K. Michael Conaway

K. Michael Conaway

U.S. RepresentativeTX1179 filings1324 transactions
View on House Disclosures

Total Purchases (max)

$22.6M

Total Sales (max)

$4.4M

Net Portfolio Value

$18.1M

251 active positions of 658 total · Using max values from amount ranges

#TickerAssetPurchasesSalesNet ValueTxns% of Portfolio
1VIG10 (Wells Fargo Financial) Vanguard Div Appreciation ETF$700K$250K$450K152.5%
2SP500 CLIRN ISSUER BAC CAP 14.54% SV 1,987.66 DUE 08/25/17 BUF 10%$400K$400K42.2%
3USMC25 (Wells Fargo Financial) Principal U.S. Mega-Cap ETF$375K$50K$325K141.8%
4DGROiShares Core Dividend growth ETF$250K$250K31.4%
5"CITIGROUP INC PERPETUAL FIX/FLT BONDS CALLABLE CPN 6.125% DUE 12/29/49 dTd 11/13/15 FC 05/15/16 CALL1 11/15/20 @ 100.000, CUSIP- 172967Kd2"$250K$250K11.4%
6AMZN05/15/16 CALL1 11/15/20 @ 100.000, CUSIP-172967Kd2" Amazon.com, Inc.$330K$80K$250K91.4%
7sP M81 (Merrill Lynch) sP500 ARN ISSUER BOFA CAP 13.92% sV 2,737.76 DUE 01/31/20 [oT]$250K$250K11.4%
8FINAL PRINCIPAL PAYMENT: oN 13467 UNITS Redemption UIT INVESCO UNIT TRS CENT: EQUITY TR DIVERSFED SER 2016-2: QUARTERLY REINVEST: SOLICITED: PRosPECTUs ENCLOSED$250K$250K11.4%
9sP M81 (Merrill Lynch) sP500 ARN ISSUER BAC CAP 11.16% sV$250K$250K11.4%
10R2000 C LIRN Issuer CAP 14.10%$250K$250K11.4%
11sP M81 (Merrill Lynch) FIRST TRUST gLobAL DIVIDEND MONTHLY REINVESTMENT SERIES NUMBER 42$250K$250K11.4%
12sP M81 (Merrill Lynch) sP500 CLIRN Issuer RPC Cap 12.02%$250K$250K11.4%
13Ft Unit 5935 Sabrient bakers Dozen Port 2016$215K$215K41.2%
14JNJWF 10 (Wells Fargo Financial) Johnson & Johnson$265K$60K$205K91.1%
15SKYYE62 (Edward Jones) First Trust Cloud Computing ETF$200K$200K41.1%
16SX5E STEPUP ISSUER HSBC STEP 40.00% SV 3,444.73 DUE 08/25/22$200K$200K21.1%
17Ft Unit 5221 Sabrient bakers Dozen Port 2015$400K$200K$200K61.1%
18sP500 ARN ISSUER BAC CAP 10.65%$200K$200K21.1%
19AAPLApple Inc.$380K$205K$175K171.0%
20GSLC10 (Wells Fargo Financial) goldman Sachs Activebeta U.S. Large Cap Equity ETF$365K$200K$165K130.9%
21SX5E CLIRN ISSUER BAC CAP 24.90% SV 3,071.21 DUE 05/25/18$165K$165K30.9%
22DRIE57 (Edward Jones) Darden Restaurants, Inc.$150K$150K30.8%
23SP500 CLIRN ISSUER BOFA CAP 9.00% SV 2,774.88 DUE 04/24/20$150K$150K20.8%
24SP500 CLIRN ISS BARC CAP 14.02% SV 2,467.42 DUE 02/28/20$150K$150K20.8%
25SX5E STEPUP ISSUER BNS STEP 30.00% SV 3,563.64 DUE 09/24/20$150K$150K20.8%
26SP500 STEPUP ISSUER HSBC STEP 35.00%$150K$150K20.8%
27SP500 CLIRN ISSUER BAC CAP 14.04% SV 2,089.41 DUE 10/27/17 BUF 10%$150K$150K20.8%
28WELLS FARGO & COMPANY JR SUBORDNTD SER K GLB VAR% PERPETUAL CALLABLE-MAY AFFECT YIEL$150K$150K30.8%
29SP500 CLIRN ISSUER CS CAP 19.85% SV 1,951.70 DUE 02/23/18$150K$150K20.8%
30R2000 STEPUP ISSUER HSBC STEP 25.00$150K$150K20.8%
31ABTAbbott Laboratories$200K$65K$135K50.7%
32CWB69 (Wells Fargo Financial) SPDR bloomberg barclays Convertible Securities ETF$380K$250K$130K90.7%
33iShares Core dividend growth ETF (dgRo)$130K$130K40.7%
34SDY10 (Wells Fargo Financial) SPDR S&P dividend ETF$515K$400K$115K140.6%
35sP M40 (Merrill Lynch) SPDR s&P 500 (SPY) [sT]$115K$115K30.6%
36American New Economy Fund$100K$100K10.6%
3710 (Wells Fargo Financial) Investment Company of America$100K$100K10.6%
38WF 10 (Wells Fargo Financial) Washington Mutual Inv FD$100K$100K10.6%
39AMCAP Fund$100K$100K10.6%
40American balanced Fund$100K$100K10.6%
41American Mutual Fund$100K$100K10.6%
42Capital World growth & Income Fund$100K$100K10.6%
4310 (Wells Fargo Financial) Fundamental Investors CL A$100K$100K10.6%
44DUKduke Energy Corporation$100K$100K20.6%
45XLV69 (Wells Fargo Financial) SPDR Select Sector Fund - Health Care$100K$100K10.6%
46The blackstone group Inc. Class a (bX)$100K$100K10.6%
47WF 69 (Wells Fargo Financial) PNC FINANCIAL SERVICES UNSECURED FIX To FLOAT CaLLabLE SER R PERPTL CPN 4.850% DUE 05/29/49 [oT]$100K$100K10.6%
48E62 (Edward Jones) JPMoRgaN CHASE & Co FIXED/FLOAT JR SbRdNTd CaLLabLE PERPETUAL MAT CPN 88.875% DUE 12/29/49 [oT]$100K$100K10.6%
4912/29/49 JPMoRgaN CHASE & Co JR SUboRdINaTEd FIX/FLT CaLLabLE PERP MAT SER CC CPN 4.625% DUE 12/31/49 [oT]$100K$100K10.6%
5012/31/49 JPMoRgaN CHASE & Co JR SUboRdINaTEd FIX/FLT CaLLabLE PERP MAT SER CC CPN 4.625% DUE 12/31/49 [oT]$100K$100K10.6%
51VPU53 (Wells Fargo Financial) Vanguard Utilities ETF$415K$315K$100K160.6%
52general Electric Company (gE)$130K$30K$100K60.6%
53sP M81 (Merrill Lynch) sP500 CLIRNS ISSUER BNS CAP 11.50% sV 2,642.33 DUE 03/27/20 [oT]$100K$100K10.6%
54sP500 CLIRNS ISSUER bNs CAP 10.96% sV 2,737.76 DUE 01/31/20 [oT]$100K$100K10.6%
55SX5E STEPUP ISSUER Cs STEP 35.00% sV 3,174.16 DUE 11/19/21 [oT]$100K$100K10.6%
56SX5E STEPUP ISSUER BOFA STEP 27.00% SV 3,584.55 DUE 05/31/19$100K$100K10.6%
57SP500 ARN ISSUER boFa CAP 10.09% SV 2837.44 DUE 09/27/19 [oT]$100K$100K10.6%
58sP M81 (Merrill Lynch) R2000 ARNS ISSUER bNs CAP 13.17% sV 1,645.017 DUE 08/30/19 [oT]$100K$100K10.6%
59sP M81 (Merrill Lynch) FIN BASKET ARN Iss BOFA CAP 18.06% [oT]$100K$100K10.6%
60SX5E STEPUP ISSUER BOFA STEP 15.20% [oT]$100K$100K10.6%
61sP M81 (Merrill Lynch) R2000 STEPUP ISSUER bNs STEP 30.00% [oT]$100K$100K10.6%
62R2000 CLIRN ISSUER BAC CAP 17.92% SV 1,334.341 DUE 11/21/18$100K$100K10.6%
63SX5E STEPUP ISSUER BOFA STEP 26.91% SV 3,563.64 DUE 09/26/19$100K$100K10.6%
