| 1 | 2021-12-17 | CBOE | Cboe Global Markets, Inc. | Sale | SP | $1,001 - $15,000 | 20020062 | |
| 2 | 2021-11-24 | CBOE | Cboe Global Markets, Inc. | Purchase | SP | $1,001 - $15,000 | 20020029 | |
| 3 | 2020-08-25 | GLD | required. 2000081368 SP SPDR Gold Trust | Sale | Self | $1,001 - $15,000 | 20019140 | |
| 4 | 2020-08-25 | GLD | SPDR Gold Trust | Sale | SP | $1,001 - $15,000 | 20019091 | |
| 5 | 2020-05-14 | GLD | 2000081367 SP SPDR Gold Trust | Purchase | Self | $1,001 - $15,000 | 20019140 | |
| 6 | 2020-05-14 | GLD | SPDR Gold Trust | Purchase | SP | $1,001 - $15,000 | 20019091 | |
| 7 | 2016-09-20 | FVD | First Trust Vl Dividend | Purchase | Self | $1,001 - $15,000 | 20006000 | |
| 8 | 2016-09-20 | SPY | SPDR s&P 500 | Purchase | Self | $1,001 - $15,000 | 20006000 | |
| 9 | 2016-09-20 | VOT | Vanguard Mid-Cap Growth ETF - DNQ | Purchase | Self | $1,001 - $15,000 | 20006000 | |
| 10 | 2016-09-19 | — | apple Inc. (aaPl) | Sale | Self | $1,001 - $15,000 | 20005957 | |
| 11 | 2016-09-19 | — | Eli lilly and Company (llY) | Sale | Self | $1,001 - $15,000 | 20005957 | |
| 12 | 2016-09-19 | HON | Honeywell International Inc. | Sale | Self | $1,001 - $15,000 | 20005957 | |
| 13 | 2016-09-19 | IR | Ingersoll-Rand plc | Sale | Self | $1,001 - $15,000 | 20005957 | |
| 14 | 2016-09-19 | IBM | International Business Machines Corporation | Sale | Self | $1,001 - $15,000 | 20005957 | |
| 15 | 2016-09-19 | BTO | John Hancock Financial Opportunities Fund | Sale | Self | $1,001 - $15,000 | 20005957 | |
| 16 | 2016-09-19 | JPM | JP Morgan Chase & Co. | Sale | Self | $1,001 - $15,000 | 20005957 | |
| 17 | 2016-09-19 | LYB | lyondellBasell Industries NV Ordinary shares Class a | Sale | Self | $1,001 - $15,000 | 20005957 | |
| 18 | 2016-09-19 | — | Mastercard Incorporated (Ma) | Sale | Self | $1,001 - $15,000 | 20005957 | |
| 19 | 2016-09-19 | MCHP | Microchip Technology Incorporated | Sale | Self | $1,001 - $15,000 | 20005957 | |
| 20 | 2016-09-19 | MSFT | Microsoft Corporation | Sale | Self | $1,001 - $15,000 | 20005957 | |
| 21 | 2016-09-19 | MYL | Mylan N.V. | Sale | Self | $1,001 - $15,000 | 20005957 | |
| 22 | 2016-09-19 | PEP | Pepsico, Inc. | Sale | Self | $1,001 - $15,000 | 20005957 | |
| 23 | 2016-09-19 | PFE | Pfizer, Inc. | Sale | Self | $1,001 - $15,000 | 20005957 | |
| 24 | 2016-09-19 | SKX | skechers u.s.a., Inc. | Sale | Self | $1,001 - $15,000 | 20005957 | |
| 25 | 2016-09-19 | SBUX | starbucks Corporation | Sale | Self | $1,001 - $15,000 | 20005957 | |
| 26 | 2016-09-19 | HQL | Teklalife sciences Investors | Sale | Self | $1,001 - $15,000 | 20005957 | |
| 27 | 2016-09-19 | TXT | Textron Inc. | Sale | Self | $1,001 - $15,000 | 20005957 | |
| 28 | 2016-09-19 | GRX | The Gabelli Healthcare & Wellness Trust Common shares of Beneficial Interest | Sale | Self | $1,001 - $15,000 | 20005957 | |
| 29 | 2016-09-19 | — | unilever PLC (ul) | Sale | Self | $1,001 - $15,000 | 20005957 | |
| 30 | 2016-09-19 | UTX | united Technologies Corporation | Sale | Self | $1,001 - $15,000 | 20005957 | |
| 31 | 2016-09-19 | V | Visa Inc. | Sale | Self | $1,001 - $15,000 | 20005957 | |
