| 1 | 2014-09-30 | SLV | iShares Silver Trust | Purchase | SP | $1,001 - $15,000 | 20001811 | |
| 2 | 2014-09-30 | SLV | GOLDMAN SACHS BROKERAGE RETIREMENT ACCOUNT iShares Silver Trust | Purchase | Self | $1,001 - $15,000 | 20001811 | |
| 3 | 2014-08-15 | — | Mesa ariz Utility Sys Rev Fgic-Natl Re Ins Beo Rev 5.000% 07/01/24 | Purchase | JT | $100,001 - $250,000 | 20001568 | |
| 4 | 2014-08-11 | — | The City of New York Fiscal 2014 J and K UT BEO Go 5.0000% 08/01/24 Fa | Purchase | JT | $100,001 - $250,000 | 20001537 | |
| 5 | 2014-06-24 | QRE | QR Energy, LP Common Units representing Limited Partner Interests | Sale | Self | $15,001 - $50,000 | 20001179 | |
| 6 | 2014-06-09 | — | YAKIMA WASH Go 5.0000% BOND | Purchase | JT | $50,001 - $100,000 | 20001101 | |
| 7 | 2014-05-28 | QRE | QR Energy, LP Common Units representing Limited Partner Interests | Sale | JT | $50,001 - $100,000 | 20001019 | |
| 8 | 2014-05-28 | — | QR ENERGY, LP SER B SR LIEN | Purchase | JT | $100,001 - $250,000 | 20001019 | |
| 9 | 2014-05-23 | QRE | (i) BROKERAGE ACCOUNT - GOLDMAN SACHS QR Energy, LP Common Units representing Limited Partner Interests | Sale | Self | $15,001 - $50,000 | 20001019 | |
| 10 | 2014-05-15 | — | QR ENERGY, LP, SER B SR LIEN | Purchase | Self | $100,001 - $250,000 | 20000757 | |