1 2220-04-07 MMP Magellan Midstream Partners L.P. Limited Partnership Purchase JT $1,001 - $15,000 20020914 { } 2 2202-09-19 NEWT Newtek Business Services Corp. Purchase JT $1,001 - $15,000 20021790 { } 3 2025-11-19 HTGC Hercules Capital, Inc. Common Stock Purchase Self $1,001 - $15,000 20033553 { } 4 2025-11-17 ARLP Alliance Resource Partners, L.P. - Common Units Representing Limited Partnership Interests Purchase Self $1,001 - $15,000 20033553 { } 5 2025-11-14 ARLP Alliance Resource Partners, L.P. - Common Units Representing Limited Partnership Interests Purchase Self $1,001 - $15,000 20033553 { } 6 2025-09-30 — Ellington Financial Inc. 7.00% Series D Cumulative Perpetual Redeemable Preferred Stock (EFC$D) Purchase Self $1,001 - $15,000 20032215 { } 7 2025-09-25 ARLP Alliance Resource Partners, L.P. - Common Units Representing Limited Partnership Interests Sale (partial) Self $1,001 - $15,000 20032215 { } 8 2025-09-25 HTGC Hercules Capital, Inc. Common Stock Sale (partial) Self $15,001 - $50,000 20032215 { } 9 2025-08-19 HTGC Hercules Capital, Inc. Common Stock Purchase Self $1,001 - $15,000 20032040 { } 10 2025-08-14 ARLP Alliance Resource Partners, L.P. - Common Units Representing Limited Partnership Interests Purchase Self $1,001 - $15,000 20032040 { } 11 2025-06-30 EFC Ellington Financial Inc. Common Stock Purchase Self $1,001 - $15,000 20030587 { } 12 2025-06-24 BMY Bristol-Myers Squibb Company Common Stock Sale Self $1,001 - $15,000 20030587 { } 13 2025-06-24 ET Energy Transfer LP Common Units Sale (partial) Self $15,001 - $50,000 20030587 { } 14 2025-05-20 HTGC Hercules Capital, Inc. Common Stock Purchase Self $1,001 - $15,000 20030450 { } 15 2025-05-15 ARLP Alliance Resource Partners, L.P. - Common Units Representing Limited Partnership Interests Purchase Self $1,001 - $15,000 20030450 { } 16 2025-03-31 EFC Ellington Financial Inc. Common Stock Purchase Self $1,001 - $15,000 20029061 { } 17 2025-03-07 ARLP Alliance Resource Partners, L.P. - Common Units Representing Limited Partnership Interests Sale (partial) Self $15,001 - $50,000 20029061 { } 18 2025-03-07 ET Energy Transfer LP Common Units Sale (partial) Self $50,001 - $100,000 20029061 { } 19 2025-03-07 FLNG FLEX LNG Ltd. Ordinary Shares Sale Self $15,001 - $50,000 20029061 { } 20 2025-03-07 PBA Pembina Pipeline Corp. Ordinary Shares Sale Self $50,001 - $100,000 20029061 { } 21 2025-03-05 HTGC Hercules Capital, Inc. Common Stock Purchase Self $1,001 - $15,000 20029061 { } 22 2025-02-19 ET Energy Transfer LP Common Units Purchase Self $1,001 - $15,000 20027876 { } 23 2025-02-14 ARLP Alliance Resource Partners, L.P. - Common Units Representing Limited Partnership Interests Purchase Self $1,001 - $15,000 20027876 { } 24 2024-12-30 — Ellington Financial Inc. 7.00% Series D Cumulative Perpetual Redeemable Preferred Stock (EFC$D) Purchase Self $1,001 - $15,000 20026516 { } 25 2024-12-06 ABBV AbbVie Inc. Common Stock Purchase Self $1,001 - $15,000 20026516 { } 26 2024-12-06 ARLP Alliance Resource Partners, L.P. - Common Units Representing Limited Partnership Interests Sale (partial) Self $15,001 - $50,000 20026516 { } 27 2024-12-06 AEP American Electric Power Company, Inc. Purchase Self $1,001 - $15,000 20026516 { } 28 2024-12-06 AMGN Amgen Inc. - Common Stock Purchase Self $1,001 - $15,000 20026516 { } 29 2024-12-06 ASC Ardmore Shipping Corporation Common Stock Sale (partial) Self $15,001 - $50,000 20026516 { } 30 2024-12-06 — AT&T Inc. Depositary Shares, each representing a 1/1,000th interest in a share of 5.000% Perpetual Preferred Stock, Series A (T$A) Sale Self $50,001 - $100,000 20026516 { } 31 2024-12-06 BMY Bristol-Myers Squibb Company Common Stock Purchase Self $1,001 - $15,000 20026516 { } 32 2024-12-06 DUK Duke Energy Corporation Purchase Self $1,001 - $15,000 20026516 { } 33 2024-12-06 ET Energy Transfer LP Common Units Sale (partial) Self $15,001 - $50,000 20026516 { } 34 2024-12-06 FLNG FLEX LNG Ltd. Ordinary Shares Sale (partial) Self $15,001 - $50,000 20026516 { } 35 2024-12-06 JNJ Johnson & Johnson Common Stock Purchase Self $1,001 - $15,000 20026516 { } 36 2024-12-06 PBA Pembina Pipeline Corp. Ordinary Shares Sale (partial) Self $50,001 - $100,000 20026516 { } 37 2024-12-06 PSA Public Storage Common Stock Purchase Self $1,001 - $15,000 20026516 { } 38 2024-12-06 VIASP Via Renewables, Inc. - 8.75% Series A Fixed-to-Floating Rate Cumulative Redeemable Perpetual Preferred Stock Sale Self $50,001 - $100,000 20026516 { } 39 2024-11-20 HTGC Hercules Capital, Inc. Common Stock Purchase JT $1,001 - $15,000 20026376 { } 40 2024-11-19 ET Energy Transfer LP Common Units Purchase JT $1,001 - $15,000 20026376 { } 41 2024-11-14 ARLP Alliance Resource Partners, L.P. - Common Units Representing Limited Partnership Interests Purchase JT $1,001 - $15,000 20026376 { } 42 2024-11-01 — AT&T Inc. Depositary Shares, each representing a 1/1,000th interest in a share of 5.000% Perpetual Preferred Stock, Series A (T$A) Purchase JT $1,001 - $15,000 20026376 { } 43 2024-10-23 HTGC Hercules Capital, Inc. Common Stock Purchase JT $15,001 - $50,000 20026124 { } 44 2024-09-30 EFC Ellington Financial Inc. Common Stock Purchase Self $1,001 - $15,000 20026032 { } 45 2024-08-20 HTGC Hercules Capital, Inc. Common Stock Purchase Self $1,001 - $15,000 20025771 { } 46 2024-08-19 ET Energy Transfer LP Common Units Purchase Self $1,001 - $15,000 20025771 { } 47 2024-08-14 ARLP Alliance Resource Partners, L.P. - Common Units Representing Limited Partnership Interests Purchase Self $1,001 - $15,000 20025771 { } 48 2024-08-01 — AT&T Inc. Depositary Shares, each representing a 1/1,000th interest in a share of 5.000% Perpetual Preferred Stock, Series A (T$A) Purchase Self $1,001 - $15,000 20025771 { } 49 2024-07-11 ASC Ardmore Shipping Corporation Common Stock Purchase Self $1,001 - $15,000 20025588 { } 50 2024-07-09 ASC Ardmore Shipping Corporation Common Stock Purchase Self $1,001 - $15,000 20025588 { } 51 2024-07-08 ASC Ardmore Shipping Corporation Common Stock Purchase Self $1,001 - $15,000 20025588 { } 52 2024-07-01 — Ellington Financial Inc. 7.00% Series D Cumulative Perpetual Redeemable Preferred Stock (EFC$D) Purchase Self $1,001 - $15,000 20025588 { } 53 2024-05-21 HTGC Hercules Capital, Inc. Common Stock Purchase Self $1,001 - $15,000 20025200 { } 54 2024-05-20 ET Energy Transfer LP Common Units Purchase Self $1,001 - $15,000 20025200 { } 55 2024-05-15 ARLP Alliance Resource Partners, L.P. - Common Units Representing Limited Partnership Interests Purchase Self $1,001 - $15,000 20025200 { } 56 2024-05-02 ET Energy Transfer LP Common Units Purchase Self $1,001 - $15,000 20025200 { } 57 2024-05-01 — AT&T Inc. Depositary Shares, each representing a 1/1,000th interest in a share of 5.000% Perpetual Preferred Stock, Series A (T$A) Purchase Self $1,001 - $15,000 20025200 { } 58 2024-05-01 ET Energy Transfer LP Common Units Purchase Self $1,001 - $15,000 20025200 { } 59 2024-04-30 ET Energy Transfer LP Common Units Purchase Self $1,001 - $15,000 20024996 { } 60 2024-04-16 HTGC Hercules Capital, Inc. Common Stock Purchase Self $1,001 - $15,000 20024996 { } 61 2024-04-09 ASC Ardmore Shipping Corporation Common Stock Purchase Self $1,001 - $15,000 20024996 { } 62 2024-04-02 — Ellington Financial Inc. 7.00% Series D Cumulative Perpetual Redeemable Preferred Stock (EFC$D) Purchase Self $1,001 - $15,000 20024996 { } 63 2024-03-07 HTGC Hercules Capital, Inc. Common Stock Purchase JT $1,001 - $15,000 20024825 { } 64 2024-03-06 ASC Ardmore Shipping Corporation Common Stock Purchase JT $1,001 - $15,000 20024825 { } 65 2024-03-04 ASC Ardmore Shipping Corporation Common Stock Purchase JT $1,001 - $15,000 20024825 { } 66 2024-02-28 — Duke Energy Corporation Depositary Shares, each representing a 1/1,000th interest in a share of 5.75% Series A Cumulative Redeemable Perpetual Preferred Stock (DUK$A) Sale JT $50,001 - $100,000 20024596 { } 67 2024-02-27 ASC Ardmore Shipping Corporation Common Stock Purchase JT $1,001 - $15,000 20024596 { } 68 2024-02-26 ARLP Alliance Resource Partners, L.P. - Common Units Representing Limited Partnership Interests Purchase JT $1,001 - $15,000 20024596 { } 69 2024-02-26 FLNG FLEX LNG Ltd. Ordinary Shares Purchase JT $1,001 - $15,000 20024596 { } 70 2024-02-23 ARLP Alliance Resource Partners, L.P. - Common Units Representing Limited Partnership Interests Purchase JT $1,001 - $15,000 20024596 { } 71 2024-02-23 ASC Ardmore Shipping Corporation Common Stock Purchase JT $1,001 - $15,000 20024596 { } 72 2024-02-23 FLNG FLEX LNG Ltd. Ordinary Shares Purchase JT $1,001 - $15,000 20024596 { } 73 2024-02-21 ET Energy Transfer LP Common Units Purchase JT $1,001 - $15,000 20024596 { } 74 2024-02-15 ARLP Alliance Resource Partners, L.P. - Common Units Representing Limited Partnership Interests Purchase JT $1,001 - $15,000 20024596 { } 75 2024-02-15 ASC Ardmore Shipping Corporation Common Stock Purchase JT $1,001 - $15,000 20024596 { } 76 2024-02-09 FLNG FLEX LNG Ltd. Ordinary Shares Purchase JT $1,001 - $15,000 20024596 { } 77 2024-02-07 FLNG FLEX LNG Ltd. Ordinary Shares Purchase JT $1,001 - $15,000 20024596 { } 78 2024-02-05 ASC Ardmore Shipping Corporation Common Stock Purchase JT $1,001 - $15,000 20024596 { } 79 2024-02-02 — AT&T Inc. Depositary Shares, each representing a 1/1,000th interest in a share of 5.000% Perpetual Preferred Stock, Series A (T$A) Purchase JT $1,001 - $15,000 20024596 { } 80 2024-02-02 FLNG FLEX LNG Ltd. Ordinary Shares Purchase JT $1,001 - $15,000 20024596 { } 81 2024-02-01 HTGC Hercules Capital, Inc. Common Stock Purchase JT $1,001 - $15,000 20024596 { } 82 2024-01-18 ET Energy Transfer LP Common Units Purchase JT $1,001 - $15,000 20024424 { } 83 2024-01-17 CRT Cross Timbers Royalty Trust Sale JT $15,001 - $50,000 20024424 { } 84 2024-01-17 ET Energy Transfer LP Common Units Purchase JT $1,001 - $15,000 20024424 { } 85 2024-01-17 SCHX Schwab U.S. Large-Cap ETF Purchase JT $1,001 - $15,000 20024424 { } 86 2024-01-16 MO Altria Group, Inc. Sale JT $1,001 - $15,000 20024424 { } 87 2024-01-16 — Duke Energy Corporation Depositary Shares, each representing a 1/1,000th interest in a share of 5.75% Series A Cumulative Redeemable Perpetual Preferred Stock (DUK$A) Purchase JT $1,001 - $15,000 20024424 { } 88 2024-01-16 ET Energy Transfer LP Common Units Purchase JT $15,001 - $50,000 20024424 { } 89 2024-01-16 HTGC Hercules Capital, Inc. Purchase JT $15,001 - $50,000 20024424 { } 90 2024-01-11 MO Altria Group, Inc. Purchase JT $1,001 - $15,000 20024424 { } 91 2024-01-10 MO Altria Group, Inc. Sale JT $15,001 - $50,000 20024424 { } 92 2024-01-08 SCHX Schwab U.S. Large-Cap ETF Purchase JT $1,001 - $15,000 20024424 { } 93 2023-12-19 — Duke Energy Corporation Depositary Shares, each representing a 1/1,000th interest in a share of 5.75% Series A Cumulative Redeemable Perpetual Preferred Stock (DUK$A) Purchase JT $1,001 - $15,000 20024230 { } 94 2023-12-14 — Ellington Financial Inc. 7.00% Series D Cumulative Perpetual Redeemable Preferred Stock (EFC$D) Exchange JT $15,001 - $50,000 20024230 { } 95 2023-12-08 CRT Cross Timbers Royalty Trust Purchase JT $1,001 - $15,000 20024230 { } 96 2023-12-04 FLNG FLEX LNG Ltd. Ordinary Shares Purchase JT $1,001 - $15,000 20024230 { } 97 2023-11-29 CRT Cross Timbers Royalty Trust Purchase JT $1,001 - $15,000 20024072 { } 98 2023-11-28 — Arlington Asset Investment Corp 7.00% (AAIC$B) Purchase JT $1,001 - $15,000 20024072 { } 99 2023-11-28 CRT Cross Timbers Royalty Trust Purchase JT $1,001 - $15,000 20024072 { } 100 2023-11-28 FLNG FLEX LNG Ltd. Ordinary Shares Purchase JT $1,001 - $15,000 20024072 { } 101 2023-11-15 ARLP Alliance Resource Partners, L.P. - Common Units Representing Limited Partnership Interests Purchase JT $1,001 - $15,000 20024072 { } 102 2023-11-10 USDP USD Partners LP Common Units representing limited partner interest Sale JT $1,001 - $15,000 20024072 { } 103 2023-11-02 — AT&T Inc. Depositary Shares, each representing a 1/1,000th interest in a share of 5.000% Perpetual Preferred Stock, Series A (T$A) Purchase JT $1,001 - $15,000 20024072 { } 104 2023-10-25 HTGC Hercules Capital, Inc. Purchase JT $1,001 - $15,000 20023946 { } 105 2023-10-23 HTGC Hercules Capital, Inc. Purchase JT $1,001 - $15,000 20023946 { } 106 2023-10-20 HTGC Hercules Capital, Inc. Purchase JT $1,001 - $15,000 