| 1 | 2025-01-10 | — | MAI Managed | Sale (partial) | Self | $50,001 - $100,000 | 20026736 | |
| 2 | 2024-11-19 | — | MAI Managed Income Fund | Sale (partial) | Self | $50,001 - $100,000 | 20026440 | |
| 3 | 2023-06-30 | BLK | BlackRock, Inc. | Sale | Self | $15,001 - $50,000 | 20021523 | |
| 4 | 2023-06-30 | GBDC | Golub Capital BDC, Inc. - Closed End Fund | Sale (partial) | Self | $1,001 - $15,000 | 20021523 | |
| 5 | 2023-06-30 | XBI | Rita M. Joyce IRA SPDR Series Trust SPDR S&P Biotech ETF | Sale | Self | $15,001 - $50,000 | 20021523 | |
| 6 | 2023-06-23 | TRP | Rollover TC Energy Corporation | Sale | Self | $1,001 - $15,000 | 20021523 | |
| 7 | 2023-06-22 | C | Rollover Citigroup, Inc. | Sale | Self | $1,001 - $15,000 | 20021523 | |
| 8 | 2023-06-19 | BA | Rollover Boeing Company | Sale | Self | $15,001 - $50,000 | 20021523 | |
| 9 | 2023-06-19 | GBDC | End Fund | Sale (partial) | Self | $15,001 - $50,000 | 20021523 | |
| 10 | 2023-06-19 | IWF | David P. Joyce QSST Trust iShares Russell 1000 Growth ETF | Sale (partial) | Self | $15,001 - $50,000 | 20021523 | |
| 11 | 2023-06-19 | IWF | David P. Joyce Trust iShares Russell 1000 Growth ETF | Sale (partial) | Self | $15,001 - $50,000 | 20021523 | |
| 12 | 2022-07-14 | GBDC | Rita M. Joyce IRA Golub Capital BDC, Inc. | Sale | Self | $15,001 - $50,000 | 20021523 | |
| 13 | 2022-07-14 | VCSH | Rollover Vanguard Short-Term Corporate Bond ETF | Purchase | Self | $15,001 - $50,000 | 20021523 | |
| 14 | 2022-07-12 | GBDC | Rollover Golub Capital BDC, Inc. | Sale | Self | $15,001 - $50,000 | 20021523 | |
| 15 | 2022-05-19 | PAVE | Global X Funds Global X U.S. Infrastructure Development ETF | Sale | Self | $1,001 - $15,000 | 20021183 | |
| 16 | 2022-05-19 | PPA | & KAJ joint account Invesco Aerospace & Defense ETF | Purchase | Self | $1,001 - $15,000 | 20021183 | |
| 17 | 2022-05-17 | VCSH | Vanguard Short-Term Corporate Bond ETF | Sale | Self | $1,001 - $15,000 | 20021184 | |
| 18 | 2021-09-14 | AMJ | JPMorgan Chase Capital XVI JP Morgan Alerian MLP ETN | Sale | Self | $1,001 - $15,000 | 20019546 | |
| 19 | 2021-09-14 | MDY | & KAJ joint account SPDR MidCap Trust Series I | Purchase | Self | $1,001 - $15,000 | 20019546 | |
| 20 | 2020-12-11 | PAVE | & KAJ joint account global X Funds global X U.S. Infrastructure Development ETF | Purchase | Self | $1,001 - $15,000 | 20018692 | |
| 21 | 2020-12-09 | PAVE | David P. Joyce QSST Trust global X Funds global X U.S. Infrastructure Development ETF | Purchase | Self | $1,001 - $15,000 | 20018692 | |
| 22 | 2020-12-09 | IWM | David P. Joyce QSST Trust iShares Russell 2000 ETF | Sale | Self | $1,001 - $15,000 | 20018692 | |
| 23 | 2020-12-02 | IWM | David P. Joyce QSST Trust iShares Russell 2000 ETF | Sale | Self | $1,001 - $15,000 | 20018692 | |
| 24 | 2020-07-02 | — | FIDELITY LIMITED TERM MUNI INCOME FUND [gS] | Sale | Self | $15,001 - $50,000 | 20018692 | |
