50,000 20009076 { } 187 2018-01-24 — PUT/XSP @ 275 EXP 02/23/2018 - CBOE MINI SPX INDEX Sale Self $1,001 - $15,000 20008899 { } 188 2018-01-18 — PUT/XSP @ 274 EXP 03/02/2018 - CBOE MINI SPX INDEX Sale Self $1,001 - $15,000 20008899 { } 189 2018-01-17 — LENEXA KANS go 5% 09/01/24 MS SER B UT BEO SR LIEN - MUNI BOND Purchase Self $100,001 - $250,000 20008899 { } 190 2018-01-11 PSXP Toucan Family LLC Phillips 66 Partners LP Common Units representing limited partner interest in the Partnership Sale Self $15,001 - $50,000 20008899 { } 191 2018-01-11 TRP TransCanada Corporation Purchase Self $15,001 - $50,000 20008899 { } 192 2018-01-09 — PUT/XSP @ 269 EXP 03/16/2018 - CBOE MINI SPX INDEX Sale Self $1,001 - $15,000 20008899 { } 193 2017-12-31 — Trott Northwestern, LLC Purchase Self $250,001 - $500,000 20008680 { } 194 2017-12-31 — Trott Northwestern, LLC Purchase Self $250,001 - $500,000 20008680 { } 195 2017-12-21 AMGP Antero Midstream gP LP Common Shares of Beneficial Interests Purchase Self $15,001 - $50,000 20008680 { } 196 2017-12-20 OKE ONEOK, Inc. Sale Self $15,001 - $50,000 20008680 { } 197 2017-12-20 — PUT/XSP @ 263 EXP 01/26/2018 - CBOE MINI SPX INDEX Sale Self $1,001 - $15,000 20008680 { } 198 2017-12-12 — PUT/SPY @ 200 EXP 12/20/2019 - SPDR S&P 500 ETF TRUST Purchase Self $100,001 - $250,000 20008680 { } 199 2017-12-12 — PUT/SPY @ 230 EXP 12/20/2019 - SPDR S&P 500 ETF TRUST Sale Self $100,001 - $250,000 20008680 { } 200 2017-12-12 — PUT/XSP @ 261 EXP 02/16/2018 - CBOE MINI SPX INDEX Sale Self $1,001 - $15,000 20008680 { } 201 2017-12-12 — THE GOLDMAN SACHS GROUP, INC. LINKED To FX BASKET 9% COUPON DUE 02/06/2020 STRUCTURED NOTE Sale Self $500,001 - $1,000,000 20008680 { } 202 2017-12-04 TRP TransCanada Corporation Purchase Self $15,001 - $50,000 20008680 { } 203 2017-12-01 — PUT/XSP @ 254 EXP 01/05/2018 - CBOE MINI SPX INDEX Sale Self $1,001 - $15,000 20008680 { } 204 2017-12-01 — UBS Ag LINKED To S&P 500 INDEX BUFFERED CAPPED BETA 0% STRUCTURED NOTE DUE 02/06/2020 Purchase Self $100,001 - $250,000 20008680 { } 205 2017-11-30 — BAY CITY MICH SCH DIST go 5% 11/01/23 MN RFDG UT BEO - MUNI BOND Purchase Self $15,001 - $50,000 20008515 { } 206 2017-11-29 ANDX Andeavor Logistics LP Common Units representing Limited Partner Interests Sale Self $15,001 - $50,000 20008515 { } 207 2017-11-21 — PUT/XSP @ 255 EXP 12/22/2017 - CBOE MINI SPX INDEX Sale Self $1,001 - $15,000 20008515 { } 208 2017-11-21 — WARREN WOODS MICH PUB SCHS go 5.0000% 05/01/24 MN RFDG UT BEO - MUNI BOND Purchase Self $50,001 - $100,000 20008515 { } 209 2017-11-16 — GRAND VALLEY MICH ST UNIV REV REV 5% 12/01/23 JD GEN BDS 2017 BEO - MUNI BOND Purchase Self $15,001 - $50,000 20008515 { } 210 2017-11-14 — MANSFIELD INDPT SCHOOL DIST go 5.0000% 02/15/19 FA RFDG UT BNK QUAL BEO - MUNI BOND Sale Self $50,001 - $100,000 20008515 { } 211 2017-11-14 — THE BANK oF NOVA SCOTIA LINKED To BASKET oF INDICES UPSIDE LEVERED CAPPED W BUFFER 0% STRUCTURED NOTE DUE 03/20/2020 Purchase Self $100,001 - $250,000 20008515 { } 212 2017-11-09 — Toucan Family LLC PUT/XSP @ 249 EXP 02/16/2018 - CBOE MINI SPX INDEX Sale Self $1,001 - $15,000 20008515 { } 213 2017-11-07 — GRAND LEDGE MICH PUB SCHS DIST go 5% 05/01/24 MN go REF BDS 2015 UT BEO SR LIEN - MUNI BOND Purchase Self $15,001 - $50,000 20008515 { } 214 2017-11-03 — MASSACHUSETTS ST go 5% 11/01/24 MN COMMONWEALTH go REF BDS 2017 E LT BEO - MUNI BOND Purchase Self $15,001 - $50,000 20008515 { } 215 2017-11-03 — PUT/XSP @ 250 EXP 01/19/2018 - CBOE MINI SPX INDEX Sale Self $1,001 - $15,000 20008515 { } 216 2017-11-01 — NORTH CAROLINA ST LTD OBLIG REV 5% 06/01/24 JD RFDG-SER B BEO - MUNI BOND Purchase Self $100,001 - $250,000 20008515 { } 217 2017-10-19 — PUT/XSP @ 249 EXP 12/01/2017 - CBOE MINI SPX INDEX Sale Self $1,001 - $15,000 20008340 { } 218 2017-10-13 — BNP PARIBAS LINKED To S&P 500 INDEX BUFFERED CAPPED BETA 0% STRUCTURED NOTE DUE 12/18/2019 Purchase Self $100,001 - $250,000 20008340 { } 219 2017-10-12 — PUT/XSP @ 250 EXP 11/10/2017 - CBOE MINI SPX INDEX Sale Self $1,001 - $15,000 20008340 { } 220 2017-10-06 — SCH BLDG & SITE UT FSA BEO resulting from a prerefunded event. As a result, Trott Family Investment Co LLC's ownership in PLYMTH-CNTN MCH CMNTY SCH DST go 5.0000% 05/01/22-CA MN UNREFUNDED BALANCE-RFDG- SCH BLDG & SITE UT INS BEO SR LN - MUNI BOND is in the $100,001 - $250,000 range. PUT/XSP @ 247 EXP 12/15/2017 - CBOE MINI SPX INDEX Sale Self $1,001 - $15,000 20008340 { } 221 2017-10-05 — ROSEVILLE MICH CMNTY SCHS go 5% 05/01/24 MN RFDG UT BEO - MUNI BOND Purchase Self $100,001 - $250,000 20008340 { } 222 2017-10-03 — PLYMH-CNTN MCH CMNTY SCH DST go 5.0000% 05/01/22 MN PREREFUNDED-RFDG-SCH BLDG & SITE PRERE 05/01/18 INS SR LN - MUNI BOND Exchange Self $50,001 - $100,000 20008340 { } 223 2017-10-03 — SCH BLDG & SITE UT FSA BEO resulting from a prerefunded event. As a result, Toucan Family LLC's ownership in PLYMH-CNTN MCH CMNTY SCH DST go 5.0000% 05/01/22 MN PREREFUNDED-RFDG-SCH BLDG & SITE PRERE 05/01/18 INS SR LN - MUNI BOND is in the $50,001 - $100,000 range. PLYMH-CNTN MCH CMNTY SCH DST go 5.0000% 05/01/22 MN PREREFUNDED-RFDG-SCH BLDG & SITE PRERE 05/01/18 INS SR LN - MUNI BOND Exchange Self $100,001 - $250,000 20008340 { } 224 2017-10-03 — RIPTION: Received in exchange for PLYMOUTH-CANTON MICH CMNTY SCH go 5.0000% 05/01/22-CA MN RFDG- SCH BLDG & SITE UT FSA BEO resulting from a prerefunded event. As a result, Trott Family Investment Co LLC's Filing ID #20008340 ownership in PLYMH-CNTN MCH CMNTY SCH DST go 5.0000% 05/01/22 MN PREREFUNDED-RFDG-SCH BLDG & SITE PRERE 05/01/18 INS SR LN - MUNI BOND is in the $100,001 - $250,000 range. PLYMOUTH-CANTON MICH CMNTY SCH go 5.0000% 05/01/22-CA MN RFDG-SCH BLDG & SITE UT FSA BEO - MUNI BOND Exchange Self $100,001 - $250,000 20008340 { } 225 2017-10-03 — SCH DST go 5.0000% 05/01/22 MN PREREFUNDED-RFDG-SCH BLDG & SITE PRERE 05/01/18 INS SR LN, and PLYMTH-CNTN MCH CMNTY SCH DST go 5.0000% 05/01/22-CA MN UNREFUNDED BALANCE-RFDG-SCH BLDG & SITE UT INS BEO SR LN resulting from a prerefunded event. As a result, Toucan Family LLC's ownership in PLYMOUTH-CANTON MICH CMNTY SCH go 5.0000% 05/01/22-CA MN RFDG-SCH BLDG & SITE UT FSA BEO - MUNI BOND is zero. PLYMOUTH-CANTON MICH CMNTY SCH go 5.0000% 05/01/22-CA MN RFDG-SCH BLDG & SITE UT FSA BEO - MUNI BOND Exchange Self $100,001 - $250,000 20008340 { } 226 2017-10-03 — 1/22-CA MN UNREFUNDED BALANCE-RFDG-SCH BLDG & SITE UT INS BEO SR LN, and PLYMH-CNTN MCH CMNTY SCH DST go 5.0000% 05/01/22 MN PREREFUNDED-RFDG-SCH BLDG & SITE PRERE 05/01/18 INS SR LN resulting from a prerefunded event. As a result, Toucan Family LLC's ownership in PLYMOUTH-CANTON MICH CMNTY SCH go 5.0000% 05/01/22-CA MN RFDG-SCH BLDG & SITE UT FSA BEO - MUNI BOND is zero. PLYMTH-CNTN MCH CMNTY SCH DST go 5.0000% 05/01/22-CA MN UNREFUNDED BALANCE-RFDG-SCH BLDG & SITE UT INS BEO SR LN - MUNI BOND Exchange Self $50,001 - $100,000 20008340 { } 227 2017-10-03 — SCH BLDG & SITE UT FSA BEO resulting from a prerefunded event. As a result, Toucan Family LLC's ownership in PLYMTH-CNTN MCH CMNTY SCH DST go 5.0000% 05/01/22-CA MN UNREFUNDED BALANCE-RFDG-SCH BLDG & SITE UT INS BEO SR LN - MUNI BOND is in the $50,001 - $100,000 range. PLYMTH-CNTN MCH CMNTY SCH DST go 5.0000% 05/01/22-CA MN UNREFUNDED BALANCE-RFDG-SCH BLDG & SITE UT INS BEO SR LN - MUNI BOND Exchange Self $100,001 - $250,000 20008340 { } 228 2017-09-21 — PUT/XSP @ 245 EXP 11/03/2017 - CBOE MINI SPX INDEX Sale Self $1,001 - $15,000 20008167 { } 229 2017-09-01 — TEXAS ST FOR PREVIOUS ISSUES REV 4% 08/30/18 FA Purchase Self $15,001 - $50,000 20008167 { } 230 2017-08-29 — Trott Family Investment Company LLC PUT/XSP @ 233 EXP 11/17/2017 - CBOE MINI SPX INDEX Sale Self $1,001 - $15,000 20007939 { } 231 2017-08-22 — PUT/XSP @ 236 EXP 10/20/2017 - CBOE MINI SPX INDEX Sale Self $1,001 - $15,000 20007939 { } 232 2017-08-09 ANDX Andeavor Logistics LP Common Units representing Limited Partner Interests Sale Self $15,001 - $50,000 20007939 { } 233 2017-08-09 — PUT/XSP @ 238 EXP 10/20/2017 - Sale Self $1,001 - $15,000 20007939 { } 234 2017-08-03 — BIRMINGHAM MICH PUB SCHS go 5% 11/01/20 MN RFDG UT BEO SR LIEN - MUNI BOND Purchase Self $100,001 - $250,000 20007939 { } 235 2017-08-03 — PUT/XSP @ 242 EXP 09/29/2017 - CBOE MINI SPX INDEX Sale Self $1,001 - $15,000 20007939 { } 236 2017-07-27 — ST CLAIR CNTY MICH go 4.0000% 04/01/20 Ao RFDG-LTD TAX LT BNK QUAL BEO - MUNI BOND Purchase Self $100,001 - $250,000 20007738 { } 237 2017-07-17 — PUT/XSP @ 240 