| 32 | 2016-09-19 | WFC | Wells Fargo & Company | Sale | Self | $1,001 - $15,000 | 20005957 | |
| 33 | 2016-09-19 | WY | Weyerhaeuser Company | Sale | Self | $1,001 - $15,000 | 20005957 | |
| 34 | 2016-05-20 | GILD | Gilead sciences, Inc. | Sale | Self | $1,001 - $15,000 | 20005309 | |
| 35 | 2016-05-20 | HD | Home Depot, Inc. | Sale | Self | $1,001 - $15,000 | 20005309 | |
| 36 | 2016-05-20 | IBM | International Business Machines Corporation | Purchase | Self | $1,001 - $15,000 | 20005309 | |
| 37 | 2016-05-20 | NKE | Nike, Inc. | Sale | Self | $1,001 - $15,000 | 20005309 | |
| 38 | 2016-05-20 | UTX | united Technologies Corporation | Purchase | Self | $1,001 - $15,000 | 20005309 | |
| 39 | 2016-05-20 | V | Visa Inc. | Sale | Self | $1,001 - $15,000 | 20005309 | |
| 40 | 2016-04-06 | HD | Home Depot, Inc. | Sale | Self | $1,001 - $15,000 | 20005038 | |
| 41 | 2016-04-06 | IR | Ingersoll-Rand plc | Purchase | Self | $1,001 - $15,000 | 20005038 | |
| 42 | 2016-04-06 | — | Kohl's Corporation (Kss) | Sale | Self | $1,001 - $15,000 | 20005038 | |
| 43 | 2016-04-06 | LYB | lyondellBasell Industries NV Ordinary shares Class a | Purchase | Self | $1,001 - $15,000 | 20005038 | |
| 44 | 2016-04-06 | TXT | Textron Inc. | Purchase | Self | $1,001 - $15,000 | 20005038 | |
| 45 | 2016-02-12 | — | Boeing Company (Ba) | Sale | Self | $1,001 - $15,000 | 20004696 | |
| 46 | 2016-02-12 | DOOR | Masonite International Corporation Ordinary shares | Sale | Self | $1,001 - $15,000 | 20004696 | |
| 47 | 2016-02-12 | HQL | Teklalife sciences Investors | Purchase | Self | $1,001 - $15,000 | 20004696 | |
| 48 | 2016-02-12 | — | unilever PLC (ul) | Purchase | Self | $1,001 - $15,000 | 20004696 | |
| 49 | 2016-02-12 | DIS | Walt Disney Company | Sale | Self | $1,001 - $15,000 | 20004696 | |
| 50 | 2016-02-12 | WY | Weyerhaeuser Company | Purchase | Self | $1,001 - $15,000 | 20004696 | |
| 51 | 2016-01-13 | AXP | american Express Company | Sale | Self | $1,001 - $15,000 | 20004547 | |
| 52 | 2016-01-13 | — | apple Inc. (aaPl) | Purchase | Self | $1,001 - $15,000 | 20004547 | |
| 53 | 2016-01-13 | FDX | FedEx Corporation | Sale | Self | $1,001 - $15,000 | 20004547 | |
| 54 | 2016-01-13 | MYL | Mylan N.V. | Purchase | Self | $1,001 - $15,000 | 20004547 | |
| 55 | 2016-01-13 | HQL | Teklalife sciences Investors | Purchase | Self | $1,001 - $15,000 | 20004547 | |
| 56 | 2015-12-09 | DOW | Dow Chemical Company | Sale | Self | $1,001 - $15,000 | 20004324 | |
| 57 | 2015-12-09 | — | Kohl's Corporation (Kss) | Purchase | Self | $1,001 - $15,000 | 20004324 | |
| 58 | 2015-12-09 | SKX | skechers u.s.a., Inc. | Purchase | Self | $1,001 - $15,000 | 20004324 | |
| 59 | 2015-12-09 | WBA | Walgreens Boots alliance, Inc. | Sale | Self | $1,001 - $15,000 | 20004324 | |
| 60 | 2015-10-15 | BAX | Baxter International Inc. | Sale | Self | $1,001 - $15,000 | 20004026 | |
| 61 | 2015-10-15 | CGO | Calamos Global Total Return Fund | Sale | Self | $1,001 - $15,000 | 20004026 | |
| 62 | 2015-10-15 | FDX | FedEx Corporation | Purchase | Self | $1,001 - $15,000 | 20004026 | |
