| 1 | 2017-03-01 | VCIT | Vanguard Intermediate-Term Corporate Bond ETF | Sale | JT | $1,001 - $15,000 | 20006832 | |
| 2 | 2016-10-28 | AMZN | Amazon.com, Inc. | Purchase | Self | $15,001 - $50,000 | 20006116 | |
| 3 | 2016-10-28 | BRK.B | 2259-5364 Berkshire Hathaway Inc. New | Sale | Self | $1,001 - $15,000 | 20006116 | |
| 4 | 2016-08-30 | DIA | SPDR Dow Jones Industrial Average ETF | Sale | JT | $15,001 - $50,000 | 20005897 | |
| 5 | 2016-07-01 | — | LB, LLC- Edgewood in the Pines golf Course | Sale | Self | $1,001 - $15,000 | 20005897 | |
| 6 | 2016-03-07 | — | AllianceBernstein Short Duration government Bond | Exchange | Self | $1,001 - $15,000 | 20005220 | |
| 7 | 2016-03-07 | — | AllianceBernstein Short Duration government Bond | Exchange | Self | $1,001 - $15,000 | 20005220 | |
| 8 | 2016-03-07 | — | AllianceBernstein Short Duration government Bond | Exchange | SP | $1,001 - $15,000 | 20005220 | |
| 9 | 2016-03-07 | — | AXA 2000 Managed Volatility | Exchange | SP | $1,001 - $15,000 | 20005220 | |
| 10 | 2016-03-07 | — | AXA 2000 Managed Volatility | Exchange | Self | $1,001 - $15,000 | 20005220 | |
| 11 | 2016-03-07 | — | AXA 2000 Managed Volatility | Exchange | Self | $1,001 - $15,000 | 20005220 | |
| 12 | 2016-03-07 | — | AXA 400 Managed Volatility | Exchange | Self | $1,001 - $15,000 | 20005220 | |
| 13 | 2016-03-07 | — | AXA 400 Managed Volatility | Exchange | Self | $1,001 - $15,000 | 20005220 | |
| 14 | 2016-03-07 | — | AXA 400 Managed Volatility | Exchange | SP | $1,001 - $15,000 | 20005220 | |
| 15 | 2016-03-07 | — | AXA 500 Managed Volatility | Exchange | SP | $15,001 - $50,000 | 20005220 | |
| 16 | 2016-03-07 | — | AXA 500 Managed Volatility | Exchange | Self | $15,001 - $50,000 | 20005220 | |
| 17 | 2016-03-07 | — | AXA 500 Managed Volatility | Exchange | Self | $15,001 - $50,000 | 20005220 | |
| 18 | 2016-03-07 | — | AXA International Managed Volatility | Exchange | Self | $1,001 - $15,000 | 20005220 | |
| 19 | 2016-03-07 | — | AXA International Managed Volatility | Exchange | Self | $1,001 - $15,000 | 20005220 | |
| 20 | 2016-03-07 | — | AXA International Managed Volatility | Exchange | SP | $1,001 - $15,000 | 20005220 | |
| 21 | 2016-03-07 | — | Core Bond Index | Exchange | Self | $1,001 - $15,000 | 20005220 | |
| 22 | 2016-03-07 | — | Core Bond Index | Exchange | Self | $1,001 - $15,000 | 20005220 | |
| 23 | 2016-03-07 | — | Core Bond Index | Exchange | SP | $1,001 - $15,000 | 20005220 | |
| 24 | 2016-03-07 | — | Intermediate government Bond | Exchange | Self | $15,001 - $50,000 | 20005220 | |
| 25 | 2016-03-07 | — | Intermediate government Bond | Exchange | Self | $50,001 - $100,000 | 20005220 | |
| 26 | 2016-03-07 | — | Intermediate government Bond | Exchange | SP | $50,001 - $100,000 | 20005220 | |
| 27 | 2016-02-18 | CWGL | Crimson Wine group Ltd. | Sale | JT | $1,001 - $15,000 | 20004642 | |
| 28 | 2016-02-18 | LUK | Leucadia National Corporation | Sale | JT | $1,001 - $15,000 | 20004642 | |
