| 1 | 2022-04-05 | MFC | Manulife Financial Corporation | Sale | Self | $1,001 - $15,000 | 20020780 | |
| 2 | 2022-03-03 | PBCT | People's United Financial, Inc. | Sale | Self | $15,001 - $50,000 | 20020780 | |
| 3 | 2020-10-16 | AAPL | Apple Inc. | Sale | SP | $1,001 - $15,000 | 20017685 | |
| 4 | 2020-10-16 | — | Federated MDT Small Cap growth | Sale | SP | $1,001 - $15,000 | 20017685 | |
| 5 | 2020-10-16 | — | Franklin growth Fund Advantage | Purchase | SP | $1,001 - $15,000 | 20017685 | |
| 6 | 2020-10-16 | — | Franklin International growth Advisor Class | Purchase | SP | $1,001 - $15,000 | 20017685 | |
| 7 | 2020-10-16 | FLCO | Franklin Liberty Investment grade Corporate ETF | Purchase | SP | $1,001 - $15,000 | 20017685 | |
| 8 | 2020-10-16 | FLCB | Franklin Liberty U.S. Core bond ETF | Purchase | SP | $1,001 - $15,000 | 20017685 | |
| 9 | 2020-10-16 | FLQL | Franklin LibertyQ U.S. Equity ETF | Purchase | SP | $1,001 - $15,000 | 20017685 | |
| 10 | 2020-10-16 | — | Franklin Small Cap growth Fund | Purchase | SP | $1,001 - $15,000 | 20017685 | |
| 11 | 2020-10-16 | — | Franklin Small Cap Value Fund | Purchase | SP | $1,001 - $15,000 | 20017685 | |
| 12 | 2020-10-16 | — | goldman Sachs International Equity Insights | Purchase | SP | $1,001 - $15,000 | 20017685 | |
| 13 | 2020-10-16 | GOVT | iShares U.S. Treasury bond ETF | Purchase | SP | $1,001 - $15,000 | 20017685 | |
| 14 | 2020-10-16 | — | JP Morgan Mortgage backed Securities | Purchase | SP | $1,001 - $15,000 | 20017685 | |
| 15 | 2020-10-16 | — | Loomis Sayles Senior Float Rate | Sale | SP | $1,001 - $15,000 | 20017685 | |
| 16 | 2020-10-16 | — | Pimco FDS Income Institutional | Sale | SP | $15,001 - $50,000 | 20017685 | |
| 17 | 2020-10-16 | SPTM | SPDR Portfolio S&P 1500 Composite Stock Market ETF | Sale | SP | $1,001 - $15,000 | 20017685 | |
| 18 | 2020-10-16 | — | T Rowe Price blue Chip growth | Sale | SP | $1,001 - $15,000 | 20017685 | |
| 19 | 2020-10-16 | — | Templeton Developing Markets Trust | Purchase | SP | $1,001 - $15,000 | 20017685 | |
| 20 | 2020-10-16 | VEA | Vanguard FTSE Developed Markets ETF | Purchase | SP | $1,001 - $15,000 | 20017685 | |
| 21 | 2020-10-16 | VWO | Vanguard FTSE Emerging Markets ETF | Purchase | SP | $1,001 - $15,000 | 20017685 | |
| 22 | 2020-10-16 | VOO | Vanguard S&P 500 ETF | Purchase | SP | $15,001 - $50,000 | 20017685 | |
| 23 | 2020-10-16 | — | WCM Focused International growth | Sale | SP | $1,001 - $15,000 | 20017685 | |
| 24 | 2020-10-09 | BABA | Alibaba group Holding Limited American Depositary Shares each representing eight Ordinary share | Sale | SP | $15,001 - $50,000 | 20017600 | |
| 25 | 2020-10-09 | — | Blackrock Advantage Large Cap - MALRX | Purchase | SP | $1,001 - $15,000 | 20017600 | |