64R2000 CLIRN ISSUER BAC CAP 17.92%$100K$100K10.6%
65R2000 ARN ISSUER HSBC CAP 12.75% SV 1,518.89 DUE 01/24/19$100K$100K10.6%
66R2000 STEPUP ISSUER BARC STEP 35.00% SV 1,488.786 DUE 09/30/22$100K$100K10.6%
67SP500 ARN ISSUER BOFA CAP 10.00% SV 2,415.07 DUE 07/27/18$100K$100K10.6%
68SP500 ARN ISSUER BOFA CAP 10.00% SV 2,388.77 DUE 06/29/18$100K$100K10.6%
69SX5E STEPUP ISSUER BAC STEP 27.90% SV 3,044.33 DUE 11/26/18$100K$100K10.6%
70RIO GRANDE CITY TEX CONS ISD SER b RF PSF GTD OID OCT15 03.500%AUG15 2037$100K$100K10.6%
71sP M81 (Merrill Lynch) American Funds Tax Exempt Bond Fd$100K$100K10.6%
72R2000 ARN ISSUER SEK CAP 13.83% SV 1,237.751 DUE 11/22/17$100K$100K10.6%
73sP M81 (Merrill Lynch) R2000 ARN ISSUER SEK CAP 13.83% sV 1,237.751 DUE 11/22/17$100K$100K10.6%
74R2000 ARN ISSUER SEK CAP 14.28% sV 1,217.325 DUE 09/29/17$100K$100K10.6%
75SPX/SX5E STEPUP ISS HSBC STEP 22.80%$100K$100K10.6%
76R2000 CLIRN ISSUER CIBC CAP 18.18% SV 1,217.325 DUE 07/27/18 BUF 10%$100K$100K10.6%
77aRLINgToN TEX HIGHER ED FIN CORP ED REV SER a RF JUL16 05.000%DEC01 2051$100K$100K10.6%
78SP500 CLIRN ISSUER BAC CAP 16.60% SV 2,036.71 DUE 03/28/18 BUF 10%$100K$100K10.6%
79R2000 ARN ISSUER SEK CAP 14.37% SV 1,140.398 DUE 06/30/17$100K$100K10.6%
80SP500 CLIRN ISSUER BAC CAP 15.36% SV 2,097.90 DUE 06/29/18 BUF 10%$100K$100K10.6%
81R2000 CLIRNS ISSUER CIBC CAP 20.40%...$100K$100K10.6%
82SP500 CLIRN ISSUER BAC CAP 14.54% S...$100K$100K10.6%
83SP500 CLIRN ISSUER BAC CAP 16.60% S...$100K$100K20.6%
84GOLDMAN SACHS CAPITAL II - VAR% PERPETUAL CALLABLE-MAY AFFECT YIEL$100K$100K20.6%
85sP M81 (Merrill Lynch) buy sP500 BEARARN Iss BARC CAP 13.5% sV...$100K$100K10.6%
86sP M81 (Merrill Lynch) TEXAS sT TRANSN COMMN-HWY IMPT MAY16 05.000%APR01 2041$100K$100K10.6%
87sP M81 (Merrill Lynch) GENERATION PK MGMT DIST TEX$100K$100K10.6%
88Ft Unit 5935 Sabrient bakers Dozen Port$100K$100K10.6%
89SP500 SUNS ISSUER CIBC STEP 16.30%$100K$100K10.6%
90SP500 C LIRN Issuer bac 14.54%$100K$100K10.6%
91SX5E LIRN ISSUER HSBC PART 118.00%$250K$150K$100K60.6%
92FT Unit 5601 Sabrient bakers Dozen$100K$100K10.6%
93FT Unit 5601 Sabrientbakers Dozen$100K$100K10.6%
94sP M81 (Merrill Lynch) UIT FIRST TRUST DIVERSIFIED INCOME & GROWTH$100K$100K10.6%
95sP M81 (Merrill Lynch) FT Unit 5463 sabrient Fwd Looking SBFL3$100K$100K10.6%
96INDU BUF CAP PART NTS CAP 66.45% SV..$100K$100K10.6%
97QQQ95 (Wells Fargo Financial) Invesco QQQ Trust, Series 1$95K$95K40.5%
98GOOGL25 (Wells Fargo Financial) Alphabet Inc. - Class A$100K$15K$85K30.5%
99DEDeere & Company$100K$15K$85K30.5%
100SPYWF 10 (Wells Fargo Financial) SPDR S&P 500$180K$100K$80K90.4%
101PFE69 (Wells Fargo Financial) Pfizer, Inc.$115K$45K$70K60.4%
102VDC25 (Wells Fargo Financial) Vanguard Consumer Staples ETF$465K$400K$65K160.4%
103AEPAmerican Electric Power Company, Inc.$130K$65K$65K60.4%
104EMREmerson Electric Company$80K$15K$65K40.4%
105sP M81 (Merrill Lynch) Invesco QQQ Trust, series 1 (QQQ) [sT]$65K$65K20.4%
106SPDR Dow Jones Industrial Average ETF (DIA) [sT]$65K$65K20.4%
107RDS.ARoyal Dutch Shell PLC Royal Dutch Shell American Depositary Shares$75K$15K$60K60.3%
10810 (Wells Fargo Financial) JPMORGAN CHASE & CO FIX/FLT JR SbRdNTd PERP MAT CLLB NRA TAXABLE CPN 4.051% DUE 12/29/49$50K$50K10.3%
109Redemption FIFTH THIRD BANCORP FIX TO FLT JR SbRdNTd CALLABLE PERPTL CPN 5.100% DUE 12/31/49$50K$50K10.3%
110CIBRFirst Trust NASDAQ Cybersecurity ETF$50K$50K10.3%
111EFViShares MSCI EAFE Value ETF$50K$50K10.3%
112ISDPGIM High Yield bond Fund, Inc.$50K$50K10.3%
11310 (Wells Fargo Financial) The blackstone group Inc. Class a (bX)$50K$50K10.3%
11453 (Wells Fargo Financial) Home depot, Inc. (Hd)$50K$50K10.3%
115ITOTiShares Core S&P Total U.S. Stock Market ETF$50K$50K10.3%
116MPCMarathon Petroleum Corporation$50K$50K10.3%
117Southern Company (So)$50K$50K10.3%
118FDL53 (Wells Fargo Financial) First Trust Morningstar ETF$215K$165K$50K110.3%
119american Funds Developing: World growth & Income FD [oT]$50K$50K10.3%
120american Mutual Fund Inc Class a [oT]$50K$50K10.3%
121SPG95 (Wells Fargo Financial) Simon Property group, Inc.$80K$30K$50K50.3%
122AAPL ARN ISSUER HSBC CAP 21.60% SV 172.95 DUE 04/26/19$150K$100K$50K30.3%
123ISHARES CORE DIVIDEND GROWTH: ETF$50K$50K10.3%
124Amazon.com, Inc. (AMZN) [sT]$50K$50K10.3%
125ISHARES CORE DIVIDEND GROWTH EXCHANGE TRADED FUND$50K$50K10.3%
126american Mutual Fund Cl a [oT]$50K$50K10.3%
127VANGUARD CONSUMER DISCRETIONARY ETF [oT]$50K$50K10.3%
128HARTFORD GROWTH OPPORTUNITIES FD [oT]$50K$50K10.3%
129sP M81 (Merrill Lynch) MSCI EM ARN ISSUER CIBC CAP 18.78% sV 1,046.71 DUE 08/30/19 [oT]$50K$50K10.3%
130SX5E STEPUP ISSUER CS STEP 30.00% SV 3,579.32 DUE 11/27/20$50K$50K10.3%
131VANGUARD 500 INDEX FUND SHS ETF$50K$50K10.3%
132VANGUARD FTSE DEVELOPED MARKETS ETF$50K$50K10.3%
133sP500 ARN ISSUER CIBC CAP 11.94% sV 2,716.31 DUE 08/30/19 [oT]$50K$50K10.3%
134SX5E STEPUP ISSUER HSBC STEP 30.00%$50K$50K10.3%
135UIT FRIST TRUST EQUITY INCOME PoRTFoLIo SER 54 MONTHLY$50K$50K10.3%
136R2000 STEPUP ISSUER BARC STEP 35.00%$50K$50K10.3%
137R2000 CLIRN ISSUER CIBC CAP 18.04%$50K$50K10.3%
138US BANCORP JR SUBORDNTD SER I GLB VAR% PERPETUAL CALLABLE- MAY AFFECT YIEL$50K$50K10.3%
139sP500 ARN ISSUER BAC CAP 15.42% sV ...$50K$50K10.3%
