| 1 | 2014-10-13 | MRK | Merck & Company, Inc. Common stock | Sale | JT | $50,001 - $100,000 | 20001995 | |
| 2 | 2014-10-10 | SCHX | schwab u.s. large-Cap ETF | Sale | JT | $100,001 - $250,000 | 20001995 | |
| 3 | 2014-10-01 | ORI | Old Republic International Corporation | Sale | JT | $15,001 - $50,000 | 20001995 | |
| 4 | 2014-09-30 | COP | ConocoPhillips | Sale | JT | $50,001 - $100,000 | 20001812 | |
| 5 | 2014-09-26 | FTR | Frontier Communications Corporation | Sale | JT | $50,001 - $100,000 | 20001812 | |
| 6 | 2014-09-26 | MEMP | Memorial Production Partners lP - Common units | Sale | JT | $15,001 - $50,000 | 20001812 | |
| 7 | 2014-09-25 | SCHA | schwab u.s. small-Cap ETF | Sale | JT | $15,001 - $50,000 | 20001812 | |
| 8 | 2014-09-19 | PNNT | PennantPark Investment Corporation - common stock | Sale | JT | $50,001 - $100,000 | 20001812 | |
| 9 | 2014-09-15 | PBI | Pitney Bowes Inc. | Sale | JT | $1,001 - $15,000 | 20001812 | |
| 10 | 2014-07-30 | CAT | Caterpillar, Inc. | Purchase | JT | $1,001 - $15,000 | 20001468 | |
| 11 | 2014-07-25 | FDX | FedEx Corporation | Purchase | JT | $15,001 - $50,000 | 20001468 | |
| 12 | 2014-07-24 | T | aT&T Inc. | Sale | JT | $15,001 - $50,000 | 20001468 | |
| 13 | 2014-07-24 | CAT | Caterpillar, Inc. | Purchase | JT | $15,001 - $50,000 | 20001468 | |
| 14 | 2014-07-21 | PHB | Powershares High Yield Corporate Bond Portfolio | Sale | JT | $1,001 - $15,000 | 20001468 | |
| 15 | 2014-07-21 | SCHE | schwab Emerging Markets Equity ETF | Purchase | JT | $15,001 - $50,000 | 20001468 | |
| 16 | 2014-07-21 | SCHF | schwab International Equity ETF | Purchase | JT | $15,001 - $50,000 | 20001468 | |
| 17 | 2014-07-21 | SCHZ | schwab us aggregate Bond ETF | Sale | JT | $50,001 - $100,000 | 20001468 | |
| 18 | 2014-07-21 | BWX | SPDR Barclays Intl Treasury Bd | Sale | JT | $1,001 - $15,000 | 20001468 | |
| 19 | 2014-07-02 | PNNT | PennantPark Investment Corporation - common stock | Purchase | JT | $1,001 - $15,000 | 20001468 | |
| 20 | 2014-06-24 | PWE | Penn West Petroleum ltd | Sale | JT | $15,001 - $50,000 | 20001225 | |
| 21 | 2014-06-24 | RCS | PIMCO strategic Income Fund, Inc. | Sale | JT | $50,001 - $100,000 | 20001225 | |
| 22 | 2014-06-20 | RNDY | Roundy's, Inc. | Sale | JT | $15,001 - $50,000 | 20001225 | |
| 23 | 2014-06-02 | — | Tal International group, Inc. (Tal) | Sale | JT | $15,001 - $50,000 | 20001225 | |
| 24 | 2014-05-30 | NRP | Natural Resource Partners lP limited Partnership | Sale | JT | $15,001 - $50,000 | 20001099 | |
| 25 | 2014-05-28 | PPR | Voya Prime Rate Trust shares of Beneficial Interest | Sale | JT | $15,001 - $50,000 | 20001099 | |
| 26 | 2014-04-02 | PNNT | PennantPark Investment Corporation - common stock | Purchase | JT | $1,001 - $15,000 | 20000864 | |