EXP 09/15/2017 - CBOE MINI SPX INDEX Sale Self $1,001 - $15,000 20007738 { } 238 2017-07-07 — MICHIGAN ST TRUNK LINE REV 5.0000% 11/15/22 MN RFDG BEO - MUNI BOND Purchase Self $500,001 - $1,000,000 20007738 { } 239 2017-07-06 — previously own at a fixed exchange ratio of 0.985 of a share of ONEOK common stock for each public unit of ONEOK Partners, and the merger of ONEOK Partners with a subsidiary of ONEOK, Inc. As a result of the acquisition, ownership of ONEOK, Inc. (OKE) is within the $100,001 - $250,000 range. PUT/XSP @ 235 EXP 08/25/2017 - CBOE MINI SPX INDEX Sale Self $1,001 - $15,000 20007738 { } 240 2017-06-30 OKS Toucan Family LLC ONEOK Partners, L.P. Exchange Self $100,001 - $250,000 20007738 { } 241 2017-06-30 OKE previously own at a fixed exchange ratio of 0.985 of a share of ONEOK common stock for each public unit of ONEOK Partners, and the merger of ONEOK Partners with a subsidiary of ONEOK, Inc. As a result of the acquisition, ownership of ONEOK Partners (OKS) is zero. ONEOK, Inc. Exchange Self $100,001 - $250,000 20007738 { } 242 2017-06-28 — PUT/XSP @ 239 EXP 08/04/2017 - CBOE MINI SPX INDEX Sale Self $1,001 - $15,000 20007568 { } 243 2017-06-13 — SEE419791 UNREF BLNCE-SER DZ BEO SR LIEN resulting from defeasement. As a result of this defeasement, Toucan Family LLC's ownership in HAWAII ST FOR ISSUES DTD PRIOR go 5.0000% 12/01/21 JD To 10/29/2015 SEE419791 UNREFD BALANCE-SR DZ-2017 BEO - MUNI BOND is in the $100,001 - $250,000 range. PUT/XSP @ 238 EXP 07/07/2017 - CBOE MINI SPX INDEX Sale Self $1,001 - $15,000 20007568 { } 244 2017-06-06 — HAWAII ST FOR ISSUES DTD PRIOR go 5.0000% 12/01/21 JD To 10/29/2015 SEE419791 PREREFUNDED-SR LIEN - MUNI BOND Exchange Self $100,001 - $250,000 20007568 { } 245 2017-06-06 — SEE419791 UNREF BLNCE-SER DZ BEO SR LIEN resulting from defeasement. As a result of this defeasement, Toucan Family LLC's ownership in HAWAII ST FOR ISSUES DTD PRIOR go 5.0000% 12/01/21 JD To 10/29/2015 SEE419791 PREREFUNDED-SR LIEN - MUNI BOND is in the $100,001 - $250,000 range. HAWAII ST FOR ISSUES DTD PRIOR go 5.0000% 12/01/21 JD To 10/29/2015 SEE419791 PREREFUNDED-SR LIEN - MUNI BOND Exchange Self $100,001 - $250,000 20007568 { } 246 2017-06-06 — N: Received in exchange for HAWAII ST FOR ISSUES DTD PRIOR go 5.0000% 12/01/21 JD To 10/29/2015 SEE419791 UNREF BLNCE-SER DZ BEO SR LIEN resulting from defeasement. As a result of this defeasement, Toucan Family LLC's ownership in HAWAII ST FOR ISSUES DTD PRIOR go 5.0000% 12/01/21 JD To 10/29/2015 SEE419791 PREREFUNDED-SR LIEN - MUNI BOND is in the $100,001 - $250,000 range. HAWAII ST FOR ISSUES DTD PRIOR go 5.0000% 12/01/21 JD To 10/29/2015 SEE419791 UNREF BLNCE- SER DZ BEO SR LIEN - MUNI BOND Exchange Self $250,001 - $500,000 20007568 { } 247 2017-06-06 — 10/29/2015 SEE419791 PREREFUNDED-SR LIEN, and HAWAII ST FOR ISSUES DTD PRIOR go 5.0000% 12/01/21 JD To 10/29/2015 SEE419791 UNREFD BALANCE-SR DZ-2017 BEO resulting from defeasement. As a result of this defeasement, Toucan Family LLC's ownership in HAWAII ST FOR ISSUES DTD PRIOR go 5.0000% 12/01/21 JD To 10/29/2015 SEE419791 UNREF BLNCE-SER DZ BEO SR LIEN - MUNI BOND is zero. HAWAII ST FOR ISSUES DTD PRIOR go 5.0000% 12/01/21 JD To 10/29/2015 SEE419791 UNREF BLNCE- SER DZ BEO SR LIEN - MUNI BOND Exchange Self $250,001 - $500,000 20007568 { } 248 2017-06-06 — o 10/29/2015 SEE419791 PREREFUNDED-SR LIEN, and HAWAII ST FOR ISSUES DTD PRIOR go 5.0000% 12/01/21 JD To 10/29/2015 SEE419791 UNREFD BALANCE-SR DZ-2017 BEO resulting from defeasement. As a result of this defeasement, Toucan Family LLC's ownership in HAWAII ST FOR ISSUES DTD PRIOR go 5.0000% 12/01/21 JD To 10/29/2015 SEE419791 UNREF BLNCE-SER DZ BEO SR LIEN - MUNI BOND is zero. HAWAII ST FOR ISSUES DTD PRIOR go 5.0000% 12/01/21 JD To 10/29/2015 SEE419791 UNREFD BALANCE-SR DZ-2017 BEO - MUNI BOND Exchange Self $100,001 - $250,000 20007568 { } 249 2017-06-06 — ved in exchange for HAWAII ST FOR ISSUES DTD PRIOR go 5.0000% 12/01/21 JD To 10/29/2015 SEE419791 UNREF BLNCE-SER DZ BEO SR LIEN resulting from defeasement. As a result of this defeasement, Toucan Family LLC's ownership in HAWAII ST FOR ISSUES DTD PRIOR go 5.0000% 12/01/21 JD To 10/29/2015 SEE419791 UNREFD BALANCE-SR DZ-2017 BEO - MUNI BOND is in the $100,001 - $250,000 range. HAWAII ST FOR ISSUES DTD PRIOR go 5.0000% 12/01/21 JD To 10/29/2015 SEE419791 UNREFD BALANCE-SR DZ-2017 BEO - MUNI BOND Exchange Self $100,001 - $250,000 20007568 { } 250 2017-05-23 — Trott Family Investment Company LLC CHIPPEWA VALLEY MICH SCHS Go 5% 05/01/23 MN - MUNI BOND Purchase Self $100,001 - $250,000 20007379 { } 251 2017-05-18 — Toucan Family LLC MICHIGAN FIN AUTH REV REV 5% 10/01/22 Ao - MUNI BOND Purchase Self $250,001 - $500,000 20007379 { } 252 2017-05-18 — Goldman Sachs & Co. Brokerage Account PUT/XSP @ 226 EXP 08/18/2017 - CBOE MINI SPX INDEX Sale Self $1,001 - $15,000 20007379 { } 253 2017-05-16 — Toucan Family LLC WATERFORD MICH SCH DIST Go 5% 05/01/23 MN - MUNI BOND Purchase Self $50,001 - $100,000 20007379 { } 254 2017-05-16 — Goldman Sachs & Co. Brokerage Account WATERFORD MICH SCH DIST Go 5% 05/01/23 MN - MUNI BOND Purchase Self $1,001 - $15,000 20007379 { } 255 2017-05-11 — PUX/XSP @ 232 EXP 07/21/2017 - CBOE MINI SPX INDEX Sale Self $1,001 - $15,000 20007379 { } 256 2017-05-09 — SPARTA MICH AREA SCHS Go 4% 05/01/24 MN - MUNI BOND Purchase Self $100,001 - $250,000 20007379 { } 257 2017-05-09 — Goldman Sachs & Co. Brokerage Account VIRGINIA ST PUB SCH AUTH SCH REV 5% 08/01/23 FA - MUNI BOND Purchase Self $250,001 - $500,000 20007379 { } 258 2017-05-08 — Toucan Family LLC PORT SEATTLE WASH REV REV 5% 03/01/21 MS - MUNI BOND Purchase Self $15,001 - $50,000 20007379 { } 259 2017-05-04 — ALLEN PARK MICH PUB SCH DIST Go 5% 05/01/23 MN - MUNI BOND Purchase Self $250,001 - $500,000 20007379 { } 260 2017-05-04 — Toucan Family LLC ALLEN PARK MICH PUB SCH DIST Go 5% 11/01/22 MN - MUNI BOND Purchase Self $1,000,001 - $5,000,000 20007379 { } 261 2017-05-04 — Toucan Family LLC ALLEN PARK MICH PUB SCH DIST Go 5.0000% 11/01/23 MN - MUNI BOND Purchase Self $100,001 - $250,000 20007379 { } 262 2017-05-02 — Partners, L.P. (ETP). As part of the completion of the merger, Sunoco Logistics Partners L.P. changed its name to Energy Transfer Partners, L.P. and began trading on the NYSE under the "ETP" ticker symbol on May 1, 2017. MASSACHUSETTS ST Go 5.2500% 09/01/23 MS - MUNI BOND Purchase Self $1,000,001 - $5,000,000 20007379 { } 263 2017-04-28 ETP Toucan Family LLC Energy Transfer Partners, L.P. Common Units representing limited partner interests Exchange Self $100,001 - $250,000 20007379 { } 264 2017-04-28 — the completion of the merger, Sunoco Logistics Partners L.P. changed its name to Energy Transfer Partners, L.P. and began trading on the NYSE under the "ETP" ticker symbol on May 1, 2017. The former ETP ceased to be a publicly traded partnership, and its common units discontinued trading on the NYSE. Energy Transfer Partners, L.P. Common Units representing limited partner interests (ETP) - (formerly known as Sunoco Logistics Partners LP Common Units representing limited partner interests (SXL)) Exchange Self $100,001 - $250,000 20007379 { } 265 2017-04-24 — Toucan Family LLC FLA ST BRD ED PUB ED FOR ISSUE DB 5.0000% 06/01/23 JD - MUNI BOND Purchase Self $250,001 - $500,000 20007201 { } 266 2017-04-20 — Goldman Sachs & Co. Brokerage Account MUNICIPAL ELCTRC AUTH oF GA REV 5.2500% 01/01/19 JJ - MUNI BOND Sale Self $100,001 - $250,000 20007201 { } 267 2017-04-12 — Toucan Family LLC PUT/XSP @ 224 EXP 07/21/2017 - CBOE MINI SPX INDEX Sale Self $1,001 - $15,000 20007201 { } 268 2017-04-11 — BELLEVILLE MICH AREA DIST LIBR Go 3.5000% 05/01/20 MN - MUNI BOND Purchase Self $100,001 - $250,000 20007201 { } 269 2017-04-07 — Toucan Family LLC COOPERSVILLE AREA MICH PUB Go 5% 05/01/23 MN - MUNI BOND Purchase Self $250,001 - $500,000 20007201 { } 270 2017-04-07 — Toucan Family LLC KING CNTY WASH SWR REV REV 5% 07/01/22 JJ - MUNI BOND Purchase Self $50,001 - $100,000 20007201 { } 271 2017-04-07 — PUT/XSP @ 227 EXP 06/30/2017 - CBOE MINI SPX INDEX Sale Self $1,001 - $15,000 20007201 { } 272 2017-03-30 — CITIGROUP INC. LINKED To BASKET oF INDICES UPSIDE LEVERED CAPPED W BUFFER 0% STRUCTURED NOTE DUE 11/23/2018 Purchase Self $100,001 - $250,000 20007014 { } 273 2017-03-23 — PUT/XSP @ 225 EXP 06/16/2017 - CBOE MINI SPX INDEX Sale Self $1,001 - $15,000 20007014 { } 274 2017-03-22 — PUT/SPY @ 200 EXP 12/20/2019 - SPDR S&P 500 ETF TRUST Sale Self $250,001 - $500,000 20007014 { } 275 2017-03-22 — PUT/SPY @ 230 EXP 12/20/2019 - SPDR S&P 500 ETF TRUST Purchase Self $500,001 - $1,000,000 20007014 { } 276 2017-03-02 — PUT/XSP @ 229 EXP 05/19/2017 - CBOE MINI SPX INDEX Sale Self $1,001 - $15,000 20007014 { } 277 2017-02-14 — Goldman Sachs & Co. Brokerage Account PUT/XSP @ 226 EXP 04/21/2017 - CBOE MINI SPX INDEX Sale Self $1,001 - $15,000 20006853 { } 278 2017-02-09 — Goldman Sachs & Co. Brokerage Account GRAND RAPIDS MICH Go 4.0000% 05/01/17 MN - MUNI BOND Purchase Self $15,001 - $50,000 20006853 { } 279 2017-02-03 — Goldman Sachs & Co. Brokerage Account IMLAY CITY MICH CMNTY SCHS Go 4% 05/01/20 MN - MUNI BOND Purchase Self $50,001 - $100,000 20006853 { } 280 2017-02-02 — GRAND HAVEN MICH AREA PUB SCHS Go 5% 05/01/18 MN - MUNI BOND Purchase Self $15,001 - $50,000 20006853 { } 281 2017-02-01 — KENTWOOD MICH PUB SCHS Go 4% 05/01/19 MN - MUNI BOND Purchase Self $50,001 - $100,000 20006853 { } 282 2017-02-01 — Goldman Sachs & Co. Brokerage Account NORTH TEX MUN WTR DIST TEX WTR REV 5% 09/01/17 MS - MUNI BOND Purchase Self $50,001 - $100,000 20006853 { } 283 2017-02-01 — SOUTHGATE MICH CMNTY SCH DIST Go 5.0000% 05/01/23 MN - MUNI BOND Purchase Self $50,001 - $100,000 20006853 { } 284 2017-01-27 — PUT/XSP @ 221 EXP 04/21/2017 - CBOE MINI SXP INDEX Sale Self $1,001 - $15,000 20006682 { } 285 2017-01-26 — Goldman Sachs & Co. Brokerage Account NOVI MICH CMNTY SCH DIST Go 4% 05/01/20 MN - MUNI BOND Purchase Self $50,001 - $100,000 20006682 { } 286 2017-01-25 — Goldman Sachs & Co. Brokerage Account DETROIT MICH WTR SUPPLY SYS REV 6.2500% 07/01/36 JJ - MUNI BOND Purchase Self $50,001 - $100,000 20006682 { } 287 2017-01-25 — REETHS-PUFFER MICH SCHS Go 5% 05/01/18 MN - MUNI BOND Purchase Self $50,001 - $100,000 20006682 { } 288 2017-01-23 — Goldman Sachs & Co. Brokerage Account KENT CNTY MICH Go 5% 06/01/23 JD - MUNI BOND Purchase Self $50,001 - $100,000 20006682 { } 289 2017-01-20 — DEARBORN MICH SCH DIST Go 5% 05/01/21 MN - MUNI BOND Purchase Self $50,001 - $100,000 20006682 { } 290 2017-01-20 — SOUTH LAKE MICH SCHS Go 5% 11/01/23 MN - MUNI BOND Purchase Self $50,001 - $100,000 20006682 { } 291 2017-01-19 — Goldman Sachs & Co. Brokerage Account FRUITPORT MICH CMNTY SCHS Go 4% 05/01/22 MN - MUNI BOND Purchase Self $50,001 - $100,000 20006682 { } 292 2017-01-19 — Goldman Sachs & Co. Brokerage Account LINCOLN PK MICH SCH DIST Go 3% 05/01/20 MN - MUNI BOND Purchase Self $15,001 - $50,000 20006682 { } 293 2017-01-18 — Goldman Sachs & Co. Brokerage Account Filing ID #20006682 MI FIN AUTH REV LOC GOVT LN REV 5.0000% 04/01/17 Ao - MUNI BOND Purchase Self $50,001 - $100,000 20006682 { } 294 2017-01-13 — Goldman Sachs & Co. Brokerage Account SOUTHFIELD MICH PUB SCHS Go 4.0000% 05/01/22 MN - MUNI BOND Purchase Self $50,001 - $100,000 20006682 { } 295 2017-01-12 — Goldman Sachs & Co. Brokerage Account PUT/XSP @ 215 EXP 03/31/2017 - CBOE MINI SPX INDEX Sale Self $1,001 - $15,000 20006682 { } 296 2017-01-12 — Goldman Sachs & Co. Brokerage Account ZEELAND MICH PUB SCHS Go 4.0000% 05/01/18 MN - MUNI BOND Purchase Self $50,001 - $100,000 20006682 { } 297 2017-01-09 — Goldman Sachs & Co. Brokerage Account MICHIGAN MUN BD AUTH REV REV 5% 10/01/19 Ao - MUNI BOND Purchase Self $15,001 - $50,000 20006682 { } 298 2017-01-09 — Goldman Sachs & Co. Brokerage Account MOUNT CLEMENS MICH CMNTY SCH Go 5% 05/01/21 MN - MUNI BOND Purchase Self $50,001 - $100,000 20006682 { } 299 2016-12-22 — PENNFIELD MICH SCHS DIST Go 4% 05/01/22 MN - MUNI BOND Purchase Self $250,001 - $500,000 20006438 { } 300 2016-12-22 — PUT/XSP @ 217 EXP 02/03/2017 - CBOE MINI SPX INDEX Sale Self $1,001 - $15,000 20006438 { } 301 2016-12-21 — S C ST PUB SVC AUTH FOR ISS D REV 5.0000% 01/01/18 JJ TD PR To 12/21/10 PREUNDED-RF DG-OBLIGS- SER B INS SR LIEN - MUNI BOND Exchange Self $50,001 - $100,000 20006438 { } 302 2016-12-21 — COOPER MBIA BEO resulting from defeasement. As a result of this defeasement, Toucan Family LLC's ownership in S C ST PUB SVC AUTH FOR ISS D REV 5.0000% 01/01/18 JJ TD PR To 12/21/10 PREUNDED-RF DG-OBLIGS-SER B INS SR LIEN - MUNI BOND is in the $50,001 - $100,000 range. S C ST PUB SVC AUTH FOR ISS D REV 5.0000% 01/01/18 JJ TD PR To 12/21/10 UNREFUND BAL RFDG- OBLGS SER B INS BEO SR - MUNI BOND Exchange Self $100,001 - $250,000 20006438 { } 303 2016-12-21 — COOPER MBIA BEO resulting from defeasement. As a result of this defeasement, Toucan Family LLC's ownership in S C ST PUB SVC AUTH FOR ISS D REV 5.0000% 01/01/18 JJ TD PR To 12/21/10 UNREFUND BAL RFDG-OBLGS SER B INS BEO SR is in the $100,001 - $250,000 range. SOUTH CAROLINA PUB SVCE AUTH REV 5.0000% 01/01/18 JJ SANTEE COOPER MBIA BEO - MUNI BOND Exchange Self $100,001 - $250,000 20006438 { } 304 2016-12-21 — 12/21/10 UNREFUND BAL RFDG-OBLGS SER B INS BEO SR resulting from defeasement. As a result of this defeasement, Toucan Family LLC's ownership in SOUTH CAROLINA PUB SVCE AUTH REV 5.0000% 01/01/18 JJ SANTEE COOPER MBIA BEO - MUNI BOND is zero. SOUTH CAROLINA PUB SVCE AUTH REV 5.0000% 01/01/18 JJ SANTEE COOPER MBIA BEO - MUNI BOND Exchange Self $50,001 - $100,000 20006438 { } 305 2016-12-12 — Toucan Family LLC PENNSYLVANIA ST Go 5% 01/15/23 JJ - MUNI BOND Purchase Self $50,001 - $100,000 20006438 { } 306 2016-12-07 — PUT/XSP @ 209 EXP 03/17/2017 - CBOE MINI SPX INDEX Sale Self $1,001 - $15,000 20006438 { } 307 2016-12-01 ETP Energy Transfer Partners, L.P. ENERGY TRANSFER PARNTERS Purchase Self $1,001 - $15,000 20006438 { } 308 2016-12-01 EQM EQT Midstream Partners, LP Common Units representing Limited Partner Interests Purchase Self $15,001 - $50,000 20006438 { } 309 2016-12-01 PSXP Trott Family Investment Company LLC Phillips 66 Partners LP Common Units representing limited partner interest in the Partnership Purchase Self $1,001 - $15,000 20006438 { } 310 2016-12-01 VLP 12/21/10 PREUNDED-RF DG-OBLIGS-SER B INS SR LIEN resulting from defeasement. As a result of this defeasement, Toucan Family LLC's ownership in SOUTH CAROLINA PUB SVCE AUTH REV 5.0000% 01/01/18 JJ SANTEE COOPER MBIA BEO - MUNI BOND is zero. Valero Energy Partners LP Common Units representing limited partner interests Purchase Self $1,001 - $15,000 20006438 { } 311 2016-11-28 — Account PORTAGE MICH PUB SCHS Go 5% 05/01/23 MN - MUNI BOND Purchase Self $250,001 - $500,000 20006281 { } 312 2016-11-22 — PUT/XSP @ 210 EXP 02/17/2017 - CBOE MINI SPX INDEX Sale Self $1,001 - $15,000 20006281 { } 313 2016-11-18 — Toucan Family LLC PORTLAND ORE SWR SYS REV REV 5% 06/15/23 JD RFDG - MUNI BOND Purchase Self $250,001 - $500,000 20006281 { } 314 2016-11-17 — David A. Trott 2010 Irrevocable Grantor Trust f/b/o Courtney E. Trott (100% interest) NEW YORK NY Go BDS 05.000% DUE 08/01/23 - MUNI BOND Purchase Self $50,001 - $100,000 20006281 { } 315 2016-11-16 — BNP PARIBAS LINKED To BASKET oF INDICES UPSIDE LEVERED CAPPED W BUFFER 0% STRUCTURED NOTE DUE 09/24/2018 Purchase Self $100,001 - $250,000 20006281 { } 316 2016-11-11 — PUT/XSP @ 206 EXP 01/20/2017 - CBOE MINI SPX INDEX Sale Self $1,001 - $15,000 20006281 { } 317 2016-11-07 — GRAND LEDGE MICH PUB SCHS DIST Go 5% 05/01/23 - MUNI BOND Purchase Self $15,001 - $50,000 20006281 { } 318 2016-11-04 — Toucan Family LLC PUT/XSP @ 196 EXP 01/20/2017 - CBOE MINI SPX INDEX Sale Self $1,001 - $15,000 20006281 { } 319 2016-11-04 — TEXAS ST UNIV SYS FING REV REV 5% 03/15/23 - MUNI BOND Purchase Self $500,001 - $1,000,000 20006281 { } 320 2016-10-24 — BATTLE CREEK MICH SCH DIST Go 5% 05/01/31 MN - MUNI BOND Purchase Self $50,001 - $100,000 20006114 { } 321 2016-10-12 — PUT/XSP @ 202 EXP 12/16/2016 - CBOE MINI SPX INDEX Sale Self $1,001 - $15,000 20006114 { } 322 2016-10-07 EQM Goldman Sachs & Co. Brokerage Account EQT Midstream Partners, LP Common Units representing Limited Partner Interests Purchase Self $15,001 - $50,000 20006114 { } 323 2016-10-07 — ROMULUS MICH CMNTY SCHS Go 5% 05/01/22 MN - MUNI BOND Purchase Self $100,001 - $250,000 20006114 { } 324 2016-10-07 — Toucan Family LLC ROMULUS MICH CMNTY SCHS Go 5% 05/01/22 MN - MUNI BOND Purchase Self $100,001 - $250,000 20006114 { } 325 2016-10-06 — PUT/XSP @ 205 EXP 11/04/2016 - CBOE MINI SPX INDEX Sale Self $1,001 - $15,000 20006114 { } 326 2016-09-29 — CITIGROUP INC. LINKED To S&P 500 INDEX BUFFERED CAPPED BETA 0% STRUCTURED NOTE DUE 02/01/2018 Purchase Self $50,001 - $100,000 20005933 { } 327 2016-09-29 — PUT/XSP @ 204 EXP 12/16/2016 - CBOE MINI SPX INDEX Sale Self $1,001 - $15,000 20005933 { } 328 2016-09-28 — DEUTSCHE BANK AG-LONDON BRANCH