| 63 | 2015-10-15 | HQL | Teklalife sciences Investors | Purchase | Self | $1,001 - $15,000 | 20004026 | |
| 64 | 2015-09-15 | AXP | american Express Company | Sale | Self | $1,001 - $15,000 | 20003896 | |
| 65 | 2015-09-15 | MSFT | Microsoft Corporation | Purchase | Self | $1,001 - $15,000 | 20003896 | |
| 66 | 2015-09-15 | JDD | Nuveen Diversified Dividend and Income Fund shares of Beneficial Interest | Sale | Self | $1,001 - $15,000 | 20003896 | |
| 67 | 2015-09-03 | — | Boeing Company (Ba) | Purchase | Self | $1,001 - $15,000 | 20003896 | |
| 68 | 2015-09-03 | PYPL | PayPal Holdings, Inc. | Sale | Self | $1,001 - $15,000 | 20003896 | |
| 69 | 2015-08-19 | HON | Honeywell International Inc. | Purchase | Self | $1,001 - $15,000 | 20003713 | |
| 70 | 2015-08-19 | DOOR | Masonite International Corporation Ordinary shares | Purchase | Self | $1,001 - $15,000 | 20003713 | |
| 71 | 2015-08-19 | UTX | united Technologies Corporation | Sale | Self | $1,001 - $15,000 | 20003713 | |
| 72 | 2015-07-29 | BAX | Baxter International Inc. | Purchase | Self | $1,001 - $15,000 | 20003592 | |
| 73 | 2015-07-29 | DLPH | Delphi automotive plc Ordinary shares | Sale | Self | $1,001 - $15,000 | 20003592 | |
| 74 | 2015-07-29 | GPC | Genuine Parts Company | Sale | Self | $1,001 - $15,000 | 20003592 | |
| 75 | 2015-07-29 | PYPL | PayPal Holdings, Inc. | Purchase | Self | $1,001 - $15,000 | 20003592 | |
| 76 | 2015-07-14 | MCHP | Microchip Technology Incorporated | Purchase | Self | $1,001 - $15,000 | 20003592 | |
| 77 | 2015-07-14 | HQL | Teklalife sciences Investors | Sale | Self | $1,001 - $15,000 | 20003592 | |
| 78 | 2015-07-14 | WBA | Walgreens Boots alliance, Inc. | Purchase | Self | $1,001 - $15,000 | 20003592 | |
| 79 | 2015-07-10 | HD | Home Depot, Inc. | Sale | Self | $1,001 - $15,000 | 20003592 | |
| 80 | 2015-07-10 | SBUX | starbucks Corporation | Purchase | Self | $1,001 - $15,000 | 20003592 | |
| 81 | 2015-06-02 | GD | General Dynamics Corporation | Sale | Self | $1,001 - $15,000 | 20003346 | |
| 82 | 2015-05-28 | CGO | Calamos Global Total Return Fund | Purchase | Self | $1,001 - $15,000 | 20003237 | |
| 83 | 2015-05-28 | GILD | Gilead sciences, Inc. | Sale | Self | $1,001 - $15,000 | 20003237 | |
| 84 | 2015-05-28 | SYK | stryker Corporation | Sale | Self | $1,001 - $15,000 | 20003237 | |
| 85 | 2015-05-13 | AXP | american Express Company | Purchase | Self | $1,001 - $15,000 | 20003237 | |
| 86 | 2015-05-13 | — | Eli lilly and Company (llY) | Purchase | Self | $1,001 - $15,000 | 20003237 | |
| 87 | 2015-05-13 | HD | Home Depot, Inc. | Purchase | Self | $1,001 - $15,000 | 20003237 | |
| 88 | 2015-05-13 | INTC | Intel Corporation | Sale | Self | $1,001 - $15,000 | 20003237 | |
| 89 | 2015-05-11 | AMGN | amgen Inc. | Sale | Self | $1,001 - $15,000 | 20003237 | |
| 90 | 2015-05-11 | GLW | Corning Incorporated | Sale | Self | $1,001 - $15,000 | 20003237 | |
| 91 | 2015-05-11 | GPC | Genuine Parts Company | Purchase | Self | $1,001 - $15,000 | 20003237 | |
| 92 | 2015-05-11 | HR | Healthcare Realty Trust Incorporated | Sale | Self | $1,001 - $15,000 | 20003237 | |
