Suzan K. DelBene

Suzan K. DelBene

U.S. RepresentativeWA01156 filings676 transactions
View on House Disclosures

Total Purchases (max)

$106.5M

Total Sales (max)

$6.7M

Net Portfolio Value

$99.7M

205 active positions of 429 total · Using max values from amount ranges

#Ticker↕Asset↕Purchases↕Sales↕Net Value↓Txns↕% of Portfolio
1—Pacific Co B1 Bond - Villa del Sol$5.0M—$5.0M15.0%
2—United States Treas Bills Zero CPN 0.00% Due Mar 7, 2024$5.0M—$5.0M15.0%
3—US Treasury Bill US T Bill Due 01/11/24$5.0M—$5.0M15.0%
4—US Treasury Bill23 U S T Bill Due 10/19/23$5.0M—$5.0M15.0%
5—United States Treas Bills Zero CPN 0.00 % Due May 11, 2023$5.0M—$5.0M15.0%
6—US Treasury Bill23 U S T Bill Due 09/07/23$5.0M—$5.0M15.0%
7—Colorado Health Fac 5.00% Hosp HLTH Due 08/01/49 [gS]$1.5M—$1.5M21.5%
8—Maryland ST Dept TR 5.00% Due 10/01/26 [gS]$1.1M—$1.1M31.1%
9—Arizona Indl Dev Auth Rev BDS Lincoln 5.00 % Due Nov 1, 2029$1.1M$50K$1.0M41.0%
10—Prince georges CNTY MD go Consolidated 5.00% Due 07/15/2031 [gS]$1.0M—$1.0M21.0%
11—Wise CNTY VA Indl Dev Auth Solid Waste 1.20 % Due Nov 1, 2040$1.0M—$1.0M11.0%
12—New Jersey ST Transn TR FD Auth Transn 5.00 % Due Dec 15, 2032$1.0M—$1.0M11.0%
13—Triborough Bridge & 4% SPL Tax Due 11/15/31$1.0M—$1.0M11.0%
14—New York N Y Go BDS Ser. Fiscal 2015F 5.00 % Due Jun 1, 2044$1.0M—$1.0M11.0%
15—Maryland ST Go BDS Ser. 2017 B 5.00 % Due 08/01/26$1.0M—$1.0M11.0%
16—New York N Y City Transitional Fin 5.00% Due Feb 1, 2032$1.0M—$1.0M11.0%
17—New York New Y Cl 2.6% Mult HSG Due 05/01/26$1.0M—$1.0M11.0%
18—Honolulu HI City & 4.00% GO Utx Due 10/01/32$1.0M—$1.0M11.0%
19—New York NY City Transitional Fin 5.00% Due 11/01/2027$1.0M—$1.0M11.0%
20—WA ST HLTH Care Fa 5.00% Hosp HLTH Due 08/01/2049 [gS]$1.0M—$1.0M11.0%
21—Wolcott CT 1.25%22 go utx Due 08/23/22 [gS]$1.0M—$1.0M11.0%
22—Seattle WA MN lT PW 0.00% PWR util Due 05/01/2045 [gS]$1.0M—$1.0M11.0%
23—Berkeley Heights TWP N J BD NTS 2.00% Due 07/08/22 [gS]$1.0M—$1.0M11.0%
24—los Angeles CNTY Calif Tax and Rev 4.00% Due 06/30/22 [gS]$1.0M—$1.0M11.0%
25—Connecticut ST go BDS 2018 5.00% Due 06/15/2030 [gS]$1.0M—$1.0M11.0%
26—Michigan ST HSG Dev Auth 1.25% Due 06/01/27 [gS]$1.0M—$1.0M11.0%
27—New York NY go BDS Ser. Fiscal 2008J 5.00% Due 08/01/26 [gS]$1.0M—$1.0M11.0%
28—Texas ST Tax Rev Antic NTS 4.00% Due 08/26/21 [gS]$1.0M—$1.0M11.0%
29—Somerset CNTY N J Bans Ser. 2020 4.00 % Due 09/09/21 [gS]$1.0M—$1.0M11.0%
30—Pasco CNTY Fl SB CO 0.00% Due 08/01/2032 [gS]$1.0M—$1.0M11.0%
31—arizona Indl Dev auth Rev BDS lincoln 5.00% Due 05/01/26 [gS]$1.0M—$1.0M11.0%
32—university Calif Revs Var gen Rev BDS 1.2% Due 05/15/48 [gS]$1.0M—$1.0M11.0%
33—gEORgIa ST 5% DUE 02/01/21$1.0M—$1.0M11.0%
34—N EAST ISD TX 5% Due 08/01/23$1.0M—$1.0M11.0%
35—uS Treasury Note 2% Due 07/31/20$1.0M—$1.0M11.0%
36—FHLB .375% Due 06/24/16$1.0M—$1.0M11.0%
37—Wise CNTY VA Indl Dev Auth Solid Waste 3.80% Due Nov 1, 2040$1.0M$300K$700K30.7%
38—Spring TX Isd 4% Go Utx Due 08/15/31$1.2M$500K$665K60.7%
39—TX Trans Commn TPK 5% TPK Tran Due 08/15/42$1.1M$500K$615K50.6%
40—Southeast Energy Auth Coop Dist Ala 5.00% Due Sep 1, 2035$550K—$550K20.6%
41—New York N Y Go BDS Ser.C 5.00 % Due Aug 1, 2030$550K—$550K20.6%
42—Florida Dev Fin Corp Healthcare Facs Rev 4.00% Due Nov 15, 2035$1.0M$500K$515K30.5%
43—Tarrant CNTY Tex Cultural Ed Facs Fin 5.00 % Due Nov 15, 2051$500K—$500K10.5%
44—Maryland ST Dept TR 5%27 Comb Tax Due 11/01/27$500K—$500K10.5%
45—Pacific Co B1 Bond - San Marcos 10/4/27$500K—$500K10.5%
46—Tennessee Energy Ac 5%35 Edr Idr Due 12/01/35$500K—$500K10.5%
