| 1 | 2025-11-20 | — | Kent Street Group LLC | Purchase | SP | $15,001 - $50,000 | 20033588 | |
| 2 | 2025-11-19 | — | Allocate Alpha Fund II LP | Purchase | SP | $15,001 - $50,000 | 20033588 | |
| 3 | 2025-11-19 | — | Palmdale CA Sch | Purchase | SP | $100,001 - $250,000 | 20033588 | |
| 4 | 2025-11-18 | — | U.S. Treasury Notes | Sale (partial) | SP | $500,001 - $1,000,000 | 20033588 | |
| 5 | 2025-11-12 | — | Motesto CA Waste | Purchase | SP | $100,001 - $250,000 | 20033588 | |
| 6 | 2025-11-03 | — | Sacramento CA WTR UTIL | Sale | SP | $100,001 - $250,000 | 20033588 | |
| 7 | 2025-10-06 | — | U.S Treasury Bills | Purchase | SP | $15,001 - $50,000 | 20033472 | |
| 8 | 2025-10-02 | — | U.S Treasury Bills | Sale (partial) | SP | $15,001 - $50,000 | 20033472 | |
| 9 | 2025-10-01 | — | San Francisco CA Sewer Util | Sale | SP | $50,001 - $100,000 | 20033472 | |
| 10 | 2025-09-29 | — | Riverside CA Sewer Util | Sale | SP | $100,001 - $250,000 | 20032283 | |
| 11 | 2025-09-25 | — | Inverted Capital I LP | Purchase | SP | $50,001 - $100,000 | 20032283 | |
| 12 | 2025-09-25 | — | U.S Treasury Bills | Sale (partial) | SP | $15,001 - $50,000 | 20032283 | |
| 13 | 2025-09-24 | — | Allocate Alpha Fund II LP | Purchase | SP | $15,001 - $50,000 | 20032283 | |
| 14 | 2025-09-22 | — | Allocate Premier Access Fund | Purchase | SP | $15,001 - $50,000 | 20032283 | |
| 15 | 2025-09-10 | — | Anaheim CA Hsg Elec Util | Purchase | SP | $50,001 - $100,000 | 20032283 | |
| 16 | 2025-09-09 | — | San Francisco CA Bay Mass Tran | Purchase | SP | $50,001 - $100,000 | 20032283 | |
| 17 | 2025-09-08 | — | U.S Treasury Bills | Sale (partial) | SP | $50,001 - $100,000 | 20032283 | |
| 18 | 2025-09-08 | — | U.S Treasury Bills | Purchase | SP | $100,001 - $250,000 | 20032283 | |
| 19 | 2025-09-04 | — | U.S Treasury Bills | Sale (partial) | SP | $100,001 - $250,000 | 20032283 | |
| 20 | 2025-09-03 | — | Inverted Capital I LP | Purchase | SP | $100,001 - $250,000 | 20032283 | |
| 21 | 2025-08-05 | — | CA ST UNIV PUB EDUC | Purchase | SP | $100,001 - $250,000 | 20032054 | |
| 22 | 2025-08-05 | — | San Jose CA Uni Sch | Purchase | SP | $500,001 - $1,000,000 | 20032054 | |
| 23 | 2025-08-01 | — | Mammoth CA USD IMPT SCH | Sale | SP | $50,001 - $100,000 | 20032054 | |
| 24 | 2025-08-01 | — | San Juan CA USD IMPT SCH | Sale (partial) | SP | $100,001 - $250,000 | 20032054 | |
| 25 | 2025-08-01 | — | Santa Clara CN CA HLTH | Sale | SP | $15,001 - $50,000 | 20032054 | |
| 26 | 2025-08-01 | — | U.S Treasury Bills | Purchase | SP | $250,001 - $500,000 | 20032054 | |
| 27 | 2025-07-31 | — | U.S Treasury Bills | Sale (partial) | SP | $250,001 - $500,000 | 20030876 | |
| 28 | 2025-07-24 | — | Kent Street Group LLC | Purchase | SP | $15,001 - $50,000 | 20030876 | |
| 29 | 2025-07-03 | — | GV Livingston LLC | Purchase | SP | $50,001 - $100,000 | 20030876 | |
| 30 | 2025-07-01 | — | Los Angeles CA FINL SCH | Sale | SP | $50,001 - $100,000 | 20030876 | |
| 31 | 2025-06-25 | — | Valo Ventures GP II, LP | Purchase | SP | $15,001 - $50,000 | 20030663 | |
| 32 | 2025-06-24 | — | Allocate Alpha Fund II LP | Purchase | SP | $1,001 - $15,000 | 20030663 | |
| 33 | 2025-06-23 | — | Allocate Premier Access Fund | Purchase | SP | $15,001 - $50,000 | 20030663 | |
| 34 | 2025-06-16 | — | U.S Treasury Bills | Purchase | SP | $100,001 - $250,000 | 20030663 | |
| 35 | 2025-06-12 | — | U.S Treasury Bills | Sale (partial) | SP | $100,001 - $250,000 | 20030663 | |
| 36 | 2025-06-10 | — | Los Angeles CA Wtr Swr Util | Purchase | SP | $100,001 - $250,000 | 20030663 | |
| 37 | 2025-06-02 | — | East Bay MUD SYS CA | Sale (partial) | SP | $50,001 - $100,000 | 20030663 | |
| 38 | 2025-05-27 | — | Allocate Alpha Fund II LP | Purchase | SP | $15,001 - $50,000 | 20030517 | |
| 39 | 2025-05-23 | — | Allocate Premier Access Fund | Purchase | SP | $15,001 - $50,000 | 20030517 | |
| 40 | 2025-05-21 | — | Lynett Capital Partners III | Purchase | SP | $100,001 - $250,000 | 20030517 | |
| 41 | 2025-04-14 | — | Kent Street Group LLC | Purchase | SP | $15,001 - $50,000 | 20030340 | |
| 42 | 2025-04-11 | — | U.S Treasury Bills | Sale (partial) | SP | $250,001 - $500,000 | 20030340 | |
| 43 | 2025-03-31 | — | U.S Treasury Bills | Purchase | SP | $500,001 - $1,000,000 | 20029120 | |
| 44 | 2025-03-27 | — | U.S Treasury Bills | Sale (partial) | SP | $500,001 - $1,000,000 | 20029120 | |
| 45 | 2025-02-03 | — | U.S Treasury Bills | Purchase | SP | $250,001 - $500,000 | 20027961 | |
| 46 | 2025-01-28 | — | U.S Treasury Bills | Sale (partial) | SP | $250,001 - $500,000 | 20026774 | |
| 47 | 2025-01-10 | — | Kent Street Group LLC | Purchase | SP | $15,001 - $50,000 | 20026774 | |
| 48 | 2024-12-30 | — | U.S Treasury Bills | Purchase | SP | $500,001 - $1,000,000 | 20026577 | |
| 49 | 2024-12-26 | — | U.S Treasury Bills | Sale (partial) | SP | $500,001 - $1,000,000 | 20026577 | |
| 50 | 2024-12-23 | — | Allocate Alpha Fund II LP | Purchase | SP | $15,001 - $50,000 | 20026577 | |
| 51 | 2024-12-23 | — | Allocate Premier Access Fund | Purchase | SP | $15,001 - $50,000 | 20026577 | |
| 52 | 2024-12-19 | — | U.S. Treasury Notes | Sale (partial) | SP | $50,001 - $100,000 | 20026577 | |
| 53 | 2024-12-16 | — | U.S Treasury Bills | Purchase | SP | $250,001 - $500,000 | 20026577 | |
| 54 | 2024-12-16 | — | U.S Treasury Bills | Purchase | SP | $250,001 - $500,000 | 20026577 | |
| 55 | 2024-12-02 | — | CA ST DEPT WTR UTIL | Sale | SP | $250,001 - $500,000 | 20026577 | |
| 56 | 2024-11-18 | — | Stepstone Tactical Growth Fund III, | Purchase | SP | $1,001 - $15,000 | 20026393 | |
| 57 | 2024-11-07 | — | Visalia CA Uni IMPT SCH | Purchase | SP | $500,001 - $1,000,000 | 20026393 | |
| 58 | 2024-10-15 | — | Orange CTY CA REV UTX | Sale | SP | $50,001 - $100,000 | 20026188 | |
| 59 | 2024-10-01 | — | San Francisco CA Sewer Util | Sale (partial) | SP | $500,001 - $1,000,000 | 20026188 | |
| 60 | 2024-09-27 | — | Sacramento CA WTR UTIL | Purchase | SP | $50,001 - $100,000 | 20026016 | |
| 61 | 2024-09-20 | — | Allocate Premier Access Fund | Purchase | SP | $15,001 - $50,000 | 20026016 | |
| 62 | 2024-09-19 | — | Allocate Alpha Fund II LP | Purchase | SP | $15,001 - $50,000 | 20026016 | |
| 63 | 2024-09-11 | — | Kent Street Group GP | Purchase | SP | $15,001 - $50,000 | 20026016 | |
| 64 | 2024-09-10 | — | GV Christi LLC | Purchase | SP | $50,001 - $100,000 | 20026016 | |
| 65 | 2024-09-09 | — | Lynett Capital Partners III | Purchase | SP | $100,001 - $250,000 | 20026016 | |
| 66 | 2024-09-03 | — | San Mateo CA UHSD IMPT SCH | Sale | SP | $50,001 - $100,000 | 20026016 | |
| 67 | 2024-08-29 | — | CA ST UNIV PUB EDUC | Purchase | SP | $250,001 - $500,000 | 20025827 | |
| 68 | 2024-08-20 | — | San Juan CA USD IMPT SCH | Purchase | SP | $100,001 - $250,000 | 20025827 | |
| 69 | 2024-08-15 | — | Foothill-DeAnza CCD CA Educ | Purchase | SP | $500,001 - $1,000,000 | 20025827 | |
| 70 | 2024-08-08 | — | San Diego CA UNI GO UTX | Purchase | SP | $250,001 - $500,000 | 20025827 | |
| 71 | 2024-08-08 | — | U.S Treasury Bills | Sale (partial) | SP | $500,001 - $1,000,000 | 20025827 | |
| 72 | 2024-08-07 | — | Los Angeles CA FINL SCH | Purchase | SP | $50,001 - $100,000 | 20025827 | |
| 73 | 2024-08-01 | — | Cerritos CA CCD COLL EDUC | Sale | SP | $50,001 - $100,000 | 20025827 | |
| 74 | 2024-08-01 | — | San Francisco CA BART | Sale | SP | $250,001 - $500,000 | 20025827 | |
| 75 | 2024-07-25 | — | U.S Treasury Bills | Sale (partial) | SP | $250,001 - $500,000 | 20025576 | |
| 76 | 2024-07-23 | — | Los Angeles CA IMPT Sch | Purchase | SP | $500,001 - $1,000,000 | 20025576 | |
| 77 | 2024-07-17 | — | Cambrian CA SD | Sale | SP | $500,001 - $1,000,000 | 20025576 | |
| 78 | 2024-07-12 | — | San Diego CA WTR UTIL | Purchase | SP | $50,001 - $100,000 | 20025576 | |
| 79 | 2024-07-10 | — | Sacramento CA UTIL | Purchase | SP | $100,001 - $250,000 | 20025576 | |
| 80 | 2024-07-10 | — | Santa Clara CN CA HLTH | Purchase | SP | $15,001 - $50,000 | 20025576 | |
| 81 | 2024-07-01 | — | Marin CA MIN WTR UTIL | Sale | SP | $50,001 - $100,000 | 20025576 | |
| 82 | 2024-07-01 | — | U.S Treasury Bills | Purchase | SP | $500,001 - $1,000,000 | 20025576 | |
| 83 | 2024-06-27 | — | Torch Capital III LP | Purchase | SP | $15,001 - $50,000 | 20025424 | |
| 84 | 2024-06-21 | — | UNIV CA PUB EDUC | Purchase | SP | $50,001 - $100,000 | 20025424 | |
| 85 | 2024-06-17 | — | San Francisco CA IMPT SCH | Sale | SP | $50,001 - $100,000 | 20025424 | |
| 86 | 2024-06-11 | — | U.S Treasury Bills | Sale (partial) | SP | $250,001 - $500,000 | 20025424 | |
| 87 | 2024-06-07 | — | U.S Treasury Bills | Sale (partial) | SP | $250,001 - $500,000 | 20025424 | |
| 88 | 2024-06-03 | — | Alhambra CA USD SCH | Purchase | SP | $250,001 - $500,000 | 20025424 | |
| 89 | 2024-05-22 | — | Oceanside CA IMPT SCH | Purchase | SP | $500,001 - $1,000,000 | 20025285 | |
| 90 | 2024-05-20 | — | Los Angeles County, CA Excise Tax | Purchase | SP | $50,001 - $100,000 | 20025285 | |
| 91 | 2024-05-20 | — | San Diego, CA IMPT SCH | Purchase | SP | $50,001 - $100,000 | 20025285 | |
| 92 | 2024-05-17 | — | Los Angeles CA GO UTX | Purchase | SP | $50,001 - $100,000 | 20025285 | |
| 93 | 2024-05-16 | — | U.S Treasury Bills | Sale (partial) | SP | $250,001 - $500,000 | 20025285 | |
| 94 | 2024-04-03 | — | U.S Treasury Notes | Purchase | SP | $500,001 - $1,000,000 | 20025037 | |
| 95 | 2024-03-21 | — | U.S Treasury Bills | Sale (partial) | SP | $500,001 - $1,000,000 | 20024837 | |
| 96 | 2024-03-05 | — | U.S Treasury Notes | Purchase | SP | $500,001 - $1,000,000 | 20024837 | |
| 97 | 2024-02-29 | — | U.S Treasury Bills | Sale (partial) | SP | $500,001 - $1,000,000 | 20024662 | |
| 98 | 2024-02-14 | — | U.S Treasury Bills | Purchase | SP | $500,001 - $1,000,000 | 20024662 | |
| 99 | 2024-02-08 | — | U.S Treasury Bills | Sale (partial) | SP | $500,001 - $1,000,000 | 20024662 | |
| 100 | 2024-01-31 | — | U.S Treasury Bills | Purchase | SP | $250,001 - $500,000 | 20024477 | |