140SP500 CLIRNS ISSUER BNS CAP 16.40%$50K$50K10.3%
141SP500 C LIRN Issuer barc Cap 12.1$50K$50K10.3%
142Ft Unit 5601 Sabrient bakers Dozen$50K$50K10.3%
143sP E62 (Edward Jones) UIT FIRST TRUST: SER 24 INTL CAP STRENGTH PORT: SEMI ANNUAL REINVESTMENT: SOLICITED: PRosPECTUs ENCLOSED$50K$50K10.3%
144DJIA LIRN Issurer RBC PART 111.30%$50K$50K10.3%
145JPMORGAN FEDERAL MONEY MARKET FUND$95K$50K$45K50.2%
146TRV25 (Wells Fargo Financial) The Travelers Companies, Inc.$75K$30K$45K70.2%
147SYKStryker Corporation$45K$45K30.2%
148Royal Dutch Shell PLC Royal Dutch Shell PLC American Depositary Shares (RDS.b)$60K$15K$45K50.2%
149ZTSZoetis Inc. Class A$45K$45K30.2%
150DEODiageo plc$45K$45K30.2%
151UTXsP M81 (Merrill Lynch) United Technologies Corporation$60K$15K$45K50.2%
152AALAmerican Airlines group, Inc.$50K$15K$35K20.2%
153VZ10 (Wells Fargo Financial) Verizon Communications Inc.$110K$75K$35K100.2%
154DIS10 (Wells Fargo Financial) Walt disney Company$65K$30K$35K40.2%
155TAT&T Inc.$115K$80K$35K60.2%
156sP M81 (Merrill Lynch) Apple Inc. (AAPL) [sT]$50K$15K$35K20.2%
157SPDR DOW JONES INDUST AV ETF TRUST$50K$15K$35K20.2%
158MCDsP M81 (Merrill Lynch) McDonald's Corporation$65K$30K$35K40.2%
159USB10 (Wells Fargo Financial) U.S. bancorp$145K$115K$30K60.2%
160JPMoRgaN FEDERAL MONEY MARKET FUND [oT]$45K$15K$30K40.2%
161XOM69 (Wells Fargo Financial) Exxon Mobil Corporation$75K$45K$30K80.2%
162WM69 (Wells Fargo Financial) Waste Management, Inc.$45K$15K$30K40.2%
163RTNRaytheon Company$60K$30K$30K60.2%
164sP M81 (Merrill Lynch) Intuit Inc. (INTU) [sT]$30K$30K20.2%
165DIASPDR Dow Jones Industrial Average ETF$30K$30K20.2%
166sP M81 (Merrill Lynch) First Trust DJ Internet Index Fund (FDN) [sT]$30K$30K20.2%
167sP M81 (Merrill Lynch) Northrop grumman Corporation (NOC) [sT]$30K$30K20.2%
168FIRST TR EXCHANGE TRADED FD DOW JONES IN [oT]$30K$30K20.2%
169WMTWal-Mart Stores, Inc.$45K$15K$30K40.2%
170INNATE IMMUNOTHERAPEUTIC AUD PAR ORDINARY$30K$30K20.2%
171ORCLOracle Corporation$45K$15K$30K40.2%
172PCLNThe Priceline group Inc.$45K$15K$30K40.2%
173sP M81 (Merrill Lynch) Coca-Cola Company (Ko)$30K$30K20.2%
174sP M81 (Merrill Lynch) Facebook, Inc. - Class A (Fb)$30K$30K20.2%
175BHP billiton plc Sponsored ADR (bbL)$45K$15K$30K40.2%
176CCEsP M81 (Merrill Lynch) Coca-Cola Enterprises, Inc.$30K$30K20.2%
177Procter & gamble Company (Pg)$65K$45K$20K50.1%
178MMM3M Company$50K$30K$20K30.1%
179MSFTMicrosoft Corporation$80K$60K$20K70.1%
180OXYOccidental Petroleum Corporation$50K$30K$20K30.1%
18112/29/49 Principal U.S. Mega-Cap ETF$15K$15K10.1%
182AMERICAN FUNDS THE TAX EXEMPT BOND FUND OF AMERICA$15K$15K10.1%
183VVVanguard Large-Cap ETF$15K$15K10.1%
184american Capital Income [oT]$15K$15K10.1%
185american Fundamental Investors [oT]$15K$15K10.1%
186american growth Fund [oT]$15K$15K10.1%
187american New Perspective Cl a [oT]$15K$15K10.1%
188american Tax-exempt bond Fd [oT]$15K$15K10.1%
189Franklin Rising dividend Cl a [oT]$15K$15K10.1%
19095 (Wells Fargo Financial) SPDR dow Jones Industrial average ETF (dIa)$15K$15K10.1%
191american balanced Fund Class a [oT]$15K$15K10.1%
192IVZInvesco Ltd$30K$15K$15K30.1%
193JPMORGAN FEDERAL MONEY MARKET FUND [oT]$15K$15K10.1%
194ADPAutomatic Data Processing, Inc.$30K$15K$15K30.1%
195BDXbecton, Dickinson and Company$15K$15K10.1%
196JPMORGAN Hign Yield Fund$15K$15K10.1%
197sP M81 (Merrill Lynch) Microsoft Corporation (MSFT) [sT]$15K$15K10.1%
198sP M81 (Merrill Lynch) Zoetis Inc. Class A (ZTS) [sT]$15K$15K10.1%
199JPMorgan Federal Money Market$15K$15K10.1%
200BNSbank Nova Scotia Halifax Pfd 3 Ordinary Shares$45K$30K$15K50.1%
201sP M81 (Merrill Lynch) becton, Dickinson and Company (BDX) [sT]$15K$15K10.1%
202sP M40 (Merrill Lynch) Home Depot, Inc. (HD) [sT]$15K$15K10.1%
203sP M40 (Merrill Lynch) Filing ID #20010775 Johnson & Johnson (JNJ) [sT]$15K$15K10.1%
204sP M81 (Merrill Lynch) JP Morgan Chase & Co. (JPM) [sT]$15K$15K10.1%
205United Technologies Corporation (UTX) [sT]$15K$15K10.1%
206sP M81 (Merrill Lynch) Walt Disney Company (DIS) [sT]$15K$15K10.1%
207sP M40 (Merrill Lynch) Filing ID #20010637 JPMORGAN FEDERAL MONEY MARKET FUND [oT]$15K$15K10.1%
208sP M81 (Merrill Lynch) TJX Companies, Inc. (TJX) [sT]$15K$15K10.1%
209sP M81 (Merrill Lynch) Diageo plc (DEO) [sT]$15K$15K10.1%
210Walt Disney Company (DIS) [sT]$15K$15K10.1%
211CALAMOS STRAT TOT RETURN$15K$15K10.1%
212FIRST TR EXCHANGE TRADED$15K$15K10.1%
213FIRST TR EXCHANGE TRADED FD DOW JONES IN ACTUAL PRICES$15K$15K10.1%
214CAPITAL INCOME BUILDER CL A$15K$15K10.1%
215JPMORGAN HIGH YIELD FUND$15K$15K10.1%
216POWERSHARES QQQ TRUST SE 1$15K$15K10.1%
217CAHCardinal Health, Inc.$30K$15K$15K30.1%
218CECelanese Corporation Celanese Corporation Series A$30K$15K$15K30.1%
219ETREntergy Corporation$30K$15K$15K30.1%
220ICEIntercontinental Exchange Inc.$30K$15K$15K30.1%
221SLBSchlumberger N.V.$15K$15K10.1%
222TWXTime Warner Inc. New$30K$15K$15K30.1%
223COFCapital One Financial Corporation$45K$30K$15K50.1%
224sP M81 (Merrill Lynch) Filing ID #20005270 general Dynamics Corporation (gD)$15K$15K10.1%
225UIT FIRST TRUST DIVERSIFIED INCME & GRWTH PRTFLIO WINTER: 2015 SER MONTHLY REINVESTMENT:$15K$15K10.1%
226sP M81 (Merrill Lynch) Procter & gamble Company (Pg)$30K$15K$15K30.1%
227sP M81 (Merrill Lynch) general Motors Company (gM)$30K$15K$15K30.1%