47—Washington ST MTR Veh Fuel Tax Related 5.00% Due Aug 1, 2028$500K—$500K10.5%
48—University Kans Hos 4%36 SYST HLTH Due 03/01/36$500K—$500K10.5%
49—UT ST Tran Auth 5%36 Excise Tax Due 06/15/36$1.0M$500K$500K20.5%
50—United States Treas Bills Zero CPN 0.00 % Due Feb 21, 2023$500K—$500K10.5%
51—Illinois ST Sales Tax Rev JR Oblig 4.00% Due 06/15/2030$500K—$500K10.5%
52—New York NY go BDS Ser. C 5.00% Due 08/01/2031 [gS]$500K—$500K10.5%
53—Sales Tax Securitization Corp 5.00% Due 01/01/31 [gS]$500K—$500K10.5%
54—los Angeles CNTY Calif Tax and rev 4.00% Due 06/30/21 [gS]$500K—$500K10.5%
55—los Angeles CNTY Calif Tax and Rev 4.00% Due 06/30/2021 [gS]$500K—$500K10.5%
56—New Jersey ST HSG & MTG Fin Agy .75% Due 05/01/23 [gS]$500K—$500K10.5%
57—2000063491 JT Illinois HSG Dev Auth Rev BDS Ser. 1.7% Due 04/01/31 [gS]$500K—$500K10.5%
58—Sales Tax Securitization Corp 5.00% Due 01/01/27 [gS]$500K—$500K10.5%
59—Round Rock Tex Indpt Sch Dist 5.00% Due 08/01/2025 [gS]$500K—$500K10.5%
60—Massachusetts ST go Rans Ser 4.00% Due 05/21/2020 [gS]$500K—$500K10.5%
61—university Minn gO Ref BDS Regents Ser. 5.00% Due 10/01/25 [gS]$500K—$500K10.5%
62—Charleston CNTY S C SCH Dist 4.00% Due 05/13/20 [gS]$500K—$500K10.5%
63—Texas ST Tax Rev antic NTS 4.00% Due 08/27/2020 [gS]$500K—$500K10.5%
64—Maricopa CNTY ariz uni Sch dist no 69 5.00% Due 07/01/27 [gS]$500K—$500K10.5%
65—New York ST Dorm auth ST Pers Income 5.00% Due 03/15/27 [gS]$500K—$500K10.5%
66—Texas ST Tax and Rev 4.00% 08/29/2019 [gS]$500K—$500K10.5%
67—Maryland ST go ST local 5.00% Due 03/15/27 [gS]$500K—$500K10.5%
68—District Columbia gO BDS 5.00% Due 06/01/27 [gS]$500K—$500K10.5%
69—Colorado Health 2.8% Rev LTX Due 05/15/42 [gS]$500K—$500K10.5%
70—Minnesota ST gO Var Purp BDS 5.00% Due 08/01/21 [gS]$500K—$500K10.5%
71—Florida ST Constr BDS Ser 2016 5.00% Due 07/01/21 [gS]$500K—$500K10.5%
72—New York ST Dorm auth Sales Tax Rev 5.00% Due 03/15/2025 [gS]$500K—$500K10.5%
73—arizona ST Transport 5% 19 Excise Tax Due 07/01/19 [gS]$500K—$500K10.5%
74—Fairfax CNTY Va 4% gO Due 10/01/19 [gS]$500K—$500K10.5%
75—Philadelphia Pa Sch Dist gO BDS 5.00% Due 09/01/2027 [gS]$500K—$500K10.5%
76—2000039702 JT Montgomery CN MD go 5.00% Due 10/01/2025 [gS]$500K—$500K10.5%
77—Montgomery CN MD Go 5.00% Due 10/01/2025$500K—$500K10.5%
78—2000039704 JT Tennessee HSG Dev Agy Residential Fin 2.8% Due 01/01/2026 [gS]$500K—$500K10.5%
79—Colorado ST gen FD Rev gen 4.00% Due 06/27/18$500K—$500K10.5%
80—HARRIS CNTY TEX REF BDS SER 5.00% DUE 10/01/2024$500K—$500K10.5%
81—Kentucky Economic Dev Fin auth 2.7% Due 05/01/2039$500K—$500K10.5%
82—Dallas Tex gO Ref and Impt Bds 5.0% Due 02/15/2025$500K—$500K10.5%
83—united States Treasury Nts 1.375% Due 06/30/23$500K—$500K10.5%
84—Wstn Wash univ 3.00% Educ univ Due 10/01/19$500K—$500K10.5%
85—great lakes Wtr auth Mich 5.00% Due 07/01/28$500K—$500K10.5%
86—Central Tex Regl mobility auth Rev 5.0% 01/01/2027$500K—$500K10.5%
87—Verizon Communications Inc. 5.15% Due 09-15-2016$500K—$500K10.5%
88—Pennsylvania Economic Dev Financing 1.75% Due 12/01/33$500K—$500K10.5%
89—AMERICAN TOWER CORP 4.5% Due 01/15/18$500K—$500K10.5%
90—aflac Incorporate 2.4% Due 03/16/20$500K—$500K10.5%
91—amern Tower Corp 7% Due 10/15/17$500K—$500K10.5%
92—aflac Incorporate 8.5% Due 05/15/19$500K—$500K10.5%
93—Roper Ind 2.05% Due 10/01/18$500K—$500K10.5%
94—uS Treasury Note 1.5% Due 07/31/2016$500K—$500K10.5%
95—aIg 5.85% Due 01/16/18$500K—$500K10.5%
96—New Jersey ST Transn TR FD Auth SYS BDS 5.00% Due Jun 15, 2035$1.0M$550K$450K30.5%