| 26 | 2020-10-09 | BTZ | BlackRock Credit Allocation Income Trust | Sale | SP | $1,001 - $15,000 | 20017600 | |
| 27 | 2020-10-09 | DSU | Blackrock Debt Strategies Fund, Inc. | Sale | SP | $1,001 - $15,000 | 20017600 | |
| 28 | 2020-10-09 | — | Blackrock Emerging Markets Fund - MADCX | Purchase | SP | $1,001 - $15,000 | 20017600 | |
| 29 | 2020-10-09 | — | Blackrock High Yield Municipal Fund - MAYHX | Purchase | SP | $1,001 - $15,000 | 20017600 | |
| 30 | 2020-10-09 | — | Blackrock National Municipal Fund - MANLX | Purchase | SP | $1,001 - $15,000 | 20017600 | |
| 31 | 2020-10-09 | — | Blackrock Technologies Opportunity Fund - BGSIX | Purchase | SP | $1,001 - $15,000 | 20017600 | |
| 32 | 2020-10-09 | EVV | Eaton Vance Limited Duration Income Fund Common Shares of Beneficial Interest | Sale | SP | $1,001 - $15,000 | 20017600 | |
| 33 | 2020-10-09 | ET | Energy Transfer LP Common Units | Sale | SP | $1,001 - $15,000 | 20017600 | |
| 34 | 2020-10-09 | F | Ford Motor Company | Sale | SP | $1,001 - $15,000 | 20017600 | |
| 35 | 2020-10-09 | DIV | global X Super Dividend ETF | Sale | SP | $1,001 - $15,000 | 20017600 | |
| 36 | 2020-10-09 | — | goldman Sachs Dynamic Muni Income Fund | Sale | SP | $1,001 - $15,000 | 20017600 | |
| 37 | 2020-10-09 | — | Hartford Core Equity Fund - HGIIX | Purchase | SP | $15,001 - $50,000 | 20017600 | |
| 38 | 2020-10-09 | TLT | iShares 20+ Year Treasury Bond ETF | Purchase | SP | $1,001 - $15,000 | 20017600 | |
| 39 | 2020-10-09 | IEF | iShares 7-10 Year Treasury Bond ETF | Purchase | SP | $1,001 - $15,000 | 20017600 | |
| 40 | 2020-10-09 | IEFA | iShares Core MSCI EAFE ETF | Purchase | SP | $1,001 - $15,000 | 20017600 | |
| 41 | 2020-10-09 | IVV | iShares Core S&P 500 ETF | Purchase | SP | $15,001 - $50,000 | 20017600 | |
| 42 | 2020-10-09 | IJR | iShares Core S&P Small-Cap ETF | Purchase | SP | $1,001 - $15,000 | 20017600 | |
| 43 | 2020-10-09 | ESGU | iShares ESG Aware MSCI USA ETF | Purchase | SP | $1,001 - $15,000 | 20017600 | |
| 44 | 2020-10-09 | IDV | iShares International Select Dividend ETF | Sale | SP | $1,001 - $15,000 | 20017600 | |
| 45 | 2020-10-09 | EFG | iShares MSCI EAFE growth ETF | Purchase | SP | $1,001 - $15,000 | 20017600 | |
| 46 | 2020-10-09 | USMV | iShares MSCI USA Min Vol Factor ETF | Purchase | SP | $1,001 - $15,000 | 20017600 | |
| 47 | 2020-10-09 | VLUE | iShares MSCI USA Value Factor ETF | Purchase | SP | $1,001 - $15,000 | 20017600 | |
| 48 | 2020-10-09 | IHI | iShares U.S. Medical Devices ETF | Purchase | SP | $1,001 - $15,000 | 20017600 | |
| 49 | 2020-10-09 | NTDOY | Nintendo Co Ltd ADR | Sale | SP | $15,001 - $50,000 | 20017600 | |
| 50 | 2020-10-09 | — | Pimco Investments Income Inst'l | Sale | SP | $15,001 - $50,000 | 20017600 | |
| 51 | 2020-10-09 | — | Pimco Municipal Bond Fund - PMUPX | Purchase | SP | $1,001 - $15,000 | 20017600 | |