| 25 | 2020-06-26 | IEFA | David P. Joyce QSST Trust iShares Core MSCI EAFE ETF | Sale | Self | $15,001 - $50,000 | 20018692 | |
| 26 | 2020-06-26 | IVV | David P. Joyce QSST Trust iShares Core S&P 500 ETF | Sale | Self | $15,001 - $50,000 | 20018692 | |
| 27 | 2020-06-26 | IWM | & KAJ joint account iShares Russell 2000 ETF | Sale | Self | $15,001 - $50,000 | 20018692 | |
| 28 | 2020-06-08 | SPY | & KAJ joint account SPDR S&P 500 | Purchase | Self | $1,001 - $15,000 | 20018692 | |
| 29 | 2020-06-08 | KBE | & KAJ joint account SPDR S&P bank ETF | Purchase | Self | $1,001 - $15,000 | 20018692 | |
| 30 | 2020-03-26 | VONE | Vanguard Russell 1000 ETF | Purchase | Self | $50,001 - $100,000 | 20018692 | |
| 31 | 2020-03-11 | SPY | & KAJ joint account SPDR S&P 500 | Purchase | Self | $1,001 - $15,000 | 20018692 | |
| 32 | 2020-02-25 | GBDC | & KAJ joint account golub Capital BDC, Inc. | Purchase | Self | $1,001 - $15,000 | 20018692 | |
| 33 | 2020-01-15 | — | Fidelity Advisor Real Eastate Income Z FIKMX | Sale | Self | $15,001 - $50,000 | 20018692 | |
| 34 | 2020-01-15 | — | FIDELITY LIMITED TERM MUNI INCOME FUND | Sale | Self | $1,001 - $15,000 | 20018692 | |
| 35 | 2019-12-31 | — | David P. Joyce Trust Fidelity Advisor Real Estate Income Z (fikmx) [Ab] | Purchase | Self | $1,001 - $15,000 | 20014973 | |
| 36 | 2019-12-31 | IWN | David P. Joyce Trust iShares Russell 2000 Value ETF | Purchase | Self | $1,001 - $15,000 | 20014973 | |
| 37 | 2019-12-31 | IVE | Rita M. Joyce IRA iShares S&P 500 Value ETF | Purchase | Self | $1,001 - $15,000 | 20014973 | |
| 38 | 2019-09-30 | — | Fidelity Advisor Real Estate Income Z (fikmx) [Ab] | Purchase | Self | $15,001 - $50,000 | 20014973 | |
| 39 | 2019-09-30 | — | David P. Joyce Trust Fidelity Advisor Real Estate income Z (fikmx) [Ab] | Purchase | Self | $15,001 - $50,000 | 20014973 | |
| 40 | 2019-09-20 | MDY | Rita M. Joyce IRA SPDR MidCap Trust Series I | Purchase | Self | $1,001 - $15,000 | 20014973 | |
| 41 | 2019-07-24 | IVV | David P. Joyce QSST Trust iShares Core S&P 500 ETF | Purchase | Self | $15,001 - $50,000 | 20014973 | |
| 42 | 2019-07-24 | IJH | David P. Joyce Trust iShares Core S&P Mid-Cap ETF | Purchase | Self | $1,001 - $15,000 | 20014973 | |
| 43 | 2019-07-24 | IJR | David P. Joyce Trust iShares Core S&P Small-Cap ETF | Purchase | Self | $1,001 - $15,000 | 20014973 | |
| 44 | 2019-07-08 | AMJ | JPMorgan Chase Capital XVI JP Morgan Alerian MLP ETN | Sale | Self | $1,001 - $15,000 | 20014973 | |
| 45 | 2019-06-21 | SPY | & KAJ joint account SPDR S&P 500 | Purchase | Self | $1,001 - $15,000 | 20014973 | |
| 46 | 2019-06-21 | VEA | & KAJ joint account Vanguard FTSE Developed Markets ETF | Purchase | Self | $1,001 - $15,000 | 20014973 | |
| 47 | 2019-05-30 | — | David P. Joyce QSST Trust Fidelity FL High Income (ffrhx) [Ab] | Sale | Self | $15,001 - $50,000 | 20014973 | |
| 48 | 2019-05-30 | GBDC | David P. Joyce QSST Trust golub Capital BDC, Inc. | Purchase | Self | $15,001 - $50,000 | 20014973 | |
