| 1 | 2014-11-18 | WPC | SEP W.P. Carey Inc. REIT | Purchase | Self | $1,001 - $15,000 | 20002072 | |
| 2 | 2014-11-10 | EMR | Emerson Electric Company | Purchase | Self | $1,001 - $15,000 | 20002072 | |
| 3 | 2014-11-10 | MCC | SEP Medley Capital Corporation | Purchase | Self | $1,001 - $15,000 | 20002072 | |
| 4 | 2014-11-10 | SLB | Gary C Peters Trust Schlumberger N.V. | Purchase | Self | $1,001 - $15,000 | 20002072 | |
| 5 | 2014-10-07 | — | oakland County Michigan WTR Supply SYS-Farmington hils | Purchase | Self | $1,001 - $15,000 | 20001899 | |
| 6 | 2014-08-27 | — | Kalamazoo MICH Public Schools | Purchase | Self | $15,001 - $50,000 | 20001655 | |
| 7 | 2014-06-30 | — | Ford Motor Credit Co llC | Purchase | Self | $15,001 - $50,000 | 20001244 | |
| 8 | 2014-06-25 | — | TEVA PhaRMa FIN IV llC | Purchase | Self | $1,001 - $15,000 | 20001244 | |
| 9 | 2014-06-03 | GM | General Motors Company | Purchase | Self | $1,001 - $15,000 | 20001082 | |
| 10 | 2014-05-16 | — | SEP CLIFF NAT RESOURCES INC | Purchase | Self | $1,001 - $15,000 | 20001017 | |
| 11 | 2014-05-15 | — | DOW ChEMICal CO/THE NTS | Purchase | Self | $1,001 - $15,000 | 20001017 | |
| 12 | 2014-04-24 | — | Prospect CPTL CORP | Purchase | Self | $15,001 - $50,000 | 20001017 | |
| 13 | 2014-04-23 | CSQ | Calamos Strategic Total Return Fund | Purchase | Self | $1,001 - $15,000 | 20001017 | |
| 14 | 2014-04-23 | UNP | Union Pacific Corporation | Purchase | Self | $1,001 - $15,000 | 20001017 | |
| 15 | 2014-04-22 | — | Holland Michigan Electric | Purchase | Self | $1,001 - $15,000 | 20000869 | |
| 16 | 2014-04-21 | BXMT | Blackstone Mortgage Trust, Inc. | Purchase | Self | $1,001 - $15,000 | 20000869 | |
| 17 | 2014-04-21 | FSFR | Fifth Street Senior Floating Rate Corp. | Purchase | Self | $1,001 - $15,000 | 20000869 | |
| 18 | 2014-04-11 | — | Newport Mining Corp B/E | Purchase | Self | $1,001 - $15,000 | 20000869 | |
| 19 | 2014-04-11 | — | Transocean Inc B/E | Purchase | Self | $1,001 - $15,000 | 20000869 | |
| 20 | 2014-04-11 | — | US Bancorp Medium Term Bond | Purchase | Self | $1,001 - $15,000 | 20000869 | |