1 2022-01-14 PINS Pinterest, Inc. Class A Sale Self $1,001 - $15,000 20020237 { } 2 2021-11-15 — berkshire Hathaway Inc. New (BRK.b) Sale (partial) Self $1,001 - $15,000 20020006 { } 3 2021-11-15 — Avantax Investment Services berkshire Hathaway Inc. New (BRK.b) Sale (partial) Self $1,001 - $15,000 20020006 { } 4 2021-11-15 MAIN Avantax Investment Services Main Street Capital Corporation Sale Self $15,001 - $50,000 20020006 { } 5 2021-08-19 MO Altria Group, Inc. Sale Self $1,001 - $15,000 20019395 { } 6 2021-07-20 NVDA NVIDIA Corporation Purchase Self $1,001 - $15,000 20019312 { } 7 2020-09-02 XLF WATERHOUSE CLEARING SPDR Select Sector Fund - Financial Sale (partial) Self $1,001 - $15,000 20017436 { } 8 2020-08-27 MO Altria Group, Inc. Purchase Self $1,001 - $15,000 20017436 { } 9 2020-04-22 PINS Pinterest, Inc. Class A Purchase Self $1,001 - $15,000 20016593 { } 10 2020-04-14 JETS WATERHOUSE CLEARING U.S. Global Jets ETF Purchase Self $1,001 - $15,000 20016593 { } 11 2020-02-21 NVDA WATERHOUSE CLEARING NVIDIA Corporation Sale (partial) Self $1,001 - $15,000 20016128 { } 12 2020-01-31 AMZN Amazon.com, Inc. Sale Self $1,001 - $15,000 20016128 { } 13 2019-02-28 EXG Eaton Vance Tax-Managed Global Diversified Equity Income Fund Eaton Vance Tax-Managed Global Diversified Equity Income Fund Common Shares of Beneficial Interest Purchase Self $1,001 - $15,000 20012062 { } 14 2019-02-28 MAIN Main Street Capital Corporation Purchase Self $1,001 - $15,000 20012062 { } 15 2019-01-14 EXG Eaton Vance Tax-Managed Global Diversified Equity Income Fund Eaton Vance Tax-Managed Global Diversified Equity Income Fund Common Shares of Beneficial Interest Purchase Self $1,001 - $15,000 20012062 { } 16 2019-01-04 BRK.B Berkshire Hathaway Inc. New Purchase Self $1,001 - $15,000 20012062 { } 