20023946 { } 107 2023-10-11 MO Altria Group, Inc. Purchase JT $1,001 - $15,000 20023946 { } 108 2023-10-03 HTGC Hercules Capital, Inc. Purchase JT $1,001 - $15,000 20023946 { } 109 2023-10-03 PAA Plains All American Pipeline, L.P. - Common Units representing Limited Partner Interests Sale JT $15,001 - $50,000 20023946 { } 110 2023-10-02 CRT Cross Timbers Royalty Trust Purchase JT $1,001 - $15,000 20023946 { } 111 2023-10-02 FLNG FLEX LNG Ltd. Ordinary Shares Purchase JT $1,001 - $15,000 20023946 { } 112 2023-09-22 — Apollo Asset Management, Inc. 6.375% Series A Preferred Stock (AAM$A) Sale JT $15,001 - $50,000 20023809 { } 113 2023-09-21 HTGC Hercules Capital, Inc. Purchase JT $1,001 - $15,000 20023809 { } 114 2023-09-21 VGR Vector Group Ltd. Sale JT $50,001 - $100,000 20023809 { } 115 2023-09-19 — Arlington Asset Investment Corp 7.00% (AAIC$B) Purchase JT $1,001 - $15,000 20023809 { } 116 2023-09-19 CRT Cross Timbers Royalty Trust Purchase JT $1,001 - $15,000 20023809 { } 117 2023-09-19 — Duke Energy Corporation Depositary Shares, each representing a 1/1,000th interest in a share of 5.75% Series A Cumulative Redeemable Perpetual Preferred Stock (DUK$A) Purchase JT $1,001 - $15,000 20023809 { } 118 2023-09-18 GPP Green Plains Partners LP - Common Units Sale JT $15,001 - $50,000 20023809 { } 119 2023-09-18 VGR Vector Group Ltd. Purchase JT $1,001 - $15,000 20023809 { } 120 2023-08-29 TAK Takeda Pharmaceutical Company Limited American Depositary Shares Sale JT $15,001 - $50,000 20023613 { } 121 2023-08-16 ARLP Alliance Resource Partners, L.P. - Common Units Representing Limited Partnership Interests Purchase JT $1,001 - $15,000 20023613 { } 122 2023-08-02 T AT&T Inc. Purchase JT $1,001 - $15,000 20023613 { } 123 2023-07-11 MO Altria Group, Inc. Purchase JT $1,001 - $15,000 20023393 { } 124 2023-06-30 VGR Vector Group Ltd. Purchase JT $1,001 - $15,000 20023237 { } 125 2023-06-20 — DUKE ENERGY C 5.75% PFD SER A Purchase JT $1,001 - $15,000 20023237 { } 126 2023-05-26 SIRE Sisecam Resources LP Common Units representing limited partner interests Sale JT $50,001 - $100,000 20023059 { } 127 2023-05-19 SIRE Sisecam Resources LP Common Units representing limited partner interests Purchase JT $1,001 - $15,000 20023059 { } 128 2023-05-17 CRT Cross Timbers Royalty Trust Purchase JT $1,001 - $15,000 20023059 { } 129 2023-05-17 GPP Green Plains Partners LP - Common Units Purchase JT $1,001 - $15,000 20023059 { } 130 2023-05-16 ARLP Alliance Resource Partners, L.P. - Common Units Representing Limited Partnership Interests Purchase JT $1,001 - $15,000 20023059 { } 131 2023-05-16 FLNG FLEX LNG Ltd. Ordinary Shares Purchase JT $1,001 - $15,000 20023059 { } 132 2023-05-10 ARLP Alliance Resource Partners, L.P. - Common Units Representing Limited Partnership Interests Purchase JT $1,001 - $15,000 20023059 { } 133 2023-05-08 ARLP Alliance Resource Partners, L.P. - Common Units Representing Limited Partnership Interests Purchase JT $1,001 - $15,000 20023059 { } 134 2023-05-02 — AT&T Inc. Depositary Shares, each representing a 1/1,000th interest in a share of 5.000% Perpetual Preferred Stock, Series A (T$A) Purchase JT $1,001 - $15,000 20023059 { } 135 2023-05-01 MO Altria Group, Inc. Purchase JT $1,001 - $15,000 20023059 { } 136 2023-05-01 CRT Cross Timbers Royalty Trust Purchase JT $1,001 - $15,000 20023059 { } 137 2023-04-03 — Arlington Asset Investment Corp 7.00% (AAIC$B) Purchase JT $1,001 - $15,000 20022822 { } 138 2023-03-31 VGR Vector Group Ltd. Purchase JT $1,001 - $15,000 20022646 { } 139 2023-03-24 PAA Plains All American Pipeline, L.P. - Common Units representing Limited Partner Interests Purchase JT $15,001 - $50,000 20022646 { } 140 2023-03-22 VIASP Via Renewables, Inc. - 8.75% Series A Fixed-to-Floating Rate Cumulative Redeemable Perpetual Preferred Stock Purchase JT $1,001 - $15,000 20022646 { } 141 2023-03-17 — Duke Energy Corporation Depositary Shares, each representing a 1/1,000th interest in a share of 5.75% Series A Cumulative Redeemable Perpetual Preferred Stock (DUK$A) Purchase JT $1,001 - $15,000 20022646 { } 142 2023-03-10 ARLP Alliance Resource Partners, L.P. - Common Units Representing Limited Partnership Interests Purchase JT $1,001 - $15,000 20022646 { } 143 2023-03-08 SCHD Schwab US Dividend Equity ETF Sale JT $50,001 - $100,000 20022646 { } 144 2023-03-07 BCC Boise Cascade, L.L.C. Sale JT $15,001 - $50,000 20022646 { } 145 2023-03-07 VGR Vector Group Ltd. Purchase JT $1,001 - $15,000 20022646 { } 146 2023-03-02 BCC Boise Cascade, L.L.C. Purchase JT $1,001 - $15,000 20022646 { } 147 2023-03-02 PFF iShares Preferred and Income Securities ETF Sale JT $50,001 - $100,000 20022646 { } 148 2023-03-01 GSK GSK plc American Depositary Shares Sale JT $50,001 - $100,000 20022646 { } 149 2023-03-01 K Kellogg Company Sale JT $50,001 - $100,000 20022646 { } 150 2023-02-24 BCC Boise Cascade, L.L.C. Purchase JT $15,001 - $50,000 20022504 { } 151 2023-02-24 SIRE Sisecam Resources LP Common Units representing limited partner interests Purchase JT $1,001 - $15,000 20022504 { } 152 2023-02-21 MRO Marathon Oil Corporation Sale JT $15,001 - $50,000 20022504 { } 153 2023-02-16 CF CF Industries Holdings, Inc. Sale JT $15,001 - $50,000 20022504 { } 154 2023-02-16 TAK Takeda Pharmaceutical Company Limited American Depositary Shares Purchase JT $1,001 - $15,000 20022504 { } 155 2023-02-15 ARLP Alliance Resource Partners, L.P. - Common Units Representing Limited Partnership Interests Purchase JT $1,001 - $15,000 20022504 { } 156 2023-02-15 FLNG FLEX LNG Ltd. Ordinary Shares Purchase JT $1,001 - $15,000 20022504 { } 157 2023-02-01 T AT&T Inc. Purchase JT $1,001 - $15,000 20022504 { } 158 2023-01-17 MO Altria Group, Inc. Purchase JT $1,001 - $15,000 20022352 { } 159 2023-01-04 FLNG FLEX LNG Ltd. Ordinary Shares Purchase JT $1,001 - $15,000 20022352 { } 160 2022-12-30 HES Hess Corporation Sale JT $50,001 - $100,000 20022211 { } 161 2022-12-30 VGR Vector Group Ltd. Purchase JT $1,001 - $15,000 20022211 { } 162 2022-12-29 — Duke Energy Corporation Depositary Shares, each representing a 1/1,000th interest in a share of 5.75% Series A Cumulative Redeemable Perpetual