LINKED To S&P 500 INDEX BUFFERED CAPPED BETA 0% STRUCTURED NOTE DUE 03/30/2017 Sale Self $50,001 - $100,000 20005933 { } 329 2016-09-28 EPD Enterprise Products Partners L.P. Sale Self $15,001 - $50,000 20005933 { } 330 2016-09-28 MPLX MPLX LP Common Units Representing Limited Partner Interests Sale Self $15,001 - $50,000 20005933 { } 331 2016-09-28 PSXP Phillips 66 Partners LP Common Units representing limited partner interest in the Partnership Sale Self $15,001 - $50,000 20005933 { } 332 2016-09-28 WPZ Williams Partners, L.P. Common Units Representing Limited Partner Interests Sale Self $1,001 - $15,000 20005933 { } 333 2016-09-16 PAA Plains All American Pipeline, L.P. Purchase Self $50,001 - $100,000 20005933 { } 334 2016-09-15 — CREDIT SUISSE AG LINKED To BASKET oF INDICES UPSIDE LEVERED CAPPED W BUFFER 0% STRUCTURED NOTE DUE 07/20/2018 Purchase Self $100,001 - $250,000 20005933 { } 335 2016-09-15 EPD Enterprise Products Partners L.P. Sale Self $15,001 - $50,000 20005933 { } 336 2016-09-15 NBLX Noble Midstream Partners LP Common Units Representing Limited Partner Interests Purchase Self $15,001 - $50,000 20005933 { } 337 2016-09-14 PSXP Phillips 66 Partners LP Common Units representing limited partner interest in the Partnership Sale Self $15,001 - $50,000 20005933 { } 338 2016-09-12 MPLX MPLX LP Common Units Representing Limited Partner Interests Sale Self $1,001 - $15,000 20005933 { } 339 2016-08-31 — PUT/XSP @ 209 EXP 10/07/2016 - CBOE MINI SPX INDEX Sale Self $1,001 - $15,000 20005790 { } 340 2016-08-16 — PUT/XSP @208 EXP 11/18/2016 - Sale Self $1,001 - $15,000 20005790 { } 341 2016-08-11 WPZ Goldman Sachs & Co. Brokerage Account Williams Partners, L.P. Common Units Representing Limited Partner Interests Sale Self $15,001 - $50,000 20005790 { } 342 2016-08-09 — Goldman Sachs & Co. Brokerage Account TRENTON MICH PUB SCHS SCH DIST Go 5.0000% 05/01/28 MN - MUNI BOND Purchase Self $50,001 - $100,000 20005790 { } 343 2016-08-05 — Toucan Family LLC HSBC USA INC. LINKED To BASKET oF INDICES UPSIDE LEVERED CAPPED W BUFFER 0% STRUCTURED NOTE DUE 08/09/2018 Purchase Self $100,001 - $250,000 20005790 { } 344 2016-08-02 — CONN ST Go 5% 06/01/22 JD - MUNI BOND Purchase Self $250,001 - $500,000 20005790 { } 345 2016-08-02 — SAGINAW VY ST UNIV MICH REV 5% 07/01/22 JJ - MUNI BOND Purchase Self $50,001 - $100,000 20005790 { } 346 2016-08-01 PAA Plains All American Pipeline, L.P. Purchase Self $1,001 - $15,000 20005790 { } 347 2016-07-28 — PUT/XSP @ 206 EXP 10/21/2016 - CBOE MINI SPX INDEX Sale Self $1,001 - $15,000 20005633 { } 348 2016-07-22 — SOUTH LYON MICH CMNTY SCHS Go 5% 05/01/23 MN - MUNI BOND Purchase Self $100,001 - $250,000 20005633 { } 349 2016-07-19 — Toucan Family LLC BAD AXE MICH PUB SCHS Go 4% 05/01/23 MN - MUNI BOND Purchase Self $100,001 - $250,000 20005633 { } 350 2016-07-19 — Goldman Sachs & Co. Brokerage Account GALESBURG-AUGUSTA MICH CMNTY Go 2.0000% 05/01/19 MN - MUNI BOND Purchase Self $100,001 - $250,000 20005633 { } 351 2016-07-14 — Trott Family Investment Company LLC LAKE FENTON MICH CMNTY SCHS Go 4.0000% 05/01/23 MN - MUNI BOND Purchase Self $100,001 - $250,000 20005633 { } 352 2016-07-12 — PUT/XSP @ 205 EXP 09/30/2016 - CBOE MINI SPX INDEX Sale Self $1,001 - $15,000 20005633 { } 353 2016-07-08 — Goldman Sachs & Co. Brokerage Account LAKE SHORE MICH PUB SCHS Go 3% 11/01/22 MN - MUNI BOND Purchase Self $250,001 - $500,000 20005633 { } 354 2016-07-06 — ALLENDALE MICH PUB SCH DIST Go 5% 05/01/23 MN - MUNI BOND Purchase Self $1,000,001 - $5,000,000 20005633 { } 355 2016-07-06 — Toucan Family LLC PUT/XSP @ 195 EXP 09/16/2016 - CBOE MINI SPX INDEX Sale Self $1,001 - $15,000 20005633 { } 356 2016-06-29 — PUT/XSP @ 196 EXP 08/05/2016 - CBOE MINI SPX INDEX Sale Self $1,001 - $15,000 20005441 { } 357 2016-06-22 — HSBC USA INC. LINKED To S&P 500 INDEX BUFFERED CAPPED BETA 0% STRUCTURED NOTE DUE 08/27/2018 Purchase Self $250,001 - $500,000 20005441 { } 358 2016-06-22 — HSBC USA INC. LINKED To S&P 500 INDEX BUFFERED CAPPED BETA 0% STRUCTURED NOTE DUE 08/27/2018 Purchase Self $250,001 - $500,000 20005441 { } 359 2016-06-16 — PUT/XSP @ 190 EXP 07/29/2016 - CBOE MINI SPX INDEX Sale Self $1,001 - $15,000 20005441 { } 360 2016-06-06 — SOCIETE GENERALE LINKED To BASKET oF INDICES UPSIDE LEVERED CAPPED W BUFFER 0% STRUCTURED NOTE DUE 11/09/2017 Purchase Self $100,001 - $250,000 20005441 { } 361 2016-06-01 — PUT/XSP @ 198 EXP 08/19/2016 - CBOE MINI SPX INDEX Sale Self $1,001 - $15,000 20005441 { } 362 2016-05-26 — LAPEER MICH CMNTY SCHS Go BONDS 5.0000% 05/01/22 MN Purchase Self $250,001 - $500,000 20005261 { } 363 2016-05-24 — NEW JERSEY ECONOMIC DEV AUTH REV BONDS 5.0000% 06/15/18 JD Sale Self $100,001 - $250,000 20005261 { } 364 2016-05-20 — David A. Trott 2010 Irrevocable Grantor Trust f/b/o Courtney E. Trott KALAMAZOO MICH PUB SCHS Go BONDS 5% 05/01/21 MN Purchase Self $500,001 - $1,000,000 20005261 { } 365 2016-05-18 — MICHIGAN ST FOR ISSUES DTD Go BONDS 5.0000% 12/01/22 JD Purchase Self $100,001 - $250,000 20005261 { } 366 2016-05-18 — MICHIGAN ST FOR ISSUES DTD Go BONDS 5.0000% 12/01/22 JD Purchase Self $500,001 - $1,000,000 20005261 { } 367 2016-05-12 — PUT/XSP @ 196 EXP 06/24/2016 CBOE MINI SPX INDEX Sale Self $1,001 - $15,000 20005261 { } 368 2016-05-09 — CLAWSON MICH PUB SCHS Go BONDS 4% 05/01/22 MN Purchase Self $15,001 - $50,000 20005261 { } 369 2016-05-06 — SARANAC MICH CMNTY SCH DIST Go BONDS 4% 05/01/22 MN Purchase Self $100,001 - $250,000 20005261 { } 370 2016-05-05 — PORTAGE MICH PUB SCHS Go BONDS 5.0000% 11/01/22 MN Purchase Self $15,001 - $50,000 20005261 { } 371 2016-05-04 PSXP Phillips 66 Partners LP Common Units representing limited partner interest in the Partnership Purchase Self $50,001 - $100,000 20005261 { } 372 2016-05-03 — David A. Trott 2010 Irrevocable Grantor Trust f/b/o Courtney E. Trott PUT/XSP @ 193 EXP 7/15/2016 CBOE MINI SPX INDEX Sale Self $1,001 - $15,000 20005261 { } 373 2016-05-02 WES Western Gas Partners, LP Limited Partner Interests Sale Self $50,001 - $100,000 20005261 { } 374 2016-04-28 ETP Energy Transfer Partners, L.P. ENERGY TRANSFER PARNTERS Purchase Self $15,001 - $50,000 20005031 { } 375 2016-04-28 MPLX MPLX LP Common Units Representing Limited Partner Interests Purchase Self $50,001 - $100,000 20005031 { } 376 2016-04-27 — HAWAII ST FOR ISSUES go BONDS 5.0000% 12/01/21 JD DTD PRIOR To 10/29/15 UNREFUNDED BALANCE - Exchange Self $250,001 - $500,000 20005031 { } 377 2016-04-27 — defeasement. As a result of this defeasement, Cong. Trott's ownership in HAWAII ST FOR ISSUES go BONDS 5.0000% 12/01/21 JD DTD PRIOR To 10/29/15 UNREFUNDED BALANCE - SER DZ bEo is within the $250,001 - $500,000 range. HAWAII ST FOR ISSUES go BONDS 5.0000% 12/01/21 JD DTD PRIOR To 10/29/15 UNREFUNDED BALANCE - SER DZ bEo Exchange Self $250,001 - $500,000 20005031 { } 378 2016-04-27 — defeasement. As a result of this defeasement, Cong. Trott's ownership in HAWAII ST FOR ISSUES go BONDS 5.0000% 12/01/21 JD DTD PRIOR To 10/29/15 UNREFUNDED BALANCE - SER DZ bEo is within the $250,001 - $500,000 range. HAWAII ST FOR ISSUES go BONDS 5.0000% 12/01/21 JD DTD PRIOR To 10/29/2015 PREREFUNDED - SER DZ ETM Exchange Self $100,001 - $250,000 20005031 { } 379 2016-04-27 — defeasement. As a result of this defeasement, Cong. Trott's ownership in HAWAII ST FOR ISSUES go BONDS 5.0000% 12/01/21 JD DTD PRIOR To 10/29/15 PREREFUNDED BALANCE - SER DZ ETM is within the $100,001 - $250,000 range. HAWAII ST FOR ISSUES go BONDS 5.0000% 12/01/21 JD DTD PRIOR To 10/29/2015 PREREFUNDED - SER DZ ETM Exchange Self $100,001 - $250,000 20005031 { } 380 2016-04-27 — defeasement. As a result of this defeasement, Cong. Trott's ownership in HAWAII ST FOR ISSUES go BONDS 5.0000% 12/01/21 JD DTD PRIOR To 10/29/15 PREREFUNDED BALANCE - SER DZ ETM is within the $100,001 - $250,000 range. HAWAII ST go BONDS 5.0000% 12/01/21 JD SER DZ bEo Exchange Self $250,001 - $500,000 20005031 { } 381 2016-04-27 — defeasement, Cong. Trott's ownership in HAWAII ST go BONDS 5.0000% 12/01/21 JD SER DZ bEo is zero. HAWAII ST go BONDS 5.0000% 12/01/21 JD SER DZ bEo Exchange Self $500,001 - $1,000,000 20005031 { } 382 2016-04-25 DPM DCP Midstream Partners, LP DCP Midstream Partnership, LP Common Units Purchase Self $15,001 - $50,000 20005031 { } 383 2016-04-21 — PUT/XSP @ 200 EXP 06/30/2016 Sale Self $1,001 - $15,000 20005031 { } 384 2016-04-19 MPLX 10/29/2015 UNREFUNDED BALANCE - SER DZ bEo, and (2) HAWAII ST FOR ISSUES go BONDS 5.0000% 12/01/21 JD DTD PRIOR To 10/29/2015 