| 29 | 2016-02-18 | QQQ | PowerShares QQQ Trust, Series 1 | Sale | JT | $1,001 - $15,000 | 20004642 | |
| 30 | 2016-02-18 | SDY | SPDR S&P dividend ETF | Sale | JT | $1,001 - $15,000 | 20004642 | |
| 31 | 2016-02-18 | VYM | Vanguard High dividend Yield ETF - DNQ | Sale | JT | $1,001 - $15,000 | 20004642 | |
| 32 | 2016-02-18 | VCIT | Vanguard Intermediate-Term Corporate Bond ETF | Purchase | JT | $1,001 - $15,000 | 20004642 | |
| 33 | 2016-02-18 | MGK | Vanguard Mega Cap growth ETF | Purchase | JT | $1,001 - $15,000 | 20004642 | |
| 34 | 2016-02-18 | — | Vanguard Mid-Cap ETF - DNQ (Vo) | Sale | JT | $1,001 - $15,000 | 20004642 | |
| 35 | 2016-02-18 | VCSH | Vanguard Short-Term Corporate Bond ETF | Purchase | JT | $1,001 - $15,000 | 20004642 | |
| 36 | 2016-02-18 | VB | Vanguard Small-Cap ETF - DNQ | Sale | JT | $1,001 - $15,000 | 20004642 | |
| 37 | 2016-02-18 | VXUS | Vanguard Total International Stock ETF | Purchase | JT | $1,001 - $15,000 | 20004642 | |
| 38 | 2016-02-16 | — | AXA 2000 Managed Volatility Portfolio | Sale | SP | $1,001 - $15,000 | 20004720 | |
| 39 | 2016-02-16 | — | AXA 400 Managed Volatility Portfolio | Sale | SP | $1,001 - $15,000 | 20004720 | |
| 40 | 2016-02-16 | — | AXA 500 Managed Volatility Portfolio | Sale | SP | $1,001 - $15,000 | 20004720 | |
| 41 | 2016-02-16 | — | AXA International Managed Volatility Portfolio | Sale | SP | $1,001 - $15,000 | 20004720 | |
| 42 | 2016-02-16 | — | Intermediate government Bond Portfolio | Purchase | SP | $1,001 - $15,000 | 20004720 | |
| 43 | 2016-02-10 | — | Vanguard Mid-Cap ETF - DNQ (Vo) | Purchase | JT | $1,001 - $15,000 | 20004642 | |
| 44 | 2016-02-10 | VB | Vanguard Small-Cap ETF - DNQ | Purchase | JT | $1,001 - $15,000 | 20004642 | |
| 45 | 2016-02-08 | — | AXA 2000 Managed Volatility Portfolio | Sale | Self | $1,001 - $15,000 | 20004720 | |
| 46 | 2016-02-08 | — | AXA 2000 Managed Volatility Portfolio | Sale | Self | $15,001 - $50,000 | 20004720 | |
| 47 | 2016-02-08 | — | AXA 400 Managed Volatility Portfolio | Sale | Self | $1,001 - $15,000 | 20004720 | |
| 48 | 2016-02-08 | — | AXA 400 Managed Volatility Portfolio | Sale | Self | $1,001 - $15,000 | 20004720 | |
| 49 | 2016-02-08 | — | AXA 500 Managed Volatility Portfolio | Sale | Self | $15,001 - $50,000 | 20004720 | |
| 50 | 2016-02-08 | — | AXA 500 Managed Volatility Portfolio | Sale | Self | $15,001 - $50,000 | 20004720 | |
| 51 | 2016-02-08 | — | AXA International Managed Volatility | Sale | Self | $1,001 - $15,000 | 20004720 | |
| 52 | 2016-02-08 | — | AXA International Managed Volatility Portfolio | Sale | Self | $1,001 - $15,000 | 20004720 | |
| 53 | 2016-02-08 | — | Intermediate government Bond Portfolio | Purchase | Self | $50,001 - $100,000 | 20004720 | |
| 54 | 2016-02-08 | — | Intermediate government Bond Portfolio | Purchase | Self | $15,001 - $50,000 | 20004720 | |
| 55 | 2016-01-29 | AAPL | Apple Inc. | Sale | JT | $1,001 - $15,000 | 20004487 | |
