| 1 | 2021-05-17 | — | blackRock Lifepath Index 2035 K Fund | Purchase | SP | $1,001 - $15,000 | 20018793 | |
| 2 | 2021-05-04 | — | Millennium Trust Company Traditional IRA | Sale | SP | $1,001 - $15,000 | 20018793 | |
| 3 | 2021-04-19 | — | VEA | Purchase | Self | $1,001 - $15,000 | 20018630 | |
| 4 | 2021-04-12 | — | SCHD | Purchase | Self | $15,001 - $50,000 | 20018596 | |
| 5 | 2021-03-30 | — | LARCX | Purchase | Self | $1,001 - $15,000 | 20018554 | |
| 6 | 2021-03-15 | — | REGL | Sale (partial) | JT | $1,001 - $15,000 | 20018555 | |
| 7 | 2020-11-25 | REGL | ProShares S&P MidCap 400 Dividend Aristocrats ETF | Sale (partial) | JT | $1,001 - $15,000 | 20017915 | |
| 8 | 2019-02-12 | SDY | SPDR S&P Dividend ETF | Sale (partial) | JT | $1,001 - $15,000 | 20011302 | |
| 9 | 2018-12-24 | — | Lord abbett Floating Rate Fund Class C [oT] | Sale (partial) | Self | $50,001 - $100,000 | 20011058 | |
| 10 | 2018-08-30 | — | Lord abbett Floating Rate Fund Class C [oT] | Sale (partial) | Self | $1,001 - $15,000 | 20010378 | |
| 11 | 2018-08-23 | REGL | ProShares S&P MidCap 400 Dividend aristocrats ETF | Purchase | JT | $15,001 - $50,000 | 20010333 | |
| 12 | 2018-08-21 | VNQ | Vanguard Real Estate ETF | Sale (partial) | JT | $15,001 - $50,000 | 20010333 | |
| 13 | 2018-06-15 | — | Russell Lifepoint Balanced Strategy Fund Class C (Northwestern Mutual) [oT] | Sale | JT | $1,001 - $15,000 | 20009838 | |
| 14 | 2017-08-15 | IUSG | ISHARES Core S&P u.S. Growth ETF | Purchase | Self | $1,001 - $15,000 | 20007933 | |
| 15 | 2017-08-15 | IUSV | LOCATION: uS ISHARES Core S&P u.S. Value ETF | Purchase | Self | $1,001 - $15,000 | 20007933 | |
| 16 | 2017-08-15 | — | LOCATION: uS ISHARES IBOXX $ Invt Grade Corp bond (lQd) | Purchase | Self | $1,001 - $15,000 | 20007933 | |
| 17 | 2017-08-15 | GOVT | ISHARES u.S. Treasury bond ETF | Purchase | Self | $1,001 - $15,000 | 20007933 | |
| 18 | 2017-08-15 | VEA | Vanguard FTSE developed Markets ETF | Purchase | Self | $1,001 - $15,000 | 20007933 | |
| 19 | 2017-08-15 | — | LOCATION: uS Vanguard Mortgage-backed SEC | Purchase | Self | $1,001 - $15,000 | 20007933 | |
| 20 | 2017-08-15 | — | Investing account Traditional IRA Lord abbett Floating Rate Fund Class C | Purchase | Self | $15,001 - $50,000 | 20007867 | |
| 21 | 2017-08-14 | — | Bank of america, Na RASP | Exchange | Self | $1,001 - $15,000 | 20007867 | |
| 22 | 2016-08-15 | — | BlackRock Life Path 2020 Fund | Sale | Self | $1,001 - $15,000 | 20005855 | |
| 23 | 2016-08-15 | — | DFA US Small CAP Portfolio | Sale | Self | $1,001 - $15,000 | 20005855 | |