Preferred Stock (DUK$A) Purchase JT $1,001 - $15,000 20022211 { } 163 2022-12-21 MOS Mosaic Company Sale JT $15,001 - $50,000 20022068 { } 164 2022-12-09 ARLP Alliance Resource Partners, L.P. - Common Units Representing Limited Partnership Interests Purchase JT $1,001 - $15,000 20022211 { } 165 2022-12-09 PFF iShares Preferred and Income Securities ETF Purchase JT $15,001 - $50,000 20022211 { } 166 2022-12-09 VIASP Via Renewables, Inc. - 8.75% Series A Fixed-to-Floating Rate Cumulative Redeemable Perpetual Preferred Stock Purchase JT $1,001 - $15,000 20022211 { } 167 2022-12-08 PFF iShares Preferred and Income Securities ETF Purchase JT $1,001 - $15,000 20022211 { } 168 2022-12-06 MO Altria Group, Inc. Purchase JT $50,001 - $100,000 20022211 { } 169 2022-12-05 MRO Marathon Oil Corporation Purchase JT $1,001 - $15,000 20022211 { } 170 2022-11-28 MRO Marathon Oil Corporation Purchase JT $1,001 - $15,000 20022068 { } 171 2022-11-21 MRO Marathon Oil Corporation Purchase JT $15,001 - $50,000 20022068 { } 172 2022-11-18 SIRE Sisecam Resources LP Common Units representing limited partner interests Purchase JT $1,001 - $15,000 20022068 { } 173 2022-11-15 ARLP Alliance Resource Partners, L.P. - Common Units Representing Limited Partnership Interests Purchase JT $1,001 - $15,000 20022068 { } 174 2022-11-15 FLNG FLEX LNG Ltd. Ordinary Shares Purchase JT $1,001 - $15,000 20022068 { } 175 2022-11-02 BTI British American Tobacco Industries, p.l.c. Common Stock ADR Sale JT $50,001 - $100,000 20022068 { } 176 2022-11-01 T AT&T Inc. Purchase JT $1,001 - $15,000 20022068 { } 177 2022-11-01 TAK Takeda Pharmaceutical Company Limited American Depositary Shares Purchase JT $1,001 - $15,000 20022068 { } 178 2022-10-31 MRO Marathon Oil Corporation Purchase JT $1,001 - $15,000 20021919 { } 179 2022-10-21 CPXWF Capital Power Corp. Ordinary Shares Sale JT $50,001 - $100,000 20021919 { } 180 2022-10-14 NEE NextEra Energy, Inc. Sale JT $100,001 - $250,000 20021919 { } 181 2022-10-07 PG Procter & Gamble Company Sale JT $50,001 - $100,000 20021919 { } 182 2022-10-05 FLNG FLEX LNG Ltd. Ordinary Shares Purchase JT $1,001 - $15,000 20021919 { } 183 2022-09-30 IMKTA Ingles Markets, Incorporated - Class Sale JT $15,001 - $50,000 20021790 { } 184 2022-09-30 NFG National Fuel Gas Company Sale JT $15,001 - $50,000 20021790 { } 185 2022-09-29 GOGL Golden Ocean Group Limited Sale JT $15,001 - $50,000 20021790 { } 186 2022-09-29 GPP Green Plains Partners LP - Common Units Purchase JT $1,001 - $15,000 20021790 { } 187 2022-09-28 AA Alcoa Corporation Sale JT $15,001 - $50,000 20021790 { } 188 2022-09-27 NEWT Newtek Business Services Corp. Sale JT $15,001 - $50,000 20021790 { } 189 2022-09-26 SJT San Juan Basin Royalty Trust Sale JT $15,001 - $50,000 20021790 { } 190 2022-09-23 — Apollo Asset Management, Inc. 6.375% Series A Preferred Stock (AAM$A) Purchase JT $1,001 - $15,000 20021790 { } 191 2022-09-23 GPP Green Plains Partners LP - Common Units Purchase JT $1,001 - $15,000 20021790 { } 192 2022-09-20 NEWT Newtek Business Services Corp. Purchase JT $1,001 - $15,000 20021790 { } 193 2022-09-19 — Duke Energy Corporation Depositary Shares, each representing a 1/1,000th interest in a share of 5.75% Series A Cumulative Redeemable Perpetual Preferred Stock (DUK$A) Purchase JT $1,001 - $15,000 20021790 { } 194 2022-09-16 — Apollo Asset Management, Inc. 6.375% Series A Preferred Stock (AAM$A) Purchase JT $1,001 - $15,000 20021790 { } 195 2022-09-16 CF CF Industries Holdings, Inc. Purchase JT $1,001 - $15,000 20021790 { } 196 2022-09-16 USDP USD Partners LP Common Units representing limited partner interest Purchase JT $1,001 - $15,000 20021790 { } 197 2022-09-15 GOGL Golden Ocean Group Limited Purchase JT $1,001 - $15,000 20021790 { } 198 2022-09-14 NUE Nucor Corporation Purchase JT $50,001 - $100,000 20021790 { } 199 2022-09-12 CF CF Industries Holdings, Inc. Purchase JT $1,001 - $15,000 20021790 { } 200 2022-09-07 CF CF Industries Holdings, Inc. Purchase JT $1,001 - $15,000 20021790 { } 201 2022-09-07 NFG National Fuel Gas Company Purchase JT $1,001 - $15,000 20021790 { } 202 2022-09-06 NEWT Newtek Business Services Corp. Purchase JT $1,001 - $15,000 20021790 { } 203 2022-09-01 AA Alcoa Corporation Purchase JT $1,001 - $15,000 20021790 { } 204 2022-09-01 CF CF Industries Holdings, Inc. Purchase JT $15,001 - $50,000 20021790 { } 205 2022-09-01 GPP Green Plains Partners LP - Common Units Purchase JT $1,001 - $15,000 20021790 { } 206 2022-09-01 NHI National Health Investors, Inc. Sale JT $50,001 - $100,000 20021790 { } 207 2022-09-01 NEWT Newtek Business Services Corp. Purchase JT $1,001 - $15,000 20021790 { } 208 2022-09-01 SJT San Juan Basin Royalty Trust Purchase JT $1,001 - $15,000 20021790 { } 209 2022-08-31 AA Alcoa Corporation Purchase JT $1,001 - $15,000 20021630 { } 210 2022-08-31 SJT San Juan Basin Royalty Trust Purchase JT $1,001 - $15,000 20021630 { } 211 2022-08-31 VGR Vector Group Ltd. Purchase JT $1,001 - $15,000 20021630 { } 212 2022-08-30 AA Alcoa Corporation Purchase JT $1,001 - $15,000 20021630 { } 213 2022-08-30 GOGL Golden Ocean Group Limited Purchase JT $15,001 - $50,000 20021630 { } 214 2022-08-30 IMKTA Ingles Markets, Incorporated - Class Purchase JT $50,001 - $100,000 20021630 { } 215 2022-08-30 USDP USD Partners LP Common Units representing limited partner interest Purchase JT $1,001 - $15,000 20021630 { } 216 2022-08-30 VGR Vector Group Ltd. Purchase JT $1,001 - $15,000 20021630 { } 217 2022-08-29 GOGL Golden Ocean Group Limited Purchase JT $1,001 - $15,000 20021630 { } 218 2022-08-29 SJT San Juan Basin Royalty Trust Purchase JT $1,001 - $15,000 20021630 { } 219 2022-08-26 FLNG FLEX LNG Ltd. Ordinary Shares Purchase JT $1,001 - $15,000 20021630 { } 220 2022-08-26 GOGL Golden Ocean Group Limited Purchase JT $1,001 - $15,000 20021630 { } 221 2022-08-26 GPP Green Plains Partners LP - Common Units Purchase JT $1,001 - $15,000 20021630 { } 222 2022-08-26 SJT San Juan Basin Royalty Trust Purchase JT $1,001 - $15,000 20021630 { } 223 2022-08-26 VGR Vector Group Ltd. Purchase JT $1,001 - $15,000 20021630 { } 224 2022-08-25 SJT San Juan Basin Royalty Trust Purchase JT $1,001 - $15,000 20021630 { } 225 2022-08-24 GOGL Golden Ocean Group Limited Purchase JT $1,001 - $15,000 20021630 { } 226 2022-08-24 SJT San Juan Basin Royalty Trust Purchase JT $1,001 - $15,000 20021630 { } 227 2022-08-24 SIRE Sisecam Resources LP Common Units representing limited partner interests Purchase JT $1,001 - $15,000 20021630 { } 228 2022-08-24 VGR Vector Group Ltd. Purchase JT $1,001 - $15,000 20021630 { } 229 2022-08-23 BTI British American Tobacco Industries, p.l.c. Common Stock ADR Purchase JT $1,001 - $15,000 20021630 { } 230 2022-08-23 FLNG FLEX LNG Ltd. Ordinary Shares Purchase JT $1,001 - $15,000 20021630 { } 231 2022-08-23 SJT San Juan Basin Royalty Trust Purchase JT $1,001 - $15,000 20021630 { } 232 2022-08-22 AA Alcoa Corporation Purchase JT $1,001 - $15,000 20021630 { } 233 2022-08-22 GOGL Golden Ocean Group Limited Purchase JT $1,001 - $15,000 20021630 { } 234 2022-08-22 K Kellogg Company Purchase JT $1,001 - $15,000 20021630 { } 235 2022-08-22 VGR Vector Group Ltd. Purchase JT $1,001 - $15,000 20021630 { } 236 2022-08-19 AA Alcoa Corporation Purchase JT $1,001 - $15,000 20021630 { } 237 2022-08-19 — AT&T Inc. Depositary Shares, each representing a 1/1,000th interest in a share of 5.000% Perpetual Preferred Stock, Series A (T$A) Purchase JT $1,001 - $15,000 20021630 { } 238 2022-08-19 GOGL Golden Ocean Group Limited Purchase JT $1,001 - $15,000 20021630 { } 239 2022-08-19 SJT San Juan Basin Royalty Trust Purchase JT $1,001 - $15,000 20021630 { } 240 2022-08-18 GOGL Golden Ocean Group Limited Purchase JT $1,001 - $15,000 20021630 { } 241 2022-08-17 GOGL Golden Ocean Group Limited Purchase JT $1,001 - $15,000 20021630 { } 242 2022-08-17 VGR Vector Group Ltd. Purchase JT $1,001 - $15,000 20021630 { } 243 2022-08-16 GSK GSK plc American Depositary Shares Purchase JT $1,001 - $15,000 20021630 { } 244 2022-08-11 SJT San Juan Basin Royalty Trust Purchase JT $1,001 - $15,000 20021630 { } 245 2022-08-10 GSK GSK plc American Depositary Shares Purchase JT $15,001 - $50,000 20021630 { } 246 2022-08-09 GPP Green Plains Partners LP - Common Units Purchase JT $1,001 - $15,000 20021630 { } 247 2022-08-09 GSK GSK plc American Depositary Shares Purchase JT $1,001 - $15,000 20021630 { } 248 2022-08-08 NFG National Fuel Gas Company Purchase JT $1,001 - $15,000 20021630 { } 249 2022-08-05 GSK GSK plc American Depositary Shares Purchase JT $15,001 - $50,000 20021630 { } 250 2022-08-05 MOS Mosaic Company Purchase JT $15,001 - $50,000 20021630 { } 251 2022-08-05 VGR Vector Group Ltd. Purchase JT $15,001 - $50,000 20021630 { } 252 2022-08-04 AA Alcoa Corporation Purchase JT $1,001 - $15,000 20021630 { } 253 2022-08-04 FLNG FLEX LNG Ltd. Ordinary Shares Purchase JT $15,001 - $50,000 20021630 { } 254 2022-08-04 HES Hess Corporation Purchase JT $1,001 - $15,000 20021630 { } 255 2022-08-04 MOS Mosaic Company Purchase JT $1,001 - $15,000 20021630 { } 256 2022-08-04 VGR Vector Group Ltd. Purchase JT $1,001 - $15,000 20021630 { } 257 2022-08-03 HES Hess Corporation Purchase JT $15,001 - $50,000 20021630 { } 258 2022-08-03 NFG National Fuel Gas Company Purchase JT $1,001 - $15,000 20021630 { } 259 2022-08-02 AA Alcoa Corporation Purchase JT $1,001 - $15,000 20021630 { } 260 2022-08-02 KNOP KNOT Offshore Partners LP Common Units representing Limited Partner Interests Sale JT $50,001 - $100,000 20021630 { } 261 2022-08-02 NFG National Fuel Gas Company Purchase JT $15,001 - $50,000 20021630 { } 262 2022-08-01 FLNG FLEX LNG Ltd. Ordinary Shares Purchase JT $15,001 - $50,000 20021630 { } 263 2022-08-01 KMI Kinder Morgan, Inc. Sale JT $50,001 - $100,000 20021630 { } 264 2022-08-01 MOS Mosaic Company Purchase JT $1,001 - $15,000 20021630 { } 265 2022-07-29 BTI British American Tobacco Industries, p.l.c. Common Stock ADR Purchase JT $1,001 - $15,000 20021466 { } 266 2022-07-29 MOS Mosaic Company Purchase JT $1,001 - $15,000 20021466 { } 267 2022-07-29 PG Procter & Gamble Company Purchase JT $15,001 - $50,000 20021466 { } 268 2022-07-28 ARLP Alliance Resource Partners, L.P. - Common Units Representing Limited Partnership Interests Purchase JT $1,001 - $15,000 20021466 { } 269 2022-07-28 MOS Mosaic Company Purchase JT $1,001 - $15,000 20021466 { } 270 2022-07-22 ARLP Alliance Resource Partners, L.P. - Common Units Representing Limited Partnership Interests Purchase JT $15,001 - $50,000 20021466 { } 271 2022-07-21 K Kellogg Company Purchase JT $15,001 - $50,000 20021466 { } 272 2022-07-20 PG Procter & Gamble Company Purchase JT $50,001 - $100,000 20021466 { } 273 2022-07-14 BTI British American Tobacco Industries, p.l.c. Common Stock ADR Purchase JT $1,001 - $15,000 20021466 { } 274 2022-07-14 PBA Pembina Pipeline Corp. Ordinary Shares Purchase JT $15,001 - $50,000 20021466 { } 275 2022-07-14 UVV Universal Corporation Sale JT $15,001 - $50,000 20021466 { } 276 2022-07-13 — THE TORONTO-DO 3.766% CD Purchase JT $100,001 - $250,000 20021466 { } 277 2022-07-12 GSK GSK plc American Depositary Shares Sale (partial) JT $100,001 - $250,000 20021466 { } 278 2022-07-06 GSK GSK plc American Depositary Shares Purchase JT $1,001 - $15,000 20021466 { } 279 2022-07-05 MMP Magellan Midstream Partners L.P. Limited Partnership Sale JT $50,001 - $100,000 20021466 { } 280 2022-07-05 UVV Universal Corporation Purchase JT $50,001 - $100,000 20021466 { } 281 2022-07-05 VIASP Via Renewables, Inc. - 8.75% Series A Fixed-to-Floating Rate Cumulative Redeemable Perpetual Preferred Stock Purchase JT $1,001 - $15,000 20021466 { } 282 2022-06-30 BTI British American Tobacco Industries, p.l.c. Common Stock ADR Purchase JT $1,001 - $15,000 20021315 { } 283 2022-06-29 MO Altria Group, Inc. Sale JT $100,001 - $250,000 20021315 { } 284 2022-06-28 NHI National Health Investors, Inc. Purchase JT $15,001 - $50,000 20021315 { } 285 2022-06-23 EPD Enterprise Products Partners L.P. Sale JT $100,001 - $250,000 20021315 { } 286 2022-06-23 XOM Exxon Mobil Corporation Sale JT $100,001 - $250,000 20021315 { } 287 2022-06-23 PAA Plains All American Pipeline, L.P. - Common Units representing Limited Partner Interests Sale JT $100,001 - $250,000 20021315 { } 288 2022-06-22 CWEN.A Clearway Energy, Inc. Class