| 49 | 2019-04-03 | — | buckeye OH Cent Loc Sch Dist. | Purchase | Self | $50,001 - $100,000 | 20014973 | |
| 50 | 2019-04-02 | — | bessemer AL gO bd. | Purchase | Self | $50,001 - $100,000 | 20014973 | |
| 51 | 2019-03-28 | — | Delaware OH Cry Sch Dist. | Purchase | Self | $50,001 - $100,000 | 20014973 | |
| 52 | 2019-03-27 | — | brookville OH Loc Sch Dist | Purchase | Self | $50,001 - $100,000 | 20014973 | |
| 53 | 2019-03-25 | — | East Muskingum OH Loc Sch Dist. | Purchase | Self | $50,001 - $100,000 | 20014973 | |
| 54 | 2019-03-22 | — | Rita M. Joyce IRA Fidelity FL Rt High Income (ffhrx) [Ab] | Sale | Self | $100,001 - $250,000 | 20014973 | |
| 55 | 2019-03-22 | — | David P. Joyce Trust Fidelity Limited Term Municipal Inc. (fstfx) [Ab] | Purchase | Self | $15,001 - $50,000 | 20014973 | |
| 56 | 2019-03-22 | VCSH | & KAJ joint account Vanguard Short-Term Corporate bond ETF | Purchase | Self | $15,001 - $50,000 | 20014973 | |
| 57 | 2019-03-04 | IEFA | iShares Core MSCI EAFE ETF | Purchase | Self | $15,001 - $50,000 | 20014973 | |
| 58 | 2019-03-04 | IVV | David P. Joyce QSST Trust iShares Core S&P 500 ETF | Purchase | Self | $1,001 - $15,000 | 20014973 | |
| 59 | 2019-03-04 | IJH | David P. Joyce QSST Trust iShares Core S&P Mid-Cap ETF | Purchase | Self | $15,001 - $50,000 | 20014973 | |
| 60 | 2019-03-04 | IJR | David P. Joyce Trust iShares Core S&P Small-Cap ETF | Purchase | Self | $15,001 - $50,000 | 20014973 | |
| 61 | 2019-01-10 | QQQ | Rita M. Joyce IRA Invesco QQQ Trust, Series 1 | Sale | Self | $1,001 - $15,000 | 20014973 | |
| 62 | 2019-01-10 | QQQ | & KAJ joint account Invesco QQQ Trust, Series 1 | Sale | Self | $1,001 - $15,000 | 20014973 | |
| 63 | 2019-01-10 | VGT | & KAJ joint account Vanguard Information Tech ETF | Purchase | Self | $1,001 - $15,000 | 20014973 | |
| 64 | 2018-12-21 | — | Rollover Aston/Fairpointe Mid Cap 1 fund [Ab] | Sale | Self | $100,001 - $250,000 | 20008517 | |
| 65 | 2018-12-21 | GBDC | Rollover golub Capital BDC, Inc. | Purchase | Self | $15,001 - $50,000 | 20008517 | |
| 66 | 2018-12-21 | IWM | Rollover iShares Russell 2000 ETF | Sale | Self | $100,001 - $250,000 | 20008517 | |
| 67 | 2018-12-18 | — | David P. Joyce Trust Vanguard/Windsor II Admiral (vwnax) [Ab] | Purchase | Self | $1,001 - $15,000 | 20008517 | |
| 68 | 2018-12-14 | — | David P. Joyce Trust MAI Managed Volatility Fund (maipx) [Ab] | Purchase | Self | $1,001 - $15,000 | 20008517 | |
| 69 | 2018-12-11 | — | Rollover Fidelity High Income Fund [Ab] | Sale | Self | $50,001 - $100,000 | 20008517 | |
| 70 | 2018-12-11 | — | Fidelity Limited Term Municipal (fstfx) [Ab] | Purchase | Self | $100,001 - $250,000 | 20008517 | |
| 71 | 2018-12-11 | — | David P. Joyce QSST Trust Fidelity Limited Term Municipal Inc (fstfx) [Ab] | Purchase | Self | $100,001 - $250,000 | 20008517 | |
| 72 | 2018-12-11 | — | Harbor International (hainx) [Ab] | Purchase | Self | $15,001 - $50,000 | 20008517 | |