97—University Tex Univ Revs Fing SYS BDS 5.00% Due Aug 15, 2036$500K$50K$450K20.5%
98—Oklahoma City Okla Go BDS Ser. 2023 4.00 % Due Mar 1, 2035$1.0M$600K$400K30.4%
99—Florida HSG Fin Corp Homeowner MTG Rev 2.15% Due 07/01/2029 [gS]$500K$100K$400K30.4%
100—North Dakota ST HSG Fin Agy Home MTG 1.85 % Due Jan 1, 2032$515K$150K$365K40.4%
101—District Columbia go BDS 5.00% Due 06/01/2027 [gS]$350K—$350K40.4%
102—Ohio ST Higher Ed Go BDS Ser. 2025 A 5.00% Due May 1, 2036$1.1M$750K$300K40.3%
103—Prince Georges CNTY MD Go Consolidated 5.00% Due 07/15/31$300K—$300K20.3%
104—New York ST Dorm Auth ST Pers Income 5% Due 3/15/2027 [gS]$265K—$265K50.3%
105—Wisconsin ST Go BDS Ser. 2025 A 5.00% Due May 1, 2036$500K$250K$250K20.3%
106—Round Rock Tex Indpt Sch Dist 5.00% Due 8/1/2025$250K—$250K10.3%
107—North Tex Twy auth Rev Sys and Rev Dbs 5.0% 1/1/2029$250K—$250K10.3%
108—Round Rock Tex Indpt SCH Dist 5.00% Due 08/01/25 [gS]$215K—$215K50.2%
109—Maryland ST Dept TR 5% Comb Tax Due 10/01/2026 [gS]$150K—$150K30.2%
110—New York ST Dorm Auth ST pers Income [gS]$150K—$150K20.2%
111—Wells Fargo & Co 4.6% Due 04/01/21$500K$350K$150K30.2%
112—Seattle WA MN LT PW PWR Util Due 05/01/45$115K—$115K20.1%
113—New York ST Dorm Auth ST Pers Income [gS]$115K—$115K30.1%
114—New Jersey ST Transn TR FD Auth Trans 5.00% Due Dec 15, 2032$100K—$100K10.1%
115—Maryland ST Dept TR 5.00% Comb Tax Due 10/01/26 [gS]$100K—$100K20.1%
116—New York ST Dorm Auth ST pers income 5.00% due 03/15/2027 [gS]$100K—$100K10.1%
117—Maricopa CNTY Ariz uni SCH Dist No 69 5.00 Due 07/01/27 [gS]$100K—$100K10.1%
118—Maryland ST go ST local Facs 5.00% Due 03/15/2027 [gS]$100K—$100K20.1%
119—Florida ST Constr Ref BDS Ser. 2016 5.00% Due 07/01/21 [gS]$100K—$100K20.1%
120—North East Indpt Sch Dist Tex 5.0% Due 08/01/23$100K—$100K10.1%
121—Illinois ST Sales Tax Rev JR Oblig 4.00% Due Jun 15, 2030$430K$350K$80K70.1%
122—Illinois ST Sales Tax Rev JR Oblig 4.00 % Due Jun 15, 2030$115K$50K$65K40.1%
123—New York NY City Transitional Fin 5.00% Due Nov 1, 2027$65K—$65K20.1%
124—Sales Tax Securitization Corp 5.00 % Due Jan 1, 2031$65K—$65K20.1%
125—Illinois HSG Dev Auth Rev BDS Ser. 1.70% Due 4/1/2031 [gS]$65K—$65K20.1%
126—New York ST Dorm Auth Sales Tax Rev 5.00% Due 03/15/2025 [gS]$65K—$65K20.1%
127—New York ST Dorm Auth Sales Tax Rev 5% Due 3/15/25 [gS]$65K—$65K20.1%
128—Maryland ST go local Facs 5.00% Due 03/15/2027 [gS]$65K—$65K20.1%
129—Washington ST MTR Veh Fuel Tax Related 5.00 % Due Aug 1, 2028$50K—$50K10.1%
130—Philadelphia PA SCH Dist Go BDS Ser. F 5.00% Due Sep 1, 2027$150K$100K$50K40.1%
131—Austin Tex Indpt SCH Dist Unltd Tax Ref 5.00% Due Aug 1, 2028$1.1M$1.0M$50K30.1%
132—North Dakota ST HSG Fin Agy Home MTG 1.85% Due Jan 1, 2032$50K—$50K10.1%
133—Seattle WA MN LT PW 3.4% PWR Util Due 05/01/45$50K—$50K10.1%
134—Seattle WA MN LT PW 3.55% PWR Util Due 05/01/45$50K—$50K10.1%
135—Prince Georges CNTY MD Go Consolidated 5.00 % Due Jul 15, 2031$50K—$50K10.1%
136—Seattle WA MN LT PW 2.75% PWR Util Due 05/01/45$50K—$50K10.1%
137—Round Rock Tex Indpt SCH Dist Unltd Tax 5.00 % Due 08/01/25$50K—$50K10.1%
138—Seattle WA MN LT PW 2.68% PWR Util Due 05/01/45$50K—$50K10.1%
139—Illinois ST Sales Tax Rev JR Oblig 4.00 % Due 06/15/30$50K—$50K10.1%
140—Piladelphia PA SCH Dist Go BDS Ser. 5.00% Due 09/01/2027$50K—$50K10.1%
141—New York N Y Go BDS Ser. C 5.00% Due 08/01/2031$50K—$50K10.1%
142—Connecticut ST Go BDS 2018 C 5.00%$50K—$50K10.1%
143—Honolulu HI City 4.00% Go Utx Due 10/01/32$50K—$50K10.1%
144—New York ST Dorm Auth ST Pers 5% due 3/15/2027$50K—$50K10.1%