| 56 | 2016-01-29 | CL | Colgate-Palmolive Company | Sale | JT | $1,001 - $15,000 | 20004487 | |
| 57 | 2016-01-29 | TDIV | First Trust Exchange-Traded Fund VI First Trust NASDAQ Technology dividend Index Fund | Sale | SP | $1,001 - $15,000 | 20004487 | |
| 58 | 2016-01-29 | TDIV | 5494 First Trust Exchange-Traded Fund VI First Trust NASDAQ Technology dividend Index Fund | Sale | Self | $15,001 - $50,000 | 20004487 | |
| 59 | 2016-01-29 | — | Home depot, Inc. (Hd) | Sale | JT | $15,001 - $50,000 | 20004487 | |
| 60 | 2016-01-29 | PKW | American Enterprise 7802 PowerShares Buyback Achievers | Sale | Self | $1,001 - $15,000 | 20004487 | |
| 61 | 2016-01-29 | QQQ | 3851 PowerShares QQQ Trust, Series 1 | Purchase | Self | $1,001 - $15,000 | 20004487 | |
| 62 | 2016-01-29 | RWL | RevenueShares Large Cap | Sale | JT | $1,001 - $15,000 | 20004487 | |
| 63 | 2016-01-29 | RWL | American Enterprise 7802 RevenueShares Large Cap | Sale | Self | $15,001 - $50,000 | 20004487 | |
| 64 | 2016-01-29 | DIA | SPDR dow Jones Industrial Average ETF | Sale | SP | $1,001 - $15,000 | 20004487 | |
| 65 | 2016-01-29 | DIA | 5494 SPDR dow Jones Industrial Average ETF | Sale | Self | $15,001 - $50,000 | 20004487 | |
| 66 | 2016-01-29 | SDY | SPDR S&P dividend ETF | Purchase | JT | $1,001 - $15,000 | 20004487 | |
| 67 | 2016-01-29 | VXF | Vanguard Extended Market ETF - DNQ | Sale | SP | $1,001 - $15,000 | 20004487 | |
| 68 | 2016-01-29 | VFH | Vanguard Financials ETF - DNQ | Sale | SP | $1,001 - $15,000 | 20004487 | |
| 69 | 2016-01-29 | VFH | Vanguard Financials ETF - DNQ | Sale | JT | $1,001 - $15,000 | 20004487 | |
| 70 | 2016-01-29 | VYM | Vanguard High dividend Yield ETF - DNQ | Purchase | JT | $1,001 - $15,000 | 20004487 | |
| 71 | 2016-01-29 | VCIT | Vanguard Intermediate-Term Corporate Bond ETF | Purchase | SP | $1,001 - $15,000 | 20004487 | |
| 72 | 2016-01-29 | VCIT | Vanguard Intermediate-Term Corporate Bond ETF | Purchase | JT | $15,001 - $50,000 | 20004487 | |
| 73 | 2016-01-29 | VCIT | American Enterprise 7802 Vanguard Intermediate-Term Corporate Bond ETF | Purchase | Self | $15,001 - $50,000 | 20004487 | |
| 74 | 2016-01-29 | MGK | 3851 Vanguard Mega Cap growth ETF | Purchase | Self | $15,001 - $50,000 | 20004487 | |
| 75 | 2016-01-29 | MGK | Vanguard Mega Cap growth ETF | Purchase | JT | $15,001 - $50,000 | 20004487 | |
| 76 | 2016-01-29 | MGK | Vanguard Mega Cap growth ETF | Purchase | SP | $1,001 - $15,000 | 20004487 | |
| 77 | 2016-01-29 | MGK | Vanguard Mega Cap growth ETF | Purchase | JT | $1,001 - $15,000 | 20004487 | |
| 78 | 2016-01-29 | VO | Vanguard Mid-Cap ETF - DNQ | Purchase | JT | $1,001 - $15,000 | 20004487 | |
| 79 | 2016-01-29 | VO | American Enterprise 9039 Vanguard Mid-Cap ETF - DNQ | Purchase | Self | $1,001 - $15,000 | 20004487 | |
| 80 | 2016-01-29 | VCSH | 3851 Vanguard Short-Term Corporate Bond ETF | Purchase | Self | $15,001 - $50,000 | 20004487 | |