PREREFUNDED - SER DZ ETM, resulting from defeasement. As a result of this defeasement, Cong. Trott's ownership in HAWAII ST go BONDS 5.0000% 12/01/21 JD SER DZ bEo is zero. MPLX LP Common Units Representing Limited Partner Interests Purchase Self $15,001 - $50,000 20005031 { } 385 2016-04-18 DPM DCP Midstream Partners, LP DCP Midstream Partnership, LP Common Units Purchase Self $1,001 - $15,000 20005031 { } 386 2016-04-11 AM Antero Midstream Partners LP Common Units representing limited partner interests Purchase Self $15,001 - $50,000 20005031 { } 387 2016-04-08 EPD Enterprise Products Partners L.P. Sale Self $50,001 - $100,000 20005031 { } 388 2016-04-08 — WELLS FARGO & COMPANY LINKED To S&P 500 INDEX BUFFERED CAPPED BETA 0% STRUCTURED NOTE DUE 06/13/2018 Purchase Self $50,001 - $100,000 20005031 { } 389 2016-04-08 — WELLS FARGO & COMPANY LINKED To S&P 500 INDEX BUFFERED CAPPED BETA 0% STRUCTURED NOTE DUE 06/13/2018 Purchase Self $250,001 - $500,000 20005031 { } 390 2016-04-06 — PUT/XSP @ 195 EXP 05/20/2016 CBOE MINI SPX INDEX Sale Self $1,001 - $15,000 20005031 { } 391 2016-03-30 MMP Magellan Midstream Partners L.P. Limited Partnership Sale Self $50,001 - $100,000 20004849 { } 392 2016-03-29 — PUT/XSP @ 192 EXP 06/17/2016 - CBOE MINI SPX INDEX Sale Self $1,001 - $15,000 20004849 { } 393 2016-03-22 — PUT/XSP @ 196 EXP 04/29/2016- CBOE MINI SPX INDEX Sale Self $1,001 - $15,000 20004849 { } 394 2016-03-07 — WARREN WOODS MICH PUB SCHS Go BDS 5% 05/01/22 MN Purchase Self $15,001 - $50,000 20004849 { } 395 2016-03-02 — PUT/XSP @ 186 EXP 04/08/2016 - CBOE MINI SPX INDEX Sale Self $1,001 - $15,000 20004849 { } 396 2016-02-22 ETP Energy Transfer Partners, L.P. ENERGY TRANSFER PARNTERS Purchase Self $50,001 - $100,000 20004674 { } 397 2016-02-22 MPLX MPLX LP Common Units Representing Limited Partner Interests Purchase Self $1,001 - $15,000 20004674 { } 398 2016-02-19 TRGP Partnership Interest, by Targa Resources Corp. (TRGP). Targa Resources, Inc. Sale Self $15,001 - $50,000 20004674 { } 399 2016-02-18 — PUT/XSP @ 175 EXP 05/20/2016 - CBOE MINI SPX INDEX Sale Self $15,001 - $50,000 20004674 { } 400 2016-02-18 — PUT/XSP @ 189 EXP 02/19/2016 - CBOE MINI SPX INDEX Purchase Self $1,001 - $15,000 20004674 { } 401 2016-02-17 EPD Enterprise Products Partners L.P. Purchase Self $50,001 - $100,000 20004674 { } 402 2016-02-17 NGLS Targa Resources Partners LP Common Units Representing Limited Partnership Interests Exchange Self $15,001 - $50,000 20004674 { } 403 2016-02-17 TRGP Partnership Interest, by Targa Resources Corp. (TRGP). Targa Resources, Inc. Exchange Self $15,001 - $50,000 20004674 { } 404 2016-02-08 ETE Energy Transfer Equity, L.P. Energy Transfer Equity, L.P. Common Units representing Limited Partnership interests Sale Self $15,001 - $50,000 20004674 { } 405 2016-02-05 — THE GOLDMAN SACHS GROUP, INC. LINKED To S&P 500 INDEX 0% STRUCTURED NOTE DUE 05/10/2017 Purchase Self $250,001 - $500,000 20004674 { } 406 2016-02-02 EPD Enterprise Products Partners L.P. Purchase Self $50,001 - $100,000 20004674 { } 407 2016-01-14 — PUT/XSP @ 170 EXP 04/15/2016 - CBOE MINI SPX INDEX Sale Self $1,001 - $15,000 20004496 { } 408 2016-01-13 — PUT/XSP @ 180 EXP 03/31/2016 - CBOE MINI SPX INDEX Sale Self $15,001 - $50,000 20004496 { } 409 2016-01-13 — PUT/XSP @ 190 EXP 01/15/2016 - CBOE MINI SPX INDEX Purchase Self $1,001 - $15,000 20004496 { } 410 2016-01-08 — Rose Rock Midstream, L.P. Common Units Representing Limited Partner Sale Self $1,001 - $15,000 20004496 { } 411 2016-01-07 — PUT/XSP @180 EXP 02/12/2016 - CBOE MINI SPX INDEX Sale Self $1,001 - $15,000 20004496 { } 412 2016-01-04 RRMS Rose Rock Midstream, L.P. Common Units Representing Limited Partner Interests Sale Self $1,001 - $15,000 20004496 { } 413 2015-12-31 RRMS Rose Rock Midstream, L.P. Common Units Representing Limited Partner Interests Sale Self $1,001 - $15,000 20004326 { } 414 2015-12-30 RRMS Rose Rock Midstream, L.P. Common Units Representing Limited Partner Interests Sale Self $1,001 - $15,000 20004326 { } 415 2015-12-29 RRMS Rose Rock Midstream, L.P. Common Units Representing Limited Partner Interests Sale Self $1,001 - $15,000 20004326 { } 416 2015-12-28 RRMS Rose Rock Midstream, L.P. Common Units Representing Limited Partner Interests Sale Self $1,001 - $15,000 20004326 { } 417 2015-12-24 RRMS Rose Rock Midstream, L.P. Common Units Representing Limited Partner Interests Sale Self $1,001 - $15,000 20004326 { } 418 2015-12-23 RRMS Rose Rock Midstream, L.P. Common Units Representing Limited Partner Interests Sale Self $1,001 - $15,000 20004326 { } 419 2015-12-22 — David A. Trott 2010 Irrevocable Grantor Trust f/b/o Courtney E. Trott PUT/XSP @ 186 EXP 03/18/2016 - CBOE MINI SPX INDEX Sale Self $1,001 - $15,000 20004326 { } 420 2015-12-22 RRMS Rose Rock Midstream, L.P. Common Units Representing Limited Partner Interests Sale Self $1,001 - $15,000 20004326 { } 421 2015-12-21 RRMS Rose Rock Midstream, L.P. Common Units Representing Limited Partner Interests Sale Self $1,001 - $15,000 20004326 { } 422 2015-12-09 — PUT/XSP @ 189 EXP 02/19/2016 - CBOE MINI SPX INDEX Sale Self $1,001 - $15,000 20004326 { } 423 2015-12-04 MWE MarkWest Energy Partners, LP Common units representing limited partnership units Exchange Self $1,001 - $15,000 20004326 { } 424 2015-12-04 MWE /4/15 merger of MarkWest Energy Partner, L.P. (MWE) with MPLX LP (MPLX) - Publicly Traded Master Limited Partnership Interests. COMMENTS: on 12/4/15, MarkWest Energy Partners, L.P. (MWE) merged with MPLX LP (MPLX). Following the merger, each MWE investor received 1.09 common units of MPLX and $6.20 in cash for each MWE common unit owned. As a result of the merger, Congressman Trott's ownership in MWE is zero. MarkWest Energy Partners, LP Common units representing limited partnership units Exchange Self $15,001 - $50,000 20004326 { } 425 2015-12-04 — Traded Master Limited Partnership Interests. COMMENTS: on 12/4/15, MarkWest Energy Partners, L.P. (MWE) merged with MPLX LP (MPLX). Following the merger, each MWE investor received 1.09 MPLX common units and $6.20 in cash for each MWE common unit owned. As a result of the merger, Congressman Trott's ownership in MWE is zero. Mo ENVIRONMENTAL IMPROVEMENT REV BONDS 5.0000% 01/01/20 Exchange Self $100,001 - $250,000 20004326 { } 426 2015-12-04 — resulting from defeasement. As a result of this defeasement, Congressman Trott's ownership in Mo ENVIRONMENTAL IMPROVEMENT REV BONDS 5.0000% 01/01/20 is zero. Mo ST ENV IMPT & ENERGY RES AU Exchange Self $100,001 - $250,000 20004326 { } 427 2015-12-04 MPLX resulting from defeasement. As a result of this defeasement, Congressman Trott's ownership in Mo ST ENV IMPT & ENERGY RES AU REV BONDS 5.0000% 01/01/20 is within the $100,001 - $250,000 range. MPLX LP Common Units Representing Limited Partner Interests Exchange Self $15,001 - $50,000 20004326 { } 428 2015-12-01 — NJ ECONOMIC DEV AUTH REV BDS 5.5000% 09/01/21 MS Purchase Self $15,001 - $50,000 20004326 { } 429 2015-11-19 VLP Valero Energy Partners LP Common Units representing limited partner interests Purchase Self $15,001 - $50,000 20004177 { } 430 2015-11-17 — PUT/XSP @ 195 EXP 12/18/2015 - CBOE MINI SPX INDEX Sale Self $1,001 - $15,000 20004177 { } 431 2015-11-11 AM Antero Midstream Partners LP Common Units representing limited partner interests Purchase Self $1,001 - $15,000 20004177 { } 432 2015-11-06 AM Antero Midstream Partners LP Common Units representing limited partner interests Purchase Self $1,001 - $15,000 20004177 { } 433 2015-11-05 AM Antero Midstream Partners LP Common Units representing limited partner interests Purchase Self $1,001 - $15,000 20004177 { } 434 2015-11-04 AM Antero Midstream Partners LP Common Units representing limited partner interests Purchase Self $1,001 - $15,000 20004177 { } 435 2015-11-04 — BELDING MICH AREA SCHS go BDS 5% 05/01/22 MN Purchase Self $100,001 - $250,000 20004177 { } 436 2015-11-03 AM Antero Midstream Partners LP Common Units representing limited partner interests Purchase Self $1,001 - $15,000 20004177 { } 437 2015-11-02 AM Antero Midstream Partners LP Common Units representing limited partner interests Purchase Self $1,001 - $15,000 20004177 { } 438 2015-10-29 AM Antero Midstream Partners LP Common Units representing limited partner interests Purchase Self $1,001 - $15,000 20004033 { } 439 2015-10-29 NGL NGL ENERGY PARTNERS LP Common Units representing Limited Partner Interests Sale Self $1,001 - $15,000 20004033 { } 440 2015-10-28 AM Antero