| 101 | 2024-01-18 | — | U.S Treasury Bills | Sale (partial) | SP | $250,001 - $500,000 | 20024477 | |
| 102 | 2024-01-17 | — | Lynett Capital Partners III, LP | Purchase | SP | $100,001 - $250,000 | 20024477 | |
| 103 | 2023-12-27 | — | U.S. Treasury Notes | Purchase | SP | $100,001 - $250,000 | 20024316 | |
| 104 | 2023-12-21 | — | U.S Treasury Bills | Sale (partial) | SP | $500,001 - $1,000,000 | 20024316 | |
| 105 | 2023-12-19 | — | Solano CA CCD Educ | Purchase | SP | $250,001 - $500,000 | 20024316 | |
| 106 | 2023-12-14 | — | Paris TX, GO LTX | Purchase | SP | $250,001 - $500,000 | 20024316 | |
| 107 | 2023-12-14 | — | U.S Treasury Bills | Sale (partial) | SP | $500,001 - $1,000,000 | 20024316 | |
| 108 | 2023-11-20 | — | U.S Treasury Bills | Purchase | SP | $250,001 - $500,000 | 20024130 | |
| 109 | 2023-11-17 | — | U.S Treasury Bills | Purchase | SP | $500,001 - $1,000,000 | 20024130 | |
| 110 | 2023-11-08 | — | Los Angeles CA GO UTX | Purchase | SP | $500,001 - $1,000,000 | 20024130 | |
| 111 | 2023-11-08 | — | Lynett Capital Partners V, LP | Purchase | SP | $100,001 - $250,000 | 20024130 | |
| 112 | 2023-11-08 | — | U.S Treasury Bills | Purchase | SP | $500,001 - $1,000,000 | 20024130 | |
| 113 | 2023-11-02 | — | U.S Treasury Bills | Sale (partial) | SP | $500,001 - $1,000,000 | 20024130 | |
| 114 | 2023-11-01 | — | CA UNIV REV | Sale | SP | $500,001 - $1,000,000 | 20024130 | |
| 115 | 2023-10-31 | — | Riverside CA Sewer Util | Purchase | SP | $100,001 - $250,000 | 20023998 | |
| 116 | 2023-10-02 | — | Folsom Cordova CA Impt Sch | Sale | SP | $250,001 - $500,000 | 20023998 | |
| 117 | 2023-09-25 | — | U.S Treasury Bills | Purchase | SP | $100,001 - $250,000 | 20023824 | |
| 118 | 2023-09-25 | — | U.S Treasury Bills | Purchase | SP | $500,001 - $1,000,000 | 20023824 | |
| 119 | 2023-09-21 | — | U.S Treasury Bills | Sale (partial) | SP | $100,001 - $250,000 | 20023824 | |
| 120 | 2023-09-21 | — | U.S Treasury Bills | Sale (partial) | SP | $500,001 - $1,000,000 | 20023824 | |
| 121 | 2023-08-17 | — | San Carlos CA SD Impt Sch | Purchase | SP | $500,001 - $1,000,000 | 20023664 | |
| 122 | 2023-08-08 | — | Upper Sta Clr JPA Wtr Util | Purchase | SP | $100,001 - $250,000 | 20023664 | |
| 123 | 2023-08-01 | — | Lodi CA USD GO UTX | Sale | SP | $50,001 - $100,000 | 20023664 | |
| 124 | 2023-08-01 | — | San Diego, CA CCD Coll Educ | Sale | SP | $250,001 - $500,000 | 20023664 | |
| 125 | 2023-07-24 | — | U.S. Treasury Notes | Purchase | SP | $250,001 - $500,000 | 20023499 | |
| 126 | 2023-07-20 | — | U.S. Treasury Notes | Sale (partial) | SP | $250,001 - $500,000 | 20023499 | |
| 127 | 2023-07-14 | — | U.S. Treasury Notes | Purchase | SP | $15,001 - $50,000 | 20023499 | |
| 128 | 2023-07-13 | — | San Diego CA Trans Excise Tax | Purchase | SP | $100,001 - $250,000 | 20023499 | |
| 129 | 2023-07-10 | — | Cibolo Creek Muni Swr Util | Sale | SP | $15,001 - $50,000 | 20023499 | |
| 130 | 2023-06-23 | — | US Treasury Bill | Purchase | SP | $250,001 - $500,000 | 20023277 | |
| 131 | 2023-06-15 | — | San Francisco CA IMPT SCH | Sale (partial) | SP | $250,001 - $500,000 | 20023277 | |
| 132 | 2023-05-15 | — | Univ CA | Sale | SP | $500,001 - $1,000,000 | 20023111 | |
| 133 | 2023-04-25 | — | U.S Treasury Bills | Purchase | SP | $100,001 - $250,000 | 20022900 | |
| 134 | 2023-04-25 | — | U.S Treasury Bills | Purchase | SP | $500,001 - $1,000,000 | 20022900 | |
| 135 | 2023-04-24 | — | U.S Treasury Bills | Purchase | SP | $500,001 - $1,000,000 | 20022900 | |
| 136 | 2023-04-03 | — | Bay Area Toll RV Toll Tran | Sale | SP | $250,001 - $500,000 | 20022900 | |
| 137 | 2023-03-07 | — | U.S Treasury Bills | Sale | SP | $100,001 - $250,000 | 20022690 | |
| 138 | 2023-02-07 | — | U.S Treasury Bills | Purchase | SP | $100,001 - $250,000 | 20022633 | |
| 139 | 2023-01-03 | — | Multi-Pack Solutions LLC | Sale (partial) | SP | $100,001 - $250,000 | 20022409 | |
| 140 | 2023-01-01 | — | Los Angeles CA W/P Wtr Util | Sale | SP | $15,001 - $50,000 | 20022409 | |
| 141 | 2022-08-12 | — | Folsom Cordova CA Impt Sch | Purchase | SP | $250,001 - $500,000 | 20021674 | |
| 142 | 2022-08-12 | — | Los Angeles County Excise Tax | Purchase | SP | $250,001 - $500,000 | 20021674 | |
| 143 | 2022-08-01 | — | Ohlone Community College District | Sale | SP | $250,001 - $500,000 | 20021674 | |
| 144 | 2022-08-01 | — | Rowland CA USD | Sale | SP | $250,001 - $500,000 | 20021674 | |
| 145 | 2022-07-06 | — | San Francisco CA Sewer Util | Purchase | SP | $100,001 - $250,000 | 20021506 | |
| 146 | 2022-07-06 | — | San Francisco CA Sewer Util | Purchase | SP | $500,001 - $1,000,000 | 20021506 | |
| 147 | 2022-06-21 | — | East Bay MUD Sys CA | Purchase | SP | $250,001 - $500,000 | 20021323 | |
| 148 | 2022-06-02 | — | Lodi CA USD GO UTX | Purchase | SP | $100,001 - $250,000 | 20021323 | |
| 149 | 2022-05-26 | — | San Francisco CA BART | Purchase | SP | $250,001 - $500,000 | 20021202 | |
| 150 | 2022-05-26 | — | San Francisco CA IMP SCH | Purchase | SP | $100,001 - $250,000 | 20021202 | |
| 151 | 2022-05-26 | — | San Francisco CA IMPT SCH | Purchase | SP | $250,001 - $500,000 | 20021202 | |
| 152 | 2022-05-24 | — | Mammoth CA USD IMPT SCH | Purchase | SP | $100,001 - $250,000 | 20021202 | |
| 153 | 2022-05-20 | — | Cerritos CA CCD COLL EDUC | Purchase | SP | $100,001 - $250,000 | 20021202 | |
| 154 | 2022-05-19 | — | San Mateo CA UHSD IMPT SCH | Purchase | SP | $100,001 - $250,000 | 20021202 | |
| 155 | 2022-05-18 | — | CA ST DEPT WTR UTIL | Purchase | SP | $250,001 - $500,000 | 20021202 | |
| 156 | 2022-05-18 | — | Orange CTY CA REV UTX | Purchase | SP | $100,001 - $250,000 | 20021202 | |
| 157 | 2022-05-16 | — | East Bay MUD SYS CA | Purchase | SP | $500,001 - $1,000,000 | 20021202 | |
| 158 | 2022-01-31 | — | gV Pines Apartments, LLC | Purchase | SP | $100,001 - $250,000 | 20020436 | |
| 159 | 2021-11-01 | — | San Francisco CA Rev. Bonds [gS] | Sale | SP | $500,001 - $1,000,000 | 20019960 | |
| 160 | 2021-10-14 | — | CA Educ [gS] | Sale | SP | $250,001 - $500,000 | 20019787 | |
| 161 | 2021-10-14 | — | Contra Costa CCD [gS] | Sale | SP | $250,001 - $500,000 | 20019787 | |
| 162 | 2021-10-14 | — | Sequoia CA UHSD IMPD SCH [gS] | Sale | SP | $500,001 - $1,000,000 | 20019787 | |
| 163 | 2021-10-13 | — | Cibolo Creek Muni Swr util [gS] | Purchase | SP | $50,001 - $100,000 | 20019787 | |
| 164 | 2021-09-02 | — | Novato CA USD IMPT SCH [gS] | Purchase | SP | $50,001 - $100,000 | 20019621 | |
| 165 | 2021-09-01 | — | los Angeles CA gO UTX [gS] | Sale | SP | $50,001 - $100,000 | 20019621 | |
| 166 | 2021-08-16 | — | Sacramento CA utl Pwr util [gS] | Sale | SP | $500,001 - $1,000,000 | 20019450 | |
| 167 | 2021-08-02 | — | Centinela VY UHS Impt Sch [gS] | Sale | SP | $250,001 - $500,000 | 20019450 | |
| 168 | 2021-06-17 | — | uS Treasury Notes [gS] | Sale (partial) | SP | $100,001 - $250,000 | 20019062 | |
| 169 | 2021-05-03 | — | CA St Dept Wtr Res Power Ser O [gS] | Sale | SP | $250,001 - $500,000 | 20018867 | |
| 170 | 2021-05-03 | — | uS Treasury Notes [gS] | Sale (partial) | SP | $50,001 - $100,000 | 20018867 | |
| 171 | 2021-04-28 | — | Broadview Hghts OH gO UTX [gS] | Purchase | SP | $50,001 - $100,000 | 20018716 | |
| 172 | 2021-04-13 | — | los Angeles CA W/P Wtr util [gS] | Purchase | SP | $50,001 - $100,000 | 20018716 | |
| 173 | 2021-04-05 | — | u.S. Treasury Notes [gS] | Sale (partial) | SP | $500,001 - $1,000,000 | 20018716 | |
| 174 | 2021-04-01 | — | San Diego CA Trans Rev LTX [gS] | Sale | SP | $50,001 - $100,000 | 20018716 | |
| 175 | 2021-03-10 | — | uS Treasury Nootes [gS] | Sale (partial) | SP | $500,001 - $1,000,000 | 20018560 | |
| 176 | 2021-02-16 | — | CA Infra & Dev Bk Comb util [gS] | Sale (partial) | SP | $100,001 - $250,000 | 20018346 | |
| 177 | 2021-02-16 | — | grossmont CA Impt Sch [gS] | Sale | SP | $100,001 - $250,000 | 20018346 | |
| 178 | 2021-02-16 | — | Rancho CA WTR FA DIST COMB UTIL [gS] | Sale | SP | $100,001 - $250,000 | 20018346 | |
| 179 | 2021-02-16 | — | San Diego CA Wtr util [gS] | Sale | SP | $100,001 - $250,000 | 20018346 | |
| 180 | 2021-02-16 | — | San Francisco, CA City/Cty Impt [gS] | Sale | SP | $100,001 - $250,000 | 20018346 | |
| 181 | 2021-02-16 | — | San Francisco, CA FINL SCH [gS] | Sale | SP | $100,001 - $250,000 | 20018346 | |
| 182 | 2021-02-16 | — | Santa Clara CA USD Impt Sch [gS] | Sale | SP | $100,001 - $250,000 | 20018346 | |
| 183 | 2021-02-16 | — | univ CA Pub Ed [gS] | Sale | SP | $100,001 - $250,000 | 20018346 | |
| 184 | 2021-02-11 | — | San Diego CA Wtr util [gS] | Purchase | SP | $100,001 - $250,000 | 20018346 | |
| 185 | 2021-02-10 | — | Anaheim CA Elec util [gS] | Sale | SP | $100,001 - $250,000 | 20018346 | |
| 186 | 2021-02-10 | — | Bay Area Toll RV TOLL Tran [gS] | Sale (partial) | SP | $100,001 - $250,000 | 20018346 | |
| 187 | 2021-02-10 | — | CA State Dept. Water Resources [gS] | Sale (partial) | SP | $50,001 - $100,000 | 20018346 | |
| 188 | 2021-02-10 | — | CA State univ Pub Educ [gS] | Sale (partial) | SP | $50,001 - $100,000 | 20018346 | |
| 189 | 2021-02-10 | — | Coast CCD CA Coll Educ [gS] | Sale | SP | $50,001 - $100,000 | 20018346 | |
| 190 | 2021-02-10 | — | los Angeles Cnty, CA MT Excise Tax [gS] | Sale | SP | $100,001 - $250,000 | 20018346 | |
| 191 | 2021-02-10 | — | Mount San Jacinto Coll Educ [gS] | Sale | SP | $100,001 - $250,000 | 20018346 | |
| 192 | 2021-02-10 | — | San Bruno, CA Swr util [gS] | Sale | SP | $50,001 - $100,000 | 20018346 | |
| 193 | 2021-02-10 | — | San Francisco CA City/Cnty VP [gS] | Sale | SP | $100,001 - $250,000 | 20018346 | |
| 194 | 2021-02-01 | — | Dublin San Ramon, CA Wtr util [gS] | Sale (partial) | SP | $50,001 - $100,000 | 20018346 | |
| 195 | 2020-12-30 | — | u.S. Treasury Bills [gS] | Sale (partial) | SP | $500,001 - $1,000,000 | 20017994 | |
| 196 | 2020-12-16 | — | u.S. Treasury Bills [gS] | Purchase | SP | $500,001 - $1,000,000 | 20017994 | |