| 52 | 2020-10-09 | — | Rivernorth Funds Doubleline Strategic Income | Sale | SP | $1,001 - $15,000 | 20017600 | |
| 53 | 2020-10-09 | SRLN | SPDR Blackstone GSO Senior Loan ETF | Sale | SP | $1,001 - $15,000 | 20017600 | |
| 54 | 2020-10-09 | VIG | Vanguard Div Appreciation ETF | Sale | SP | $1,001 - $15,000 | 20017600 | |
| 55 | 2020-10-09 | VTI | Vanguard Total Stock Market ETF | Sale | SP | $1,001 - $15,000 | 20017600 | |
| 56 | 2020-10-09 | — | WCM Focused Int'l growth | Sale | SP | $1,001 - $15,000 | 20017600 | |
| 57 | 2020-10-09 | PUTW | WisdomTree CBOE S&P 500 PutWrite Strategy Fund | Sale | SP | $1,001 - $15,000 | 20017600 | |
| 58 | 2020-10-09 | XSOE | WisdomTree Emerging Markets Ex-State Owned Enterprises Fund | Purchase | SP | $1,001 - $15,000 | 20017600 | |
| 59 | 2020-08-07 | — | Ab global bond | Sale | SP | $1,001 - $15,000 | 20017260 | |
| 60 | 2020-08-07 | — | Ab High Income | Sale | SP | $1,001 - $15,000 | 20017260 | |
| 61 | 2020-08-07 | ABT | Abbott laboratories | Sale | SP | $1,001 - $15,000 | 20017260 | |
| 62 | 2020-08-07 | — | Alphabet Inc. - Class A (gOOgl) | Sale | SP | $1,001 - $15,000 | 20017260 | |
| 63 | 2020-08-07 | AMZN | Amazon.com, Inc. | Sale | SP | $15,001 - $50,000 | 20017260 | |
| 64 | 2020-08-07 | — | American Tower Corporation | Sale | SP | $1,001 - $15,000 | 20017260 | |
| 65 | 2020-08-07 | ANTM | Anthem, Inc. | Sale | SP | $1,001 - $15,000 | 20017260 | |
| 66 | 2020-08-07 | AAPL | Apple Inc. | Sale | SP | $1,001 - $15,000 | 20017260 | |
| 67 | 2020-08-07 | — | ball Corporation (bll) | Sale | SP | $1,001 - $15,000 | 20017260 | |
| 68 | 2020-08-07 | — | blackRock, Inc. (blK) | Sale | SP | $1,001 - $15,000 | 20017260 | |
| 69 | 2020-08-07 | — | brown Advantage Sustainable growth | Purchase | SP | $15,001 - $50,000 | 20017260 | |
| 70 | 2020-08-07 | — | brown Advantage Sustainable growth | Purchase | SP | $1,001 - $15,000 | 20017260 | |
| 71 | 2020-08-07 | — | Calvert Equity Fund | Purchase | SP | $15,001 - $50,000 | 20017260 | |
| 72 | 2020-08-07 | — | Calvert uS large Cap Value Responsible Index | Purchase | SP | $15,001 - $50,000 | 20017260 | |
| 73 | 2020-08-07 | COF | Capital One Financial Corporation | Sale | SP | $1,001 - $15,000 | 20017260 | |
| 74 | 2020-08-07 | CVX | Chevron Corporation | Sale | SP | $1,001 - $15,000 | 20017260 | |
| 75 | 2020-08-07 | CSCO | Cisco Systems, Inc. | Sale | SP | $1,001 - $15,000 | 20017260 | |
| 76 | 2020-08-07 | C | Citigroup, Inc. | Sale | SP | $1,001 - $15,000 | 20017260 | |
| 77 | 2020-08-07 | STZ | Constellation brands, Inc. | Sale | SP | $1,001 - $15,000 | 20017260 | |
| 78 | 2020-08-07 | COST | Costco Wholesale Corporation | Sale | SP | $1,001 - $15,000 | 20017260 | |
| 79 | 2020-08-07 | — | CRA Qualified Investment Fund | Purchase | SP | $1,001 - $15,000 | 20017260 | |