| 73 | 2018-12-11 | — | David P. Joyce Trust Harbor International HAINX [Ab] | Sale | Self | $100,001 - $250,000 | 20008517 | |
| 74 | 2018-12-11 | PKB | Invesco Dynamic building & Construction ETF | Sale | Self | $15,001 - $50,000 | 20008517 | |
| 75 | 2018-12-11 | PCY | David P. Joyce QSST Trust Invesco Emerging Markets Sovereign Debt ETF | Sale | Self | $15,001 - $50,000 | 20008517 | |
| 76 | 2018-12-11 | QQQ | Rollover Invesco QQQ Trust, Series 1 | Sale | Self | $50,001 - $100,000 | 20008517 | |
| 77 | 2018-12-11 | IWO | David P. Joyce Trust iShares Russell 2000 growth ETF | Sale | Self | $15,001 - $50,000 | 20008517 | |
| 78 | 2018-12-11 | — | Rita M. Joyce IRA MAI Managed Volatility Fund (maipx) [Ab] | Purchase | Self | $50,001 - $100,000 | 20008517 | |
| 79 | 2018-12-11 | — | MAI Managed Volatility Fund (maipx) [Ab] | Purchase | Self | $100,001 - $250,000 | 20008517 | |
| 80 | 2018-12-11 | JNK | & KAJ joint account SPDR bloomberg barclays High Yield bond ETF | Sale | Self | $50,001 - $100,000 | 20008517 | |
| 81 | 2018-12-11 | — | Rollover Templeton global bond [Ab] | Sale | Self | $50,001 - $100,000 | 20008517 | |
| 82 | 2018-12-11 | VCSH | & KAJ joint account Vanguard Short-Term Corporate bond ETF | Purchase | Self | $100,001 - $250,000 | 20008517 | |
| 83 | 2018-12-11 | VCSH | David P. Joyce Trust Vanguard Short-Term Corporate bond ETF | Purchase | Self | $15,001 - $50,000 | 20008517 | |
| 84 | 2018-10-26 | SPY | & KAJ joint account SPDR S&P 500 | Purchase | Self | $15,001 - $50,000 | 20008517 | |
| 85 | 2018-09-05 | MDY | Rita M. Joyce IRA SPDR MidCap Trust Series I | Sale | Self | $15,001 - $50,000 | 20008517 | |
| 86 | 2018-08-17 | — | Rollover Stone Ridge Reinsurance Fund [Ab] | Sale | Self | $15,001 - $50,000 | 20008517 | |
| 87 | 2018-06-15 | — | Rita M. Joyce IRA Vanguard/Windsor II Admiral (vwnax) [Ab] | Purchase | Self | $1,001 - $15,000 | 20008517 | |
| 88 | 2018-06-06 | JNK | David P. Joyce Trust SPDR bloomberg barclays High Yield bond ETF | Sale | Self | $15,001 - $50,000 | 20008517 | |
| 89 | 2018-03-29 | BLK | David P. Joyce Trust blackRock, Inc. | Purchase | Self | $15,001 - $50,000 | 20008517 | |
| 90 | 2018-03-29 | DISCA | Rollover Discovery, Inc. - Series A | Sale | Self | $1,001 - $15,000 | 20008517 | |
| 91 | 2018-03-29 | PKB | Invesco Dynamic building & Construction ETF | Purchase | Self | $1,001 - $15,000 | 20008517 | |
| 92 | 2018-03-29 | PKB | David P. Joyce Trust Invesco Dynamic building & Construction ETF | Purchase | Self | $1,001 - $15,000 | 20008517 | |
| 93 | 2018-03-29 | QQQ | David P. Joyce Trust Invesco QQQ Trust, Series 1 | Purchase | Self | $1,001 - $15,000 | 20008517 | |
| 94 | 2018-03-29 | QQQ | David P. Joyce QSST Trust Invesco QQQ Trust, Series 1 | Purchase | Self | $50,001 - $100,000 | 20008517 | |
| 95 | 2018-03-29 | QQQ | Rita M. Joyce IRA Invesco QQQ Trust, Series 1 | Purchase | Self | $15,001 - $50,000 | 20008517 | |
| 96 | 2018-03-29 | EFA | Rita M. Joyce IRA iShares MSCI EAFE ETF | Purchase | Self | $1,001 - $15,000 | 20008517 | |
