| 1 | 2014-09-24 | — | legacy Reserves lP | Purchase | Self | $1,001 - $15,000 | 20001883 | |
| 2 | 2014-06-11 | — | Legacy Reserves LP | Purchase | Self | $1,001 - $15,000 | 20001347 | |
| 3 | 2014-05-28 | AMAT | Applied Materials, Inc. | Sale | Self | $1,001 - $15,000 | 20001112 | |
| 4 | 2014-05-28 | — | CALL 05/15/23@100.000 EVEREST REINSURANCE hoLDINgS INC | Sale | Self | $15,001 - $50,000 | 20001112 | |
| 5 | 2014-05-28 | — | NATIONWIDE FINANCIAL | Sale | Self | $15,001 - $50,000 | 20001112 | |
| 6 | 2014-05-20 | — | CITIGROUP INC | Purchase | Self | $100,001 - $250,000 | 20001112 | |
| 7 | 2014-05-20 | — | CITIGROUP INC | Sale | Self | $15,001 - $50,000 | 20001112 | |
| 8 | 2014-05-19 | — | CITIGROUP INC | Purchase | Self | $15,001 - $50,000 | 20001112 | |
| 9 | 2014-05-19 | — | REINSURANCE GROUP AMERICA INC | Sale | Self | $15,001 - $50,000 | 20001112 | |
| 10 | 2014-04-15 | — | Citigroup Inc | Purchase | Self | $15,001 - $50,000 | 20000858 | |
| 11 | 2014-04-15 | — | 05/15/23@100.00 Morgan Stanley Medium Term Senior Note | Sale | Self | $15,001 - $50,000 | 20000858 | |
| 12 | 2014-03-24 | — | JPMorgan Chase | Purchase | Self | $1,001 - $15,000 | 20000626 | |
| 13 | 2014-01-30 | — | Morgan Stanley | Purchase | Self | $50,001 - $100,000 | 20000394 | |
| 14 | 2013-12-10 | — | Citigroup Inc 1/25th Perpetual Non Cuml FXD/Var | Purchase | Self | $1,001 - $15,000 | 20000087 | |