| 197 | 2020-12-10 | — | u.S. Treasury Bills [gS] | Sale | SP | $500,001 - $1,000,000 | 20017994 | |
| 198 | 2020-11-30 | — | Multi-Pack Solutions LLC | Purchase | SP | $250,001 - $500,000 | 20017873 | |
| 199 | 2020-10-14 | — | grossmont CA Impt Sch [gS] | Purchase | SP | $100,001 - $250,000 | 20017661 | |
| 200 | 2020-10-09 | — | lynett Capital Partners II lP | Purchase | SP | $15,001 - $50,000 | 20017661 | |
| 201 | 2020-10-01 | — | San Francisco, CA City/Cty Impt [gS] | Sale | SP | $50,001 - $100,000 | 20017661 | |
| 202 | 2020-09-10 | — | San Francisco, CA FINL SCH [gS] | Purchase | SP | $100,001 - $250,000 | 20017509 | |
| 203 | 2020-09-01 | — | Roseville, CA Finance Auth [gS] | Sale | SP | $50,001 - $100,000 | 20017509 | |
| 204 | 2020-08-13 | — | Mariposa CTY, CA IMPT SCH [gS] | Purchase | SP | $100,001 - $250,000 | 20017351 | |
| 205 | 2020-08-04 | RAND | Rand Capital Corporation | Sale | SP | $1,001 - $15,000 | 20017351 | |
| 206 | 2020-08-03 | RAND | Rand Capital Corporation | Sale (partial) | SP | $1,001 - $15,000 | 20017351 | |
| 207 | 2020-07-31 | RAND | Rand Capital Corporation | Sale (partial) | SP | $1,001 - $15,000 | 20017148 | |
| 208 | 2020-07-30 | RAND | Rand Capital Corporation | Sale (partial) | SP | $1,001 - $15,000 | 20017148 | |
| 209 | 2020-07-29 | — | Calleguas ETC CA [gS] | Sale | SP | $250,001 - $500,000 | 20017351 | |
| 210 | 2020-07-29 | — | gainesville Fl COMB UTIL [gS] | Sale | SP | $100,001 - $250,000 | 20017148 | |
| 211 | 2020-07-29 | — | Ohio Water Development Authority [gS] | Sale | SP | $100,001 - $250,000 | 20017148 | |
| 212 | 2020-07-29 | — | Orlando Fl UTILS PWR UTIL [gS] | Sale | SP | $100,001 - $250,000 | 20017148 | |
| 213 | 2020-07-29 | RAND | Rand Capital Corporation | Sale (partial) | SP | $1,001 - $15,000 | 20017148 | |
| 214 | 2020-07-28 | RAND | Rand Capital Corporation | Sale (partial) | SP | $1,001 - $15,000 | 20017148 | |
| 215 | 2020-07-24 | — | New York NY gO UTX [gS] | Sale | SP | $100,001 - $250,000 | 20017148 | |
| 216 | 2020-07-15 | — | Ohio Water Development Authority [gS] | Sale (partial) | SP | $500,001 - $1,000,000 | 20017148 | |
| 217 | 2020-07-01 | — | MA BAY TRAN AUTH EXCISE TAX [gS] | Sale (partial) | SP | $100,001 - $250,000 | 20017148 | |
| 218 | 2020-06-18 | — | DC UNIV EDUC [gS] | Sale | Self | $250,001 - $500,000 | 20016923 | |
| 219 | 2020-06-18 | — | gainesville Fl COMB UTIL [gS] | Sale (partial) | Self | $250,001 - $500,000 | 20016923 | |
| 220 | 2020-06-18 | — | MA BAY TRAN AUTH MASS TRAN [gS] | Sale (partial) | Self | $250,001 - $500,000 | 20016923 | |
| 221 | 2020-06-16 | — | u.S. Treasury Bills [gS] | Purchase | SP | $500,001 - $1,000,000 | 20016923 | |
| 222 | 2020-06-15 | — | W Palm Beach Fl COMB UTIL [gS] | Sale | Self | $100,001 - $250,000 | 20016923 | |
| 223 | 2020-06-11 | — | u.S. Treasury Bills [gS] | Sale | SP | $500,001 - $1,000,000 | 20016923 | |
| 224 | 2020-06-01 | — | East Bay Muni util Dist, CA [gS] | Sale | Self | $50,001 - $100,000 | 20016923 | |
| 225 | 2020-05-13 | — | Dublin, CA unified Sch Dist [gS] | Purchase | SP | $500,001 - $1,000,000 | 20016735 | |
| 226 | 2020-05-11 | — | los Angeles, CA Dept. of Water & Power [gS] | Purchase | SP | $500,001 - $1,000,000 | 20016735 | |
| 227 | 2020-05-01 | — | CA State Dept. of Water Bonds [gS] | Sale (partial) | SP | $500,001 - $1,000,000 | 20016735 | |
| 228 | 2020-04-13 | — | Metropolitan Water District S C WTR util [gS] | Sale | SP | $250,001 - $500,000 | 20016586 | |
| 229 | 2020-04-09 | — | Sequoia Ca UHSD Impt Sch [gS] | Purchase | SP | $500,001 - $1,000,000 | 20016586 | |
| 230 | 2020-04-08 | — | Bay area Toll RV Ca Toll Tran [gS] | Purchase | SP | $250,001 - $500,000 | 20016586 | |
| 231 | 2020-04-08 | — | Contra Costa Ca CCD [gS] | Purchase | SP | $250,001 - $500,000 | 20016586 | |
| 232 | 2020-04-08 | — | Sacramento Ca utl Pwr util [gS] | Purchase | SP | $500,001 - $1,000,000 | 20016586 | |
| 233 | 2020-04-01 | — | Ca Educ Priv Educ [gS] | Purchase | SP | $250,001 - $500,000 | 20016586 | |
| 234 | 2020-04-01 | — | Centinela VY UHS Impt Sch [gS] | Purchase | SP | $250,001 - $500,000 | 20016586 | |
| 235 | 2020-03-30 | — | San Diego, Ca CCD Coll Educ [gS] | Purchase | SP | $500,001 - $1,000,000 | 20016400 | |
| 236 | 2020-03-13 | — | u.S. Treasury Bills [gS] | Purchase | SP | $500,001 - $1,000,000 | 20016400 | |
| 237 | 2020-03-12 | — | u.S. Treasury Bills [gS] | Sale | SP | $500,001 - $1,000,000 | 20016400 | |
| 238 | 2020-03-02 | — | lynett Capital Partners II lP | Purchase | SP | $15,001 - $50,000 | 20016400 | |
| 239 | 2020-01-29 | — | Butte-glenn Muni Bonds [gS] | Sale | Self | $500,001 - $1,000,000 | 20015024 | |
| 240 | 2020-01-28 | — | u.S. Treasury Notes [gS] | Purchase | SP | $500,001 - $1,000,000 | 20015024 | |
| 241 | 2020-01-27 | — | alameda Ca Trans Excise [gS] | Sale | SP | $500,001 - $1,000,000 | 20015024 | |
| 242 | 2020-01-27 | — | San Francisco County Ca EXCISE TAX [gS] | Sale | SP | $500,001 - $1,000,000 | 20015024 | |
| 243 | 2020-01-27 | — | Silicon Vy Cln Wtr util [gS] | Sale (partial) | SP | $250,001 - $500,000 | 20015024 | |
| 244 | 2019-09-16 | — | u.S. Treasury Bills [gS] | Purchase | SP | $500,001 - $1,000,000 | 20012466 | |
| 245 | 2019-09-12 | — | u.S. Treasury Bills [gS] | Sale | SP | $500,001 - $1,000,000 | 20012466 | |
| 246 | 2019-08-27 | — | lynett Capital Partners II lP [oI] | Purchase | SP | $15,001 - $50,000 | 20012309 | |
| 247 | 2019-08-09 | — | San Juan, Ca USD [gS] | Purchase | SP | $500,001 - $1,000,000 | 20012309 | |
| 248 | 2019-08-01 | — | Washington State Bonds [gS] | Sale | Self | $500,001 - $1,000,000 | 20012309 | |
| 249 | 2019-07-31 | — | San Jose, Ca [gS] | Sale | Self | $500,001 - $1,000,000 | 20012153 | |
| 250 | 2019-07-25 | — | Sacramento Muni util Dist [gS] | Purchase | SP | $250,001 - $500,000 | 20012153 | |
| 251 | 2019-07-24 | — | Ohlone Community College District [gS] | Purchase | SP | $250,001 - $500,000 | 20012153 | |
| 252 | 2019-07-19 | — | Ma BAY TRAN AUTH EXCISE TAX [gS] | Sale (partial) | SP | $100,001 - $250,000 | 20012153 | |
| 253 | 2019-07-16 | — | Ohio Water Development authority [gS] | Purchase | SP | $500,001 - $1,000,000 | 20012153 | |
| 254 | 2019-07-16 | — | Roseville, Ca Finance auth [gS] | Purchase | SP | $100,001 - $250,000 | 20012153 | |
| 255 | 2019-07-12 | — | East Bay Muni util Dist, Ca [gS] | Sale | SP | $250,001 - $500,000 | 20012153 | |
| 256 | 2019-07-01 | — | los angeles Ca, W util Pwr [gS] | Sale | SP | $250,001 - $500,000 | 20012153 | |
| 257 | 2019-06-07 | RAND | Rand Capital Corporation - Common Stock | Sale (partial) | SP | $1,001 - $15,000 | 20011963 | |
| 258 | 2019-06-04 | RAND | Rand Capital Corporation - Common Stock | Sale (partial) | SP | $1,001 - $15,000 | 20011963 | |
| 259 | 2019-06-03 | RAND | Rand Capital Corporation - Common Stock | Sale (partial) | SP | $1,001 - $15,000 | 20011963 | |
| 260 | 2019-05-28 | RAND | Rand Capital Corporation - Common Stock | Sale (partial) | SP | $1,001 - $15,000 | 20011805 | |
| 261 | 2019-05-24 | RAND | Rand Capital Corporation - Common Stock | Sale (partial) | SP | $15,001 - $50,000 | 20011805 | |
| 262 | 2019-05-23 | — | Ca St Dept Wtr Res Power Ser O [gS] | Purchase | SP | $250,001 - $500,000 | 20011805 | |
| 263 | 2019-05-23 | RAND | Rand Capital Corporation - Common Stock | Sale (partial) | SP | $1,001 - $15,000 | 20011805 | |
| 264 | 2019-05-22 | RAND | Rand Capital Corporation - Common Stock | Sale (partial) | SP | $1,001 - $15,000 | 20011805 | |
| 265 | 2019-05-21 | RAND | Rand Capital Corporation - Common Stock | Sale (partial) | SP | $1,001 - $15,000 | 20011805 | |
| 266 | 2019-05-20 | — | Enterprise Ca Elem Sch Dist Rfdg - 2029 [gS] | Purchase | SP | $500,001 - $1,000,000 | 20011805 | |
| 267 | 2019-05-20 | — | Enterprise Ca Elem Sch Dist Rfdg - 2030 [gS] | Purchase | SP | $250,001 - $500,000 | 20011805 | |
| 268 | 2019-05-20 | RAND | Rand Capital Corporation - Common Stock | Sale (partial) | SP | $1,001 - $15,000 | 20011805 | |
| 269 | 2019-05-17 | RAND | Rand Capital Corporation - Common Stock | Sale (partial) | SP | $1,001 - $15,000 | 20011805 | |
| 270 | 2019-05-15 | — | university of Ca Rev. Bonds [gS] | Sale | SP | $500,001 - $1,000,000 | 20011805 | |
| 271 | 2019-04-26 | — | gainesville Fl COMB UTIL [gS] | Sale (partial) | SP | $100,001 - $250,000 | 20011594 | |
| 272 | 2019-04-03 | — | u.S. Treasury Bills [gS] | Purchase | SP | $100,001 - $250,000 | 20011594 | |
| 273 | 2019-03-28 | — | u.S. Treasury Bills [gS] | Sale (partial) | SP | $100,001 - $250,000 | 20011456 | |
| 274 | 2019-03-18 | — | lynett Capital Partners II lP | Purchase | SP | $15,001 - $50,000 | 20011456 | |
| 275 | 2019-03-18 | — | u.S. Treasury Bills [gS] | Purchase | SP | $500,001 - $1,000,000 | 20011456 | |
| 276 | 2019-03-14 | — | u.S. Treasury Bills [gS] | Sale (partial) | SP | $500,001 - $1,000,000 | 20011456 | |
| 277 | 2019-03-08 | RAND | Rand Capital Corporation - Common Stock | Sale (partial) | SP | $15,001 - $50,000 | 20011456 | |
| 278 | 2019-03-07 | RAND | Rand Capital Corporation - Common Stock | Sale (partial) | SP | $15,001 - $50,000 | 20011456 | |
| 279 | 2019-03-06 | RAND | Rand Capital Corporation - Common Stock | Sale (partial) | SP | $15,001 - $50,000 | 20011456 | |
| 280 | 2019-03-05 | RAND | Rand Capital Corporation - Common Stock | Sale (partial) | SP | $1,001 - $15,000 | 20011456 | |
| 281 | 2019-03-04 | RAND | Rand Capital Corporation - Common Stock | Sale (partial) | SP | $1,001 - $15,000 | 20011456 | |
| 282 | 2019-03-01 | RAND | Rand Capital Corporation - Common Stock | Sale (partial) | SP | $1,001 - $15,000 | 20011456 | |
| 283 | 2019-02-28 | RAND | Rand Capital Corporation - Common Stock | Sale (partial) | SP | $1,001 - $15,000 | 20011286 | |
| 284 | 2019-02-27 | — | Ca Infra & E Dev Pool auth [gS] | Purchase | SP | $500,001 - $1,000,000 | 20011286 | |
| 285 | 2019-02-26 | — | Ca State univ Pub Educ [gS] | Purchase | Self | $50,001 - $100,000 | 20011286 | |