228ESRXsP M81 (Merrill Lynch) Express scripts Holding Company$15K$15K10.1%
229CERNsP M81 (Merrill Lynch) Cerner Corporation$15K$15K10.1%
230ISHARES MSCI EAFE VALUE ETF$15K$15K10.1%
231sP M81 (Merrill Lynch) Celanese Corporation Celanese$15K$15K10.1%
232ADMsP M81 (Merrill Lynch) Archer-Daniels-Midland Company$15K$15K10.1%
233MNKsP M81 (Merrill Lynch) Mallinckrodt plc ordinary shares$15K$15K10.1%
234sP M81 (Merrill Lynch) sasol Ltd. American Depositary shares (ssL)$15K$15K10.1%
235ADBEsP M81 (Merrill Lynch) Adobe systems Incorporated$15K$15K10.1%
236AKAMsP M81 (Merrill Lynch) Akamai Technologies, Inc.$15K$15K10.1%
237ALXNsP M81 (Merrill Lynch) Alexion Pharmaceuticals, Inc.$15K$15K10.1%
238Cbs Corporation Class b (Cbs)$15K$15K10.1%
239DFSsP M81 (Merrill Lynch) Discover Financial services$15K$15K10.1%
240sP M81 (Merrill Lynch) google Inc. - Class C Capital stock (goog)$15K$15K10.1%
241HCAsP M81 (Merrill Lynch) HCA Holdings, Inc.$30K$15K$15K30.1%
242ILMNsP M81 (Merrill Lynch) Illumina, Inc.$15K$15K10.1%
243MMCsP M81 (Merrill Lynch) Marsh & McLennan Companies, Inc.$15K$15K10.1%
244MLMsP M81 (Merrill Lynch) Martin Marietta Materials, Inc.$15K$15K10.1%
245sP M81 (Merrill Lynch) Michael Kors Holdings Limited ordinary$15K$15K10.1%
246MDLZsP M81 (Merrill Lynch) Mondelez International, Inc. - Class A$15K$15K10.1%
247schlumberger N.V. (sLb)$15K$15K10.1%
248UAsP M81 (Merrill Lynch) Under Armour, Inc. Class A$15K$15K10.1%
249ACTActavis plc ordinary shares$15K$15K10.1%
250SYMCsP M81 (Merrill Lynch) symantec Corporation$15K$15K10.1%
251PNCE62 (Edward Jones) PNC Financial Services group, Inc.$200K$195K$5K90.0%
252V10 (Wells Fargo Financial) Visa Inc.$65K$65K$04
253TJX69 (Wells Fargo Financial) TJX Companies, Inc.$30K$30K$04
25469 (Wells Fargo Financial) BANK NOVA SCOTIA 0% BLS bC CAPPED LEVERagEd INDX RETURN MTY 03/27/20 CPN 0.000% DUE 03/27/20 [oT]$01
25503/27/20 Transfer from WF 95 BANK NOVA SCOTIA 0% BLS bC CAPPED LEVERagEd INDX RETURN MTY 03/27/20 CPN 0.000% DUE 03/27/20 [oT]$01
25603/27/20 Redemption baRCLaYS bK PLC 0% BLS CAPPED LEVERAGE INDEX RETURN NT MTY 02/28/2020 [oT]$01
257baRCLaYS bK PLC 0% BLS CAPPED LEVERAGE INDEX RETURN NT MTY 02/28/2020 CPN 0.000% DUE 02/28/20 [oT]$01
25802/28/20 Transfer from WF 95 boFa FIN LLC 0% BLS LKD To S&P 500 INDEX DUE 04/24/2020 CPN 0.000% DUE 04/24/20 [oT]$01
259from WF 95 boFa FIN LLC 0% BLS LKD To S&P 500 INDEX DUE 04/24/2020 CPN 0.000% DUE 04/24/20 [oT]$01
260HSBC USA INC 0% BLS aUToCaLL LKD EURO STOXX 50 IDX DUE 08/25/2022 CPN 0.000% DUE 08/25/22 dTd 08/31/17 [oT]$01
26108/25/22 dTd 08/31/17 Transfer from WF 95 HSBC USA INC 0% BLS aUToCaLL LKD EURO STOXX 50 IDX DUE 08/25/2022 CPN 0.000% DUE 08/25/22 dTd 08/31/17 [oT]$01
262R2000 CLIRN ISSUER CIBC CAP 16.00% SV 1,417.127 DUE 04/26/19$250K$250K$02
263UNHUnitedHealth group Incorporated Common Stock$60K$60K$08
264R2000 ARN ISSUER RBC CAP 12.75% SV 1,601.669 DUE 03/29/19$100K$100K$02
265R2000 ARN ISSUER SEK CAP 11.55% SV 1,547.107 DUE 02/22/19$50K$50K$02
266SX5E CLIRN ISSUER BOFA CAP 25.90% SV 3,333.96 DUE 02/22/19$100K$100K$02
267sP M81 (Merrill Lynch) Walmart Inc. (WMT) [sT]$15K$15K$02
268simon Property group, Inc. (sPg) [sT]$15K$15K$02
269SP500 ARN ISSUER BOFA CAP 10.00% SV 2,560.40 DUE 12/21/18$200K$200K$04
270SX5E ARN ISSUER BOFA CAP 19.23% SV 3,579.32 DUE 01/25/19$100K$100K$02
271SX5E ARN ISSUER BOFA CAP 19.80% SV 3,333.96 DUE 04/27/18$100K$100K$02
272MOAltria group, Inc.$15K$15K$02
273SX5E ARN ISSUER BOFA CAP 17.70% SV 3,637.20 DUE 12/21/18$50K$50K$02
274MSCI EM ARN ISSUER SEK CAP 17.65% SV 857.45 DUE 01/26/18$100K$100K$02
275SP500 CLIRN ISSUER BAC CAP 14.80% SV 2,075.81 DUE 04/27/18$100K$100K$02
276SX5E STEPUP ISSUER BAC STEP 21.70% SV 3,019.34 DUE 09/29/17$50K$50K$02
277SX5E STEPUP ISSUER HSBC STEP 30.00% SV 3,221.14 DUE 09/28/18$100K$100K$02
278DU PONT E I DE NEMOURS PAY DATE 09/01/2017$01
279Bond Fund of America Cl A$01
280Capital Income Builder Cl A$01
281sP M81 (Merrill Lynch) Washington Mutual Investors Fund CL$01
282Washington Mutual Investors Fund CL$01
283CWEIClayton Williams Energy, Inc.$02
284TMOsP M81 (Merrill Lynch) Thermo Fisher scientific Inc$50K$50K$02
285ABBVAbbVie Inc.$15K$15K$02
286DOXAmdocs Limited - Ordinary Shares$15K$15K$02
287BLKblackRock, Inc.$15K$15K$02
288BSXboston Scientific Corporation$15K$15K$02
289CELGCelgene Corporation$30K$30K$04
290CHTRCharter Communications, Inc. - Class A$15K$15K$02
291CTSHCognizant Technology Solutions Corporation - Class A$15K$15K$02
292CAGConAgra Foods, Inc.$15K$15K$02
293DLPHDelphi Automotive plc Ordinary Shares$15K$15K$02
294DIISYDirect Line Insurance group PLC Unsponsored ADR$15K$15K$02
295LLYEli Lilly and Company$15K$15K$02
296ELEstee Lauder Companies, Inc.$15K$15K$02
297FLRFluor Corporation$15K$15K$02
298HBIHanesbrands Inc.$15K$15K$02
299HONHoneywell International Inc.$15K$15K$02
300IPGInterpublic group of Companies, Inc.$15K$15K$02
301ITVPYITV plc Unsponsored ADR$15K$15K$02
302MDTMedtronic plc. Ordinary Shares$15K$15K$02
303TSLATesla Motors, Inc.$15K$15K$02
304ULTAUlta Salon, Cosmetics & Fragrance, Inc.$15K$15K$02
305UNPUnion Pacific Corporation$30K$30K$04
306WFCWells Fargo & Company$30K$30K$04
307R2000 ARN ISSUER BARC CAP 18.51% SV 1,003.273 DUE 03/31/17$100K$100K$02