| 80 | 2020-08-07 | — | CRA Qualified Investment Fund | Purchase | SP | $1,001 - $15,000 | 20017260 | |
| 81 | 2020-08-07 | DHR | danaher Corporation | Sale | SP | $1,001 - $15,000 | 20017260 | |
| 82 | 2020-08-07 | — | delaware Corporate bond | Purchase | SP | $1,001 - $15,000 | 20017260 | |
| 83 | 2020-08-07 | — | delaware Corporate bond | Purchase | SP | $1,001 - $15,000 | 20017260 | |
| 84 | 2020-08-07 | — | delaware Small Cap Core | Purchase | SP | $1,001 - $15,000 | 20017260 | |
| 85 | 2020-08-07 | — | delaware Small Cap Core Fund | Purchase | SP | $1,001 - $15,000 | 20017260 | |
| 86 | 2020-08-07 | — | Fidelity Advisor Total bond | Sale | SP | $1,001 - $15,000 | 20017260 | |
| 87 | 2020-08-07 | FISV | Fiserv, Inc. | Sale | SP | $1,001 - $15,000 | 20017260 | |
| 88 | 2020-08-07 | — | guggenheim Total Return | Sale | SP | $1,001 - $15,000 | 20017260 | |
| 89 | 2020-08-07 | HLT | Hilton Worldwide Holdings Inc. | Sale | SP | $1,001 - $15,000 | 20017260 | |
| 90 | 2020-08-07 | — | Home depot, Inc. (Hd) | Sale | SP | $1,001 - $15,000 | 20017260 | |
| 91 | 2020-08-07 | HON | Honeywell International Inc. | Sale | SP | $1,001 - $15,000 | 20017260 | |
| 92 | 2020-08-07 | — | ISH uSd High Yield Corporate bond | Purchase | SP | $1,001 - $15,000 | 20017260 | |
| 93 | 2020-08-07 | — | IShares MSCI EM ESG Optimized | Purchase | SP | $1,001 - $15,000 | 20017260 | |
| 94 | 2020-08-07 | — | IShares Trust MSCI EAFE ESG Optimized | Purchase | SP | $15,001 - $50,000 | 20017260 | |
| 95 | 2020-08-07 | — | IShares uS Treasury bond | Purchase | SP | $1,001 - $15,000 | 20017260 | |
| 96 | 2020-08-07 | JPM | JP Morgan Chase & Co. | Sale | SP | $1,001 - $15,000 | 20017260 | |
| 97 | 2020-08-07 | KDP | Keurig dr Pepper Inc. | Sale | SP | $1,001 - $15,000 | 20017260 | |
| 98 | 2020-08-07 | LMT | lockheed Martin Corporation | Sale | SP | $1,001 - $15,000 | 20017260 | |
| 99 | 2020-08-07 | MCHP | Microchip Technology Incorporated | Sale | SP | $1,001 - $15,000 | 20017260 | |
| 100 | 2020-08-07 | MSFT | Microsoft Corporation | Sale | SP | $1,001 - $15,000 | 20017260 | |
| 101 | 2020-08-07 | NEE | NextEra Energy, Inc. | Sale | SP | $1,001 - $15,000 | 20017260 | |
| 102 | 2020-08-07 | — | Nuveen ESG large Cap Value | Purchase | SP | $15,001 - $50,000 | 20017260 | |
| 103 | 2020-08-07 | PEP | Pepsico, Inc. | Sale | SP | $1,001 - $15,000 | 20017260 | |
| 104 | 2020-08-07 | — | Pimco Income Fund | Sale | SP | $1,001 - $15,000 | 20017260 | |
| 105 | 2020-08-07 | — | Prologis, Inc. (Pld) | Sale | SP | $1,001 - $15,000 | 20017260 | |
| 106 | 2020-08-07 | ROST | Ross Stores, Inc. | Sale | SP | $1,001 - $15,000 | 20017260 | |
| 107 | 2020-08-07 | SHW | Sherwin-Williams Company | Sale | SP | $1,001 - $15,000 | 20017260 | |
