| 1 | 2019-01-02 | DELL | Dell Technologies Inc. Class C | Exchange | SP | $1,001 - $15,000 | 20011180 | |
| 2 | 2019-01-02 | D | Dominion Energy, Inc. | Exchange | JT | $15,001 - $50,000 | 20011153 | |
| 3 | 2018-10-12 | EVHC | Envision Healthcare Corporation | Exchange | JT | $15,001 - $50,000 | 20010568 | |
| 4 | 2018-07-27 | QCP | Quality Care Properties, Inc. | Exchange | JT | $1,001 - $15,000 | 20010106 | |
| 5 | 2018-06-05 | EVRG | Evergy, Inc. | Exchange | SP | $1,001 - $15,000 | 20009899 | |
| 6 | 2018-03-22 | DPS | Dr Pepper snapple Group, Inc Dr Pepper snapple Group, Inc | Sale | JT | $1,001 - $15,000 | 20009214 | |
| 7 | 2017-09-25 | ANF | abercrombie & Fitch Company | Sale | Self | $1,001 - $15,000 | 20008125 | |
| 8 | 2017-09-01 | MFGP | Micro Focus Intl PLC ADS each representing one ord Sh | Exchange | Self | $1,001 - $15,000 | 20008068 | |
| 9 | 2017-06-28 | CST | CST brands, Inc. | Exchange | Self | $1,001 - $15,000 | 20007594 | |
| 10 | 2017-04-03 | DXC | DXC Technology Company | Exchange | Self | $1,001 - $15,000 | 20007096 | |
| 11 | 2017-02-28 | SE | Spectra Energy Corp | Exchange | Self | $1,001 - $15,000 | 20007089 | |
| 12 | 2017-02-01 | LOGM | LogMein, Inc. | Exchange | SP | $1,001 - $15,000 | 20007094 | |