145—New York ST Dorm Auth Sales Tax Rev 5.00% Due 3/15/2025 [gS]$50K—$50K10.1%
146—Round Rock Tex Indpt SCH Dist unltd Tax 5% Due 08/01/2025 [gS]$50K—$50K10.1%
147—New York NY go BDS Fiscal 2008 5.00% Due 08/01/26 [gS]$50K—$50K10.1%
148—Round Rock Tex Indpt SCH Dist unltd Tax 5.00% Due 8/1/2025 [gS]$50K—$50K10.1%
149—New York NY go BDS 2008 5.00% Due 08/01/2026 [gS]$50K—$50K10.1%
150—District Columbia go BDS Ser. 2017D 5.00 % Due 6/1/2027 [gS]$50K—$50K10.1%
151—Round Rock Tex Indpt SCH Dist unltd Tax 5.00 % Due 8/1/2025 [gS]$50K—$50K10.1%
152—MNTGRY Cn MD 5.00% gP Itx Due 10/01/2025 [gS]$50K—$50K10.1%
153—Round Rock Tex Indpt Sch Dist unltd Tax 5.00% Due 08/01/2025 [gS]$50K—$50K10.1%
154—New York ST Dorm Auth St Pers Income 5.00% due 03/15/27 [gS]$50K—$50K10.1%
155—New York ST Dorm Auth ST Pers Income 5.00% 03/15/2027 [gS]$50K—$50K10.1%
156—New York ST Dorm Auth Sales Tax 5.00% Due 03/15/20252 [gS]$50K—$50K10.1%
157—Maryland ST go ST local Facs lN BDS 5.00% Due 03/15/27 [gS]$50K—$50K10.1%
158—MNTGRY CN MD 5.00% Due 10/01/2025 [gS]$50K—$50K10.1%
159—Florida HSG Fin Corp Homeowner 2.15% Due 07/01/29 [gS]$50K—$50K10.1%
160—District Columbia gO BDS 5.00% Due 06/01/2027 [gS]$50K—$50K10.1%
161—Maryland ST gO ST local Facs 5.00% Due 03/15/27 [gS]$50K—$50K10.1%
162—Maryland ST gO ST local Facs 5.00% Due 03/15//27 [gS]$50K—$50K10.1%
163—N East Isd TX 5.00% Due 08/01/23 [gS]$50K—$50K10.1%
164—Maryland ST go ST local Facs BDS 5.00% Due 03/15/27 [gS]$50K—$50K10.1%
165—District Columbia go BDS Ser. 2017 5.00% Due Jun 1, 2027 [gS]$50K—$50K10.1%
166—Texas ST tax and Rev antip nts 4.0% Due 08/29/2019 [gS]$50K—$50K10.1%
167—Philadelphia Pa Sch Dist go BDS 5.00% Due 09/01/27 [gS]$50K—$50K10.1%
168—N East Isd TX 5% Due 08/01/2023 [gS]$50K—$50K10.1%
169—North East Independent Sch Dist Tex 5.00% Due 08/01/23$50K—$50K10.1%
170—Idaho St Bldg auth 5% Due 9/1/23$50K—$50K10.1%
171B1WSP14aalberts$50K—$50K10.1%
172—N Dakota HSG FIN 1.3% DUE 07/01/18$50K—$50K10.1%
173—DIGNITY HEALTH 3.812% DUE 11/01/24$50K—$50K10.1%
174—MORGAN STANLEY 4.75% DUE 03/22/17$50K—$50K10.1%
175—JP MORGAN CHASE 5.55% DUE 01/22/17$50K—$50K10.1%
176—Dignity Health 3.812% 24 Due 11/01/24$50K—$50K10.1%
177MXWLMaxwell Technologies, Inc.$45K$15K$30K40.0%
178RELYReal Industry, Inc.$75K$50K$25K60.0%
179—Tennessee Energy Ac 5%35 Edr Idr Due Dec 1, 2035$15K—$15K10.0%
180—New York N Y Go BDS Ser. Fiscal 2015F 5.00% Due Jun 1, 2044$15K—$15K10.0%
181—Triborough Bridge & Tunl Auth NY 4% SPL Tax Due 11/15/31$15K—$15K10.0%
182—Seattle WA MN LT 3.67% Util Due 05/01/45$15K—$15K10.0%
183—Connecticut ST Go BDS 2018 C 5.0000% Due 06/15/30$15K—$15K10.0%
184—Seattle WA MN LT PW 2.68% PWR$15K—$15K10.0%
185—New York N Y City Transitional Fin 5.00 % Due 11/01/27$15K—$15K10.0%
186—Connecticut ST Go BDS 2018 5.0% Due 06/15/2030$15K—$15K10.0%
187—New York ST Dorm Auth ST Pers Income 5.00% Due 03/15/27$15K—$15K10.0%
188—New York NY Go BDS Ser Fiscal 2008J 5.00% Due 08/01/2026$15K—$15K10.0%
189—Maryland ST Go ST Local Facs LN BDS 5.00% Due 03/15/2027$15K—$15K10.0%
190—District Columbia gO BDS Ser 2017 5.00% Due 06/01/27 [gS]$15K—$15K10.0%
191—District Columbia go BDS Ser. 2017 D 5.00% Due 6/1/2027 [gS]$15K—$15K10.0%
192—New York ST Dorm Auth ST Pers Income 5% Due 3/15/27 [gS]$15K—$15K10.0%
193—New York ST Dorm Auth Sales Tax Rev 5.00% Due 03/15/25 [gS]$15K—$15K10.0%
194—District Columbia gO Bds 5.00% Due 06/01/2027 [gS]$15K—$15K10.0%
195—New York NY gO BDS Fiscal 2008 5.00% Due 08/01/2026 [gS]$15K—$15K10.0%
196—Round Rock Tex Indpt SCH Dist unltd Tax 5.00% Due 08/01/2025 [gS]$15K—$15K10.0%