| 108 | 2020-08-07 | — | SPDR bloomberg barclays 1-3 month T-bill | Purchase | SP | $1,001 - $15,000 | 20017260 | |
| 109 | 2020-08-07 | TMO | Thermo Fisher Scientific Inc | Sale | SP | $1,001 - $15,000 | 20017260 | |
| 110 | 2020-08-07 | — | TIAA-CREF Core Impact bond | Purchase | SP | $1,001 - $15,000 | 20017260 | |
| 111 | 2020-08-07 | — | TIAA-CREF Impact bond | Purchase | SP | $15,001 - $50,000 | 20017260 | |
| 112 | 2020-08-07 | TFC | Truist Financial Corporation | Sale | SP | $1,001 - $15,000 | 20017260 | |
| 113 | 2020-08-07 | UNP | union Pacific Corporation | Sale | SP | $1,001 - $15,000 | 20017260 | |
| 114 | 2020-08-07 | — | Vanguard Total International bond | Purchase | SP | $1,001 - $15,000 | 20017260 | |
| 115 | 2020-08-07 | V | Visa Inc. | Sale | SP | $1,001 - $15,000 | 20017260 | |
| 116 | 2020-08-07 | WMT | Walmart Inc. | Sale | SP | $1,001 - $15,000 | 20017260 | |
| 117 | 2020-08-07 | DIS | Walt disney Company | Sale | SP | $1,001 - $15,000 | 20017260 | |
| 118 | 2020-08-07 | ZTS | Zoetis Inc. Class A | Sale | SP | $1,001 - $15,000 | 20017260 | |
| 119 | 2020-06-02 | — | Chubb limited (Cb) | Sale | SP | $1,001 - $15,000 | 20017036 | |
| 120 | 2020-05-13 | CVX | Chevron Corporation | Purchase | SP | $1,001 - $15,000 | 20017036 | |
| 121 | 2020-05-01 | — | ball Corporation (bll) | Purchase | SP | $1,001 - $15,000 | 20017036 | |
| 122 | 2020-05-01 | FISV | Fiserv, Inc. | Purchase | SP | $1,001 - $15,000 | 20017036 | |
| 123 | 2020-05-01 | TOT | Total S.A. | Sale | SP | $1,001 - $15,000 | 20017036 | |
| 124 | 2020-03-27 | HLT | Hilton Worldwide Holdings Inc. | Purchase | SP | $1,001 - $15,000 | 20017036 | |
| 125 | 2020-03-25 | KDP | Keurig dr Pepper Inc. | Sale (partial) | SP | $1,001 - $15,000 | 20017036 | |
| 126 | 2020-03-18 | PEP | Pepsico, Inc. | Purchase | SP | $1,001 - $15,000 | 20017036 | |
| 127 | 2020-03-18 | SYY | Sysco Corporation | Sale | SP | $1,001 - $15,000 | 20017036 | |
| 128 | 2020-02-10 | — | Chubb limited (Cb) | Sale (partial) | SP | $1,001 - $15,000 | 20017036 | |
| 129 | 2020-02-10 | C | Citigroup, Inc. | Purchase | SP | $1,001 - $15,000 | 20017036 | |
| 130 | 2020-02-10 | NEE | NextEra Energy, Inc. | Sale (partial) | SP | $1,001 - $15,000 | 20017036 | |
| 131 | 2019-12-31 | ABT | Abbott laboratories | Purchase | SP | $1,001 - $15,000 | 20017036 | |
| 132 | 2019-12-31 | — | Alphabet Inc. - Class A (gOOgl) | Purchase | SP | $1,001 - $15,000 | 20017036 | |
| 133 | 2019-12-31 | AMZN | Amazon.com, Inc. | Purchase | SP | $1,001 - $15,000 | 20017036 | |
| 134 | 2019-12-31 | AMT | American Tower Corporation | Purchase | SP | $1,001 - $15,000 | 20017036 | |
| 135 | 2019-12-31 | ANTM | Anthem, Inc. | Purchase | SP | $1,001 - $15,000 | 20017036 | |
| 136 | 2019-12-31 | AAPL | Apple Inc. | Purchase | SP | $1,001 - $15,000 | 20017036 | |