| 286 | 2019-02-25 | — | lynett Capital Partners II lP | Purchase | SP | $50,001 - $100,000 | 20011286 | |
| 287 | 2019-02-21 | — | alameda Ca Trans Excise [gS] | Purchase | SP | $500,001 - $1,000,000 | 20011286 | |
| 288 | 2019-02-20 | — | los angeles Cnty, Ca MT Excise Tax [gS] | Purchase | Self | $100,001 - $250,000 | 20011286 | |
| 289 | 2019-02-19 | — | San Francisco, Ca City/Cnty VP [gS] | Purchase | Self | $100,001 - $250,000 | 20011286 | |
| 290 | 2019-02-14 | — | anaheim Ca Elec util [gS] | Purchase | Self | $100,001 - $250,000 | 20011286 | |
| 291 | 2019-02-14 | — | Bay area Toll RV Toll Tran [gS] | Purchase | Self | $100,001 - $250,000 | 20011286 | |
| 292 | 2019-02-14 | — | Ca State Dept. Water Resources [gS] | Purchase | Self | $50,001 - $100,000 | 20011286 | |
| 293 | 2019-02-14 | — | Monterey Peninsula WTR COPS [gS] | Sale | SP | $500,001 - $1,000,000 | 20011286 | |
| 294 | 2019-02-14 | — | NEW YORK NY gO UTX [gS] | Sale | Self | $250,001 - $500,000 | 20011286 | |
| 295 | 2019-02-14 | — | NYC NY MUN Fa WTR UTIL [gS] | Sale | Self | $250,001 - $500,000 | 20011286 | |
| 296 | 2019-02-14 | — | UNIV TX PERM UNIV PUB EDUC [gS] | Sale | Self | $250,001 - $500,000 | 20011286 | |
| 297 | 2019-02-14 | — | W Palm Beach Fl COMB UTIL [gS] | Sale (partial) | Self | $100,001 - $250,000 | 20011286 | |
| 298 | 2019-02-11 | — | Coast CCD Ca Coll Educ [gS] | Purchase | Self | $50,001 - $100,000 | 20011286 | |
| 299 | 2019-02-11 | — | Mount San Jacinto Coll Educ [gS] | Purchase | Self | $100,001 - $250,000 | 20011286 | |
| 300 | 2019-02-11 | — | San Bruno Ca Swr util [gS] | Purchase | Self | $50,001 - $100,000 | 20011286 | |
| 301 | 2019-02-08 | — | East Bay Muni util Dist, Ca [gS] | Purchase | Self | $100,001 - $250,000 | 20011286 | |
| 302 | 2019-01-09 | — | Rowland Ca USD [gS] | Purchase | SP | $250,001 - $500,000 | 20011136 | |
| 303 | 2019-01-09 | — | Silicon Valley Cln Wtr [gS] | Purchase | SP | $250,001 - $500,000 | 20011136 | |
| 304 | 2018-12-31 | — | San Francisco County Ca EXCISE TAX [gS] | Purchase | SP | $500,001 - $1,000,000 | 20011013 | |
| 305 | 2018-12-28 | — | los angeles Ca gO UTX [gS] | Purchase | SP | $100,001 - $250,000 | 20011013 | |
| 306 | 2018-12-28 | — | Marin Ca MIN WTR UTIL [gS] | Purchase | SP | $100,001 - $250,000 | 20011013 | |
| 307 | 2018-12-26 | — | Ca UNIV REV [gS] | Purchase | SP | $500,001 - $1,000,000 | 20011013 | |
| 308 | 2018-12-26 | — | Folsom Cordova SCH DIST Ca IMPT SCH [gS] | Purchase | SP | $100,001 - $250,000 | 20011013 | |
| 309 | 2018-12-26 | — | Rancho Ca WTR FAC DIST COMB UTIL [gS] | Purchase | SP | $100,001 - $250,000 | 20011013 | |
| 310 | 2018-12-26 | — | San Diego Ca TRANS EXCISE TAX [gS] | Purchase | SP | $100,001 - $250,000 | 20011013 | |
| 311 | 2018-12-26 | — | W Palm Beach Fl COMB UTIL [gS] | Purchase | Self | $250,001 - $500,000 | 20011013 | |
| 312 | 2018-12-24 | — | gainesville Fl COMB UTIL [gS] | Purchase | Self | $250,001 - $500,000 | 20011013 | |
| 313 | 2018-12-24 | — | UNIV TX PERM UNIV PUB EDUC [gS] | Purchase | Self | $250,001 - $500,000 | 20011013 | |
| 314 | 2018-12-21 | — | DC UNIV EDUC [gS] | Purchase | Self | $250,001 - $500,000 | 20011013 | |
| 315 | 2018-12-21 | — | New York NY gO UTX [gS] | Purchase | Self | $250,001 - $500,000 | 20011013 | |
| 316 | 2018-12-20 | — | NYC NY MUN Fa WTR UTIL [gS] | Purchase | Self | $250,001 - $500,000 | 20011013 | |
| 317 | 2018-12-19 | — | Ma BAY TRAN AUTH MASS TRAN [gS] | Purchase | Self | $250,001 - $500,000 | 20011013 | |
| 318 | 2018-12-17 | — | u.S. Treasury Bills [gS] | Purchase | SP | $500,001 - $1,000,000 | 20011013 | |
| 319 | 2018-12-13 | — | u.S. Treasury Bills [gS] | Sale | Self | $1,000,001 - $5,000,000 | 20011013 | |
| 320 | 2018-10-01 | — | Harris County TX Flood Bonds [gS] | Sale | Self | $100,001 - $250,000 | 20010644 | |
| 321 | 2018-09-17 | — | u.S. Treasury Bills [gS] | Purchase | SP | $500,001 - $1,000,000 | 20010440 | |
| 322 | 2018-09-13 | — | u.S. Treasury Bills [gS] | Sale | SP | $500,001 - $1,000,000 | 20010440 | |
| 323 | 2018-09-12 | — | u.S. Treasury Bills [gS] | Purchase | Self | $1,000,001 - $5,000,000 | 20010440 | |
| 324 | 2018-09-04 | — | univ Ca Pub Educ [gS] | Sale (partial) | Self | $500,001 - $1,000,000 | 20010440 | |
| 325 | 2018-08-14 | RAND | Rand Capital Corporation - Common Stock | Sale (partial) | SP | $15,001 - $50,000 | 20010256 | |
| 326 | 2018-08-10 | RAND | Rand Capital Corporation - Common Stock | Sale (partial) | SP | $15,001 - $50,000 | 20010256 | |
| 327 | 2018-08-09 | RAND | Rand Capital Corporation - Common Stock | Sale (partial) | SP | $1,001 - $15,000 | 20010256 | |
| 328 | 2018-08-07 | — | Bay area Toll RV Toll Tran [gS] | Sale | Self | $250,001 - $500,000 | 20010256 | |
| 329 | 2018-08-07 | — | Orange Ca WTR CO WTR COPS [gS] | Sale | Self | $250,001 - $500,000 | 20010256 | |
| 330 | 2018-08-07 | RAND | Rand Capital Corporation - Common Stock | Sale (partial) | SP | $1,001 - $15,000 | 20010256 | |
| 331 | 2018-08-07 | — | San Diego County , Ca Bonds [gS] | Sale | Self | $250,001 - $500,000 | 20010256 | |
| 332 | 2018-08-03 | RAND | Rand Capital Corporation - Common Stock | Sale (partial) | SP | $15,001 - $50,000 | 20010256 | |
| 333 | 2018-08-02 | — | austin TX Water Bonds [gS] | Sale | Self | $250,001 - $500,000 | 20010256 | |
| 334 | 2018-08-02 | — | Ca State Dept. Water Resources [gS] | Sale (partial) | Self | $250,001 - $500,000 | 20010256 | |
| 335 | 2018-08-02 | — | los angeles Cty, Ca Mt [gS] | Sale | Self | $100,001 - $250,000 | 20010256 | |
| 336 | 2018-08-02 | — | Metropolitan Water District of Southern Ca Bonds [gS] | Sale (partial) | Self | $500,001 - $1,000,000 | 20010256 | |
| 337 | 2018-08-02 | — | Poway, Ca unified Sch. Dist. Bonds [gS] | Sale | Self | $500,001 - $1,000,000 | 20010256 | |
| 338 | 2018-08-01 | RAND | Rand Capital Corporation - Common Stock | Sale (partial) | SP | $50,001 - $100,000 | 20010256 | |
| 339 | 2018-07-27 | RAND | Rand Capital Corporation - Common Stock | Sale (partial) | SP | $1,001 - $15,000 | 20010048 | |
| 340 | 2018-07-01 | — | Monterey Peninsula WTR COPS [gS] | Sale (partial) | SP | $50,001 - $100,000 | 20010048 | |
| 341 | 2018-06-11 | — | u.S. Treasury Bills [gS] | Purchase | SP | $500,001 - $1,000,000 | 20009865 | |
| 342 | 2018-06-07 | — | u.S. Treasury Bills [gS] | Sale | SP | $500,001 - $1,000,000 | 20009865 | |
| 343 | 2018-05-21 | — | Pittsburg Ca Wtr util [gS] | Purchase | SP | $250,001 - $500,000 | 20009721 | |
| 344 | 2018-05-09 | — | Pasadena Ca area CC Educ [gS] | Purchase | SP | $250,001 - $500,000 | 20009721 | |
| 345 | 2018-05-01 | — | Calleguas ETC Ca [gS] | Sale (partial) | SP | $500,001 - $1,000,000 | 20009721 | |
| 346 | 2018-05-01 | — | East Bay Muni util Dist, Ca [gS] | Sale (partial) | SP | $250,001 - $500,000 | 20009721 | |
| 347 | 2018-05-01 | — | los angeles Ca CCD [gS] | Purchase | SP | $100,001 - $250,000 | 20009721 | |
| 348 | 2018-05-01 | — | San Diego County, Ca Bonds [gS] | Sale | Self | $250,001 - $500,000 | 20009721 | |
| 349 | 2018-04-30 | — | Dublin San Ramon, Ca Wtr util [gS] | Purchase | SP | $100,001 - $250,000 | 20009486 | |
| 350 | 2018-04-30 | — | San Francisco, Ca City/Cty Impt [gS] | Purchase | SP | $100,001 - $250,000 | 20009486 | |
| 351 | 2018-04-27 | — | Ca Infra & Dev Bk Comb util [gS] | Purchase | SP | $100,001 - $250,000 | 20009486 | |
| 352 | 2018-04-27 | — | San Francisco, Ca Cty & City Swr util [gS] | Purchase | SP | $100,001 - $250,000 | 20009486 | |
| 353 | 2018-04-27 | — | Santa Clara Ca USD Impt Sch [gS] | Purchase | SP | $100,001 - $250,000 | 20009486 | |
| 354 | 2018-04-27 | — | Silicon Vy Cln Wtr util [gS] | Purchase | SP | $100,001 - $250,000 | 20009486 | |
| 355 | 2018-04-27 | — | univ Ca Pub Educ [gS] | Purchase | SP | $100,001 - $250,000 | 20009486 | |
| 356 | 2018-04-26 | — | los angeles, Ca, W util Pwr [gS] | Sale | SP | $250,001 - $500,000 | 20009486 | |
| 357 | 2017-12-29 | — | Metropolitan WTR Dist S C WTR util | Purchase | SP | $250,001 - $500,000 | 20008718 | |
| 358 | 2017-12-28 | — | East Bay Muni util Dist, Ca | Purchase | SP | $500,001 - $1,000,000 | 20008920 | |
| 359 | 2017-12-27 | — | Monterey Peninsula WTR COPS | Purchase | SP | $500,001 - $1,000,000 | 20008718 | |
| 360 | 2017-12-27 | — | San Diego Ca Trans Rev LTX | Purchase | Self | $250,001 - $500,000 | 20008718 | |
| 361 | 2017-11-30 | — | u.S. Treasury Bills | Purchase | SP | $500,001 - $1,000,000 | 20008718 | |
| 362 | 2017-11-28 | — | Bay area Toll RV Toll Tran | Purchase | Self | $250,001 - $500,000 | 20008718 | |
| 363 | 2017-11-28 | — | Orange Ca WTR CO WTR COPS | Purchase | Self | $250,001 - $500,000 | 20008718 | |
| 364 | 2017-09-15 | — | Manufacturers Drive LLC | Purchase | SP | $250,001 - $500,000 | 20008187 | |
| 365 | 2017-07-01 | — | Hillsborough County Sch. Bonds | Sale | Self | $250,001 - $500,000 | 20007764 | |
| 366 | 2017-07-01 | — | los angeles unified Sch Dist Bonds | Sale | Self | $250,001 - $500,000 | 20007764 | |
| 367 | 2017-06-01 | — | Virginia State Bonds | Sale | Self | $250,001 - $500,000 | 20007591 | |
| 368 | 2017-05-25 | — | Eastern CA MU | Sale | SP | $500,001 - $1,000,000 | 20007467 | |
| 369 | 2017-05-11 | — | Orange, CA Wtr Co. | Purchase | SP | $250,001 - $500,000 | 20007467 | |
| 370 | 2017-05-03 | — | Los Angeles, CA, W Util Pwr | Purchase | SP | $500,001 - $1,000,000 | 20007467 | |
| 371 | 2017-04-27 | — | San Diego, Ca, TRA | Purchase | SP | $100,001 - $250,000 | 20007288 | |
| 372 | 2017-04-26 | — | San Diego, Ca, TRA | Purchase | SP | $500,001 - $1,000,000 | 20007288 | |
| 373 | 2017-04-24 | — | Met. Water District, Ca. | Purchase | SP | $500,001 - $1,000,000 | 20007288 | |
| 374 | 2017-04-21 | — | Calleguas ETC Ca | Purchase | SP | $500,001 - $1,000,000 | 20007288 | |
| 375 | 2017-04-19 | — | los angeles Cty, Ca Mt | Purchase | Self | $100,001 - $250,000 | 20007288 | |
| 376 | 2017-04-18 | — | Ca State Dept. Water Resources | Purchase | Self | $250,001 - $500,000 | 20007288 | |