Midstream Partners LP Common Units representing limited partner interests Purchase Self $1,001 - $15,000 20004033 { } 441 2015-10-28 — BARCLAYS BANK PLC LINKED To S&P 500 INDEX BUFFERED CAPPED BETA STRUCTURED NOTE DUE 10/03/2017 Purchase Self $100,001 - $250,000 20004033 { } 442 2015-10-28 NGL NGL ENERGY PARTNERS LP Common Units representing Limited Partner Interests Sale Self $1,001 - $15,000 20004033 { } 443 2015-10-27 AM Antero Midstream Partners LP Common Units representing limited partner interests Purchase Self $1,001 - $15,000 20004033 { } 444 2015-10-27 NGL NGL ENERGY PARTNERS LP Common Units representing Limited Partner Interests Sale Self $1,001 - $15,000 20004033 { } 445 2015-10-27 — SOCIETE GENERALE LINKED To S&P 500 INDEX BUFFERED CAPPED BETA STRUCTURED NOTE DUE 10/02/2017 Purchase Self $100,001 - $250,000 20004033 { } 446 2015-10-26 NGL NGL ENERGY PARTNERS LP Common Units representing Limited Partner Interests Sale Self $1,001 - $15,000 20004033 { } 447 2015-10-23 NGL NGL ENERGY PARTNERS LP Common Units representing Limited Partner Interests Sale Self $1,001 - $15,000 20004033 { } 448 2015-10-22 NGL NGL ENERGY PARTNERS LP Common Units representing Limited Partner Interests Sale Self $1,001 - $15,000 20004033 { } 449 2015-10-21 NGL NGL ENERGY PARTNERS LP Common Units representing Limited Partner Interests Sale Self $1,001 - $15,000 20004033 { } 450 2015-10-20 NGL NGL ENERGY PARTNERS LP Common Units representing Limited Partner Interests Sale Self $1,001 - $15,000 20004033 { } 451 2015-10-19 CPPL Columbia Pipeline Partners LP Common Units representing Limited Partner Interests Sale Self $1,001 - $15,000 20004033 { } 452 2015-10-19 NGL NGL ENERGY PARTNERS LP Common Units representing Limited Partner Interests Sale Self $1,001 - $15,000 20004033 { } 453 2015-10-19 — ROUND ROCK TX INDEP SCH DIST REF go BDS 5.0000% 08/01/2017 Purchase Self $50,001 - $100,000 20004033 { } 454 2015-10-16 CPPL Columbia Pipeline Partners LP Common Units representing Limited Partner Interests Sale Self $15,001 - $50,000 20004033 { } 455 2015-10-16 NGL NGL ENERGY PARTNERS LP Common Units representing Limited Partner Interests Sale Self $1,001 - $15,000 20004033 { } 456 2015-10-15 NGL NGL ENERGY PARTNERS LP Common Units representing Limited Partner Interests Sale Self $1,001 - $15,000 20004033 { } 457 2015-10-14 BPL buckeye Partners L.P. Purchase Self $1,001 - $15,000 20004033 { } 458 2015-10-14 NGL NGL ENERGY PARTNERS LP Common Units representing Limited Partner Interests Sale Self $1,001 - $15,000 20004033 { } 459 2015-10-14 — PUT/XSP @ 190 EXP 01/15/2016 - CBOE MINI SPX INDEX Sale Self $15,001 - $50,000 20004033 { } 460 2015-10-14 — PUT/XSP @ 201 EXP 10/16/2015 - CBOE MINI SPX INDEX Purchase Self $1,001 - $15,000 20004033 { } 461 2015-10-13 BPL buckeye Partners L.P. Purchase Self $1,001 - $15,000 20004033 { } 462 2015-10-13 NGL NGL ENERGY PARTNERS LP Common Units representing Limited Partner Interests Sale Self $1,001 - $15,000 20004033 { } 463 2015-10-12 BPL buckeye Partners L.P. Purchase Self $1,001 - $15,000 20004033 { } 464 2015-10-12 NGL NGL ENERGY PARTNERS LP Common Units representing Limited Partner Interests Sale Self $1,001 - $15,000 20004033 { } 465 2015-10-12 TLLP Tesoro Logistics LP Common Units representing Limited Partner Interests Purchase Self $1,001 - $15,000 20004033 { } 466 2015-10-09 BPL buckeye Partners L.P. Purchase Self $1,001 - $15,000 20004033 { } 467 2015-10-09 NGL NGL ENERGY PARTNERS LP Common Units representing Limited Partner Interests Sale Self $1,001 - $15,000 20004033 { } 468 2015-10-09 — Tesoro Logistics LP Common Units Purchase Self $1,001 - $15,000 20004033 { } 469 2015-10-08 BPL buckeye Partners L.P. Purchase Self $15,001 - $50,000 20004033 { } 470 2015-10-08 NGL NGL ENERGY PARTNERS LP Common Units representing Limited Partner Interests Sale Self $1,001 - $15,000 20004033 { } 471 2015-10-08 TLLP Tesoro Logistics LP Common Units representing Limited Partner Interests Purchase Self $1,001 - $15,000 20004033 { } 472 2015-10-07 AM Antero Midstream Partners LP Common Units representing limited partner interests Purchase Self $1,001 - $15,000 20004033 { } 473 2015-10-07 BPL buckeye Partners L.P. Purchase Self $15,001 - $50,000 20004033 { } 474 2015-10-07 NGL NGL ENERGY PARTNERS LP Common Units representing Limited Partner Interests Sale Self $1,001 - $15,000 20004033 { } 475 2015-10-07 TLLP Tesoro Logistics LP Common Units representing Limited Partner Interests Purchase Self $1,001 - $15,000 20004033 { } 476 2015-10-06 AM Antero Midstream Partners LP Common Units representing limited partner interests Purchase Self $1,001 - $15,000 20004033 { } 477 2015-10-06 BPL buckeye Partners L.P. Purchase Self $15,001 - $50,000 20004033 { } 478 2015-10-06 — CLEVELAND OHIO INCOME TAX REV BDS 5.0000% 10/01/25 Ao Purchase Self $100,001 - $250,000 20004033 { } 479 2015-10-06 EPD Enterprise Products Partners L.P. Purchase Self $1,001 - $15,000 20004033 { } 480 2015-10-06 NGL NGL ENERGY PARTNERS LP Common Units representing Limited Partner Interests Sale Self $1,001 - $15,000 20004033 { } 481 2015-10-06 TLLP Tesoro Logistics LP Common Units representing Limited Partner Interests Purchase Self $1,001 - $15,000 20004033 { } 482 2015-10-05 AM Antero Midstream Partners LP Common Units representing limited partner interests Purchase Self $1,001 - $15,000 20004033 { } 483 2015-10-05 BPL buckeye Partners L.P. Purchase Self $15,001 - $50,000 20004033 { } 484 2015-10-05 EPD Enterprise Products Partners L.P. Purchase Self $1,001 - $15,000 20004033 { } 485 2015-10-05 NGL NGL ENERGY PARTNERS LP Common Units representing Limited Partner Interests Sale Self $1,001 - $15,000 20004033 { } 486 2015-10-05 TLLP Tesoro Logistics LP Common Units representing Limited Partner Interests Purchase Self $1,001 - $15,000 20004033 { } 487 2015-10-05 — WHITMORE LAKE MICH PUB SCH go BONDS 4.0000% 05/01/22 MN Purchase Self $250,001 - $500,000 20004033 { } 488 2015-10-02 NGL NGL ENERGY PARTNERS LP Common Units representing Limited Partner Interests Sale Self $1,001 - $15,000 20004033 { } 489 2015-10-01 NGL NGL ENERGY PARTNERS LP Common Units representing Limited Partner Interests Sale Self $1,001 - $15,000 20004033 { } 490 2015-09-30 ETE Energy Transfer Equity, L.P. Energy Transfer Equity, L.P. Common Units representing Limited Partnership interests Sale Self $1,001 - $15,000 20003875 { } 491 2015-09-30 NGL NGL ENERGY PARTNERS LP Common Units representing Limited Partner Interests Sale Self $1,001 - $15,000 20003875 { } 492 2015-09-30 — PUT/XSP @ 186 EXP 01/15/2016 - CBOE MINI SPX INDEX Sale Self $15,001 - $50,000 20003875 { } 493 2015-09-30 — PUT/XSP @ 198 EXP 10/02/2015 - CBOE MINI SPX INDEX Purchase Self $15,001 - $50,000 20003875 { } 494 2015-09-29 CPPL Columbia Pipeline Partners LP Common Units representing Limited Partner Interests Sale Self $1,001 - $15,000 20003875 { } 495 2015-09-29 ETE Energy Transfer Equity, L.P. Energy Transfer Equity, L.P. Common Units representing Limited Partnership interests Sale Self $1,001 - $15,000 20003875 { } 496 2015-09-29 PAA Plains All American Pipeline, L.P. Sale Self $1,001 - $15,000 20003875 { } 497 2015-09-29 SXL Sunoco Logistics Partners LP Common Units representing limited partner interests Sale Self $1,001 - $15,000 20003875 { } 498 2015-09-28 ETE Energy Transfer Equity, L.P. Energy Transfer Equity, L.P. Common Units representing Limited Partnership interests Sale Self $1,001 - $15,000 20003875 { } 499 2015-09-28 SXL Sunoco Logistics Partners LP Common Units representing limited partner interests Sale Self $1,001 - $15,000 20003875 { } 500 2015-09-25 ETE Energy Transfer Equity, L.P. Energy Transfer Equity, L.P. Common Units representing Limited Partnership interests Sale Self $1,001 - $15,000 20003875 { } 501 2015-09-25 SXL Sunoco Logistics Partners LP Common Units representing limited partner interests Sale Self $1,001 - $15,000 20003875 { } 502 2015-09-25 VLP Valero Energy Partners LP Common Units representing limited partner interests Purchase Self $1,001 - $15,000 20003875 { } 503 2015-09-24 ETE Energy Transfer Equity, L.P. Energy Transfer Equity, L.P. Common Units representing Limited Partnership interests Sale Self $1,001 - $15,000 20003875 { } 504 2015-09-24 OKS ONEOK Partners, L.P. Sale Self $1,001 - $15,000 20003875 { } 505 2015-09-24 SXL Sunoco Logistics Partners LP Common Units representing limited partner interests Sale Self $1,001 - $15,000 20003875 { } 506 2015-09-24 VLP Valero Energy Partners LP Common Units