| 137 | 2019-12-31 | — | blackRock, Inc. (blK) | Purchase | SP | $1,001 - $15,000 | 20017036 | |
| 138 | 2019-12-31 | COF | Capital One Financial Corporation | Purchase | SP | $1,001 - $15,000 | 20017036 | |
| 139 | 2019-12-31 | — | Chubb limited (Cb) | Purchase | SP | $1,001 - $15,000 | 20017036 | |
| 140 | 2019-12-31 | CSCO | Cisco Systems, Inc. | Purchase | SP | $1,001 - $15,000 | 20017036 | |
| 141 | 2019-12-31 | C | Citigroup, Inc. | Purchase | SP | $1,001 - $15,000 | 20017036 | |
| 142 | 2019-12-31 | STZ | Constellation brands, Inc. | Purchase | SP | $1,001 - $15,000 | 20017036 | |
| 143 | 2019-12-31 | COST | Costco Wholesale Corporation | Purchase | SP | $1,001 - $15,000 | 20017036 | |
| 144 | 2019-12-31 | DHR | danaher Corporation | Purchase | SP | $1,001 - $15,000 | 20017036 | |
| 145 | 2019-12-31 | — | Home depot, Inc. (Hd) | Purchase | SP | $1,001 - $15,000 | 20017036 | |
| 146 | 2019-12-31 | HON | Honeywell International Inc. | Purchase | SP | $1,001 - $15,000 | 20017036 | |
| 147 | 2019-12-31 | JPM | JP Morgan Chase & Co. | Purchase | SP | $1,001 - $15,000 | 20017036 | |
| 148 | 2019-12-31 | KDP | Keurig dr Pepper Inc. | Purchase | SP | $1,001 - $15,000 | 20017036 | |
| 149 | 2019-12-31 | LMT | lockheed Martin Corporation | Purchase | SP | $1,001 - $15,000 | 20017036 | |
| 150 | 2019-12-31 | MCHP | Microchip Technology Incorporated | Purchase | SP | $1,001 - $15,000 | 20017036 | |
| 151 | 2019-12-31 | MSFT | Microsoft Corporation | Purchase | SP | $1,001 - $15,000 | 20017036 | |
| 152 | 2019-12-31 | NEE | NextEra Energy, Inc. | Purchase | SP | $1,001 - $15,000 | 20017036 | |
| 153 | 2019-12-31 | — | Prologis, Inc. (Pld) | Purchase | SP | $1,001 - $15,000 | 20017036 | |
| 154 | 2019-12-31 | ROST | Ross Stores, Inc. | Purchase | SP | $1,001 - $15,000 | 20017036 | |
| 155 | 2019-12-31 | SHW | Sherwin-Williams Company | Purchase | SP | $1,001 - $15,000 | 20017036 | |
| 156 | 2019-12-31 | SYY | Sysco Corporation | Purchase | SP | $1,001 - $15,000 | 20017036 | |
| 157 | 2019-12-31 | TMO | Thermo Fisher Scientific Inc | Purchase | SP | $1,001 - $15,000 | 20017036 | |
| 158 | 2019-12-31 | TOT | Total S.A. | Purchase | SP | $1,001 - $15,000 | 20017036 | |
| 159 | 2019-12-31 | TFC | Truist Financial Corporation | Purchase | SP | $1,001 - $15,000 | 20017036 | |
| 160 | 2019-12-31 | UNP | union Pacific Corporation | Purchase | SP | $1,001 - $15,000 | 20017036 | |
| 161 | 2019-12-31 | V | Visa Inc. | Purchase | SP | $1,001 - $15,000 | 20017036 | |
| 162 | 2019-12-31 | WMT | Walmart Inc. | Purchase | SP | $1,001 - $15,000 | 20017036 | |
| 163 | 2019-12-31 | DIS | Walt disney Company | Purchase | SP | $1,001 - $15,000 | 20017036 | |
| 164 | 2019-12-31 | ZTS | Zoetis Inc. Class A | Purchase | SP | $1,001 - $15,000 | 20017036 | |