197—Somerset CNTY NJ Bans 4.00% Due 09/09/2021 [gS]$15K—$15K10.0%
198—Round Rock Tex Indpt SCH Dist unltd Tax 5.00 % Due 08/01/2025 [gS]$15K—$15K10.0%
199—charity. 2000066790 JT Round Rock Tex Indpt SCH Dist 5.00% Due 08/01/25 [gS]$15K—$15K10.0%
200—New York St dorm auth St pers Income 5.0% Due 03/15/2027 [gS]$15K—$15K10.0%
201—NJ ST Trans TR 5.25% Due 12/15/19 [gS]$15K—$15K10.0%
202—District Columbia gO 5.00% Due 06/01/27 [gS]$15K—$15K10.0%
203—Cent TX Reg Mobil 5.00% Due Jan 1, 2027$15K—$15K10.0%
204SUNESunEdison, Inc.$30K$15K$15K30.0%
205—Energy NW Wa Ele 5.25% Due 07/01/16$15K—$15K10.0%
206—New York N Y City Transitional Fin 5.00 % Due Feb 1, 2032$50K$50K$02—
207—Philadelphia PA SCH Dist Go BDS Ser. F 5.00 % Due Sep 1, 2027$100K$100K$03—
208—Chandler Ariz Excise Tax Rev Oblig BDS 5.00% Due Jul 1, 2034$1.0M$1.0M$02—
209—King CNTY Wash LTD Tax Go Ref BDS Ser. 5.00 % Due Jul 1, 2024$1.0M$1.0M$02—
210—Energy Northwest Wash Elec 5.00% Due 07/01/2021 [gS]$500K$500K$02—
211PLTRPalantir Technologies Inc. Class A——$01—
212—UNITED STATES TREAS NTS 1.875% Due 08/31/2024$250K$250K$02—
213—New Mexico Mun Energy acquisition 0.00% Due 11/01/39$500K$500K$02—
214CAFD8point3 Energy Partners lP - Class A Shares$50K$50K$02—
215CGNXCognex Corporation$50K$50K$02—
216—Fanuc Corp$50K$50K$02—
217PEGIPattern Energy Group Inc. - Class A$50K$50K$02—
218POTPotash Corporation of Saskatchewan Inc.$50K$50K$02—
219SEDGSolarEdge Technologies, Inc.$50K$50K$02—
220TRMBTrimble Navigation limited$50K$50K$02—
221WMSadvanced Drainage Systems, Inc.$50K$50K$02—
222VSLRVivint Solar, Inc.$50K$50K$02—
223ERIIEnergy Recovery, Inc.$30K$30K$04—
224—Monsanto Company 1.15% Due 06/30/17$250K$250K$02—
225—Florida HSG Fin Corp Homeowner MTG Rev 2.15 % Due Jul 1, 2029—$15K-$15K1—
226—Tennessee HSG Dev Agy Residential Fin 2.80 % Due Jan 1, 2026—$15K-$15K1—
227—Florida HSG Fin Corp Homeowner MTG Rev 2.15% Due 7/1/2029 [gS]—$15K-$15K1—
228—university ID 5.25% Due 04/01/2041—$15K-$15K1—
229BIOABioAmber Inc.—$15K-$15K1—
230ITRIItron, Inc.$50K$65K-$15K3—
231B13WZ26Zumtobel Group Ag—$15K-$15K1—
232—MIX Telematics limited american—$15K-$15K1—
233—Meyer Burger—$15K-$15K1—
234—UNIV ID 5.25% Due 04/01/41—$15K-$15K1—
235SZYMSolazyme, Inc.—$15K-$15K1—
236MBLYMobileye N.V. ordinary Shares$30K$50K-$20K3—
237RAVNRaven Industries, Inc.$30K$50K-$20K3—
2383305779Dialight—$30K-$30K2—
239MYRGMYR group, Inc.—$30K-$30K2—
240FLSFlowserve Corporation$15K$50K-$35K2—
241WTSWatts Water Technologies, Inc. Class A$15K$50K-$35K2—
242—Florida HSG Fin Corp Homeowner MTG 2.15% Due 07/01/29 [gS]—$45K-$45K3—
243—Wise CNTY VA Indl Dev Auth Solid Waste 3.80 % Due Nov 1, 2040—$50K-$50K1—
244—Maryland ST Go BDS Ser. 2017 B 5.00% Due Aug 1, 2026—$50K-$50K1—
245—Florida HSG Fin Corp Homeowner MTG Rev 2.15% Due 07/01/2029—$50K-$50K1—
246—Berkeley Heights TWP N J BD NTS 2.00% Due 07/08/2022—$50K-$50K1—
247—Florida HSG Fin Corp Homeowner MTS Rev 2.15% Due 07/01/2029 [gS]—$50K-$50K1—
248—uS TREASURY NT 1.00% DUE 06/30/19—$50K-$50K1—
249—american Intl group Inc 5.85% Due 01/16/18—$50K-$50K1—
250—Verizon Communications Inc 5.15% Due 09/15/23—$50K-$50K1—
251B1W8P14Aalberts—$50K-$50K1—
252BWABorgWarner Inc.—$50K-$50K1—
253FLTXFleetmatics Group PLC ordinary Shares—$50K-$50K1—
254BLM7FC2lumenpulse Inc—$50K-$50K1—
2555522714PSI AG—$50K-$50K1—
2564824778SGS SA-REG—$50K-$50K1—
257SSNISilver Spring Networks, Inc.—$50K-$50K1—
2586897143Toray Ind Inc—$50K-$50K1—
259XYLXylem Inc. Common Stock New$50K$100K-$50K2—
260CCCCalgon Carbon Corporation—$50K-$50K1—