A Sale JT $1,001 - $15,000 20021315 { } 289 2022-06-22 MFC Manulife Financial Corporation Sale JT $100,001 - $250,000 20021315 { } 290 2022-06-22 — SCHWAB S&P 500 INDEX - SWPPX Sale JT $100,001 - $250,000 20021315 { } 291 2022-06-22 — UBS BANK USA 3.2%24CD Purchase JT $50,001 - $100,000 20021315 { } 292 2022-06-17 — Duke Energy Corporation Depositary Shares, each representing a 1/1,000th interest in a share of 5.75% Series A Cumulative Redeemable Perpetual Preferred Stock (DUK$A) Purchase JT $1,001 - $15,000 20021315 { } 293 2022-06-17 RIO Rio Tinto Plc Sale JT $50,001 - $100,000 20021315 { } 294 2022-06-16 CWEN.A Clearway Energy, Inc. Class A Purchase JT $1,001 - $15,000 20021315 { } 295 2022-06-15 CWEN.A Clearway Energy, Inc. Class A Sale JT $50,001 - $100,000 20021315 { } 296 2022-06-15 MMP Magellan Midstream Partners L.P. Limited Partnership Purchase JT $1,001 - $15,000 20021315 { } 297 2022-06-14 T AT&T Inc. Sale JT $100,001 - $250,000 20021315 { } 298 2022-06-13 — Apollo Asset Management, Inc. 6.375% Series A Preferred Stock (AAM$A) Purchase JT $1,001 - $15,000 20021315 { } 299 2022-06-13 BTI British American Tobacco Industries, p.l.c. Common Stock ADR Purchase JT $1,001 - $15,000 20021315 { } 300 2022-06-13 XOM Exxon Mobil Corporation Purchase JT $1,001 - $15,000 20021315 { } 301 2022-06-13 GPP Green Plains Partners LP - Common Units Sale JT $15,001 - $50,000 20021315 { } 302 2022-06-10 KNOP KNOT Offshore Partners LP Common Units representing Limited Partner Interests Purchase JT $1,001 - $15,000 20021315 { } 303 2022-06-10 SIRE Sisecam Resources LP Common Units representing limited partner interests Purchase JT $1,001 - $15,000 20021315 { } 304 2022-06-03 — CAPITAL ONE BANK (U 3%25CD) Purchase JT $50,001 - $100,000 20021315 { } 305 2022-06-03 TTE TotalEnergies SE Sale JT $50,001 - $100,000 20021315 { } 306 2022-06-03 USDP USD Partners LP Common Units representing limited partner interest Purchase JT $15,001 - $50,000 20021315 { } 307 2022-05-19 ADM Archer-Daniels-Midland Company Sale JT $100,001 - $250,000 20021127 { } 308 2022-05-19 HTGC Hercules Capital, Inc. Sale JT $50,001 - $100,000 20021127 { } 309 2022-05-19 SIRE Sisecam Resources LP Common Units representing limited partner interests Purchase Self $1,001 - $15,000 20021127 { } 310 2022-05-18 OXBR Oxbridge Re Holdings Limited - Ordinary Shares Sale JT $1,001 - $15,000 20021127 { } 311 2022-05-17 KMI Kinder Morgan, Inc. Purchase JT $1,001 - $15,000 20021127 { } 312 2022-05-17 SIRE Sisecam Resources LP Common Units representing limited partner interests Purchase JT $1,001 - $15,000 20021127 { } 313 2022-05-17 WBD Warner Bros. Discovery, Inc. - Series Sale JT $15,001 - $50,000 20021127 { } 314 2022-05-16 GPP Green Plains Partners LP - Common Units Purchase JT $1,001 - $15,000 20021127 { } 315 2022-05-16 MMP Magellan Midstream Partners L.P. Limited Partnership Purchase JT $1,001 - $15,000 20021127 { } 316 2022-05-16 PAA Plains All American Pipeline, L.P. - Common Units representing Limited Partner Interests Purchase JT $1,001 - $15,000 20021127 { } 317 2022-05-13 EPD Enterprise Products Partners L.P. Purchase JT $1,001 - $15,000 20021127 { } 318 2022-05-13 KNOP KNOT Offshore Partners LP Common Units representing Limited Partner Interests Purchase JT $1,001 - $15,000 20021127 { } 319 2022-05-12 ORI Old Republic International Corporation Sale JT $15,001 - $50,000 20021127 { } 320 2022-05-09 HTGC Hercules Capital, Inc. Purchase JT $1,001 - $15,000 20021127 { } 321 2022-05-09 USDP USD Partners LP Common Units representing limited partner interest Purchase JT $1,001 - $15,000 20021127 { } 322 2022-05-06 — AT&T INC 5% PFDPFD SER A Purchase JT $1,001 - $15,000 20021127 { } 323 2022-05-06 SIRE Sisecam Resources LP Common Units representing limited partner interests Purchase JT $1,001 - $15,000 20021127 { } 324 2022-05-03 T AT&T Inc. Purchase JT $1,001 - $15,000 20021127 { } 325 2022-05-03 SIRE Sisecam Resources LP Common Units representing limited partner interests Purchase JT $1,001 - $15,000 20021127 { } 326 2022-05-02 MO Altria Group, Inc. Purchase JT $1,001 - $15,000 20021127 { } 327 2022-04-29 TTE TotalEnergies SE Purchase JT $1,001 - $15,000 20020914 { } 328 2022-04-28 MMP Magellan Midstream Partners L.P. Limited Partnership Purchase JT $1,001 - $15,000 20020914 { } 329 2022-04-26 BTI British American Tobacco Industries, p.l.c. Common Stock ADR Purchase JT $15,001 - $50,000 20020914 { } 330 2022-04-26 USDP USD Partners LP Common Units representing limited partner interest Purchase JT $1,001 - $15,000 20020914 { } 331 2022-04-25 — NextEra Energy, Inc. 6.219% Corporate Units (NEE$Q) Purchase JT $1,001 - $15,000 20020914 { } 332 2022-04-25 PSX Phillips 66 Sale JT $50,001 - $100,000 20020914 { } 333 2022-04-25 SIRE Sisecam Resources LP Common Units representing limited partner interests Purchase JT $1,001 - $15,000 20020914 { } 334 2022-04-22 — Apollo Asset Management, Inc. 6.375% Series A Preferred Stock (AAM$A) Purchase JT $1,001 - $15,000 20020914 { } 335 2022-04-22 GPP Green Plains Partners LP - Common Units Purchase JT $15,001 - $50,000 20020914 { } 336 2022-04-22 KNOP KNOT Offshore Partners LP Common Units representing Limited Partner Interests Purchase JT $1,001 - $15,000 20020914 { } 337 2022-04-22 MMP Magellan Midstream Partners L.P. Limited Partnership Purchase JT $15,001 - $50,000 20020914 { } 338 2022-04-22 — NextEra Energy, Inc. 6.219% Corporate Units (NEE$Q) Purchase JT $1,001 - $15,000 20020914 { } 339 2022-04-22 USDP USD Partners LP Common Units representing limited partner interest Purchase JT $1,001 - $15,000 20020914 { } 340 2022-04-21 MMP Magellan Midstream Partners L.P. Limited Partnership Purchase JT $15,001 - $50,000 20020914 { } 341 2022-04-21 — NextEra Energy, Inc. 6.219% Corporate Units (NEE$Q) Purchase JT $50,001 - $100,000 20020914 { } 342 2022-04-21 TTE TotalEnergies SE Purchase JT $1,001 - $15,000 20020914 { } 343 2022-04-20 RIO Rio Tinto Plc Purchase JT $15,001 - $50,000 20020914 { } 344 2022-04-19 — Apollo Asset Management, Inc. 6.375% Series A Preferred Stock (AAM$A) Purchase JT $1,001 - $15,000 20020914 { } 345 2022-04-19 SCHH Schwab U.S. REIT ETF Sale