| 97 | 2018-03-29 | IWM | David P. Joyce Trust iShares Russell 2000 ETF | Purchase | Self | $50,001 - $100,000 | 20008517 | |
| 98 | 2018-03-29 | AMJ | Rita M. Joyce IRA JPMorgan Chase Capital XVI JP Morgan Alerian MLP ETN | Purchase | Self | $1,001 - $15,000 | 20008517 | |
| 99 | 2018-03-29 | — | Rollover MAI MANAGED VOLATILITY (maipx) [Ab] | Sale | Self | $50,001 - $100,000 | 20008517 | |
| 100 | 2018-03-29 | — | David P. Joyce Trust MAI Managed Volatilty Fund MAIPX | Sale | Self | $100,001 - $250,000 | 20008517 | |
| 101 | 2018-03-29 | MRK | David P. Joyce Trust Merck & Company, Inc. Common Stock | Sale | Self | $1,001 - $15,000 | 20008517 | |
| 102 | 2018-03-29 | NKE | Rollover Nike, Inc. | Purchase | Self | $1,001 - $15,000 | 20008517 | |
| 103 | 2018-03-29 | — | Rollover oppenheimer Developing Markets (odvyx) [Ab] | Purchase | Self | $15,001 - $50,000 | 20008517 | |
| 104 | 2018-03-29 | KBE | & KAJ joint account SPDR S&P bank ETF | Purchase | Self | $1,001 - $15,000 | 20008517 | |
| 105 | 2018-03-29 | UNH | Rollover UnitedHealth group Incorporated Common Stock | Purchase | Self | $1,001 - $15,000 | 20008517 | |
| 106 | 2018-03-23 | — | David P. Joyce QSST Trust gS S&P 500 buffered Equity fund [oT] | Sale | Self | $50,001 - $100,000 | 20008517 | |
| 107 | 2018-01-16 | VEA | Rollover Vanguard FTSE Developed Markets ETF | Purchase | Self | $1,001 - $15,000 | 20008517 | |
| 108 | 2017-07-12 | MDY | & KAJ joint account SPDR MidCap Trust Series I | Sale | Self | $1,001 - $15,000 | 20008517 | |
| 109 | 2017-07-12 | SPY | & KAJ joint account SPDR S&P 500 | Purchase | Self | $1,001 - $15,000 | 20008517 | |
| 110 | 2017-07-07 | MDY | SPDR MidCap Trust Series I | Sale | Self | $1,001 - $15,000 | 20005383 | |
| 111 | 2017-07-07 | SPY | & KAJ joint account SPDR S&P 500 | Purchase | Self | $1,001 - $15,000 | 20005383 | |
| 112 | 2017-07-03 | AMZN | Amazon.com, Inc. | Purchase | Self | $1,001 - $15,000 | 20008517 | |
| 113 | 2017-07-03 | DVMT | Rollover Dell Technologies Inc. Class V | Sale | Self | $1,001 - $15,000 | 20008517 | |
| 114 | 2017-07-03 | — | David P. Joyce Trust general Electric Company (gE) | Sale | Self | $15,001 - $50,000 | 20008517 | |
| 115 | 2017-07-03 | KMI | Rita M. Joyce IRA Kinder Morgan, Inc. | Purchase | Self | $1,001 - $15,000 | 20008517 | |
| 116 | 2017-07-03 | MET | Rollover MetLife, Inc. | Sale | Self | $15,001 - $50,000 | 20008517 | |
| 117 | 2017-07-03 | NKE | Rollover Nike, Inc. | Purchase | Self | $1,001 - $15,000 | 20008517 | |
| 118 | 2017-07-03 | OXY | Rollover occidental Petroleum Corporation | Sale | Self | $1,001 - $15,000 | 20008517 | |
| 119 | 2017-07-03 | UPS | & KAJ joint account United Parcel Service, Inc. | Purchase | Self | $1,001 - $15,000 | 20008517 | |
| 120 | 2017-07-03 | — | David P. Joyce Trust WHITING PETE [oT] | Sale | Self | $1,001 - $15,000 | 20008517 | |
| 121 | 2017-06-28 | AMZN | Amazon.com, Inc. | Purchase | Self | $1,001 - $15,000 | 20005383 | |