261B923935De osram Licht ag—$50K-$50K1—
262—Wasion group (BoT4J94)—$50K-$50K1—
263SWNSouthwestern Energy Company—$50K-$50K1—
264—MORGAN STANLEY SR NT 4.75% DUE—$50K-$50K1—
265—ROPER TECHNOLOGIES INC 2.05% DUE 10/01/2018—$50K-$50K1—
266—WELLS FARGO & CO 4.6% DUE 04/01/21—$50K-$50K1—
267—aFlaC INC 2.4% DUE 03/16/20—$50K-$50K1—
268—ROPER TECHNOLOGIES 2.05% DUE 10/01/18—$50K-$50K1—
269B0T4J94Wasion group—$50K-$50K1—
270BN7Q3G8ozner Water—$50K-$50K1—
271LKQLKQ Corporation—$50K-$50K1—
272CSIQCanadian Solar Inc. - common shares—$50K-$50K1—
273EOGEOG Resources, Inc.—$50K-$50K1—
274—TX Trans Commn TPK 5%42 TPK Tran Due 08/15/42$95K$150K-$55K6—
275MIXTMIX Telematics limited american Depositary Shares, each representing 25 Ordinary Shares—$60K-$60K4—
276BMIBadger Meter, Inc.—$65K-$65K2—
277FSLRFirst Solar, Inc.—$65K-$65K2—
278JCIJohnson Controls, Inc.—$65K-$65K2—
279—Seattle WA MN LT PW 0%45 PWR Util Due 05/01/45$15K$100K-$85K3—
280SPWRSunPower Corporation$30K$115K-$85K5—
281AYIAcuity Brands Inc—$95K-$95K4—
282—Honolulu HI City & 4%32 Go Utx Due 10/01/32—$100K-$100K2—
283—Michigan ST HSG Dev Auth Single Family 1.25 % Due Jun 1, 2027$50K$150K-$100K3—
284—New York New Y CI 2.6%26 Mult HSG Due 05/01/26—$100K-$100K2—
285—Spring TX Isd 4%31 Go Utx Due 08/15/31—$100K-$100K2—
286—ID ST BLDG Auth 5.00% Due 09/01/2023 [gS]—$100K-$100K1—
287—Somerset CNTY N J Bans Ser. 2020 4.00% Due 09/09/2021 [gS]—$100K-$100K1—
288—Illinois HSG Dev Auth BDS 1.70% Due 04/01/2031 [gS]—$100K-$100K1—
289—ID ST BLDG Auth 5%23 5.00 % Due Sep 1, 2023 [gS]—$100K-$100K1—
290—ID St Bldg auth 5.00% Due 09/01/23 [gS]—$100K-$100K1—
291—N East Isd TX 5% Due 08/01/23 [gS]—$100K-$100K1—
292—NJ ST Trans TR F 5.25% Due 12/15/19 [gS]—$100K-$100K1—
293—Dignity Health 2014a Bd 3.812% Due 11/01/24—$100K-$100K1—
294—amern Tower Corp 4.5% Due 01/15/18—$100K-$100K1—
295—lower Col River aut 5.00% Due 05/15/22—$100K-$100K1—
296—Nasdaq OMX group Inc 5.25% Due 01/16/18—$100K-$100K1—
297ELRCElectro Rent Corporation—$100K-$100K1—
298—Morgan Stanley 4.75% Due 03/22/2016—$100K-$100K1—
299—Idaho St Bldg Auth 5.0% Due 09/01/23—$100K-$100K1—
300HASIHannon Armstrong Sustainable Infrastructure Capital, Inc.—$100K-$100K1—
3014491235Kingspan Grp PLC—$100K-$100K2—
302—LOWER COLO RIV AUTH TEX 5.00 DUE 05/15/2022—$100K-$100K1—
303—BAY AREA TOLL AUTH CALIF 1.5% DUE 04/01/2047—$100K-$100K1—
304—PORTLAND ORE URBAN RENEWAL & REDEV 5.00% DUE 06/15/2020—$100K-$100K1—
305—FHLB .375% DUE 06/24/16—$100K-$100K1—
306—Colorado Health Fac 5%49 Hosp HLTH Due 08/01/49—$150K-$150K2—
307—Triborough Bridge & 4%31 SPL Tax Due 11/15/31—$150K-$150K2—
308—Arizona Indl Dev Auth Rev BDS Lincoln 5.00% Due Nov 1, 2029$115K$300K-$185K5—
309—ID ST BLDG Auth 5%23 5.00 % Due Sep 1, 2023—$200K-$200K2—
310—Florida HSG Fin Corp Homeowner MTG Rev 2.15% Due Jul 1, 2029$15K$250K-$235K2—
311—UT ST Tran Auth 5% Excise Tax Due 06/15/36—$250K-$250K1—
312—Somerset CNTY N J Bans Ser. 2020 4.00% Due 09/09/21 [gS]—$250K-$250K1—
313—university Minn go Ref BDS Regents Ser 5.00% due 10/01/25 [gS]—$250K-$250K1—
314—New York N Y go BDS Ser 2018 5.00% Due 08/01/2021 [gS]—$250K-$250K1—
315—New York N Y go BDS Ser 5.00% Due 08/01/21 [gS]—$250K-$250K1—
316MNManning & Napier, Inc. Class a—$250K-$250K1—
317—Pa Eco Dev Fa WS 1.55% Due 12/01/33 [gS]—$250K-$250K1—
318—Cent TX Reg Mobility 5.00% Due 01/01/27 [gS]—$250K-$250K1—
319—North Tex TWY auth Rev 5.00% Due 01/01/29 [gS]—$250K-$250K1—
320—ID ST BLDG auth 5.00% Due 09/01/2023 [gS]—$250K-$250K1—
321—N EAST ISD TX 5.00% Due 08/01/2023—$250K-$250K1—