JT $50,001 - $100,000 20020914 { } 346 2022-04-18 — NextEra Energy, Inc. 6.219% Corporate Units (NEE$Q) Purchase JT $15,001 - $50,000 20020914 { } 347 2022-04-11 — AT&T INC 5% PFDPFD SER A (T+A) Purchase JT $1,001 - $15,000 20020914 { } 348 2022-04-11 GPP Green Plains Partners LP - Common Units Purchase JT $15,001 - $50,000 20020914 { } 349 2022-04-11 KNOP KNOT Offshore Partners LP Common Units representing Limited Partner Interests Purchase JT $15,001 - $50,000 20020914 { } 350 2022-04-11 RIO Rio Tinto Plc Purchase JT $15,001 - $50,000 20020914 { } 351 2022-04-08 — AT&T INC 5% PFDPFD SER A (T+A) Purchase JT $15,001 - $50,000 20020914 { } 352 2022-04-08 AVGO Broadcom Inc. Sale JT $15,001 - $50,000 20020914 { } 353 2022-04-08 GSK GlaxoSmithKline PLC Purchase JT $1,001 - $15,000 20020914 { } 354 2022-04-08 R Ryder System, Inc. Sale JT $15,001 - $50,000 20020914 { } 355 2022-04-07 BTI British American Tobacco Industries, p.l.c. Common Stock ADR Purchase JT $1,001 - $15,000 20020914 { } 356 2022-04-07 SIRE Sisecam Resources LP Common Units representing limited partner interests Purchase JT $1,001 - $15,000 20020914 { } 357 2022-04-07 TTE TotalEnergies SE Purchase Self $15,001 - $50,000 20020914 { } 358 2022-04-06 — Arlington Asset Investment Corp 7.00% (AAIC$B) Purchase JT $1,001 - $15,000 20020914 { } 359 2022-04-06 — AT&T INC 5% PFDPFD SER A (T+A) Purchase JT $15,001 - $50,000 20020914 { } 360 2022-04-06 ORI Old Republic International Corporation Purchase JT $1,001 - $15,000 20020914 { } 361 2022-04-01 — Arlington Asset Investment Corp 7.00% (AAIC$B) Purchase JT $1,001 - $15,000 20020914 { } 362 2022-04-01 CWEN.A Clearway Energy, Inc. Class A Purchase JT $15,001 - $50,000 20020914 { } 363 2022-03-31 — 2000092135 JT Arlington Asset Investment Corp 7.00% (AAIC$B) Purchase Self $1,001 - $15,000 20022213 { } 364 2022-03-31 BTI 2000092136 JT British American Tobacco Industries, p.l.c. Common Stock ADR Purchase Self $1,001 - $15,000 20022213 { } 365 2022-03-30 SIRE 2000092134 JT Sisecam Resources LP Common Units representing limited partner interests Purchase Self $15,001 - $50,000 20022213 { } 366 2022-03-29 BTI 2000092133 JT British American Tobacco Industries, p.l.c. Common Stock ADR Purchase Self $15,001 - $50,000 20022213 { } 367 2022-03-28 CAG 2000092130 JT ConAgra Brands, Inc. Sale Self $50,001 - $100,000 20022213 { } 368 2022-03-28 FLO 2000092129 JT Flowers Foods, Inc. Sale Self $50,001 - $100,000 20022213 { } 369 2022-03-28 R 2000092132 JT Ryder System, Inc. Purchase Self $15,001 - $50,000 20022213 { } 370 2022-03-28 TSN Tyson Foods, Inc. Sale JT $15,001 - $50,000 20022213 { } 371 2022-03-25 — 2000092128 JT Duke Energy Corporation Depositary Shares, each representing a 1/1,000th interest in a share of 5.75% Series A Cumulative Redeemable Perpetual Preferred Stock (DUK$A) Purchase Self $15,001 - $50,000 20022213 { } 372 2022-03-24 CPXWF 2000092137 JT Capital Power Corp. Ordinary Shares Purchase Self $1,001 - $15,000 20022213 { } 373 2022-03-23 CPXWF 2000092126 JT Capital Power Corp. Ordinary Shares Purchase Self $15,001 - $50,000 20022213 { } 374 2022-03-23 CWEN.A 2000092125 JT Clearway Energy, Inc. Class A Purchase Self $50,001 - $100,000 20022213 { } 375 2022-03-23 PM 2000092122 JT Philip Morris International Inc Sale Self $100,001 - $250,000 20022213 { } 376 2022-03-22 GIS General Mills, Inc. Sale JT $50,001 - $100,000 20022213 { } 377 2022-03-21 CPXWF Capital Power Corp. Ordinary Shares Purchase JT $15,001 - $50,000 20022213 { } 378 2022-03-14 PPL 2000092120 JT PPL Corporation Sale Self $100,001 - $250,000 20022213 { } 379 2022-03-10 XOM 2000092123 JT Exxon Mobil Corporation Purchase Self $1,001 - $15,000 20022213 { } 380 2022-03-08 CPXWF 2000092127 JT Capital Power Corp. Ordinary Shares Purchase Self $15,001 - $50,000 20022213 { } 381 2022-03-08 FHLC Fidelity MSCI Health Care Index ETF Sale JT $15,001 - $50,000 20022213 { } 382 2022-03-08 HCRB Hartford Core Bond ETF Sale JT $15,001 - $50,000 20022213 { } 383 2022-03-08 HTGC 2000092138 JT Hercules Capital, Inc. Purchase Self $1,001 - $15,000 20022213 { } 384 2022-03-07 AEG AEGON N.V. Sale JT $15,001 - $50,000 20022213 { } 385 2022-03-07 HTGC Hercules Capital, Inc. Purchase JT $15,001 - $50,000 20022213 { } 386 2022-03-07 ORI Old Republic International Corporation Purchase JT $1,001 - $15,000 20022213 { } 387 2022-03-04 CAG 2000092124 JT ConAgra Brands, Inc. Purchase Self $1,001 - $15,000 20022213 { } 388 2022-03-04 HTGC Hercules Capital, Inc. Purchase JT $15,001 - $50,000 20022213 { } 389 2022-03-01 ORI Old Republic International Corporation Purchase JT $15,001 - $50,000 20022213 { } 390 2022-03-01 ORI Old Republic International Corporation Purchase JT $15,001 - $50,000 20020718 { } 391 2022-02-24 ADM Archer-Daniels-Midland Company Purchase JT $15,001 - $50,000 20020543 { } 392 2022-02-24 DISCA Discovery, Inc. - Series A Purchase JT $1,001 - $15,000 20020543 { } 393 2022-02-24 FLO Flowers Foods, Inc. Purchase JT $15,001 - $50,000 20020543 { } 394 2022-02-24 MFC Manulife Financial Corporation Purchase JT $15,001 - $50,000 20020543 { } 395 2022-02-24 MSFT Microsoft Corporation Sale JT $15,001 - $50,000 20020543 { } 396 2022-02-22 GSK glaxoSmithKline PLC Purchase JT $1,001 - $15,000 20020543 { } 397 2022-02-17 AM Antero Midstream Corporation Sale JT $50,001 - $100,000 20020543 { } 398 2022-02-17 KMI Kinder Morgan, Inc. Purchase JT $50,001 - $100,000 20020543 { } 399 2022-02-16 OXBR Oxbridge Re Holdings limited - Ordinary Shares Purchase JT $1,001 - $15,000 20020543 { } 400 2022-02-15 AEG AEGON N.V. Purchase JT $15,001 - $50,000 20020543 { } 401 2022-02-15 PSXP Phillips 66 Partners lP Common units representing limited partner interest in the Partnership Purchase JT $15,001 - $50,000 20020543 { } 402 2022-02-15 PAA Plains All American Pipeline, l.P. - Common units representing limited Partner Interests Purchase JT $1,001 - $15,000 20020543 { } 403 2022-02-15 SCHZ Schwab uS Aggregate Bond ETF Sale JT $50,001 - $100,000 20020543 { } 404 2022-02-14 — Duke Energy Corporation Depositary Shares, each representing a 1/1,000th interest in a share of 5.75% Series A Cumulative Redeemable Perpetual