representing limited partner interests Purchase Self $1,001 - $15,000 20003875 { } 507 2015-09-23 ETE Energy Transfer Equity, L.P. Energy Transfer Equity, L.P. Common Units representing Limited Partnership interests Sale Self $1,001 - $15,000 20003875 { } 508 2015-09-23 SXL Sunoco Logistics Partners LP Common Units representing limited partner interests Sale Self $1,001 - $15,000 20003875 { } 509 2015-09-23 VLP Valero Energy Partners LP Common Units representing limited partner interests Purchase Self $1,001 - $15,000 20003875 { } 510 2015-09-22 ETE Energy Transfer Equity, L.P. Energy Transfer Equity, L.P. Common Units representing Limited Partnership interests Sale Self $1,001 - $15,000 20003875 { } 511 2015-09-22 SXL Sunoco Logistics Partners LP Common Units representing limited partner interests Sale Self $1,001 - $15,000 20003875 { } 512 2015-09-22 NGLS Targa Resources Partners LP Common Units Representing Limited Partnership Interests Sale Self $1,001 - $15,000 20003875 { } 513 2015-09-21 ETE Energy Transfer Equity, L.P. Energy Transfer Equity, L.P. Common Units representing Limited Partnership interests Sale Self $1,001 - $15,000 20003875 { } 514 2015-09-21 SXL Sunoco Logistics Partners LP Common Units representing limited partner interests Sale Self $1,001 - $15,000 20003875 { } 515 2015-09-21 NGLS Targa Resources Partners LP Common Units Representing Limited Partnership Interests Sale Self $1,001 - $15,000 20003875 { } 516 2015-09-18 ETE Energy Transfer Equity, L.P. Energy Transfer Equity, L.P. Common Units representing Limited Partnership interests Sale Self $1,001 - $15,000 20003875 { } 517 2015-09-18 SXL Sunoco Logistics Partners LP Common Units representing limited partner interests Sale Self $1,001 - $15,000 20003875 { } 518 2015-09-18 NGLS Targa Resources Partners LP Common Units Representing Limited Partnership Interests Sale Self $15,001 - $50,000 20003875 { } 519 2015-09-17 ETE Energy Transfer Equity, L.P. Energy Transfer Equity, L.P. Common Units representing Limited Partnership interests Sale Self $1,001 - $15,000 20003875 { } 520 2015-09-17 SXL Sunoco Logistics Partners LP Common Units representing limited partner interests Sale Self $1,001 - $15,000 20003875 { } 521 2015-09-17 NGLS Targa Resources Partners LP Common Units Representing Limited Partnership Interests Sale Self $15,001 - $50,000 20003875 { } 522 2015-09-16 ETE Energy Transfer Equity, L.P. Energy Transfer Equity, L.P. Common Units representing Limited Partnership interests Sale Self $1,001 - $15,000 20003875 { } 523 2015-09-16 OKS ONEOK Partners, L.P. Sale Self $15,001 - $50,000 20003875 { } 524 2015-09-16 SXL Sunoco Logistics Partners LP Common Units representing limited partner interests Sale Self $1,001 - $15,000 20003875 { } 525 2015-09-16 NGLS Targa Resources Partners LP Common Units Representing Limited Partnership Interests Sale Self $15,001 - $50,000 20003875 { } 526 2015-09-15 — PUT/XSP @ 191 EXP 11/20/15 - CBOE MINI SPX INDEX Sale Self $15,001 - $50,000 20003875 { } 527 2015-09-15 — PUT/XSP @ 202 EXP 09/18/15 - CBOE MINI SPX INDEX Purchase Self $15,001 - $50,000 20003875 { } 528 2015-09-10 — PUT/XSP @ 204 EXP 09/18/2015 - CBOE MINI SPX INDEX Purchase Self $15,001 - $50,000 20003875 { } 529 2015-09-10 — PUX/XSP @ 188 EXP 12/18/2015 - CBOE MINI SPX INDEX Sale Self $15,001 - $50,000 20003875 { } 530 2015-09-04 VLP Valero Energy Partners LP Common Units representing limited partner interests Purchase Self $1,001 - $15,000 20003875 { } 531 2015-08-28 — David A. Trott 2010 Irrevocable Grantor Trust f/b/o Taylor R. Trott SOCIETE GENERALE LINKED To S&P 500 INDEX BUFFERED CAPPED BETA STRUCTURED NOTE DUE 06/02/2017 Purchase Self $100,001 - $250,000 20003711 { } 532 2015-08-26 VLP Valero Energy Partners LP Common Units representing limited partner interests Purchase Self $1,001 - $15,000 20003711 { } 533 2015-08-20 — PUT/XSP @ 203 EXP 08/21/15 - CBOE MINI SPX INDEX Purchase Self $1,001 - $15,000 20003711 { } 534 2015-08-19 — PUT/XSP @ 198 EXP 10/02/2015 - CBOE MINI SPX INDEX Sale Self $1,001 - $15,000 20003711 { } 535 2015-08-18 — WHITEHALL MICH DIST SCHS Go BDS 4.0000% 05/01/19 MN Purchase Self $100,001 - $250,000 20003711 { } 536 2015-08-17 VLP Valero Energy Partners LP Common Units representing limited partner interests Purchase Self $1,001 - $15,000 20003711 { } 537 2015-08-13 VLP Valero Energy Partners LP Common Units representing limited partner interests Purchase Self $1,001 - $15,000 20003711 { } 538 2015-08-12 VLP Valero Energy Partners LP Common Units representing limited partner interests Purchase Self $1,001 - $15,000 20003711 { } 539 2015-08-11 — RHODE ISLAND ST & PROVIDENCE Go BDS 5.5000% 08/01/24-CA Purchase Self $15,001 - $50,000 20003711 { } 540 2015-08-10 — ROYAL OAK MICH HOSP FINC AUTH REV BDS 8.0000% 09/01/29-CA Purchase Self $15,001 - $50,000 20003711 { } 541 2015-08-10 — David A. Trott 2010 Irrevocable Grantor Trust f/b/o Courtney E. Trott ROYAL OAK MICH HOSP FINC AUTH REV BDS 8.0000% 09/01/29-CA Purchase Self $15,001 - $50,000 20003711 { } 542 2015-08-07 PSXP Phillips 66 Partners LP Common Units representing limited partner interest in the Partnership Purchase Self $1,001 - $15,000 20003711 { } 543 2015-08-07 VLP Valero Energy Partners LP Common Units representing limited partner interests Purchase Self $1,001 - $15,000 20003711 { } 544 2015-08-06 — David A. Trott 2010 Irrevocable Grantor Trust f/b/o Courtney E. Trott CENTRAL BUCKS PA SCH DIST Go BDS 5% 05/15/23 MN Purchase Self $15,001 - $50,000 20003711 { } 545 2015-08-06 — David A. Trott 2010 Irrevocable Grantor Trust f/b/o Taylor R. Trott Phillips 66 Partners LP Common Units Purchase Self $1,001 - $15,000 20003711 { } 546 2015-08-05 AM Antero Midstream Partners LP Common Units representing limited partner interests Purchase Self $15,001 - $50,000 20003711 { } 547 2015-08-05 — ARLINGTON CNTY VA Go BDS 5.0000% 08/01/24 FA Purchase Self $15,001 - $50,000 20003711 { } 548 2015-08-05 — David A. Trott 2010 Irrevocable Grantor Trust f/b/o Taylor R. Trott Columbia Pipeline Partners LP Common Units representing Limited Partner Purchase Self $1,001 - $15,000 20003711 { } 549 2015-08-05 — MANATEE CNTY FLA REV BDS 5% 10/01/18 Ao Purchase Self $250,001 - $500,000 20003711 { } 550 2015-08-05 — NORFOLK VA Go BDS 5.0000% 10/01/27 Ao Purchase Self $15,001 - $50,000 20003711 { } 551 2015-08-05 PSXP Phillips 66 Partners LP Common Units representing limited partner interest in the Partnership Purchase Self $1,001 - $15,000 20003711 { } 552 2015-08-05 VLP Valero Energy Partners LP Common Units representing limited partner interests Purchase Self $1,001 - $15,000 20003711 { } 553 2015-08-04 AM Antero Midstream Partners LP Common Units representing limited partner interests Purchase Self $1,001 - $15,000 20003711 { } 554 2015-08-04 CPPL Columbia Pipeline Partners LP Common Units representing Limited Partner Interests Purchase Self $1,001 - $15,000 20003711 { } 555 2015-08-04 EQGP EQT GP Holdings, LP Common Units representing limited partner interests Purchase Self $1,001 - $15,000 20003711 { } 556 2015-08-04 PSXP Phillips 66 Partners LP Common Units representing limited partner interest in the Partnership Purchase Self $1,001 - $15,000 20003711 { } 557 2015-08-04 VLP Valero Energy Partners LP Common Units representing limited partner interests Purchase Self $15,001 - $50,000 20003711 { } 558 2015-08-03 AM Antero Midstream Partners LP Common Units representing limited partner interests Purchase Self $1,001 - $15,000 20003711 { } 559 2015-08-03 CPPL Columbia Pipeline Partners LP Common Units representing Limited Partner Interests Purchase Self $1,001 - $15,000 20003711 { } 560 2015-08-03 EQGP EQT GP Holdings, LP Common Units representing limited partner interests Purchase Self $1,001 - $15,000 20003711 { } 561 2015-08-03 PSXP Phillips 66 Partners LP Common Units representing limited partner interest in the Partnership Purchase Self $1,001 - $15,000 20003711 { } 562 2015-07-31 AM Antero Midstream Partners LP Common Units representing limited partner interests Purchase Self $1,001 - $15,000 20003538 { } 563 2015-07-31 CPPL Columbia Pipeline Partners LP Common Units representing Limited Partner Interests Purchase Self $1,001 - $15,000 20003538 { } 564 2015-07-31 EQGP EQT gP Holdings, LP Common Units representing limited partner interests Purchase Self $1,001 - $15,000 20003538 { } 565 2015-07-31 PSXP Phillips 66 Partners LP Common Units representing limited partner interest in the Partnership Purchase Self $1,001 - $15,000 20003538 { } 566 2015-07-30 CPPL Columbia Pipeline Partners LP Common Units representing Limited Partner Interests Purchase Self $1,001 - $15,000 20003538 { } 567 2015-07-30 EQGP EQT gP Holdings, LP Common Units representing limited partner interests Purchase Self $1,001 - $15,000 20003538 { } 568 2015-07-30 — Phillips 66 Partners LP Common Units Purchase Self $1,001 - $15,000 20003538 { } 569 2015-07-30 — PUT/XSP @ 201 EXP 10/16/2015 - CBOE MINI SPX INDEX Sale Self $1,001 - $15,000 20003538 { } 570 2015-07-29 AM Antero Midstream Partners LP Common Units representing limited partner interests Purchase Self $1,001 - $15,000 20003538 { } 571 2015-07-29 CPPL Columbia Pipeline Partners LP Common Units representing Limited Partner Interests Purchase Self $1,001 - $15,000 20003538 { } 572 2015-07-29 EQGP EQT gP Holdings, LP Common Units representing limited partner interests Purchase Self $1,001 - $15,000 20003538 { } 573 2015-07-29 PSXP Phillips 66 Partners LP Common Units representing limited partner interest in the Partnership Purchase Self $1,001 - $15,000 20003538 { } 574 2015-07-29 VLP Valero Energy Partners LP Common Units representing limited partner interests Purchase Self $1,001 - $15,000 20003538 { } 575 2015-07-28 CPPL Columbia Pipeline Partners LP Common Units representing Limited Partner Interests Purchase Self $1,001 - $15,000 20003538 { } 576 2015-07-28 EQGP EQT gP Holdings, LP Common Units representing limited partner interests Purchase Self $1,001 - $15,000 20003538 { } 577 2015-07-28 VLP Valero Energy Partners LP Common Units representing limited partner interests Purchase Self $1,001 - $15,000 20003538 { } 578 2015-07-27 AM Antero Midstream Partners LP Common Units representing limited partner interests Purchase Self $1,001 - $15,000 20003538 { } 579 2015-07-27 CPPL Columbia Pipeline Partners LP Common Units representing Limited Partner Interests Purchase Self $1,001 - $15,000 20003538 { } 580 2015-07-27 EQGP EQT gP Holdings, LP Common Units representing limited partner interests Purchase Self $1,001 - $15,000 20003538 { } 581 2015-07-27 — FULTON CNTY gA DEV AUTH REF REV BDS DTD 05/01/14 03.000% DUE 05/01/20 Purchase Self $50,001 - $100,000 20003538 { } 582 2015-07-27 PSXP Phillips 66 Partners LP Common Units representing limited partner interest in the Partnership Purchase Self $1,001 - $15,000 20003538 { } 583 2015-07-24 AM Antero Midstream Partners LP Common Units representing limited partner interests Purchase Self $1,001 - $15,000 20003538 { } 584 2015-07-24 CPPL Columbia Pipeline Partners LP Common Units representing Limited Partner Interests Purchase Self $1,001 - $15,000 20003538 { } 585 2015-07-24 ETE Energy Transfer Equity, L.P. Energy Transfer Equity, L.P. Common Units representing Limited Partnership interests Sale Self $15,001 - $50,000 20003538 { } 586 2015-07-24 EQGP EQT gP Holdings, LP Common Units representing limited partner interests Purchase Self $1,001 - $15,000 20003538 { } 587 2015-07-24 PSXP Phillips 66 Partners LP Common Units representing limited partner interest in the Partnership Purchase Self $1,001 - $15,000 20003538 { } 588 2015-07-24 — RILEY CNTY KANS UNI SCH DIST N go REF BDS DTD 08/13/15 03.000% DUE 09/01/21 Purchase Self $50,001 - $100,000 20003538 { } 589 2015-07-24 TLLP Tesoro Logistics LP Common Units representing Limited Partner Interests Purchase Self $1,001 - $15,000 20003538 { } 590 2015-07-24 WPZ Williams Partners, L.P. Common Units Representing Limited Partner Interests Sale Self $15,001 - $50,000 20003538 { } 591 2015-07-23 AM Antero Midstream Partners LP Common Units representing limited partner interests Purchase Self $1,001 - $15,000 20003538 { } 592 2015-07-23 CPPL Columbia Pipeline Partners LP Common Units representing Limited Partner Interests Purchase Self $1,001 - $15,000 20003538 { } 593 2015-07-23 ETE Energy Transfer Equity, L.P. Energy Transfer Equity, L.P. Common Units representing Limited Partnership interests Sale Self $1,001 - $15,000 20003538 { } 594 2015-07-23 EQGP EQT gP Holdings, LP Common Units representing limited partner interests Purchase Self $15,001 - $50,000 20003538 { } 595 2015-07-23 EQM EQT Midstream Partners, LP Common Units representing Limited Partner Interests Purchase Self $1,001 - $15,000 20003538 { } 596 2015-07-23 PSXP Phillips 66 Partners LP Common Units representing limited partner interest in the Partnership Purchase Self $1,001 - $15,000 20003538 { } 597 2015-07-23 VLP Valero Energy Partners LP Common Units representing limited partner interests Purchase Self $1,001 - $15,000 20003538 { } 598 2015-07-23 WPZ Williams Partners, L.P. Common Units Representing Limited Partner Interests Sale Self $15,001 - $50,000 20003538 { } 599 2015-07-22 AM Antero Midstream Partners LP Common Units representing limited partner interests Purchase Self $1,001 - $15,000 20003538 { } 600 2015-07-22 CPPL Columbia Pipeline Partners LP Common Units representing Limited Partner Interests Purchase Self $1,001 - $15,000 20003538 { } 601 2015-07-22 ETE Energy Transfer Equity, L.P. Energy Transfer Equity, L.P. Common Units representing Limited Partnership interests Sale Self $100,001 - $250,000 20003538 { } 602 2015-07-22 EQGP EQT gP Holdings, LP Common Units representing limited partner interests Purchase Self $1,001 - $15,000 20003538 { } 603 2015-07-22 EQM EQT Midstream Partners, LP Common Units representing Limited Partner Interests Purchase Self $15,001 - $50,000 20003538 { } 604 2015-07-22 PSXP Phillips 66 Partners LP Common Units representing limited partner interest in the Partnership Purchase Self $1,001 - $15,000 20003538 { } 605 2015-07-22 TLLP Tesoro Logistics LP Common Units representing Limited Partner Interests Purchase Self $15,001 - $50,000 20003538 { } 606 2015-07-22 WPZ Williams Partners, L.P. Common Units Representing Limited Partner Interests Sale Self $50,001 - $100,000 20003538 { } 607 2015-07-21 — PUT/XSP @ 204 EXP 09/18/2015 - CBOE MINI SPX INDEX Sale Self $1,001 - $15,000 20003538 { } 608 2015-07-17 GEL genesis Energy, L.P. Common Units Purchase Self $15,001 - $50,000 20003538 { } 609 2015-07-15 — KALAMAZOO MICH go BOND 4.0000% 10/01/21 Ao Purchase Self $50,001 - $100,000 20003538 { } 610 2015-07-15 — PUT/XSP @ 202 EXP 09/18/2015 - CBOE MINI SPX INDEX Sale Self $1,001 - $15,000 20003538 { } 611 2015-07-14 — LINDEN MICH CMNTY SCH DIST go BOND 5.0000% 05/01/22 MN Purchase Self $100,001 - $250,000 20003538 { } 612 2015-07-08 — ROSEVILLE MICH CMNTY SCHS go BOND 5% 05/01/22 MN Purchase Self $100,001 - $250,000 20003538 { } 613 2015-06-17 — PUT/XSP @ 199 EXP 08/21/2015 - CBOE MINI SPX INDEX Sale Self $1,001 - $15,000 20003323 { } 614 2015-06-03 — ANN ARBOR MICH SCH DIST PUB go 5.0000% 05/01/20 MN Purchase Self $250,001 - $500,000 20003323 { } 615 2015-05-27 — Membership Interest in Attorneys Title Agency LLC Exchange Self $500,001 - $1,000,000 20003323 { } 616 2015-05-27 — Title Agency LLC. Membership Interest in Attorneys Title Agency LLC Purchase Self $500,001 - $1,000,000 20003323 { } 617 2015-05-22 PAA Plains All American Pipeline, L.P. Sale Self $15,001 - $50,000 20003179 { } 618 2015-05-21 PAA Plains All American Pipeline, L.P. Sale Self $15,001 - $50,000 20003179 { } 619 2015-05-20 — PUT/XSP @ 203 EXP 08/21/2015 - CBOE MINI SPX INDEX Sale Self $1,001 - $15,000 20003179 { } 620 2015-05-18 — bRIgHToN MICH AREA SCH DIST go BOND 5% 05/01/19 MN Purchase Self $250,001 - $500,000 20003179 { } 621 2015-05-13 — PUT/XSP @ 199 EXP 07/17/2015 - Sale Self $1,001 - $15,000 20003179 { } 622 2015-05-05 — CENTRAL BUCKS PA SCH DIST go BOND 4% 05/15/22 MN Purchase Self $250,001 - $500,000 20003179 { } 623 2015-05-05 — ESSEXVILLE-HAMPTON MICH PUB go BOND 4% 05/01/18 MN Purchase Self $100,001 - $250,000 20003179 { } 624 2015-05-05 — MICHIGAN ST TRUNK LINE REV BOND 5% 11/01/20 MN Purchase Self $500,001 - $1,000,000 20003179 { } 625 2015-04-30 — CREDIT SUISSE Ag LINKED To S&P 500 INDEX BUFFERED CAPPED BETA STRUCTURED NOTE DUE 02/03/2017 Purchase Self $250,001 - $500,000 20002881 { } 626 2015-04-30 — CREDIT SUISSE Ag LINKED To S&P 500 INDEX BUFFERED CAPPED BETA STRUCTURED NOTE DUE 06/15/15 Sale Self $250,001 - $500,000 20002881 { } 627 2015-04-23 — PUT/XSP @ 202 EXP 07/17/2015 - CBOE MINI SPX INDEX Sale Self $1,001 - $15,000 20002881 { } 628 2015-04-09 — PUT/XSP @197 EXP 06/19/2015 - CBOE MINI SPX INDEX Sale Self $1,001 - $15,000 20002881 { } 629 2015-04-02 — PUT/XSP @194 EXP 06/19/2015 - CBOE MINI SPX INDEX Sale Self $1,001 - $15,000 20002881 { } 