| 1 | 2014-10-30 | — | Chicago IL Brd of Ed 5.0% | Purchase | Self | $100,001 - $250,000 | 20002042 | |
| 2 | 2014-10-30 | — | BNY Mellon 5000 Georgia St hsg & Fin 2.45% | Sale | Self | $50,001 - $100,000 | 20002042 | |
| 3 | 2014-10-30 | — | BNY Mellon 5000 Massachusette St Wtr 5.0% | Purchase | Self | $100,001 - $250,000 | 20002042 | |
| 4 | 2014-10-28 | — | BNY Mellon 5000 Seminole Cnty Fla S 4.25% | Purchase | Self | $100,001 - $250,000 | 20002042 | |
| 5 | 2014-10-27 | — | Genspring a0001aMaG New York City NY Tra 5.0% | Purchase | Self | $100,001 - $250,000 | 20002042 | |
| 6 | 2014-10-01 | — | BNY Mellon 5000 Michigan ST hsg Dev auth Renta hsg Rev B | Sale | Self | $1,001 - $15,000 | 20002042 | |
| 7 | 2014-10-01 | — | BNY Mellon 5000 Tennessee hsg Dev agy | Sale | Self | $1,001 - $15,000 | 20002042 | |
| 8 | 2014-09-30 | — | Delaware Pooled TR Emerging Mkts | Sale | Self | $100,001 - $250,000 | 20001885 | |
| 9 | 2014-09-01 | — | Genspring a0001aMaG ohio St Fin agy Residentia Mtg Rev B | Sale | Self | $1,001 - $15,000 | 20001885 | |
| 10 | 2014-08-28 | — | harris assoc Invt Tr oakmark Intl | Sale | SP | $1,001 - $15,000 | 20001674 | |
| 11 | 2014-08-01 | — | Genspring a016 Silver Creek Early advantage Fund LP | Sale | Self | $15,001 - $50,000 | 20001674 | |
| 12 | 2014-08-01 | — | Genspring a0001aMaG Silver Creek Low Vol Strategies II LP | Sale | Self | $100,001 - $250,000 | 20001674 | |
| 13 | 2014-06-04 | — | Cook Cnty Ill Sch Dist No 083 | Purchase | Self | $50,001 - $100,000 | 20001312 | |
| 14 | 2014-06-01 | — | Genspring a0001aMaG Massachusetts St hsg Fin agy | Sale | Self | $15,001 - $50,000 | 20001312 | |
| 15 | 2014-05-22 | — | Florida St Brd Ed Pub Ed | Sale | Self | $15,001 - $50,000 | 20001090 | |
| 16 | 2014-05-22 | — | Genspring a0001aMaG Lower Colo Riv auth Tex Rev | Sale | Self | $1,001 - $15,000 | 20001090 | |
| 17 | 2014-05-19 | — | Genspring a0001aMaG Kentucky assett/Liability COM | Purchase | Self | $50,001 - $100,000 | 20001090 | |
| 18 | 2014-05-15 | — | Genspring a0001aMaG New Jersey Economic Dev auth E | Sale | Self | $15,001 - $50,000 | 20001090 | |
| 19 | 2014-05-01 | — | Genspring a0001aMaG Silver Creek Early advantage Fund LP | Sale | Self | $1,001 - $15,000 | 20001090 | |
| 20 | 2014-05-01 | — | Genspring a0001aMaG Silver Creek Low Vol Strategies II LP | Sale | Self | $100,001 - $250,000 | 20001090 | |
| 21 | 2014-04-01 | — | Michigan St hsg Dev auth Renta hsg Rev B | Sale | Self | $1,001 - $15,000 | 20000933 | |