| 1 | 2016-10-12 | — | CITIGROUP INC DEP SHS | Purchase | Self | $15,001 - $50,000 | 20006215 | |
| 2 | 2016-10-11 | — | 03/27/20@100.00 FIFTH THIRD BANCORP | Sale | Self | $15,001 - $50,000 | 20006215 | |
| 3 | 2016-09-27 | — | E Trade Finl Corp | Purchase | Self | $15,001 - $50,000 | 20006069 | |
| 4 | 2016-09-27 | — | 09/15/26@100.000 FIFTH THIRD BANCORP | Sale | Self | $1,001 - $15,000 | 20006069 | |
| 5 | 2016-04-08 | — | goldman Sachs Medium Term Note | Purchase | Self | $15,001 - $50,000 | 20005186 | |
| 6 | 2016-02-25 | — | 06/01/23@100.000 bank America Corp | Purchase | Self | $15,001 - $50,000 | 20004760 | |
| 7 | 2016-02-25 | — | 09/05/24@100.000 CITIGROUP INC | Purchase | Self | $15,001 - $50,000 | 20004760 | |
| 8 | 2016-02-24 | — | 04/25/13 GOVT NATL MTG ASSN | Sale | Self | $50,001 - $100,000 | 20004760 | |
| 9 | 2016-02-11 | — | bank America Corp | Purchase | Self | $50,001 - $100,000 | 20004760 | |
| 10 | 2016-02-10 | — | 01/30/23@100.000 FEDL NATL MTG ASSN | Sale | Self | $50,001 - $100,000 | 20004760 | |
| 11 | 2016-01-25 | FITB | Fifth Third bancorp | Purchase | Self | $1,001 - $15,000 | 20004652 | |
| 12 | 2015-12-22 | — | bank America Corp | Purchase | Self | $50,001 - $100,000 | 20004385 | |
| 13 | 2015-12-22 | MS | Morgan Stanley | Sale | Self | $50,001 - $100,000 | 20004385 | |
| 14 | 2015-12-11 | ADM | Archer-Daniels-Midland Company | Sale | Self | $15,001 - $50,000 | 20004385 | |
| 15 | 2015-12-11 | HD | CALL 03/17/25@100.00 Home Depot, Inc. | Sale | Self | $15,001 - $50,000 | 20004385 | |
| 16 | 2015-12-11 | — | PPL CAP FDG INC GTD | Sale | Self | $1,001 - $15,000 | 20004385 | |
| 17 | 2015-11-19 | — | MORGAN STANLEY REPSTG 1/25th NON CUML | Purchase | Self | $50,001 - $100,000 | 20004216 | |
| 18 | 2015-11-18 | — | ZIONS BANCORP SER/XXX | Sale | Self | $50,001 - $100,000 | 20004216 | |
| 19 | 2015-09-30 | FTBXL | Fifth Third bancorp Depositary Share representing 1/25th Preferred Series H | Purchase | Self | $15,001 - $50,000 | 20003913 | |
| 20 | 2015-09-22 | — | goldman Sachs group Inc | Purchase | Self | $15,001 - $50,000 | 20003913 | |
| 21 | 2015-06-05 | BKCC | blackRock Capital Investment Corporation | Purchase | Self | $1,001 - $15,000 | 20003432 | |
| 22 | 2015-05-08 | AMSYF | Arcelormittal SA New Reg Shs Ex- Arcelor | Sale | Self | $1,001 - $15,000 | 20003271 | |
| 23 | 2015-04-27 | — | Triangle Capitol Corp | Purchase | Self | $15,001 - $50,000 | 20003009 | |
| 24 | 2014-12-03 | AMGN | Amgen Inc. | Sale | Self | $1,001 - $15,000 | 20002387 | |
| 25 | 2014-12-03 | HD | Home Depot, Inc. | Sale | Self | $15,001 - $50,000 | 20002387 | |
| 26 | 2014-11-20 | — | bank America Corp | Purchase | Self | $15,001 - $50,000 | 20002188 | |
| 27 | 2014-11-20 | — | 03/05/15 CALL 09/05/24@100.000 Goldman Sachs Group INC | Sale | Self | $15,001 - $50,000 | 20002188 | |
