| 1 | 2014-12-02 | ETG | Eaton Vance Tax-advantaged Global Dividend Income Fund Common Shares of Beneficial Interest | Sale | Self | $1,001 - $15,000 | 20002238 | |
| 2 | 2014-12-02 | HTD | John Hancock Tax advantaged Dividend Income Fund Common Shares of Beneficial Interest | Purchase | Self | $1,001 - $15,000 | 20002238 | |
| 3 | 2014-11-28 | EDR | Gary C Peters Trust Education Realty Trust, Inc. | Exchange | Self | $1,001 - $15,000 | 20002238 | |
| 4 | 2014-11-26 | UBS | UBS aG ordinary Shares | Exchange | JT | $15,001 - $50,000 | 20002238 | |