| 377 | 2017-04-01 | — | Santa Clara Valley Var Bonds | Sale | Self | $250,001 - $500,000 | 20007288 | |
| 378 | 2016-12-07 | — | Winward Academy LLC | Purchase | Self | $15,001 - $50,000 | 20007467 | |
| 379 | 2016-08-01 | — | 2000020602 San Ramon Valley, CA Bonds | Sale | Self | $250,001 - $500,000 | 20005873 | |
| 380 | 2016-08-01 | — | San Ramon Valley, Ca Bonds | Sale | Self | $250,001 - $500,000 | 20005858 | |
| 381 | 2016-07-15 | — | university of Neb. Facilities Bonds | Sale | Self | $1,000,001 - $5,000,000 | 20005695 | |
| 382 | 2016-07-01 | — | Puerto Rico Commonwealth Bonds | Sale | Self | $100,001 - $250,000 | 20005695 | |
| 383 | 2016-05-01 | — | San Francisco Ca Rev. Bonds | Sale | Self | $100,001 - $250,000 | 20005319 | |
| 384 | 2016-04-01 | — | Kenosha Wis.unified Sch. Dist. Bonds | Sale | Self | $500,001 - $1,000,000 | 20005066 | |
| 385 | 2016-01-14 | — | u.S. Treasury Bills | Sale | Self | $500,001 - $1,000,000 | 20004514 | |
| 386 | 2016-01-07 | — | u.S. Treasury Bills | Sale | Self | $500,001 - $1,000,000 | 20004514 | |
| 387 | 2015-12-15 | — | u.S. Treasury Bills | Purchase | Self | $1,000,001 - $5,000,000 | 20004433 | |
| 388 | 2015-09-02 | AET | aetna Inc. | Sale | SP | $50,001 - $100,000 | 20003741 | |
| 389 | 2015-09-02 | AET | aetna Inc. | Sale | SP | $100,001 - $250,000 | 20003741 | |
| 390 | 2015-09-02 | — | allergan plc Ordinary Shares (agN) | Sale | SP | $100,001 - $250,000 | 20003741 | |
| 391 | 2015-09-02 | — | allergan plc Ordinary Shares (agN) | Sale | SP | $50,001 - $100,000 | 20003741 | |
| 392 | 2015-09-02 | ADS | alliance Data Systems Corporation | Sale | SP | $15,001 - $50,000 | 20003741 | |
| 393 | 2015-09-02 | ADS | alliance Data Systems Corporation | Sale | SP | $50,001 - $100,000 | 20003741 | |
| 394 | 2015-09-02 | AMZN | amazon.com, Inc. | Sale | SP | $100,001 - $250,000 | 20003741 | |
| 395 | 2015-09-02 | AMZN | amazon.com, Inc. | Sale | SP | $100,001 - $250,000 | 20003741 | |
| 396 | 2015-09-02 | AXP | american Express Company | Sale | SP | $15,001 - $50,000 | 20003741 | |
| 397 | 2015-09-02 | AXP | american Express Company | Sale | SP | $50,001 - $100,000 | 20003741 | |
| 398 | 2015-09-02 | APC | anadarko Petroleum Corporation | Sale | SP | $50,001 - $100,000 | 20003741 | |
| 399 | 2015-09-02 | APC | anadarko Petroleum Corporation | Sale | SP | $50,001 - $100,000 | 20003741 | |
| 400 | 2015-09-02 | — | apple Inc. (aaPl) | Sale | SP | $100,001 - $250,000 | 20003741 | |
| 401 | 2015-09-02 | — | apple Inc. (aaPl) | Sale | SP | $100,001 - $250,000 | 20003741 | |
| 402 | 2015-09-02 | ADP | automatic Data Processing, Inc. | Sale | SP | $100,001 - $250,000 | 20003741 | |
| 403 | 2015-09-02 | ADP | automatic Data Processing, Inc. | Sale | SP | $100,001 - $250,000 | 20003741 | |
| 404 | 2015-09-02 | BAC | Bank of america Corporation | Sale | SP | $15,001 - $50,000 | 20003741 | |
| 405 | 2015-09-02 | BAC | Bank of america Corporation | Sale | SP | $50,001 - $100,000 | 20003741 | |
| 406 | 2015-09-02 | BLK | BlackRock, Inc. | Sale | SP | $50,001 - $100,000 | 20003741 | |
| 407 | 2015-09-02 | BLK | BlackRock, Inc. | Sale | SP | $15,001 - $50,000 | 20003741 | |
| 408 | 2015-09-02 | — | Boeing Company (Ba) | Sale | SP | $50,001 - $100,000 | 20003741 | |
| 409 | 2015-09-02 | — | Boeing Company (Ba) | Sale | SP | $50,001 - $100,000 | 20003741 | |
| 410 | 2015-09-02 | COF | Capital One Financial Corporation | Sale | SP | $50,001 - $100,000 | 20003741 | |
| 411 | 2015-09-02 | COF | Capital One Financial Corporation | Sale | SP | $100,001 - $250,000 | 20003741 | |
| 412 | 2015-09-02 | CSCO | Cisco Systems, Inc. | Sale | SP | $50,001 - $100,000 | 20003741 | |
| 413 | 2015-09-02 | CSCO | Cisco Systems, Inc. | Sale | SP | $50,001 - $100,000 | 20003741 | |
| 414 | 2015-09-02 | C | Citigroup, Inc. | Sale | SP | $50,001 - $100,000 | 20003741 | |
| 415 | 2015-09-02 | C | Citigroup, Inc. | Sale | SP | $50,001 - $100,000 | 20003741 | |
| 416 | 2015-09-02 | CTXS | Citrix Systems, Inc. | Sale | SP | $15,001 - $50,000 | 20003741 | |
| 417 | 2015-09-02 | CTXS | Citrix Systems, Inc. | Sale | SP | $50,001 - $100,000 | 20003741 | |
| 418 | 2015-09-02 | — | Colgate-Palmolive Company (Cl) | Sale | SP | $50,001 - $100,000 | 20003741 | |
| 419 | 2015-09-02 | — | Colgate-Palmolive Company (Cl) | Sale | SP | $15,001 - $50,000 | 20003741 | |
| 420 | 2015-09-02 | CMCSA | Comcast Corporation - Class a | Sale | SP | $50,001 - $100,000 | 20003741 | |
| 421 | 2015-09-02 | CMCSA | Comcast Corporation - Class a | Sale | SP | $100,001 - $250,000 | 20003741 | |
| 422 | 2015-09-02 | CVS | CVS Health Corporation | Sale | SP | $100,001 - $250,000 | 20003741 | |
| 423 | 2015-09-02 | CVS | CVS Health Corporation | Sale | SP | $50,001 - $100,000 | 20003741 | |
| 424 | 2015-09-02 | DHR | Danaher Corporation | Sale | SP | $50,001 - $100,000 | 20003741 | |
| 425 | 2015-09-02 | DHR | Danaher Corporation | Sale | SP | $100,001 - $250,000 | 20003741 | |
| 426 | 2015-09-02 | — | Dollar general Corporation (Dg) | Sale | SP | $50,001 - $100,000 | 20003741 | |
| 427 | 2015-09-02 | — | Dollar general Corporation (Dg) | Sale | SP | $50,001 - $100,000 | 20003741 | |
| 428 | 2015-09-02 | EMC | EMC Corporation | Sale | SP | $50,001 - $100,000 | 20003741 | |
| 429 | 2015-09-02 | EMC | EMC Corporation | Sale | SP | $50,001 - $100,000 | 20003741 | |
| 430 | 2015-09-02 | EOG | EOG Resources, Inc. | Sale | SP | $15,001 - $50,000 | 20003741 | |
| 431 | 2015-09-02 | EOG | EOG Resources, Inc. | Sale | SP | $15,001 - $50,000 | 20003741 | |
| 432 | 2015-09-02 | EQT | EQT Corporation | Sale | SP | $15,001 - $50,000 | 20003741 | |
| 433 | 2015-09-02 | EQT | EQT Corporation | Sale | SP | $15,001 - $50,000 | 20003741 | |
| 434 | 2015-09-02 | ESRX | Express Scripts Holding Company | Sale | SP | $100,001 - $250,000 | 20003741 | |
| 435 | 2015-09-02 | ESRX | Express Scripts Holding Company | Sale | SP | $50,001 - $100,000 | 20003741 | |
| 436 | 2015-09-02 | FIS | Fidelity National Information Services, Inc. | Sale | SP | $15,001 - $50,000 | 20003741 | |
| 437 | 2015-09-02 | FIS | Fidelity National Information Services, Inc. | Sale | SP | $50,001 - $100,000 | 20003741 | |
| 438 | 2015-09-02 | FISV | Fiserv, Inc. | Sale | SP | $100,001 - $250,000 | 20003741 | |
| 439 | 2015-09-02 | FISV | Fiserv, Inc. | Sale | SP | $50,001 - $100,000 | 20003741 | |
| 440 | 2015-09-02 | — | general Electric Company (gE) | Sale | SP | $50,001 - $100,000 | 20003741 | |
| 441 | 2015-09-02 | — | general Electric Company (gE) | Sale | SP | $100,001 - $250,000 | 20003741 | |
| 442 | 2015-09-02 | GOOG | google Inc. - Class C Capital Stock | Sale | SP | $100,001 - $250,000 | 20003741 | |
| 443 | 2015-09-02 | GOOG | google Inc. - Class C Capital Stock | Sale | SP | $100,001 - $250,000 | 20003741 | |
| 444 | 2015-09-02 | HD | Home Depot, Inc. | Sale | SP | $50,001 - $100,000 | 20003741 | |
| 445 | 2015-09-02 | HD | Home Depot, Inc. | Sale | SP | $100,001 - $250,000 | 20003741 | |
| 446 | 2015-09-02 | JNJ | Johnson & Johnson | Sale | SP | $50,001 - $100,000 | 20003741 | |
| 447 | 2015-09-02 | JNJ | Johnson & Johnson | Sale | SP | $50,001 - $100,000 | 20003741 | |
| 448 | 2015-09-02 | JPM | JP Morgan Chase & Co. | Sale | SP | $50,001 - $100,000 | 20003741 | |
| 449 | 2015-09-02 | JPM | JP Morgan Chase & Co. | Sale | SP | $100,001 - $250,000 | 20003741 | |
| 450 | 2015-09-02 | M | Macy's Inc | Sale | SP | $50,001 - $100,000 | 20003741 | |
| 451 | 2015-09-02 | M | Macy's Inc | Sale | SP | $50,001 - $100,000 | 20003741 | |
| 452 | 2015-09-02 | MDT | Medtronic plc. Ordinary Shares | Sale | SP | $100,001 - $250,000 | 20003741 | |
| 453 | 2015-09-02 | MDT | Medtronic plc. Ordinary Shares | Sale | SP | $100,001 - $250,000 | 20003741 | |
| 454 | 2015-09-02 | MRK | Merck & Company, Inc. Common Stock | Sale | SP | $50,001 - $100,000 | 20003741 | |
| 455 | 2015-09-02 | MRK | Merck & Company, Inc. Common Stock | Sale | SP | $50,001 - $100,000 | 20003741 | |
| 456 | 2015-09-02 | MSFT | Microsoft Corporation | Sale | SP | $50,001 - $100,000 | 20003741 | |
| 457 | 2015-09-02 | MSFT | Microsoft Corporation | Sale | SP | $100,001 - $250,000 | 20003741 | |
| 458 | 2015-09-02 | NEE | NextEra Energy, Inc. | Sale | SP | $15,001 - $50,000 | 20003741 | |
| 459 | 2015-09-02 | NEE | NextEra Energy, Inc. | Sale | SP | $15,001 - $50,000 | 20003741 | |
| 460 | 2015-09-02 | OMC | Omnicom group Inc. | Sale | SP | $50,001 - $100,000 | 20003741 | |
| 461 | 2015-09-02 | OMC | Omnicom group Inc. | Sale | SP | $50,001 - $100,000 | 20003741 | |
| 462 | 2015-09-02 | ORCL | Oracle Corporation | Sale | SP | $100,001 - $250,000 | 20003741 | |
| 463 | 2015-09-02 | ORCL | Oracle Corporation | Sale | SP | $50,001 - $100,000 | 20003741 | |
| 464 | 2015-09-02 | PEP | Pepsico, Inc. | Sale | SP | $50,001 - $100,000 | 20003741 | |
| 465 | 2015-09-02 | PEP | Pepsico, Inc. | Sale | SP | $50,001 - $100,000 | 20003741 | |
| 466 | 2015-09-02 | PX | Praxair, Inc. | Sale | SP | $50,001 - $100,000 | 20003741 | |
| 467 | 2015-09-02 | PX | Praxair, Inc. | Sale | SP | $50,001 - $100,000 | 20003741 | |
| 468 | 2015-09-02 | PRU | Prudential Financial, Inc. | Sale | SP | $50,001 - $100,000 | 20003741 | |
| 469 | 2015-09-02 | PRU | Prudential Financial, Inc. | Sale | SP | $100,001 - $250,000 | 20003741 | |
| 470 | 2015-09-02 | QCOM | QualCOMM Incorporated | Sale | SP | $15,001 - $50,000 | 20003741 | |
| 471 | 2015-09-02 | QCOM | QualCOMM Incorporated | Sale | SP | $15,001 - $50,000 | 20003741 | |
| 472 | 2015-09-02 | SYK | Stryker Corporation | Sale | SP | $50,001 - $100,000 | 20003741 | |
| 473 | 2015-09-02 | SYK | Stryker Corporation | Sale | SP | $50,001 - $100,000 | 20003741 | |
| 474 | 2015-09-02 | TMO | Thermo Fisher Scientific Inc | Sale | SP | $15,001 - $50,000 | 20003741 | |
| 475 | 2015-09-02 | TMO | Thermo Fisher Scientific Inc | Sale | SP | $15,001 - $50,000 | 20003741 | |
| 476 | 2015-09-02 | TJX | TJX Companies, Inc. | Sale | SP | $50,001 - $100,000 | 20003741 | |