| 93 | 2015-05-11 | JDD | Nuveen Diversified Dividend and Income Fund shares of Beneficial Interest | Purchase | Self | $1,001 - $15,000 | 20003237 | |
| 94 | 2015-04-28 | KKR | KKR & Co. l.P. Common units Representing limited Partnership Interest | Sale | Self | $1,001 - $15,000 | 20003085 | |
| 95 | 2015-04-28 | GRX | The Gabelli Healthcare & Wellness Trust Common shares of Beneficial Interest | Purchase | Self | $1,001 - $15,000 | 20003085 | |
| 96 | 2015-04-10 | OGLYX | 2000008765 sP oppenheimer GLOBAL | Purchase | Self | $1,001 - $15,000 | 20005524 | |
| 97 | 2015-04-10 | GD | General Dynamics Corporation | Purchase | Self | $1,001 - $15,000 | 20003085 | |
| 98 | 2015-04-10 | KKR | KKR & Co. l.P. Common units Representing limited Partnership Interest | Purchase | Self | $1,001 - $15,000 | 20003085 | |
| 99 | 2015-04-10 | MYL | Mylan N.V. | Sale | Self | $1,001 - $15,000 | 20003085 | |
| 100 | 2015-04-10 | OPY | Oppenheimer Holdings, Inc. Class a Common stock | Purchase | Self | $1,001 - $15,000 | 20003085 | |
| 101 | 2015-04-10 | — | united Parcel service, Inc. (uPs) | Sale | Self | $1,001 - $15,000 | 20003085 | |
| 102 | 2015-04-10 | FR | First Industrial Realty Trust, Inc. | Sale | Self | $1,001 - $15,000 | 20003086 | |
| 103 | 2015-02-05 | DLPH | Delphi automotive plc Ordinary shares | Purchase | Self | $1,001 - $15,000 | 20002639 | |
| 104 | 2015-02-05 | QCOM | QualCOMM Incorporated | Sale | Self | $1,001 - $15,000 | 20002639 | |
| 105 | 2015-02-05 | DIS | Walt Disney Company | Purchase | Self | $1,001 - $15,000 | 20002639 | |
| 106 | 2015-01-27 | FR | First Industrial Realty Trust, Inc. | Purchase | Self | $1,001 - $15,000 | 20002489 | |
| 107 | 2015-01-27 | BTO | John Hancock Financial Opportunities Fund | Purchase | Self | $1,001 - $15,000 | 20002489 | |
| 108 | 2015-01-27 | PETM | Petsmart, Inc | Sale | Self | $1,001 - $15,000 | 20002489 | |
| 109 | 2015-01-27 | UTX | united Technologies Corporation | Sale | Self | $1,001 - $15,000 | 20002489 | |
| 110 | 2015-01-15 | AMGN | amgen Inc. | Sale | Self | $1,001 - $15,000 | 20002489 | |
| 111 | 2015-01-15 | GILD | Gilead sciences, Inc. | Purchase | Self | $1,001 - $15,000 | 20002489 | |
| 112 | 2015-01-15 | HD | Home Depot, Inc. | Sale | Self | $1,001 - $15,000 | 20002489 | |
| 113 | 2015-01-15 | MCHP | Microchip Technology Incorporated | Purchase | Self | $1,001 - $15,000 | 20002489 | |
| 114 | 2014-12-30 | GILD | Gilead sciences, Inc. | Purchase | Self | $1,001 - $15,000 | 20002320 | |
| 115 | 2014-12-30 | MBLY | Mobileye N.V. Ordinary shares | Sale | Self | $1,001 - $15,000 | 20002320 | |
| 116 | 2014-12-30 | — | united Parcel service, Inc. (uPs) | Purchase | Self | $1,001 - $15,000 | 20002320 | |
| 117 | 2014-09-10 | BGLYX | 2000004398 sP Brookfield Global Listed Infrastructure Fund | Sale | Self | $1,001 - $15,000 | 20003293 | |
| 118 | 2014-06-16 | BGLYX | 2000002721 sP Brookfield Global Listed Infrastructure Fund | Purchase | Self | $1,001 - $15,000 | 20003293 | |
| 119 | 2014-06-16 | OGLYX | 2000002722 sP oppenheimer Global Fund Class Fund Class Y | Purchase | Self | $1,001 - $15,000 | 20003293 | |