| 81 | 2016-01-29 | VCSH | Vanguard Short-Term Corporate Bond ETF | Purchase | JT | $15,001 - $50,000 | 20004487 | |
| 82 | 2016-01-29 | VCSH | Vanguard Short-Term Corporate Bond ETF | Purchase | SP | $1,001 - $15,000 | 20004487 | |
| 83 | 2016-01-29 | VB | Vanguard Small-Cap ETF - DNQ | Purchase | JT | $1,001 - $15,000 | 20004487 | |
| 84 | 2016-01-29 | VB | American Enterprise 9039 Vanguard Small-Cap ETF - DNQ | Purchase | Self | $1,001 - $15,000 | 20004487 | |
| 85 | 2016-01-29 | HYI | Western Asset High Yield defined Opportunity Fund Inc. | Sale | SP | $1,001 - $15,000 | 20004487 | |
| 86 | 2016-01-29 | DTN | 5494 WisdomTree dividend Ex-Financials Fund | Sale | Self | $15,001 - $50,000 | 20004487 | |
| 87 | 2016-01-29 | DTN | WisdomTree dividend Ex-Financials Fund | Sale | JT | $1,001 - $15,000 | 20004487 | |
| 88 | 2016-01-15 | RDIV | RevenueShares Ultra dividend Fund | Sale | JT | $1,001 - $15,000 | 20004487 | |
| 89 | 2016-01-13 | — | AXA 2000 Managed Volatility Portfolio | Sale | SP | $1,001 - $15,000 | 20004720 | |
| 90 | 2016-01-13 | — | AXA 400 Managed Volatility Portfolio | Sale | SP | $1,001 - $15,000 | 20004720 | |
| 91 | 2016-01-13 | — | AXA 500 Managed Volatility Portfolio | Sale | SP | $1,001 - $15,000 | 20004720 | |
| 92 | 2016-01-13 | — | AXA International Managed Volatility Portfolio | Sale | SP | $1,001 - $15,000 | 20004720 | |
| 93 | 2016-01-13 | — | Intermediate government Bond Portfolio | Purchase | SP | $15,001 - $50,000 | 20004720 | |
| 94 | 2016-01-07 | XLV | SPDR Select Sector Fund - Health Care | Sale | JT | $1,001 - $15,000 | 20004487 | |
| 95 | 2015-12-28 | VYM | Vanguard High dividend Yield ETF - DNQ | Purchase | JT | $15,001 - $50,000 | 20004906 | |
| 96 | 2015-12-28 | BCE | BCE, Inc. | Sale | JT | $1,001 - $15,000 | 20004311 | |
| 97 | 2015-12-28 | COP | ConocoPhillips | Sale | JT | $1,001 - $15,000 | 20004311 | |
| 98 | 2015-12-28 | TDIV | First Trust Exchange-Traded Fund VI First Trust NaSdaQ Technology dividend Index Fund | Sale | JT | $1,001 - $15,000 | 20004311 | |
| 99 | 2015-12-28 | PKW | PowerShares Buyback achievers | Sale | JT | $15,001 - $50,000 | 20004311 | |
| 100 | 2015-12-28 | QQQ | PowerShares QQQ Trust, Series 1 | Purchase | JT | $15,001 - $50,000 | 20004311 | |
| 101 | 2015-12-28 | QQQ | PowerShares QQQ Trust, Series 1 | Purchase | JT | $1,001 - $15,000 | 20004311 | |
| 102 | 2015-12-28 | RWL | RevenueShares Large Cap | Sale | JT | $1,001 - $15,000 | 20004311 | |
| 103 | 2015-12-28 | RDIV | RevenueShares Ultra dividend Fund | Sale | JT | $1,001 - $15,000 | 20004311 | |
| 104 | 2015-12-28 | — | SPDR dow Jones Industrial average ETF (dIa) | Purchase | JT | $15,001 - $50,000 | 20004311 | |
| 105 | 2015-12-28 | SPY | SPDR S&P 500 | Purchase | JT | $15,001 - $50,000 | 20004311 | |
| 106 | 2015-12-28 | VFH | Vanguard Financials ETF - DNQ | Sale | JT | $1,001 - $15,000 | 20004311 | |
| 107 | 2015-12-28 | VFH | Vanguard Financials ETF - DNQ | Sale | JT | $1,001 - $15,000 | 20004311 | |