| 477 | 2015-09-02 | TJX | TJX Companies, Inc. | Sale | SP | $50,001 - $100,000 | 20003741 | |
| 478 | 2015-09-02 | TYC | Tyco International plc | Sale | SP | $15,001 - $50,000 | 20003741 | |
| 479 | 2015-09-02 | TYC | Tyco International plc | Sale | SP | $15,001 - $50,000 | 20003741 | |
| 480 | 2015-09-02 | USB | u.S. Bancorp | Sale | SP | $50,001 - $100,000 | 20003741 | |
| 481 | 2015-09-02 | USB | u.S. Bancorp | Sale | SP | $50,001 - $100,000 | 20003741 | |
| 482 | 2015-09-02 | UNP | union Pacific Corporation | Sale | SP | $15,001 - $50,000 | 20003741 | |
| 483 | 2015-09-02 | UNP | union Pacific Corporation | Sale | SP | $15,001 - $50,000 | 20003741 | |
| 484 | 2015-09-02 | UTX | united Technologies Corporation | Sale | SP | $50,001 - $100,000 | 20003741 | |
| 485 | 2015-09-02 | UTX | united Technologies Corporation | Sale | SP | $50,001 - $100,000 | 20003741 | |
| 486 | 2015-09-02 | UNH | unitedHealth group Incorporated Common Stock | Sale | SP | $100,001 - $250,000 | 20003741 | |
| 487 | 2015-09-02 | UNH | unitedHealth group Incorporated Common Stock | Sale | SP | $50,001 - $100,000 | 20003741 | |
| 488 | 2015-09-02 | VFC | V.F. Corporation | Sale | SP | $50,001 - $100,000 | 20003741 | |
| 489 | 2015-09-02 | VFC | V.F. Corporation | Sale | SP | $50,001 - $100,000 | 20003741 | |
| 490 | 2015-09-02 | VZ | Verizon Communications Inc. | Sale | SP | $50,001 - $100,000 | 20003741 | |
| 491 | 2015-09-02 | VZ | Verizon Communications Inc. | Sale | SP | $50,001 - $100,000 | 20003741 | |
| 492 | 2015-09-02 | V | Visa Inc. | Sale | SP | $50,001 - $100,000 | 20003741 | |
| 493 | 2015-09-02 | V | Visa Inc. | Sale | SP | $50,001 - $100,000 | 20003741 | |
| 494 | 2015-09-02 | DIS | Walt Disney Company | Sale | SP | $15,001 - $50,000 | 20003741 | |
| 495 | 2015-09-02 | DIS | Walt Disney Company | Sale | SP | $15,001 - $50,000 | 20003741 | |
| 496 | 2015-09-02 | WFC | Wells Fargo & Company | Sale | SP | $100,001 - $250,000 | 20003741 | |
| 497 | 2015-09-02 | WFC | Wells Fargo & Company | Sale | SP | $50,001 - $100,000 | 20003741 | |
| 498 | 2015-09-02 | WMB | Williams Companies, Inc. | Sale | SP | $50,001 - $100,000 | 20003741 | |
| 499 | 2015-09-02 | WMB | Williams Companies, Inc. | Sale | SP | $100,001 - $250,000 | 20003741 | |
| 500 | 2015-09-01 | — | East Bay Calif Regl. Bonds | Sale | Self | $250,001 - $500,000 | 20003941 | |
| 501 | 2015-09-01 | — | Massachusetts State Bonds | Sale | Self | $500,001 - $1,000,000 | 20003941 | |
| 502 | 2015-09-01 | — | Minnesota Public Facilities Bonds | Sale | Self | $250,001 - $500,000 | 20003941 | |
| 503 | 2015-08-27 | — | allergan plc Ordinary Shares (agN) | Purchase | SP | $15,001 - $50,000 | 20003741 | |
| 504 | 2015-08-27 | NEE | NextEra Energy, Inc. | Purchase | SP | $15,001 - $50,000 | 20003741 | |
| 505 | 2015-08-27 | TJX | TJX Companies, Inc. | Sale | SP | $15,001 - $50,000 | 20003741 | |
| 506 | 2015-08-27 | UNH | unitedHealth group Incorporated Common Stock | Sale | SP | $15,001 - $50,000 | 20003741 | |
| 507 | 2015-08-17 | NEE | NextEra Energy, Inc. | Purchase | SP | $15,001 - $50,000 | 20003741 | |
| 508 | 2015-08-17 | NEE | NextEra Energy, Inc. | Purchase | SP | $15,001 - $50,000 | 20003741 | |
| 509 | 2015-08-17 | DIS | Walt Disney Company | Sale | SP | $15,001 - $50,000 | 20003741 | |
| 510 | 2015-08-17 | DIS | Walt Disney Company | Sale | SP | $15,001 - $50,000 | 20003741 | |
| 511 | 2015-08-05 | ADP | automatic Data Processing, Inc. | Purchase | SP | $15,001 - $50,000 | 20003741 | |
| 512 | 2015-08-05 | ADP | automatic Data Processing, Inc. | Purchase | SP | $15,001 - $50,000 | 20003741 | |
| 513 | 2015-08-05 | ESRX | Express Scripts Holding Company | Sale | SP | $15,001 - $50,000 | 20003741 | |
| 514 | 2015-08-05 | ESRX | Express Scripts Holding Company | Sale | SP | $15,001 - $50,000 | 20003741 | |
| 515 | 2015-08-03 | APC | anadarko Petroleum Corporation | Purchase | SP | $15,001 - $50,000 | 20003741 | |
| 516 | 2015-08-03 | APC | anadarko Petroleum Corporation | Purchase | SP | $1,001 - $15,000 | 20003741 | |
| 517 | 2015-08-03 | EOG | EOG Resources, Inc. | Purchase | SP | $1,001 - $15,000 | 20003741 | |
| 518 | 2015-08-03 | EOG | EOG Resources, Inc. | Purchase | SP | $15,001 - $50,000 | 20003741 | |
| 519 | 2015-08-03 | MRO | Marathon Oil Corporation | Sale | SP | $15,001 - $50,000 | 20003741 | |
| 520 | 2015-08-03 | MRO | Marathon Oil Corporation | Sale | SP | $15,001 - $50,000 | 20003741 | |
| 521 | 2015-08-01 | — | Pajaro Valley Ca Bonds | Sale | Self | $250,001 - $500,000 | 20003741 | |
| 522 | 2015-08-01 | — | Riverside Ca Bonds | Sale | Self | $250,001 - $500,000 | 20003741 | |
| 523 | 2015-08-01 | — | Virginia Public Sch. Bonds | Sale | Self | $250,001 - $500,000 | 20003741 | |
| 524 | 2015-07-31 | — | Madison adams Investments, llC | Purchase | SP | $1,001 - $15,000 | 20003617 | |
| 525 | 2015-07-17 | BAC | Bank of america Corporation | Sale | SP | $15,001 - $50,000 | 20003617 | |
| 526 | 2015-07-17 | BAC | Bank of america Corporation | Sale | SP | $15,001 - $50,000 | 20003617 | |
| 527 | 2015-07-17 | TMO | Thermo Fisher Scientific Inc | Purchase | SP | $15,001 - $50,000 | 20003617 | |
| 528 | 2015-07-17 | TMO | Thermo Fisher Scientific Inc | Purchase | SP | $15,001 - $50,000 | 20003617 | |
| 529 | 2015-07-15 | TLSRP | Telos Corporation Preferred Stock | Sale | Self | $500,001 - $1,000,000 | 20003617 | |
| 530 | 2015-07-10 | AET | aetna Inc. | Purchase | SP | $50,001 - $100,000 | 20003617 | |
| 531 | 2015-07-10 | AET | aetna Inc. | Purchase | SP | $15,001 - $50,000 | 20003617 | |
| 532 | 2015-07-10 | — | allergan plc Ordinary Shares (agN) | Purchase | SP | $15,001 - $50,000 | 20003617 | |
| 533 | 2015-07-10 | — | allergan plc Ordinary Shares (agN) | Purchase | SP | $50,001 - $100,000 | 20003617 | |
| 534 | 2015-07-10 | ADS | alliance Data Systems Corporation | Purchase | SP | $15,001 - $50,000 | 20003617 | |
| 535 | 2015-07-10 | ADS | alliance Data Systems Corporation | Purchase | SP | $15,001 - $50,000 | 20003617 | |
| 536 | 2015-07-10 | AMZN | amazon.com, Inc. | Purchase | SP | $50,001 - $100,000 | 20003617 | |
| 537 | 2015-07-10 | AMZN | amazon.com, Inc. | Purchase | SP | $50,001 - $100,000 | 20003617 | |
| 538 | 2015-07-10 | AXP | american Express Company | Purchase | SP | $15,001 - $50,000 | 20003617 | |
| 539 | 2015-07-10 | AXP | american Express Company | Purchase | SP | $15,001 - $50,000 | 20003617 | |
| 540 | 2015-07-10 | APC | anadarko Petroleum Corporation | Purchase | SP | $15,001 - $50,000 | 20003617 | |
| 541 | 2015-07-10 | APC | anadarko Petroleum Corporation | Purchase | SP | $15,001 - $50,000 | 20003617 | |
| 542 | 2015-07-10 | — | apple Inc. (aaPl) | Purchase | SP | $50,001 - $100,000 | 20003617 | |
| 543 | 2015-07-10 | — | apple Inc. (aaPl) | Purchase | SP | $50,001 - $100,000 | 20003617 | |
| 544 | 2015-07-10 | ADP | automatic Data Processing, Inc. | Purchase | SP | $15,001 - $50,000 | 20003617 | |
| 545 | 2015-07-10 | ADP | automatic Data Processing, Inc. | Purchase | SP | $50,001 - $100,000 | 20003617 | |
| 546 | 2015-07-10 | BAC | Bank of america Corporation | Purchase | SP | $15,001 - $50,000 | 20003617 | |
| 547 | 2015-07-10 | BAC | Bank of america Corporation | Purchase | SP | $15,001 - $50,000 | 20003617 | |
| 548 | 2015-07-10 | BLK | BlackRock, Inc. | Purchase | SP | $15,001 - $50,000 | 20003617 | |
| 549 | 2015-07-10 | BLK | BlackRock, Inc. | Purchase | SP | $15,001 - $50,000 | 20003617 | |
| 550 | 2015-07-10 | — | Boeing Company (Ba) | Purchase | SP | $15,001 - $50,000 | 20003617 | |
| 551 | 2015-07-10 | — | Boeing Company (Ba) | Purchase | SP | $15,001 - $50,000 | 20003617 | |
| 552 | 2015-07-10 | COF | Capital One Financial Corporation | Purchase | SP | $15,001 - $50,000 | 20003617 | |
| 553 | 2015-07-10 | COF | Capital One Financial Corporation | Purchase | SP | $50,001 - $100,000 | 20003617 | |
| 554 | 2015-07-10 | CSCO | Cisco Systems, Inc. | Purchase | SP | $15,001 - $50,000 | 20003617 | |
| 555 | 2015-07-10 | CSCO | Cisco Systems, Inc. | Purchase | SP | $15,001 - $50,000 | 20003617 | |
| 556 | 2015-07-10 | C | Citigroup, Inc. | Purchase | SP | $15,001 - $50,000 | 20003617 | |
| 557 | 2015-07-10 | C | Citigroup, Inc. | Purchase | SP | $15,001 - $50,000 | 20003617 | |
| 558 | 2015-07-10 | CTXS | Citrix Systems, Inc. | Purchase | SP | $15,001 - $50,000 | 20003617 | |
| 559 | 2015-07-10 | CTXS | Citrix Systems, Inc. | Purchase | SP | $15,001 - $50,000 | 20003617 | |
| 560 | 2015-07-10 | — | Colgate-Palmolive Company (Cl) | Purchase | SP | $15,001 - $50,000 | 20003617 | |
| 561 | 2015-07-10 | — | Colgate-Palmolive Company (Cl) | Purchase | SP | $15,001 - $50,000 | 20003617 | |
| 562 | 2015-07-10 | CMCSA | Comcast Corporation - Class a | Purchase | SP | $50,001 - $100,000 | 20003617 | |
| 563 | 2015-07-10 | CMCSA | Comcast Corporation - Class a | Purchase | SP | $15,001 - $50,000 | 20003617 | |
| 564 | 2015-07-10 | CVS | CVS Health Corporation | Purchase | SP | $15,001 - $50,000 | 20003617 | |
| 565 | 2015-07-10 | CVS | CVS Health Corporation | Purchase | SP | $50,001 - $100,000 | 20003617 | |
| 566 | 2015-07-10 | DHR | Danaher Corporation | Purchase | SP | $50,001 - $100,000 | 20003617 | |
| 567 | 2015-07-10 | DHR | Danaher Corporation | Purchase | SP | $15,001 - $50,000 | 20003617 | |
| 568 | 2015-07-10 | — | Dollar general Corporation (Dg) | Purchase | SP | $15,001 - $50,000 | 20003617 | |
| 569 | 2015-07-10 | — | Dollar general Corporation (Dg) | Purchase | SP | $15,001 - $50,000 | 20003617 | |
| 570 | 2015-07-10 | EMC | EMC Corporation | Purchase | SP | $15,001 - $50,000 | 20003617 | |
| 571 | 2015-07-10 | EMC | EMC Corporation | Purchase | SP | $15,001 - $50,000 | 20003617 | |
| 572 | 2015-07-10 | EOG | EOG Resources, Inc. | Purchase | SP | $15,001 - $50,000 | 20003617 | |
| 573 | 2015-07-10 | EOG | EOG Resources, Inc. | Purchase | SP | $1,001 - $15,000 | 20003617 | |