308VLOValero Energy Corporation$15K$15K$02
309sP M81 (Merrill Lynch) general Dynamics Corporation (gD)$15K$15K$02
310BIIBbiogen Inc.$30K$30K$04
311LNKDLinkedIn Corporation Class A$15K$15K$02
312DLTRsP M81 (Merrill Lynch) Dollar Tree, Inc.$15K$15K$02
313MCKsP M81 (Merrill Lynch) McKesson Corporation$15K$15K$02
314sP M81 (Merrill Lynch) Eog Resources, Inc. (Eog)$15K$15K$02
315AMTAmerican Tower Corporation$15K$15K$02
316sP M81 (Merrill Lynch) Dollar general Corporation (Dg)$15K$15K$02
317PXsP M81 (Merrill Lynch) Praxair, Inc.$15K$15K$02
318PVHPVH Corp.$15K$15K$02
319EMCEMC Corporation$15K$15K$02
320LVLTsP M81 (Merrill Lynch) Level 3 Communications, Inc.$15K$15K$02
321SNDKsP M81 (Merrill Lynch) sanDisk Corporation$15K$15K$02
322HOTsP M81 (Merrill Lynch) starwood Hotels & Resorts Worldwide, Inc.$15K$15K$02
323HALsP M81 (Merrill Lynch) Halliburton Company$15K$15K$02
324KHCThe Kraft Heinz Company$50K$60K-$10K5
325CVSCVS Health Corporation$50K$60K-$10K5
326UIT First Trust Diversified W115$15K-$15K1
327CVX10 (Wells Fargo Financial) Chevron Corporation$50K$65K-$15K5
328NBL25 (Wells Fargo Financial) Noble Energy Inc.$15K-$15K5
329EFGiShares MSCI EAFE growth ETF$15K-$15K1
330IWMiShares Russell 2000 ETF$15K-$15K1
331CARR69 (Wells Fargo Financial) Carrier global Corporation$15K-$15K1
332OTIS69 (Wells Fargo Financial) otis Worldwide Corporation$15K-$15K1
333diageo plc (dEo)$15K-$15K1
33469 (Wells Fargo Financial) diageo plc (dEo)$15K-$15K1
33525 (Wells Fargo Financial) SPDR dow Jones Industrial average ETF (dIa)$15K-$15K1
33653 (Wells Fargo Financial) SPDR dow Jones Industrial average ETF (dIa)$15K-$15K1
337VEAVanguard FTSE developed Markets ETF$15K-$15K1
338CSQCalamos Strategic Total Return Fund$15K-$15K1
339NEENextEra Energy, Inc.$50K$65K-$15K3
34069 (Wells Fargo Financial) Royal Dutch Shell PLC Royal Dutch Shell PLC american Depositary Shares (RDS.b)$15K-$15K1
341CTVACorteva, Inc.$15K-$15K1
34269 (Wells Fargo Financial) dow Inc. (doW)$15K-$15K1
343Vanguard Total bond Market EFT$15K-$15K1
344Apple Inc. (AAPL) [sT]$15K-$15K1
345sP M81 (Merrill Lynch) Johnson & Johnson (JNJ) [sT]$15K-$15K1
346sP M81 (Merrill Lynch) Pepsico, Inc. (PEP) [sT]$15K$30K-$15K3
347sP M81 (Merrill Lynch) Filing ID #20011085 Northrop grumman Corporation (NOC) [sT]$15K-$15K1
348American Electric Power Company, Inc. (AEP) [sT]$15K-$15K1
349sP M81 (Merrill Lynch) DowDuPont Inc. (DWDP) [sT]$15K-$15K1
350sP M81 (Merrill Lynch) Pfizer, Inc. (PFE) [sT]$15K-$15K1
351Raytheon Company (RTN) [sT]$15K-$15K1
352stryker Corporation (SYK) [sT]$15K-$15K1
353sP M81 (Merrill Lynch) McDonald's Corporation (MCD) [sT]$15K-$15K1
354sP M81 (Merrill Lynch) NextEra Energy, Inc. (NEE) [sT]$15K-$15K1
355sP M81 (Merrill Lynch) Verizon Communications Inc. (VZ) [sT]$15K-$15K1
356sP M81 (Merrill Lynch) Waste Management, Inc. (WM) [sT]$15K-$15K1
357sP M40 (Merrill Lynch) International Business Machines Corporation (IBM) [sT]$15K-$15K1
358sP M81 (Merrill Lynch) PNC Financial services group, Inc. (PNC) [sT]$15K-$15K1
359sP M81 (Merrill Lynch) International Business Machines Corporation (IBM) [sT]$15K-$15K1
360sP M81 (Merrill Lynch) bank Nova scotia Halifax Pfd 3 ordinary shares (bNs) [sT]$15K-$15K1
3613M Company (MMM) [sT]$15K-$15K1
362sP M81 (Merrill Lynch) United Technologies Corporation (UTX) [sT]$15K-$15K1
363sP M81 (Merrill Lynch) Visa Inc. (V) [sT]$15K-$15K1
364Automatic Data Processing, Inc. (ADP) [sT]$15K-$15K1
365NextEra Energy, Inc. (NEE) [sT]$15K-$15K1
366SX5E CLIRN ISSUER CS CAP 25.65% SV 3,444.73 DUE 08/30/19$200K$215K-$15K5
367PMPhilip Morris International Inc$95K$110K-$15K9
368PEPPepsico, Inc.$15K$30K-$15K3
369TRMBTrimble Inc.$30K$45K-$15K5
370CSCOCisco Systems, Inc.$15K$30K-$15K3
371ELGXEndologix, Inc.$15K-$15K1
372u.S. bancorp (uSb)$15K-$15K1
373sP M81 (Merrill Lynch) simon Property group, Inc. (sPg)$15K-$15K1
374schlumberger N.V. (sLb) [sT]$15K-$15K1
375deere & Company (dE)$15K-$15K1
376KMC Inc$15K-$15K1
377SSLSasol Ltd. American Depositary Shares$15K-$15K1
378AGNAllergan plc Ordinary Shares$15K$30K-$15K3
379GOOGAlphabet Inc. - Class C Capital Stock$15K-$15K1
380AMXAmerica Movil, S.A.b. de C.V. American Depository Receipt Series L$15K-$15K1
381AMPAmeriprise Financial, Inc.$15K$30K-$15K3
382AMEAMETEK, Inc.$15K-$15K1
383APHAmphenol Corporation$15K-$15K1
384AONAon plc Class A Ordinary Shares$15K-$15K1
385ATHNathenahealth, Inc.$15K-$15K1
386AEXAYAtos Origin SA Unsponsored ADR$15K-$15K1
387ANZBYAustralia and New Zealand banking group Limited$15K-$15K1
388AXAHYAXA SA Sponsored ADR$15K-$15K1
389BAESYBAE SYSTEMS plc Sponsored ADR$15K-$15K1
390BMRNbioMarin Pharmaceutical Inc.$15K-$15K1
391BHKLYBOC Hong Kong$15K-$15K1
392AVGObroadcom Limited - Ordinary Shares$15K-$15K1
393broadridge Financial Solutions, Inc.$15K-$15K1
394CACA Inc.$15K-$15K1
395CDNSCadence Design Systems, Inc.$15K-$15K1
396CRICarter's, Inc.$15K-$15K1
397CBSCBS Corporation Class b$15K-$15K1
398CNCCentene Corporation$15K-$15K1
399CFCF Industries Holdings, Inc.$15K-$15K1
400CICHYChina Construction bank Corporation Unsponsored ADR representing H shares$15K-$15K1
401CHLChina Mobile Limited$15K-$15K1
402CMPRCimpress N.V - Ordinary Shares$15K-$15K1
403CCitigroup, Inc.$15K-$15K1
404CTXSCitrix Systems, Inc.$15K-$15K1
405CMCSAComcast Corporation - Class A$15K-$15K1