| 108 | 2015-12-18 | VYM | Vanguard High dividend Yield ETF - DNQ | Purchase | SP | $1,001 - $15,000 | 20004906 | |
| 109 | 2015-12-18 | VYM | 5494 Vanguard High dividend Yield ETF - DNQ | Purchase | Self | $1,001 - $15,000 | 20004906 | |
| 110 | 2015-12-09 | AMLP | Alerian MLP ETF | Sale | SP | $1,001 - $15,000 | 20004906 | |
| 111 | 2015-12-04 | VFH | Vanguard Financials ETF - DNQ | Purchase | JT | $1,001 - $15,000 | 20004906 | |
| 112 | 2015-10-29 | IYLD | iShares Morningstar Multi-Asset Income ETF | Sale | JT | $15,001 - $50,000 | 20004906 | |
| 113 | 2015-10-29 | KMI | Kinder Morgan, Inc. | Sale | JT | $1,001 - $15,000 | 20002827 | |
| 114 | 2015-10-29 | KMI | Kinder Morgan, Inc. | Sale | JT | $1,001 - $15,000 | 20002827 | |
| 115 | 2015-09-22 | BRK.B | 5494 Berkshire Hathaway Inc. New | Purchase | Self | $1,001 - $15,000 | 20004906 | |
| 116 | 2015-09-11 | MGK | Vanguard Mega Cap growth ETF | Sale | JT | $1,001 - $15,000 | 20004906 | |
| 117 | 2015-09-01 | DIA | 3851 SPDR dow Jones Industrial Average ETF | Purchase | Self | $15,001 - $50,000 | 20004906 | |
| 118 | 2015-09-01 | DIA | SPDR dow Jones Industrial Average ETF | Purchase | SP | $1,001 - $15,000 | 20004906 | |
| 119 | 2015-08-26 | MGK | 3851 Vanguard Mega Cap growth ETF | Sale | Self | $1,001 - $15,000 | 20004906 | |
| 120 | 2015-08-05 | SCD | Ameriprise Financial 7802 LMP Capital and Income Fund Inc. | Sale | Self | $15,001 - $50,000 | 20004906 | |
| 121 | 2015-08-05 | SCD | LMP Capital and Income Fund Inc. | Sale | SP | $1,001 - $15,000 | 20004906 | |
| 122 | 2015-06-30 | IXP | Ameriprise Financial 9039 iShares global Telecom ETF | Sale | Self | $1,001 - $15,000 | 20004906 | |
| 123 | 2015-06-03 | RWL | Oppenheimer Large Cap Revenue ETF | Purchase | JT | $1,001 - $15,000 | 20004906 | |
| 124 | 2015-04-23 | SDY | SPDR S&P dividend ETF | Sale | JT | $15,001 - $50,000 | 20004906 | |
| 125 | 2015-03-30 | IYLD | iShares Morningstar Multi-Asset Income ETF | Purchase | JT | $15,001 - $50,000 | 20004906 | |
| 126 | 2015-03-30 | RDIV | Oppenheimer Ultra dividend Revenue ETF | Purchase | JT | $1,001 - $15,000 | 20004906 | |
| 127 | 2015-02-12 | AAPL | Apple Inc. | Sale | Self | $15,001 - $50,000 | 20002550 | |
| 128 | 2015-01-27 | TDIV | First Trust NASDAQ Technology dividend Index Fund | Purchase | SP | $1,001 - $15,000 | 20004906 | |
| 129 | 2015-01-27 | TDIV | 5494 First Trust NASDAQ Technology dividend Index Fund | Purchase | Self | $1,001 - $15,000 | 20004906 | |
| 130 | 2015-01-27 | TDIV | First Trust NASDAQ Technology dividend Index Fund | Purchase | JT | $1,001 - $15,000 | 20004906 | |
| 131 | 2015-01-27 | XLV | SPDR Select Sector Fund - Health Care | Purchase | JT | $1,001 - $15,000 | 20004906 | |
| 132 | 2015-01-08 | PKW | PowerShares Buyback Achievers | Purchase | JT | $15,001 - $50,000 | 20004906 | |
| 133 | 2015-01-08 | PKW | Ameriprise Financial 7802 PowerShares Buyback Achievers | Purchase | Self | $1,001 - $15,000 | 20004906 | |