| 574 | 2015-07-10 | EQT | EQT Corporation | Purchase | SP | $15,001 - $50,000 | 20003617 | |
| 575 | 2015-07-10 | EQT | EQT Corporation | Purchase | SP | $1,001 - $15,000 | 20003617 | |
| 576 | 2015-07-10 | ESRX | Express Scripts Holding Company | Purchase | SP | $50,001 - $100,000 | 20003617 | |
| 577 | 2015-07-10 | ESRX | Express Scripts Holding Company | Purchase | SP | $50,001 - $100,000 | 20003617 | |
| 578 | 2015-07-10 | FIS | Fidelity National Information Services, Inc. | Purchase | SP | $15,001 - $50,000 | 20003617 | |
| 579 | 2015-07-10 | FIS | Fidelity National Information Services, Inc. | Purchase | SP | $15,001 - $50,000 | 20003617 | |
| 580 | 2015-07-10 | FISV | Fiserv, Inc. | Purchase | SP | $15,001 - $50,000 | 20003617 | |
| 581 | 2015-07-10 | FISV | Fiserv, Inc. | Purchase | SP | $15,001 - $50,000 | 20003617 | |
| 582 | 2015-07-10 | — | general Electric Company (gE) | Purchase | SP | $50,001 - $100,000 | 20003617 | |
| 583 | 2015-07-10 | — | general Electric Company (gE) | Purchase | SP | $50,001 - $100,000 | 20003617 | |
| 584 | 2015-07-10 | GOOG | google Inc. - Class C Capital Stock | Purchase | SP | $50,001 - $100,000 | 20003617 | |
| 585 | 2015-07-10 | GOOG | google Inc. - Class C Capital Stock | Purchase | SP | $50,001 - $100,000 | 20003617 | |
| 586 | 2015-07-10 | HD | Home Depot, Inc. | Purchase | SP | $50,001 - $100,000 | 20003617 | |
| 587 | 2015-07-10 | HD | Home Depot, Inc. | Purchase | SP | $15,001 - $50,000 | 20003617 | |
| 588 | 2015-07-10 | JNJ | Johnson & Johnson | Purchase | SP | $15,001 - $50,000 | 20003617 | |
| 589 | 2015-07-10 | JNJ | Johnson & Johnson | Purchase | SP | $15,001 - $50,000 | 20003617 | |
| 590 | 2015-07-10 | JPM | JP Morgan Chase & Co. | Purchase | SP | $50,001 - $100,000 | 20003617 | |
| 591 | 2015-07-10 | JPM | JP Morgan Chase & Co. | Purchase | SP | $15,001 - $50,000 | 20003617 | |
| 592 | 2015-07-10 | M | Macy's Inc | Purchase | SP | $15,001 - $50,000 | 20003617 | |
| 593 | 2015-07-10 | M | Macy's Inc | Purchase | SP | $50,001 - $100,000 | 20003617 | |
| 594 | 2015-07-10 | MRO | Marathon Oil Corporation | Purchase | SP | $15,001 - $50,000 | 20003617 | |
| 595 | 2015-07-10 | MRO | Marathon Oil Corporation | Purchase | SP | $15,001 - $50,000 | 20003617 | |
| 596 | 2015-07-10 | MDT | Medtronic plc. Ordinary Shares | Purchase | SP | $50,001 - $100,000 | 20003617 | |
| 597 | 2015-07-10 | MDT | Medtronic plc. Ordinary Shares | Purchase | SP | $50,001 - $100,000 | 20003617 | |
| 598 | 2015-07-10 | MRK | Merck & Company, Inc. Common Stock | Purchase | SP | $15,001 - $50,000 | 20003617 | |
| 599 | 2015-07-10 | MRK | Merck & Company, Inc. Common Stock | Purchase | SP | $15,001 - $50,000 | 20003617 | |
| 600 | 2015-07-10 | MSFT | Microsoft Corporation | Purchase | SP | $15,001 - $50,000 | 20003617 | |
| 601 | 2015-07-10 | MSFT | Microsoft Corporation | Purchase | SP | $50,001 - $100,000 | 20003617 | |
| 602 | 2015-07-10 | OMC | Omnicom group Inc. | Purchase | SP | $15,001 - $50,000 | 20003617 | |
| 603 | 2015-07-10 | OMC | Omnicom group Inc. | Purchase | SP | $15,001 - $50,000 | 20003617 | |
| 604 | 2015-07-10 | ORCL | Oracle Corporation | Purchase | SP | $15,001 - $50,000 | 20003617 | |
| 605 | 2015-07-10 | ORCL | Oracle Corporation | Purchase | SP | $50,001 - $100,000 | 20003617 | |
| 606 | 2015-07-10 | PEP | Pepsico, Inc. | Purchase | SP | $15,001 - $50,000 | 20003617 | |
| 607 | 2015-07-10 | PEP | Pepsico, Inc. | Purchase | SP | $15,001 - $50,000 | 20003617 | |
| 608 | 2015-07-10 | PX | Praxair, Inc. | Purchase | SP | $15,001 - $50,000 | 20003617 | |
| 609 | 2015-07-10 | PX | Praxair, Inc. | Purchase | SP | $15,001 - $50,000 | 20003617 | |
| 610 | 2015-07-10 | PRU | Prudential Financial, Inc. | Purchase | SP | $50,001 - $100,000 | 20003617 | |
| 611 | 2015-07-10 | PRU | Prudential Financial, Inc. | Purchase | SP | $15,001 - $50,000 | 20003617 | |
| 612 | 2015-07-10 | QCOM | QualCOMM Incorporated | Purchase | SP | $1,001 - $15,000 | 20003617 | |
| 613 | 2015-07-10 | QCOM | QualCOMM Incorporated | Purchase | SP | $15,001 - $50,000 | 20003617 | |
| 614 | 2015-07-10 | SYK | Stryker Corporation | Purchase | SP | $15,001 - $50,000 | 20003617 | |
| 615 | 2015-07-10 | SYK | Stryker Corporation | Purchase | SP | $15,001 - $50,000 | 20003617 | |
| 616 | 2015-07-10 | TJX | TJX Companies, Inc. | Purchase | SP | $15,001 - $50,000 | 20003617 | |
| 617 | 2015-07-10 | TJX | TJX Companies, Inc. | Purchase | SP | $15,001 - $50,000 | 20003617 | |
| 618 | 2015-07-10 | TYC | Tyco International plc | Purchase | SP | $15,001 - $50,000 | 20003617 | |
| 619 | 2015-07-10 | TYC | Tyco International plc | Purchase | SP | $15,001 - $50,000 | 20003617 | |
| 620 | 2015-07-10 | USB | u.S. Bancorp | Purchase | SP | $15,001 - $50,000 | 20003617 | |
| 621 | 2015-07-10 | USB | u.S. Bancorp | Purchase | SP | $50,001 - $100,000 | 20003617 | |
| 622 | 2015-07-10 | UNP | union Pacific Corporation | Purchase | SP | $15,001 - $50,000 | 20003617 | |
| 623 | 2015-07-10 | UNP | union Pacific Corporation | Purchase | SP | $15,001 - $50,000 | 20003617 | |
| 624 | 2015-07-10 | UTX | united Technologies Corporation | Purchase | SP | $15,001 - $50,000 | 20003617 | |
| 625 | 2015-07-10 | UTX | united Technologies Corporation | Purchase | SP | $15,001 - $50,000 | 20003617 | |
| 626 | 2015-07-10 | UNH | unitedHealth group Incorporated Common Stock | Purchase | SP | $50,001 - $100,000 | 20003617 | |
| 627 | 2015-07-10 | — | unitedHealth group Incorporated | Purchase | SP | $15,001 - $50,000 | 20003617 | |
| 628 | 2015-07-10 | VFC | V.F. Corporation | Purchase | SP | $15,001 - $50,000 | 20003617 | |
| 629 | 2015-07-10 | VFC | V.F. Corporation | Purchase | SP | $15,001 - $50,000 | 20003617 | |
| 630 | 2015-07-10 | VZ | Verizon Communications Inc. | Purchase | SP | $15,001 - $50,000 | 20003617 | |
| 631 | 2015-07-10 | VZ | Verizon Communications Inc. | Purchase | SP | $15,001 - $50,000 | 20003617 | |
| 632 | 2015-07-10 | V | Visa Inc. | Purchase | SP | $15,001 - $50,000 | 20003617 | |
| 633 | 2015-07-10 | V | Visa Inc. | Purchase | SP | $15,001 - $50,000 | 20003617 | |
| 634 | 2015-07-10 | DIS | Walt Disney Company | Purchase | SP | $15,001 - $50,000 | 20003617 | |
| 635 | 2015-07-10 | DIS | Walt Disney Company | Purchase | SP | $15,001 - $50,000 | 20003617 | |
| 636 | 2015-07-10 | WFC | Wells Fargo & Company | Purchase | SP | $50,001 - $100,000 | 20003617 | |
| 637 | 2015-07-10 | WFC | Wells Fargo & Company | Purchase | SP | $15,001 - $50,000 | 20003617 | |
| 638 | 2015-07-10 | WMB | Williams Companies, Inc. | Purchase | SP | $15,001 - $50,000 | 20003617 | |
| 639 | 2015-07-10 | WMB | Williams Companies, Inc. | Purchase | SP | $50,001 - $100,000 | 20003617 | |
| 640 | 2015-07-01 | — | Sequoia Ca Bonds | Sale | Self | $500,001 - $1,000,000 | 20003617 | |
| 641 | 2015-06-29 | EOG | EOG Resources, Inc. | Purchase | SP | $1,001 - $15,000 | 20003431 | |
| 642 | 2015-06-26 | AET | aetna Inc. | Purchase | SP | $50,001 - $100,000 | 20003431 | |
| 643 | 2015-06-26 | — | allergan plc Ordinary Shares (agN) | Purchase | SP | $50,001 - $100,000 | 20003431 | |
| 644 | 2015-06-26 | ADS | alliance Data Systems Corporation | Purchase | SP | $15,001 - $50,000 | 20003431 | |
| 645 | 2015-06-26 | AMZN | amazon.com, Inc. | Purchase | SP | $50,001 - $100,000 | 20003431 | |
| 646 | 2015-06-26 | AXP | american Express Company | Purchase | SP | $15,001 - $50,000 | 20003431 | |
| 647 | 2015-06-26 | APC | anadarko Petroleum Corporation | Purchase | SP | $15,001 - $50,000 | 20003431 | |
| 648 | 2015-06-26 | — | apple Inc. (aaPl) | Purchase | SP | $50,001 - $100,000 | 20003431 | |
| 649 | 2015-06-26 | ADP | automatic Data Processing, Inc. | Purchase | SP | $50,001 - $100,000 | 20003431 | |
| 650 | 2015-06-26 | BAC | Bank of america Corporation | Purchase | SP | $50,001 - $100,000 | 20003431 | |
| 651 | 2015-06-26 | BLK | BlackRock, Inc. | Purchase | SP | $15,001 - $50,000 | 20003431 | |
| 652 | 2015-06-26 | — | Boeing Company (Ba) | Purchase | SP | $15,001 - $50,000 | 20003431 | |
| 653 | 2015-06-26 | COF | Capital One Financial Corporation | Purchase | SP | $50,001 - $100,000 | 20003431 | |
| 654 | 2015-06-26 | CSCO | Cisco Systems, Inc. | Purchase | SP | $50,001 - $100,000 | 20003431 | |
| 655 | 2015-06-26 | C | Citigroup, Inc. | Purchase | SP | $15,001 - $50,000 | 20003431 | |
| 656 | 2015-06-26 | CTXS | Citrix Systems, Inc. | Purchase | SP | $15,001 - $50,000 | 20003431 | |
| 657 | 2015-06-26 | — | Colgate-Palmolive Company (Cl) | Purchase | SP | $15,001 - $50,000 | 20003431 | |
| 658 | 2015-06-26 | CMCSA | Comcast Corporation - Class a | Purchase | SP | $50,001 - $100,000 | 20003431 | |
| 659 | 2015-06-26 | CVS | CVS Health Corporation | Purchase | SP | $50,001 - $100,000 | 20003431 | |
| 660 | 2015-06-26 | DHR | Danaher Corporation | Purchase | SP | $50,001 - $100,000 | 20003431 | |
| 661 | 2015-06-26 | — | Dollar general Corporation (Dg) | Purchase | SP | $15,001 - $50,000 | 20003431 | |
| 662 | 2015-06-26 | EMC | EMC Corporation | Purchase | SP | $15,001 - $50,000 | 20003431 | |
| 663 | 2015-06-26 | EQT | EQT Corporation | Purchase | SP | $15,001 - $50,000 | 20003431 | |
| 664 | 2015-06-26 | ESRX | Express Scripts Holding Company | Purchase | SP | $50,001 - $100,000 | 20003431 | |
| 665 | 2015-06-26 | FIS | Fidelity National Information Services, Inc. | Purchase | SP | $15,001 - $50,000 | 20003431 | |
| 666 | 2015-06-26 | FISV | Fiserv, Inc. | Purchase | SP | $15,001 - $50,000 | 20003431 | |
| 667 | 2015-06-26 | — | general Electric Company (gE) | Purchase | SP | $50,001 - $100,000 | 20003431 | |
| 668 | 2015-06-26 | GOOG | google Inc. - Class C Capital Stock | Purchase | SP | $50,001 - $100,000 | 20003431 | |
| 669 | 2015-06-26 | HD | Home Depot, Inc. | Purchase | SP | $50,001 - $100,000 | 20003431 | |
| 670 | 2015-06-26 | JNJ | Johnson & Johnson | Purchase | SP | $15,001 - $50,000 | 20003431 | |
| 671 | 2015-06-26 | JPM | JP Morgan Chase & Co. | Purchase | SP | $50,001 - $100,000 | 20003431 | |