406CSGPCoStar group, Inc.$15K-$15K1
407CCICrown Castle International Corp.$15K-$15K1
408XRAYDENTSPLY SIRONA Inc.$15K-$15K1
409DLAKYDeutsche Lufthansa A g Sponsored ADR$15K-$15K1
410DNKNDunkin' brands group, Inc.$15K-$15K1
411ETNEaton Corporation, PLC Ordinary Shares$15K-$15K1
412ENLAYEnel Societa Per Azioni Unsponsored ADR$15K-$15K1
413ERICEricsson - ADS each representing 1 underlying Class b share$15K-$15K1
414EXPDExpeditors International of Washington, Inc.$15K-$15K1
415Facebook, Inc. - Class A (Fb)$15K-$15K1
416FISFidelity National Information Services, Inc.$15K-$15K1
417FITBFifth Third bancorp$15K-$15K1
418FLEXFlex Ltd. - Ordinary Shares$15K-$15K1
419FTVFortive Corporation$15K-$15K1
420ITgartner, Inc.$15K-$15K1
421general Dynamics Corporation (gD)$15K-$15K1
422general Motors Company (gM)$15K-$15K1
423GILgildan Activewear, Inc. Class A Sub. Vot.$15K-$15K1
424HIGHartford Financial Services group, Inc.$15K-$15K1
425HSICHenry Schein, Inc.$15K-$15K1
426ITYBYImperial Tobacco group plc Sponsored ADR$15K-$15K1
427IPInternational Paper Company$15K-$15K1
428ISUZYIsuzu Motors Ltd Ord American Depositary Shares$15K-$15K1
429JKHYJack Henry & Associates, Inc.$15K-$15K1
430KDDIYKDDI Corporation Unsponsored ADR$15K-$15K1
431KKellogg Company$15K-$15K1
432KLACKLA-Tencor Corporation$15K-$15K1
433KEPKorea Electric Power Corporation$15K-$15K1
434LAMRLamar Advertising Company - Class A$15K-$15K1
435LPLALPL Financial Holdings Inc.$15K-$15K1
436LUKOYLukoil Co Sponsored ADR$15K-$15K1
437MGAMagna International, Inc.$15K-$15K1
438MATMattel, Inc.$15K$30K-$15K3
439MDVNMedivation, Inc.$15K-$15K1
440TAPMolson Coors brewing Company Class b$15K-$15K1
441MSCIMSCI Inc$15K-$15K1
442NICENICE Ltd - American Depositary Shares each representing one Ordinary Share$15K-$15K1
443NTTNippon Telegraph and Telephone Corporation$15K-$15K1
444NRBAYNordea bank Ab Sponsored ADR$15K-$15K1
445OMCOmnicom group Inc.$15K-$15K1
446ONON Semiconductor Corporation$15K-$15K1
447OTEXOpen Text Corporation - Common Shares$15K-$15K1
448PAYXPaychex, Inc.$15K-$15K1
449PKIPerkinElmer, Inc.$15K-$15K1
450PSMMYPersimmon Plc Unsponsored ADR$15K-$15K1
451PXDPioneer Natural Resources Company$15K-$15K1
452PGRProgressive Corporation$15K-$15K1
453PEGPublic Service Enterprise group Incorporated$15K-$15K1
454DGXQuest Diagnostics Incorporated$15K-$15K1
455RXNRexnord Corporation$15K-$15K1
456RBARitchie bros. Auctioneers Incorporated$15K-$15K1
457ROPRoper Technologies, Inc.$15K-$15K1
458RYAAYRyanair Holdings plc - American Depositary Shares, each representing five Ordinary Shares$15K-$15K1
459RRyder System, Inc.$15K-$15K1
460CRMSalesforce.com Inc$15K-$15K1
461SNYSanofi American Depositary Shares$15K-$15K1
462SEESealed Air Corporation$15K-$15K1
463Sensata Technologies Holding N.V.$15K-$15K1
464SMFKYSmurfit Kappa group Plc American Depositary Shares$15K-$15K1
465SSNCSS&C Technologies Holdings, Inc.$15K-$15K1
466STESTERIS plc Ordinary Shares$15K-$15K1
467SYFSynchrony Financial$15K-$15K1
468TDHOYT&D Holdings Inc Tokyo Unsponsored ADR$15K-$15K1
469TSMTaiwan Semiconductor Manufacturing Company Ltd.$15K-$15K1
470AMTDTD Ameritrade Holding Corporation$15K-$15K1
471TELTE Connectivity Ltd. New Switzerland Registered Shares$15K-$15K1
472TFXTeleflex Incorporated$15K-$15K1
473TELNYTelenor ASA American Depositary Shares$15K-$15K1
474TXNTexas Instruments Incorporated$15K-$15K1
475TDToronto Dominion bank$15K-$15K1
476TOTTotal S.A.$30K$45K-$15K5
477TDGTransdigm group Incorporated Transdigm group Inc.$15K-$15K1
478UOVEYUnited Overseas bk Singapore American Depositary Shares$15K-$15K1
479VARVarian Medical Systems, Inc.$15K-$15K1
480VRSKVerisk Analytics, Inc.$15K-$15K1
481VRTXVertex Pharmaceuticals Incorporated$15K-$15K1
482VMCVulcan Materials Company$15K-$15K1
483WATWaters Corporation$15K-$15K1
484WEXWEX Inc. common stock$15K-$15K1
485WDAYWorkday, Inc.$15K-$15K1
486WPP plc - American Depositary Shares$15K-$15K1
487XLNXXilinx, Inc.$15K-$15K1
488SOMMYSumitomo Chemical Co Ltd Unsponsored ADR$15K-$15K1
489IBNICICI bank Limited$15K-$15K1
490SWKSSkyworks Solutions, Inc.$15K-$15K1
491MsP M81 (Merrill Lynch) Macy's Inc$15K$30K-$15K3
492BKJAYsP M81 (Merrill Lynch) bank Yokohama Ltd Japan American Depositary shares$15K-$15K1
493NKEsP M81 (Merrill Lynch) Nike, Inc.$15K$30K-$15K3
494REGNRegeneron Pharmaceuticals, Inc.$15K$30K-$15K3
495PCPPrecision Castparts Corporation$15K-$15K2
496FDXFedEx Corporation$15K$30K-$15K3
497CMICummins Inc.$30K$45K-$15K5
498REINVESTMENT: UIT FIRST TRUST: SER 24 INTL CAP STRENGTH PORT: SEMI ANNUAL REINVESTMENT: SOLICITED: PRosPECTUs ENCLOSED$15K-$15K1
499SLHSolera Holdings, Inc. Solera Holdings, Inc.$15K-$15K1
500BAXsP M81 (Merrill Lynch) baxter International Inc.$30K$45K-$15K5
501Eog Resources, Inc. (Eog)$15K-$15K1
502TYCTyco International plc$15K$30K-$15K3
503KMIKinder Morgan, Inc.$15K$30K-$15K3
504NSCsP M40 (Merrill Lynch) Norfolk southern Corporation$15K-$15K1
505ANTMsP M81 (Merrill Lynch) Anthem, Inc.$15K-$15K1
506sP M81 (Merrill Lynch) glaxosmithKline PLC (gsK)$15K-$15K1
507FCXsP M81 (Merrill Lynch) Filing ID #20003001 Freeport-McMoRan, Inc.$15K$30K-$15K3
508PRGOsP M81 (Merrill Lynch) Perrigo Company plc ordinary shares$15K$30K-$15K3
509AAsP M81 (Merrill Lynch) Alcoa Inc.$15K-$15K1