| 122 | 2017-06-28 | DVMT | Dell Technologies Inc. Class V | Sale | Self | $1,001 - $15,000 | 20005383 | |
| 123 | 2017-06-28 | — | & KAJ joint account general Electric Company (gE) | Sale | Self | $15,001 - $50,000 | 20005383 | |
| 124 | 2017-06-28 | KMI | & KAJ joint account Kinder Morgan, Inc. | Purchase | Self | $1,001 - $15,000 | 20005383 | |
| 125 | 2017-06-28 | MET | Rollover MetLife, Inc. | Sale | Self | $15,001 - $50,000 | 20005383 | |
| 126 | 2017-06-28 | NKE | Rollover Nike, Inc. | Purchase | Self | $1,001 - $15,000 | 20005383 | |
| 127 | 2017-06-28 | OXY | occidental Petroleum Corporation | Sale | Self | $1,001 - $15,000 | 20005383 | |
| 128 | 2017-06-28 | PKB | & KAJ joint account PowerShares Dynamic build & Construction | Purchase | Self | $15,001 - $50,000 | 20005383 | |
| 129 | 2017-06-28 | PKB | David P. Joyce Trust PowerShares Dynamic build & Construction | Purchase | Self | $15,001 - $50,000 | 20005383 | |
| 130 | 2017-06-28 | KBE | & KAJ joint account SPDR S&P bank ETF | Purchase | Self | $15,001 - $50,000 | 20005383 | |
| 131 | 2017-06-28 | KBE | David P. Joyce Trust SPDR S&P bank ETF | Purchase | Self | $15,001 - $50,000 | 20005383 | |
| 132 | 2017-06-28 | UPS | & KAJ joint account United Parcel Service, Inc. | Purchase | Self | $1,001 - $15,000 | 20005383 | |
| 133 | 2017-06-28 | WLL | & KAJ joint account Whiting Petroleum Corporation | Sale | Self | $1,001 - $15,000 | 20005383 | |
| 134 | 2017-05-18 | EFA | Rita M. Joyce IRA iShares MSCI EAFE ETF | Sale | Self | $15,001 - $50,000 | 20008517 | |
| 135 | 2017-05-18 | VEA | & KAJ joint account Vanguard FTSE Developed Markets ETF | Purchase | Self | $15,001 - $50,000 | 20008517 | |
| 136 | 2017-05-18 | EFA | & KAJ joint account iShares MSCI EAFE ETF | Sale | Self | $15,001 - $50,000 | 20005383 | |
| 137 | 2017-05-18 | VEA | Rollover Vanguard FTSE Developed Markets ETF | Purchase | Self | $15,001 - $50,000 | 20005383 | |
| 138 | 2017-03-20 | — | 40054L2M5 | Purchase | Self | $50,001 - $100,000 | 20005383 | |
| 139 | 2017-03-17 | — | David P. Joyce Trust PowerShares QQQ Trust, Series 1 | Sale | Self | $1,001 - $15,000 | 20008517 | |
| 140 | 2017-03-17 | KBE | David P. Joyce Trust SPDR S&P bank ETF | Purchase | Self | $1,001 - $15,000 | 20008517 | |
| 141 | 2017-03-17 | MLPI | UBS Ag ETN | Purchase | Self | $1,001 - $15,000 | 20008517 | |
| 142 | 2017-03-17 | RYH | Rollover guggenheim S&P 500 Equal Weight Healthcare ETF | Sale | Self | $1,001 - $15,000 | 20005383 | |
| 143 | 2017-03-17 | PKB | & KAJ joint account PowerShares Dynamic build & Construction | Purchase | Self | $1,001 - $15,000 | 20005383 | |
| 144 | 2017-03-17 | KBE | & KAJ joint account SPDR S&P bank ETF | Purchase | Self | $1,001 - $15,000 | 20005383 | |
| 145 | 2017-03-17 | MLPI | UBS Ag ETN | Purchase | Self | $1,001 - $15,000 | 20005383 | |
| 146 | 2017-03-13 | QQQ | David P. Joyce QSST Trust PowerShares QQQ Trust, Series 1 | Sale | Self | $1,001 - $15,000 | 20005383 | |