| 672 | 2015-06-26 | M | Macy's Inc | Purchase | SP | $50,001 - $100,000 | 20003431 | |
| 673 | 2015-06-26 | MRO | Marathon Oil Corporation | Purchase | SP | $15,001 - $50,000 | 20003431 | |
| 674 | 2015-06-26 | MDT | Medtronic plc. Ordinary Shares | Purchase | SP | $50,001 - $100,000 | 20003431 | |
| 675 | 2015-06-26 | MRK | Merck & Company, Inc. Common Stock | Purchase | SP | $15,001 - $50,000 | 20003431 | |
| 676 | 2015-06-26 | MSFT | Microsoft Corporation | Purchase | SP | $50,001 - $100,000 | 20003431 | |
| 677 | 2015-06-26 | OMC | Omnicom group Inc. | Purchase | SP | $15,001 - $50,000 | 20003431 | |
| 678 | 2015-06-26 | ORCL | Oracle Corporation | Purchase | SP | $50,001 - $100,000 | 20003431 | |
| 679 | 2015-06-26 | PEP | Pepsico, Inc. | Purchase | SP | $15,001 - $50,000 | 20003431 | |
| 680 | 2015-06-26 | PX | Praxair, Inc. | Purchase | SP | $15,001 - $50,000 | 20003431 | |
| 681 | 2015-06-26 | PRU | Prudential Financial, Inc. | Purchase | SP | $50,001 - $100,000 | 20003431 | |
| 682 | 2015-06-26 | QCOM | QualCOMM Incorporated | Purchase | SP | $15,001 - $50,000 | 20003431 | |
| 683 | 2015-06-26 | SYK | Stryker Corporation | Purchase | SP | $15,001 - $50,000 | 20003431 | |
| 684 | 2015-06-26 | TJX | TJX Companies, Inc. | Purchase | SP | $15,001 - $50,000 | 20003431 | |
| 685 | 2015-06-26 | TYC | Tyco International plc | Purchase | SP | $15,001 - $50,000 | 20003431 | |
| 686 | 2015-06-26 | USB | u.S. Bancorp | Purchase | SP | $50,001 - $100,000 | 20003431 | |
| 687 | 2015-06-26 | UNP | union Pacific Corporation | Purchase | SP | $15,001 - $50,000 | 20003431 | |
| 688 | 2015-06-26 | UTX | united Technologies Corporation | Purchase | SP | $15,001 - $50,000 | 20003431 | |
| 689 | 2015-06-26 | UNH | unitedHealth group Incorporated Common Stock | Purchase | SP | $50,001 - $100,000 | 20003431 | |
| 690 | 2015-06-26 | VFC | V.F. Corporation | Purchase | SP | $15,001 - $50,000 | 20003431 | |
| 691 | 2015-06-26 | VZ | Verizon Communications Inc. | Purchase | SP | $15,001 - $50,000 | 20003431 | |
| 692 | 2015-06-26 | V | Visa Inc. | Purchase | Self | $15,001 - $50,000 | 20003431 | |
| 693 | 2015-06-26 | DIS | Walt Disney Company | Purchase | SP | $15,001 - $50,000 | 20003431 | |
| 694 | 2015-06-26 | WFC | Wells Fargo & Company | Purchase | SP | $50,001 - $100,000 | 20003431 | |
| 695 | 2015-06-26 | WMB | Williams Companies, Inc. | Purchase | SP | $50,001 - $100,000 | 20003431 | |
| 696 | 2015-06-23 | AET | aetna Inc. | Purchase | SP | $15,001 - $50,000 | 20003431 | |
| 697 | 2015-06-23 | — | allergan plc Ordinary Shares (agN) | Purchase | SP | $15,001 - $50,000 | 20003431 | |
| 698 | 2015-06-23 | ADS | alliance Data Systems Corporation | Purchase | SP | $15,001 - $50,000 | 20003431 | |
| 699 | 2015-06-23 | AMZN | amazon.com, Inc. | Purchase | SP | $15,001 - $50,000 | 20003431 | |
| 700 | 2015-06-23 | AXP | american Express Company | Purchase | SP | $15,001 - $50,000 | 20003431 | |
| 701 | 2015-06-23 | APC | anadarko Petroleum Corporation | Purchase | SP | $15,001 - $50,000 | 20003431 | |
| 702 | 2015-06-23 | — | apple Inc. (aaPl) | Purchase | SP | $50,001 - $100,000 | 20003431 | |
| 703 | 2015-06-23 | ADP | automatic Data Processing, Inc. | Purchase | SP | $15,001 - $50,000 | 20003431 | |
| 704 | 2015-06-23 | BAC | Bank of america Corporation | Purchase | SP | $15,001 - $50,000 | 20003431 | |
| 705 | 2015-06-23 | BLK | BlackRock, Inc. | Purchase | SP | $15,001 - $50,000 | 20003431 | |
| 706 | 2015-06-23 | — | Boeing Company (Ba) | Purchase | SP | $15,001 - $50,000 | 20003431 | |
| 707 | 2015-06-23 | COF | Capital One Financial Corporation | Purchase | SP | $15,001 - $50,000 | 20003431 | |
| 708 | 2015-06-23 | CSCO | Cisco Systems, Inc. | Purchase | SP | $15,001 - $50,000 | 20003431 | |
| 709 | 2015-06-23 | C | Citigroup, Inc. | Purchase | SP | $15,001 - $50,000 | 20003431 | |
| 710 | 2015-06-23 | CTXS | Citrix Systems, Inc. | Purchase | SP | $15,001 - $50,000 | 20003431 | |
| 711 | 2015-06-23 | — | Colgate-Palmolive Company (Cl) | Purchase | SP | $15,001 - $50,000 | 20003431 | |
| 712 | 2015-06-23 | CMCSA | Comcast Corporation - Class a | Purchase | SP | $15,001 - $50,000 | 20003431 | |
| 713 | 2015-06-23 | CVS | CVS Health Corporation | Purchase | SP | $15,001 - $50,000 | 20003431 | |
| 714 | 2015-06-23 | DHR | Danaher Corporation | Purchase | SP | $15,001 - $50,000 | 20003431 | |
| 715 | 2015-06-23 | — | Dollar general Corporation (Dg) | Purchase | SP | $15,001 - $50,000 | 20003431 | |
| 716 | 2015-06-23 | EMC | EMC Corporation | Purchase | SP | $15,001 - $50,000 | 20003431 | |
| 717 | 2015-06-23 | EQT | EQT Corporation | Purchase | SP | $15,001 - $50,000 | 20003431 | |
| 718 | 2015-06-23 | ESRX | Express Scripts Holding Company | Purchase | SP | $50,001 - $100,000 | 20003431 | |
| 719 | 2015-06-23 | FIS | Fidelity National Information Services, Inc. | Purchase | SP | $15,001 - $50,000 | 20003431 | |
| 720 | 2015-06-23 | FISV | Fiserv, Inc. | Purchase | SP | $15,001 - $50,000 | 20003431 | |
| 721 | 2015-06-23 | — | general Electric Company (gE) | Purchase | SP | $50,001 - $100,000 | 20003431 | |
| 722 | 2015-06-23 | GOOG | google Inc. - Class C Capital Stock | Purchase | SP | $50,001 - $100,000 | 20003431 | |
| 723 | 2015-06-23 | HD | Home Depot, Inc. | Purchase | SP | $15,001 - $50,000 | 20003431 | |
| 724 | 2015-06-23 | JNJ | Johnson & Johnson | Purchase | SP | $15,001 - $50,000 | 20003431 | |
| 725 | 2015-06-23 | JPM | JP Morgan Chase & Co. | Purchase | SP | $15,001 - $50,000 | 20003431 | |
| 726 | 2015-06-23 | M | Macy's Inc | Purchase | SP | $15,001 - $50,000 | 20003431 | |
| 727 | 2015-06-23 | MRO | Marathon Oil Corporation | Purchase | SP | $15,001 - $50,000 | 20003431 | |
| 728 | 2015-06-23 | MDT | Medtronic plc. Ordinary Shares | Purchase | SP | $50,001 - $100,000 | 20003431 | |
| 729 | 2015-06-23 | MRK | Merck & Company, Inc. Common Stock | Purchase | SP | $15,001 - $50,000 | 20003431 | |
| 730 | 2015-06-23 | MSFT | Microsoft Corporation | Purchase | SP | $15,001 - $50,000 | 20003431 | |
| 731 | 2015-06-23 | OMC | Omnicom group Inc. | Purchase | SP | $15,001 - $50,000 | 20003431 | |
| 732 | 2015-06-23 | ORCL | Oracle Corporation | Purchase | SP | $15,001 - $50,000 | 20003431 | |
| 733 | 2015-06-23 | PEP | Pepsico, Inc. | Purchase | SP | $15,001 - $50,000 | 20003431 | |
| 734 | 2015-06-23 | PX | Praxair, Inc. | Purchase | SP | $15,001 - $50,000 | 20003431 | |
| 735 | 2015-06-23 | PRU | Prudential Financial, Inc. | Purchase | SP | $15,001 - $50,000 | 20003431 | |
| 736 | 2015-06-23 | QCOM | QualCOMM Incorporated | Purchase | SP | $15,001 - $50,000 | 20003431 | |
| 737 | 2015-06-23 | SYK | Stryker Corporation | Purchase | SP | $15,001 - $50,000 | 20003431 | |
| 738 | 2015-06-23 | TJX | TJX Companies, Inc. | Purchase | SP | $15,001 - $50,000 | 20003431 | |
| 739 | 2015-06-23 | TYC | Tyco International plc | Purchase | SP | $15,001 - $50,000 | 20003431 | |
| 740 | 2015-06-23 | USB | u.S. Bancorp | Purchase | SP | $15,001 - $50,000 | 20003431 | |
| 741 | 2015-06-23 | UNP | union Pacific Corporation | Purchase | SP | $15,001 - $50,000 | 20003431 | |
| 742 | 2015-06-23 | UTX | united Technologies Corporation | Purchase | SP | $15,001 - $50,000 | 20003431 | |
| 743 | 2015-06-23 | UNH | unitedHealth group Incorporated Common Stock | Purchase | SP | $15,001 - $50,000 | 20003431 | |
| 744 | 2015-06-23 | VFC | V.F. Corporation | Purchase | SP | $15,001 - $50,000 | 20003431 | |
| 745 | 2015-06-23 | VZ | Verizon Communications Inc. | Purchase | SP | $15,001 - $50,000 | 20003431 | |
| 746 | 2015-06-23 | V | Visa Inc. | Purchase | SP | $15,001 - $50,000 | 20003431 | |
| 747 | 2015-06-23 | DIS | Walt Disney Company | Purchase | SP | $15,001 - $50,000 | 20003431 | |
| 748 | 2015-06-23 | WFC | Wells Fargo & Company | Purchase | SP | $15,001 - $50,000 | 20003431 | |
| 749 | 2015-06-23 | WMB | Williams Companies, Inc. | Purchase | SP | $15,001 - $50,000 | 20003431 | |
| 750 | 2015-05-19 | GVP | GSE Systems, Inc. | Sale | SP | $15,001 - $50,000 | 20003204 | |
| 751 | 2015-05-18 | GVP | GSE Systems, Inc. | Sale | SP | $1,001 - $15,000 | 20003204 | |
| 752 | 2015-05-15 | GVP | GSE Systems, Inc. | Sale | SP | $1,001 - $15,000 | 20003204 | |
| 753 | 2015-05-15 | — | university of Ca Rev. Bonds | Sale | Self | $250,001 - $500,000 | 20003204 | |
| 754 | 2015-05-14 | GVP | GSE Systems, Inc. | Sale | SP | $1,001 - $15,000 | 20003204 | |
| 755 | 2015-05-13 | GVP | GSE Systems, Inc. | Sale | SP | $15,001 - $50,000 | 20003204 | |
| 756 | 2015-05-12 | GVP | GSE Systems, Inc. | Sale | SP | $1,001 - $15,000 | 20003204 | |
| 757 | 2015-05-11 | GVP | GSE Systems, Inc. | Sale | SP | $15,001 - $50,000 | 20003204 | |
| 758 | 2015-05-08 | GVP | GSE Systems, Inc. | Sale | SP | $1,001 - $15,000 | 20003204 | |
| 759 | 2015-05-07 | GVP | GSE Systems, Inc. | Sale | SP | $1,001 - $15,000 | 20003204 | |
| 760 | 2015-05-05 | GVP | GSE Systems, Inc. | Sale | SP | $1,001 - $15,000 | 20003204 | |
| 761 | 2015-05-01 | — | San Diego County, Ca Bonds | Sale | Self | $100,001 - $250,000 | 20003204 | |
| 762 | 2015-04-01 | — | Santa Clara Valley Var Bonds | Sale | Self | $100,001 - $250,000 | 20003064 | |
| 763 | 2015-03-03 | INRD | Inrad Optics, Inc. | Sale | SP | $100,001 - $250,000 | 20002836 | |
| 764 | 2015-01-29 | EEI | Ecology and Environment, Inc. - Class a | Sale | SP | $15,001 - $50,000 | 20002520 | |
| 765 | 2015-01-28 | EEI | Ecology and Environment, Inc. - Class a | Sale | SP | $15,001 - $50,000 | 20002520 | |
| 766 | 2015-01-28 | PMFG | PMFG, Inc. | Sale | SP | $15,001 - $50,000 | 20002520 | |
| 767 | 2015-01-28 | PMFG | PMFG, Inc. | Sale | Self | $15,001 - $50,000 | 20002520 | |
| 768 | 2015-01-27 | EEI | Ecology and Environment, Inc. - Class a | Sale | SP | $15,001 - $50,000 | 20002520 | |
| 769 | 2014-12-01 | — | Sacramento County Ca Bonds | Sale | Self | $250,001 - $500,000 | 20002353 | |
| 770 | 2014-11-04 | — | Essex County Bonds | Sale | Self | $500,001 - $1,000,000 | 20002212 | |