322—Central Tex Regl Mobility auth Rev Sr 5% 1/1/2027—$250K-$250K1—
323—Nasdaq Inc Note—$250K-$250K1—
324—Bear Stearns Co 5.550% Due 01/22/17—$250K-$250K1—
325—Morgan Stanley 4.750% Due 03/22/17—$250K-$250K1—
326—Bay Area Toll Auth Calif 1.5% Due 04/01/47—$250K-$250K1—
327—Connecticut Hsg 2.75% Due 05/15/26—$250K-$250K1—
328—N Dakota Hsg Fin 1.3% Due 07/01/18—$250K-$250K1—
329—Dignity Health 2014a BD 3.812% Due 11/01/24—$250K-$250K1—
330—North East Indpt School Dist Tex 5.00% Due 08/01/23—$250K-$250K1—
331—Orlando & Orange Cnty Expwy auth 5%—$250K-$250K1—
332—Energy Northwest 5% Due 07/01/2018—$250K-$250K1—
333—NORTH EAST INDPT SCH DIST TEX 5.00% DUE 08/01/2023—$250K-$250K1—
334—ENERGY NORTHWEST 5.25% Due 07/01/16—$250K-$250K1—
335—goose Creek Tx 2% 40 gO UTX Due 02/15/40—$250K-$250K1—
336—Idaho St univ 4% Due 04/01/15—$250K-$250K1—
337—Oklahoma City Okla Go BDS Ser. 2023 4.00% Due Mar 1, 2035—$300K-$300K2—
338—New York NY City Transitional Fin 5.00 % Due Nov 1, 2027—$300K-$300K2—
339—Federal Home loan Banks .375% Due 06/24/16—$300K-$300K2—
340—Colorado Health Fac 5% Hosp HLTH Due 08/01/49$100K$500K-$400K3—
341—Honolulu HI City & 4% Go Utx Due 10/01/32$50K$500K-$450K2—
342—Arizona Indl Dev Auth Rev BDS Lincoln 5.00% Due May 1, 2026$50K$500K-$450K2—
343—New York N Y City Transitional Fin 5.00 % Due Nov 1, 2027$50K$550K-$500K3—
344—Florida Dev Fin Corp Healthcare Facs Rev 4.00 % Due Nov 15, 2035—$500K-$500K1—
345—Michigan ST HSG Dev Auth Single Family 1.25% Due Jun 1, 2027—$500K-$500K1—
346—New York New Y CI 2.6% Mult HSG Due 05/01/26—$500K-$500K1—
347—New York NY City Transitional Fin 5.00% Due Feb 1, 2032—$500K-$500K1—
348—Sales Tax Securitization Corp 5.00% Due Jan 1, 2031—$500K-$500K1—
349—Tennessee HSG Dev Agy Residential Fin 2.80% Due Jan 1, 2026—$500K-$500K1—
350—Maricopa CNTY Ariz Uni SCH Dist No 69 5.00 % Due Jul 1, 2027—$500K-$500K1—
351—Illinois HSG Dev Auth Rev BDS Ser. 1.70 % Due Apr 1, 2031—$500K-$500K1—
352—University Minn GO Ref BDS Regents Ser. 5.00% Due 10/01/25—$500K-$500K1—
353—New York N Y Go BDS Ser.C 5.00 % Due Aug 1, 2031—$500K-$500K1—
354—New Jersey ST HSG & MTG Fin Agy 0.75% Due 05/01/23—$500K-$500K1—
355—Sales Tax Securitization Corp 5.00 % Due 1/1/2027—$500K-$500K1—
356—Kentucky Economic Dev Fin Auth Rev Rev 2.70% Due 5/1/2039 [gS]—$500K-$500K1—
357—Somerset CNTY NJ Bans Ser 2020 4.00% Due 09/09/2021 [gS]—$500K-$500K1—
358—Florida ST Constr Ref DBS Ser.2016 A 5.00% Due 07/01/2021 [gS]—$500K-$500K1—
359—Minnesota ST gO St Var Purp BDS 5.00% Due 08/01/2021 [gS]—$500K-$500K1—
360—Texas ST Tax Rev Antic NTS 4.00% Due 08/27/2020 [gS]—$500K-$500K1—
361—Massachusetts ST gO Rans 4.00% Due 05/21/2020 [gS]—$500K-$500K1—
362—Charleston CNTY S C Sch Dist 4.00% Due 05/13/20 [gS]—$500K-$500K1—
363—Illinois HSG Dev auth Rev BDS Ser. 1.7% Due 04/01/31 [gS]—$500K-$500K1—
364—N East Isd TX 5.00% Due 08/01/27 [gS]—$500K-$500K1—
365—NJ ST Trans TR 5.25% Due 12/15/2019 [gS]—$500K-$500K1—
366—Fairfax CNTY Va 4.00% Due 10/01/19 [gS]—$500K-$500K1—
367—Texas ST Tax and Rev antip 4.00% Due 08/29/2019 [gS]—$500K-$500K1—
368—arizona ST Transpor 5% 19 Exise Tax Due 07/01/2019 [gS]—$500K-$500K1—
369—Colorado Health F 2.8% Due 05/15/42 [gS]—$500K-$500K1—
370—Connecticut ST SPL Tax Oblig Rev SPL 5.00% Due 08/01/29 [gS]—$500K-$500K1—
371—Pa Eco Dev WS 1.55% Due 12/01/33 [gS]—$500K-$500K1—
372—Harris CNTY Tex Ref BDS 5.00% Due 10/01/24 [gS]—$500K-$500K1—
373—Fl Hurricane Ca 2.995% Due 07/01/20 [gS]—$500K-$500K1—
374—great lakes WTR auth Mich Wtr Supply Sys 5.00% Due 07/01/2028 [gS]—$500K-$500K1—