510BABAsP M81 (Merrill Lynch) Alibaba group Holding Limited American Depositary shares each representing one ordinary share$15K-$15K1
511CMAsP M81 (Merrill Lynch) Comerica Incorporated$15K-$15K1
512sP M81 (Merrill Lynch) goldcorp Inc. (gg)$15K-$15K1
513RLsP M81 (Merrill Lynch) Ralph Lauren Corporation$15K-$15K1
514RRCsP M81 (Merrill Lynch) Range Resources Corporation$15K-$15K1
515SBUXsP M81 (Merrill Lynch) starbucks Corporation$15K-$15K1
516TGTsP M81 (Merrill Lynch) Target Corporation$15K-$15K1
517FOXAsP M81 (Merrill Lynch) Twenty-First Century Fox, Inc. - Class A$15K-$15K1
518VMWsP M81 (Merrill Lynch) Vmware, Inc. Common stock, Class A$15K-$15K1
519sP M81 (Merrill Lynch) stratasys, Ltd. (ssYs)$15K-$15K1
520LYBsP M81 (Merrill Lynch) Lyondellbasell Industries NV ordinary shares Class A$15K-$15K1
521APAsP M81 (Merrill Lynch) Apache Corporation$15K-$15K1
522sP M81 (Merrill Lynch) unilever NV (uN)$15K-$15K1
523LHsP M81 (Merrill Lynch) Laboratory Corporation of America Holdings$15K-$15K1
524FDNFirst Trust DJ Internet Index Fund$130K$150K-$20K8
525ACNaccenture plc Class a ordinary Shares$60K$80K-$20K7
526KOCoca-Cola Company$45K$65K-$20K5
527DD69 (Wells Fargo Financial) DuPont de Nemours, Inc.$50K$75K-$25K6
528HDHome Depot, Inc.$15K$45K-$30K4
529sP M81 (Merrill Lynch) Exxon Mobil Corporation (XOM) [sT]$30K-$30K2
530The Travelers Companies, Inc. (TRV) [sT]$30K-$30K2
531Northrop grumman Corporation (NOC) [sT]$30K-$30K2
532INTCIntel Corporation$15K$45K-$30K4
533BHFbrighthouse Financial, Inc.$30K-$30K2
534IBMInternational business Machines Corporation$45K$75K-$30K8
535sP M81 (Merrill Lynch) general Electric Company (gE)$30K-$30K2
536DHRDanaher Corporation$30K-$30K2
537SHWSherwin-Williams Company$30K-$30K2
538BMYbristol-Myers Squibb Company$30K-$30K2
539GILDgilead Sciences, Inc.$30K-$30K2
540BBLBHP Billiton plc Sponsored ADR$30K-$30K2
541BXLTbaxalta Incorporated$30K-$30K2
542ASMLsP M81 (Merrill Lynch) ASML Holding N.V. - ADS represents 1 ordinary share$30K-$30K2
543CITsP M81 (Merrill Lynch) CIT group Inc$30K-$30K2
544IDXXsP M81 (Merrill Lynch) IDEXX Laboratories, Inc.$30K-$30K2
545ADSsP M81 (Merrill Lynch) Alliance Data systems Corporation$30K-$30K2
546LMTsP M81 lockheed Martin Corporation$30K-$30K2
547METMetLife, Inc.$65K$105K-$40K9
548JPM69 (Wells Fargo Financial) JP Morgan Chase & Co.$145K$190K-$45K13
549COSTCostco Wholesale Corporation$45K-$45K3
550DOWDow Chemical Company$15K$60K-$45K5
551SPLKSplunk Inc.$45K-$45K3
552COPConocoPhillips$45K-$45K3
553LUVE57 (Edward Jones) Southwest Airlines Company$50K$100K-$50K3
554The blackstone group Inc. Class A (bX)$50K-$50K1
55569 (Wells Fargo Financial) BANK NOVA SCOTIA 0% 1Y: LKD EURO STOXX 50 INDEX DUE 09/24/2020 CPN 0.000% DUE 09/24/20$50K-$50K1
556AXPE62 (Edward Jones) American Express Company$45K$95K-$50K7
557RTX69 (Wells Fargo Financial) Raytheon Technologies Corporation$50K-$50K1
558INFRLegg Mason global Infrastructure ETF$50K-$50K1
55910 (Wells Fargo Financial) becton, dickinson and Company (bdX)$50K-$50K1
560boFa FIN LLC 0% 1Y: LKD To S&P 500 INDEX DUE 04/24/2020 CPN 0.000% DUE 04/24/20 [oT]$50K-$50K1
56108/25/22 dTd 08/31/17 Transfer to WF 10 HSBC USA INC 0% EDP NTS LKD To EURO STOXX 50 INDEX MTY 03/27/20 CPN 0.000% DUE 03/27/20 [oT]$50K-$50K1
562CREDIT SUISSE ag 0% EDP LKD EURO STOXX 50 INDEX DUE 11/27/2020 CPN 0.000% DUE 11/27/20 [oT]$50K-$50K1
563BANK NOVA SCOTIA 0% 1Y: ACCL RTRN LKD RUSSELL 2000 IDX MTY 08/30/19 [oT]$50K-$50K1
564CaNadIaN IMPERIAL BKEDP 0% COMM ToRoNTo BRH LKD MSCI EMRGNG DUE 08/30/19 [oT]$50K-$50K1
565SX5E STEPUP ISSUER HSBC STEP 30.00% SV 3,331.25 DUE 03/25/21$150K$200K-$50K4
566VCRVanguard Consumer Discretion ETF$50K-$50K1
567Invesco American Franchise Fund$50K-$50K1
568R2000 CLIRN ISSUER CIBC CAP 18.04% SV 1,237.751 DUE 09/28/18$50K-$50K1
569GEGeneral Electric Company$50K-$50K1
570ISHARES MSCI EAFE ETF [oT]$50K-$50K1
571RIO GRANDE CITY TEX CONS ISD ULTD b PSF GTD OID OCT15 03.500%AUG15 2037$50K-$50K1
572SP500 STEPUP ISSUER HSBC STEP 35.00% SV 2,296.68 DUE 01/27/23$50K-$50K1
573BACbank of America Corporation$50K-$50K1
574SP500 CLIRNS ISSUER BNS CAP 16.40% SV 2,038.97 DUE 12/22/17$50K-$50K1
575SX5E LIRN ISSUER HSBC PART 118.00% SV 3,669.79 DUE 03/27/20$50K-$50K1
576SX5E STEPUP ISSUER HSBC STEP 30.00% SV 3,280.78 DUE 08/31/18$50K-$50K1
577Wimberley Tex ISD school Bonds$50K-$50K1
578R2000 CLIRNS ISSUER CIBC CAP 20.40%$50K-$50K1
579SP500 ARN ISSUER BAC CAP 15.42% SV 1,951.70 DUE 04/28/17$50K-$50K1
580WELLS FARGO & COMPANY JR SUBORDNTD SER K GLB VAR% PERPETUAL CALLABLE$50K-$50K1
581WELLS FARGO & COMPANY JR$50K-$50K1
582sP M81 (Merrill Lynch) DJIA LIRN ISSUER RBC PART 111.30% sV 16,846.1 DUE 06/28/19$50K-$50K1
583sP M81 (Merrill Lynch) UIT FIRST TRUST SER 24 INTL CAP STRENGTH PORT$50K-$50K1
584US BANCORP JR SUBORDNTD$50K-$50K1
585WELLS FARGO & COMPANY JR SUBORDNTD SER$50K-$50K1
586SP500 CLIRN ISSUER BARC CAP 12.16% SV 1,965.99 DUE 09/30/16$50K-$50K1
587R2000 STEPUP ISSUER Db STEP 30.00% SV 1,031.58 DUE 02/25/19$100K$150K-$50K4
588WJRYYWest Japan Railway Co Unsponsored ADR$50K-$50K1
589R2000 STEPUP ISSUER HSBC STEP 25.00% SV1,137.686 DUE 12/21/18$50K$100K-$50K2
590TEVATeva Pharmaceutical Industries Limited American Depositary Shares$60K-$60K4
591Coca-Cola Company (Ko)$65K-$65K2
592FFord Motor Company$75K-$75K5