| 147 | 2017-03-13 | MLPI | & KAJ joint account UBS Ag ETN | Purchase | Self | $1,001 - $15,000 | 20005383 | |
| 148 | 2017-02-23 | — | & KAJ joint account iShares Nasdaq biotechnology Index Fund (Ibb) | Sale | Self | $1,001 - $15,000 | 20008517 | |
| 149 | 2017-02-23 | XBI | & KAJ joint account SPDR Series Trust SPDR S&P biotech ETF | Purchase | Self | $1,001 - $15,000 | 20008517 | |
| 150 | 2017-02-17 | — | & KAJ joint account iShares Nasdaq biotechnology Index Fund (Ibb) | Sale | Self | $1,001 - $15,000 | 20005383 | |
| 151 | 2017-02-17 | XBI | David P. Joyce QSST Trust SPDR Series Trust SPDR S&P biotech ETF | Purchase | Self | $1,001 - $15,000 | 20005383 | |
| 152 | 2017-01-30 | IWF | David P. Joyce QSST Trust iShares Russell 1000 growth ETF | Purchase | Self | $100,001 - $250,000 | 20005383 | |
| 153 | 2017-01-26 | — | CISGX | Sale | Self | $15,001 - $50,000 | 20005383 | |
| 154 | 2017-01-26 | — | CISGX | Sale | Self | $100,001 - $250,000 | 20005383 | |
| 155 | 2017-01-26 | IWF | Rollover iShares Russell 1000 growth ETF | Purchase | Self | $15,001 - $50,000 | 20005383 | |
| 156 | 2017-01-05 | EFA | iShares MSCI EAFE ETF | Sale | Self | $1,001 - $15,000 | 20008517 | |
| 157 | 2017-01-05 | DBEF | Xtrackers MSCI EAFE Hedged Equity ETF | Purchase | Self | $1,001 - $15,000 | 20008517 | |
| 158 | 2017-01-05 | DBEF | Rollover Deutsche X-trackers MSCI EAFE Hedged Equity ETF | Purchase | Self | $1,001 - $15,000 | 20005383 | |
| 159 | 2017-01-05 | EFA | & KAJ joint account iShares MSCI EAFE ETF | Sale | Self | $1,001 - $15,000 | 20005383 | |
| 160 | 2016-12-21 | — | Rollover Aston Small Capitol | Sale | Self | $50,001 - $100,000 | 20005383 | |
| 161 | 2016-12-21 | — | ATSIX | Sale | Self | $15,001 - $50,000 | 20005383 | |
| 162 | 2016-12-21 | IWM | & KAJ joint account iShares Russell 2000 ETF | Purchase | Self | $15,001 - $50,000 | 20005383 | |
| 163 | 2016-10-19 | IWM | David P. Joyce Trust iShares Russell 2000 ETF | Sale | Self | $1,001 - $15,000 | 20005383 | |
| 164 | 2016-10-19 | IWM | David P. Joyce QSST Trust iShares Russell 2000 ETF | Sale | Self | $1,001 - $15,000 | 20005383 | |
| 165 | 2016-10-19 | PKB | Rollover PowerShares Dynamic build & Construction | Purchase | Self | $1,001 - $15,000 | 20005383 | |
| 166 | 2016-10-19 | PKB | PowerShares Dynamic build & Construction | Purchase | Self | $1,001 - $15,000 | 20005383 | |
| 167 | 2016-08-09 | — | Rollover touchstone sands capital growth | Sale | Self | $1,001 - $15,000 | 20005383 | |
| 168 | 2016-07-18 | QIHU | & KAJ joint account Qihoo 360 Technology Co. Ltd. American Depositary Shares, every 2 of which representing three Class A ordinary Shares | Exchange | Self | $1,001 - $15,000 | 20005383 | |
| 169 | 2016-05-23 | NRE | Rollover NorthStar Realty Europe Corp. | Sale | Self | $1,001 - $15,000 | 20005383 | |
| 170 | 2016-05-23 | NRF | NorthStar Realty Finance Corp. Common Stock | Sale | Self | $1,001 - $15,000 | 20005383 | |