375—united States Treas NTS 1.375% Due 06/30/2018 [gS]—$500K-$500K1—
376—us Treasury Nt 1.375% Due 06/30/2018 [gS]—$500K-$500K1—
377—Dallas Tex gO Ref and impt BDS 5.00% Due 02/15/2025 [gS]—$500K-$500K1—
378—2000039703 JT New York NY City HSG Dev Corp 3.428% Due 02/01/2029 [gS]—$500K-$500K1—
379—New York NY City HSG Dev Corp 3.428% Due 02/01/2029—$500K-$500K1—
380—Colorado ST gen FD Rev gen 4.00% Due 06/27/2018 [gS]—$500K-$500K1—
381—uS TREASURY NT 1% DUE 06/30/2019—$500K-$500K1—
382—WSTRN Wa UNIV 3% Due 10/01/2019—$500K-$500K1—
383—State of Washington 0% Due 12/01/2017—$500K-$500K1—
384—Dignity Health 3.812% 11/01/2024—$500K-$500K1—
385—Orlando & Orange Cnty Expwy Fla 5.0% Due 07/01/25—$500K-$500K1—
386—aflac Inc Sr Nt 2.4% Due 03/16/20—$500K-$500K1—
387—Roper Ind 2.05 Due 10/01/2018—$500K-$500K1—
388—City of Seattle 5% Due 05/01/22—$500K-$500K1—
389—Federal Home loan Banks .375% Due 06-24-16—$500K-$500K1—
390—City of Boise 4% Due 09/01/17—$500K-$500K1—
391—uS TREASURY NT 2% DUE 07/31/20—$500K-$500K1—
392—Wa ST COP 4% DUE 01/01/18—$500K-$500K1—
393—AUSTIN TX WTR & WST 4% DUE 11/15/16—$500K-$500K1—
394—AMERICAN TOWER CORP 7%—$500K-$500K1—
395—AFLAC INC 8.5%—$500K-$500K1—
396—GRANT CNTY Wa PUD 5% Due 01/01/20—$500K-$500K1—
397—CITY oF BOISE 5% Due 08/15/17—$500K-$500K1—
398—uS Treasury Nt 2.0% Due 07/31/2020—$500K-$500K1—
399—Texas PFA 5% Tax Due 01/01/18—$500K-$500K1—
400—Seattle WA MN LT PW 0% PWR Util Due 05/01/45—$550K-$550K2—
401—Portland Ore urban Renewal and Redev 5.00% Due 06/15/2020 [gS]$50K$750K-$700K3—
402—Maryland ST Go BDS Ser. 2017 B 5.00 % Due Aug 1, 2026$315K$1.1M-$750K8—
403—New York NY Go BDS Ser. Fiscal 2015F 5.00% Due Jun 1, 2044$250K$1.0M-$750K5—
404—New York ST Dorm Auth Sales Tax Rev 5.00 % Due Mar 15, 2025$65K$1.1M-$985K4—
405—Wise CNTY VA Indl Dev Auth Solid Waste 1.20% Due Nov 1, 2040—$1.0M-$1.0M1—
406—New Jersey ST Transn TR FD Auth Transn 5.00% Due Dec 15, 2032—$1.0M-$1.0M1—
407—Round Rock Tex Indpt SCH Dist Unltd Tax 5.00 % Due Aug 1, 2025—$1.0M-$1.0M1—
408—Connecticut ST Go BDS 2018 C 5.0000% Due 06/15/2030—$1.0M-$1.0M1—
409—Maryland ST Dept TR 5%26 Comb Tax Due 10/01/26—$1.0M-$1.0M1—
410—New York N Y Go BDS Ser. Fiscal 2008J 5.00 % Due Aug 1, 2026—$1.0M-$1.0M1—
411—Maryland ST Go ST Local Facs LN BDS 5.00 % Due 03/15/27—$1.0M-$1.0M1—
412—Wolcott CT 1.25%22 Go Utx Due 08/23/22—$1.0M-$1.0M1—
413—New York ST Dorm Auth ST Pers Income 5.00% Due 03/15/2027—$1.0M-$1.0M1—
414—Berkeley Heights TWP N J BD Antic NTS 2.00% Due 07/08/2022—$1.0M-$1.0M1—
415—District Columbia Go BDS Ser 2017D 5.00% Due 06/01/2027—$1.0M-$1.0M1—
416—Colorado Health Fac 5.00% Hosp HLTH Due 08/01/2049 [gS]—$1.0M-$1.0M1—
417—los Angeles CNTY Calif Tax And Rev 4.00% Due 06/30/2022 [gS]—$1.0M-$1.0M1—
418—Texas ST Tax Rev Antic NTS Ser. 2020 4.00% Due 08/26/2021 [gS]—$1.0M-$1.0M1—
419—Pasco CNTY Fl SB CO 0.00% SCH Cops Due 08/01/2032 [gS]—$1.0M-$1.0M1—
420—MNTGRY CN MD 5.00% go Due 10/01/2025 [gS]—$1.0M-$1.0M1—
421—university Calif Revs Var gen BDS 1.20% Due 05/15/48 [gS]—$1.0M-$1.0M1—
422—georgia St gO Bds 2015a 5.0% Due 02/01/21—$1.0M-$1.0M1—
423—Denver CO C&C arpt 5% Tran air Due 11/15/18—$1.0M-$1.0M1—
424—County of Kane 4% Due 12/15/15—$1.0M-$1.0M1—
425—Fl State B/E lottery 5% Due 07/01/17—$1.0M-$1.0M1—
426—los Angeles CNTY Calif Tax and Rev 4.00% Due 06/30/21 [gS]—$1.1M-$1.1M3—
427—Prince Georges CNTY MD Go Consolidated 5.00% Due Jul 15, 2031—$1.3M-$1.3M2—
428MSFTMicrosoft Corporation - Common Stock$136.1M$142.1M-$6.0M59—
429—MSFT Common Stock—$6.5M-$6.5M3—