593INTU25 (Wells Fargo Financial) Intuit Inc.$80K-$80K3
594NOCRedemption Northrop grumman Corporation$45K$125K-$80K9
595DDominion Energy, Inc.$15K$105K-$90K8
59669 (Wells Fargo Financial) Filing Id #20017070 Home depot, Inc. (Hd)$100K-$100K1
597UIT FIRST TRUST DIVERSIFIED INCOME & GROWTH PORT SER 2015 [oT]$100K-$100K1
59810 (Wells Fargo Financial) boFa FIN LLC 0% 1Y: LKD To S&P 500 INDEX DUE 04/24/2020 CPN 0.000% DUE 04/24/20 [oT]$100K-$100K1
59903/27/20 Transfer to WF 10 Filing Id #20016346 BANK NOVA SCOTIA 0% EDP bC CAPPED LEVERagEd INDX RETURN MTY 03/27/20 CPN 0.000% DUE 03/27/20 [oT]$100K-$100K1
600BANK NOVA SCOTIA 0% 1Y: b C LKD S&P 500 MTY 01/31/2020 CPN 0.000% DUE 01/31/20 [oT]$100K-$100K1
601BANK NOVA SCOTIA b 0EDP C ACLRTD RTRN NT LKD S&P 500 IDX DUE 12/20/2019 CPN 0.000% [oT]$100K-$100K1
602CREDIT SUISSE ag 0% EDP LONDON BRH LKD To EURO STOXX 50 INDEX 1/30/2020 CPN 0.000% DUE 11/30/20 [oT]$100K-$100K1
603sP M81 (Merrill Lynch) R2000 STEPUP ISSUER BARC STEP 35.00% sV 1,488.786 DUE 09/30/22 [oT]$100K-$100K1
60469 (Wells Fargo Financial) boFa FIN LLC 0% EDP LKD To S&P 500 INDEX DUE 09/27/2019 CPN 0.000% DUE 09/27/19 [oT]$100K-$100K1
605Redemption boFa FIN LLC 0% EDP STEP UP NOT LKD To EURO STOXX 50 DUE 09/27/2019 [oT]$100K-$100K1
606HaRTFoRd FORTIS FUNDS ௭* GRWTH OPPTYS [oT]$100K-$100K1
607Redemption CaNadIaN IMPRL bK 0%EDP COMM TRNT BRH RTN NT LKD S&P500 IDX DUE08/30/2019 [oT]$100K-$100K1
608SP E62 (Edward Jones) FIN BASKET ARN ISS boFa CAP 18.06% [oT]$100K-$100K1
609boFa FIN LLC 0% EDP MKT LKD STP NTS LKD EURO STOXX 50 INDX 05/31/2019 CPN 0.000% DUE 05/31/19 [oT]$100K-$100K1
610sP M81 (Merrill Lynch) R2000 ARN ISSUER HSBC CAP 12.75% sV 1,518.89 DUE 01/24/19 [oT]$100K-$100K1
611sP M81 (Merrill Lynch) SX5E STEPUP ISSUER BAC STEP 27.90% sV 3,044.33 DUE 11/26/18 [oT]$100K-$100K1
612sP M40 (Merrill Lynch) SPX/SX5E STEPUP Iss HSBC STEP 22.80% sV 100.00 DUE 11/23/18 [oT]$100K-$100K1
613SX5E STEPUP ISSUER BOFA STEP 15.20% sV 3,521.76 DUE 07/25/19 [oT]$100K-$100K1
614sP M40 (Merrill Lynch) SX5E STEPUP ISSUER BNS STEP 30.00% sV 3,563.64 DUE 09/24/20 [oT]$100K-$100K1
615SP500 ARN ISSUER BOFA CAP 10.00% SV 2,415.07 DUE 07/27/18 [oT]$100K-$100K1
616gENERaTIoN PK MGMT DIST TEX ULTD TAX RD a OID APR16 03.750%SEP01 2036 [oT]$100K-$100K1
617sP500 CLIRN ISSUER BAC CAP 15.36% sV 2,097.90 DUE 06/29/18 [oT]$100K-$100K1
618R2000 CLIRNS ISSUER CIBC CAP 20.40% SV 1,075.699 DUE 03/28/18$150K$250K-$100K3
619R2000 STEPUP ISSUER BARC STEP 35.00% SV 1,375.595 DUE 01/28/22$100K-$100K1
620DAVIS NY VENTURE FD CL C$100K-$100K1
621ARLINGTON TEX HIGHER ED FIN CORP ED REV REV A JUL16 05.000%DEC01 2051$100K-$100K1
622R2000 ARN ISSUER SEK CAP 14.28% SV 1,217.325 DUE 09/29/17$100K-$100K1
623R2000 CLIRN ISSUER CIBC CAP 18.18%$100K-$100K1
624GOLDMAN SACHS CAPITAL II - VAR% PERPETUAL$100K-$100K2
625INDU BUF CAP PART NTS CAP 66.45% sV 17,900.10 DUE 12/27/19 BUF 30.00%$100K-$100K1
626SP500 bEaRaRN ISS BARC CAP 13.5% SV 2090.10 DUE 07/28/17$100K-$100K1
627TEXAS ST TRANSN COMMN-HWY IMPT MAY16 05.000%APR01 2041$100K-$100K1
628sP M81 (Merrill Lynch) R2000 CLIRN ISSUER Cs CAP 14.10% sV...$100K-$100K1
629sP500 ARN ISSUER BAC CAP 11.16% sV ...$100K-$100K1
630FT Unit 5221 Sabrient Sale Price$100K-$100K1
631SP500 ARN Issuer bac Cap 10.65%$100K-$100K1
632UIT VAN KAMPEN UNIT 967 s&P$100K-$100K1
633DN BMO HARRIS BANK NA CALLABLE CD FEB 20 2029 CURRENT COUPON 3.00$100K-$100K1
634R2000 ARN ISSUER SEK CAP 14.37%$115K-$115K2
635SP500 CLIRN ISSUER BAC CAP 16.60% SV 2,036.71 DUE 03/28/18$150K-$150K2
636baRCLaYS bK PLC 0% BLS CAPPED LEVERAGE INDEX RETURN NT MTY 02/28/2020 [oT]$200K-$200K2
637R2000 ARN ISSUER SEK CAP 13.83%$200K-$200K2
638FT UNIT 5221 SABRIENT BAKERS DOZEN$200K-$200K2
639Dallas Co TX Util 5.000% 02/15/2024$200K-$200K2
640FT divers Income & growth Fall 15$250K-$250K1
641UIT INVESCO UNIT TRS CENT EQUITY TR DIVERSFED SER 2016- [oT]$250K-$250K1
642boFa FIN LLC 0% 1Y: ACCELERATED RETURN NTS LKD To S&P MTY 01/31/20 CPN 0.000% DUE 01/31/20 [oT]$250K-$250K1
643sP M81 (Merrill Lynch) R2000 CLIRN ISSUER BAC CAP 17.92% sV 1,334.341 DUE 11/21/18 [oT]$250K-$250K1
644sP M81 (Merrill Lynch) sP500 ARN ISSUER BOFA CAP 10.00% sV 2,388.77 DUE 06/29/18 [oT]$250K-$250K1
645SX5E CLIRN ISSUER BAC CAP 24.90% [oT]$250K-$250K1
646SP500 STEPUP ISSUER HSBC STEP 35.00% SV 2,296.68$250K-$250K1
647UIT FIRST TRUST GLOBAL DIVID PORT SER 42 MONTHLY REINVEST$250K-$250K1
648SP500 STEPUP ISSUER BNS STEP 16.30%$250K-$250K1
649SP500 CLIRN ISSUER RBC CAP 12.02% SV 1,994.65 DUE 10/28/16 BUF 10.00%$250K-$250K1
650sP M81 (Merrill Lynch) UIT FIRST TRUST MKT STRENGTH: ALLOCATION SELECT SER 13: PORT SEMI ANNUAL REINVEST: FINAL PRINCIPAL PAYMENT: oN 13467 UNITS$250K-$250K1
651sP M81 (Merrill Lynch) UIT First Trust series 21 Cap strength$250K-$250K1
652sP M81 (Merrill Lynch) FIRST TRUST gLobAL DIVIDEND MONTHLY REINVESTMENT SERIES NUMBER 33$250K-$250K1
653SP500 CLIRN ISSUER CS CAP 19.85%$300K-$300K2
654FT UNIT 5935 SABRIENT BAKERS DOZEN ...$300K-$300K4
655Ft Unit 5601 Sabrient bakers Dozen Port 2015$300K-$300K4
656SP500 CLIRN ISSUER BAC CAP 14.04% SV 2,089.41 DUE 10/27/17$100K$500K-$400K4
657SX5E LIRN ISSUER RBC PART 145.50% S...$450K-$450K4
658SP500 CLIRN ISSUER BAC CAP 14.54% SV 1,987.66 DUE 08/25/17$550K-$550K3