Preferred Stock (DUK$A) Purchase JT $15,001 - $50,000 20020543 { } 405 2022-02-14 EPD Enterprise Products Partners l.P. Purchase JT $1,001 - $15,000 20020543 { } 406 2022-02-14 PPL PPL Corporation Purchase JT $15,001 - $50,000 20020543 { } 407 2022-02-11 — Duke Energy Corporation Depositary Shares, each representing a 1/1,000th interest in a share of 5.75% Series A Cumulative Redeemable Perpetual Preferred Stock (DUK$A) Purchase JT $15,001 - $50,000 20020543 { } 408 2022-02-10 AM Antero Midstream Corporation Purchase JT $1,001 - $15,000 20020543 { } 409 2022-02-10 GIS general Mills, Inc. Purchase JT $50,001 - $100,000 20020543 { } 410 2022-02-04 FLO Flowers Foods, Inc. Purchase JT $15,001 - $50,000 20020543 { } 411 2022-02-04 TSN Tyson Foods, Inc. Purchase JT $15,001 - $50,000 20020543 { } 412 2022-02-02 T AT&T Inc. Purchase JT $1,001 - $15,000 20020543 { } 413 2022-02-02 PSXP Phillips 66 Partners lP Common units representing limited partner interest in the Partnership Purchase JT $15,001 - $50,000 20020543 { } 414 2022-01-31 FSP Franklin Street Properties Corp. Sale JT $50,001 - $100,000 20020355 { } 415 2022-01-28 NHI National Health Investors, Inc. Sale JT $50,001 - $100,000 20020355 { } 416 2022-01-27 ILPT Industrial logistics Properties Trust - Common Shares of Beneficial Interest Sale JT $50,001 - $100,000 20020355 { } 417 2022-01-26 T AT&T Inc. Purchase JT $15,001 - $50,000 20020355 { } 418 2022-01-26 MSI Motorola Solutions, Inc. Sale (partial) JT $15,001 - $50,000 20020355 { } 419 2022-01-25 ADM Archer-Daniels-Midland Company Purchase JT $15,001 - $50,000 20020355 { } 420 2022-01-24 ADM Archer-Daniels-Midland Company Purchase JT $15,001 - $50,000 20020355 { } 421 2022-01-24 BXMT Blackstone Mortgage Trust, Inc. Sale JT $50,001 - $100,000 20020355 { } 422 2022-01-24 CAG ConAgra Brands, Inc. Purchase JT $15,001 - $50,000 20020355 { } 423 2022-01-24 EPD Enterprise Products Partners l.P. Purchase JT $15,001 - $50,000 20020355 { } 424 2022-01-24 PSXP Phillips 66 Partners lP Common units representing limited partner interest in the Partnership Purchase JT $15,001 - $50,000 20020355 { } 425 2022-01-24 VIASP Via Renewables, Inc. - 8.75% Series A Fixed-to-Floating Rate Cumulative Redeemable Perpetual Preferred Stock Purchase JT $1,001 - $15,000 20020355 { } 426 2022-01-21 FSP Franklin Street Properties Corp. Purchase JT $50,001 - $100,000 20020355 { } 427 2022-01-21 NFG National Fuel gas Company Sale JT $50,001 - $100,000 20020355 { } 428 2022-01-21 PAA Plains All American Pipeline, l.P. - Common units representing limited Partner Interests Purchase JT $15,001 - $50,000 20020355 { } 429 2022-01-20 OLP One liberty Properties, Inc. Sale JT $100,001 - $250,000 20020355 { } 430 2022-01-18 BXMT Blackstone Mortgage Trust, Inc. Purchase JT $1,001 - $15,000 20020355 { } 431 2022-01-14 GSK glaxoSmithKline PLC Purchase JT $1,001 - $15,000 20020355 { } 432 2022-01-11 MO Altria group, Inc. Purchase JT $1,001 - $15,000 20020355 { } 433 2022-01-11 PM Philip Morris International Inc Purchase JT $1,001 - $15,000 20020355 { } 434 2022-01-06 OLP One liberty Properties, Inc. Purchase JT $1,001 - $15,000 20020355 { } 435 2022-01-05 MSFT Microsoft Corporation Purchase JT $15,001 - $50,000 20020355 { } 436 2022-01-03 AVGO Broadcom Inc. Purchase JT $15,001 - $50,000 20020355 { } 437 2022-01-03 CAG ConAgra Brands, Inc. Purchase JT $15,001 - $50,000 20020355 { } 438 2022-01-03 FHLC Fidelity MSCI Health Care Index ETF Purchase JT $15,001 - $50,000 20020355 { } 439 2022-01-03 MSI Motorola Solutions, Inc. Purchase JT $15,001 - $50,000 20020355 { } 440 2022-01-03 PPL PPL Corporation Purchase JT $1,001 - $15,000 20020355 { } 441 2021-12-25 SCU Sculptor Capital Management, Inc. Class A Sale JT $1,001 - $15,000 20020153 { } 442 2021-12-23 BP BP p.l.c. Sale JT $100,001 - $250,000 20020153 { } 443 2021-12-20 BP BP p.l.c. Purchase JT $1,001 - $15,000 20020153 { } 444 2021-12-20 SCU Sculptor Capital Management, Inc. Class A Sale JT $15,001 - $50,000 20020153 { } 445 2021-12-16 SCHH Schwab u.S. REIT ETF Purchase JT $50,001 - $100,000 20020153 { } 446 2021-12-13 XOM Exxon Mobil Corporation Purchase JT $1,001 - $15,000 20020153 { } 447 2021-11-30 PBA Pembina Pipeline Corp. Ordinary Shares Purchase JT $1,001 - $15,000 20019946 { } 448 2021-11-26 BXMT Blackstone Mortgage Trust, Inc. Purchase JT $15,001 - $50,000 20019946 { } 449 2021-11-26 PAA Plains All American Pipeline, l.P. - Common units representing limited Partner Interests Purchase JT $15,001 - $50,000 20019946 { } 450 2021-11-23 PM Philip Morris International Inc Purchase JT $1,001 - $15,000 20019946 { } 451 2021-11-19 EPD Enterprise Products Partners l.P. Purchase JT $1,001 - $15,000 20019946 { } 452 2021-11-19 ILPT Industrial logistics Properties Trust - Common Shares of Beneficial Interest Purchase JT $1,001 - $15,000 20019946 { } 453 2021-11-15 EPD Enterprise Products Partners l.P. Purchase JT $1,001 - $15,000 20019946 { } 454 2021-11-15 PAA Plains All American Pipeline, l.P. - Common units representing limited Partner Interests Purchase JT $1,001 - $15,000 20019946 { } 455 2021-11-11 AM Antero Midstream Corporation Purchase JT $1,001 - $15,000 20019946 { } 456 2021-11-08 NHI National Health Investors, Inc. Purchase JT $1,001 - $15,000 20019946 { } 457 2021-11-04 T AT&T Inc. Purchase JT $1,001 - $15,000 20019946 { } 458 2021-11-02 T AT&T Inc. Purchase JT $1,001 - $15,000 20019946 { } 459 2021-10-26 SCU Sculptor Capital Management, Inc. Class A Purchase JT $1,001 - $15,000 20019717 { } 460 2021-10-25 SCU Sculptor Capital Management, Inc. Class A Purchase JT $15,001 - $50,000 20019717 { } 461 2021-10-13 MO Altria group, Inc. Purchase JT $1,001 - $15,000 20019717 { } 462 2021-10-08 GSK glaxoSmithKline PLC Purchase JT $1,001 - $15,000 20019717 { } 463 2021-10-08 — Via Renewables, Inc. - 8.75% Series Purchase JT $1,001 - $15,000 20019717 { } 464 2021-10-07 DUKH Duke Energy Corporation 5.125% Junior Subordinated Debentures due 2073 Sale JT $50,001 - $100,000 20019717 { } 465 2021-10-07 OLP One liberty Properties, Inc. Purchase JT $1,001 - $15,000 20019717 { } 466 2021-10-04 PPL PPL Corporation Purchase JT $1,001 - $15,000 20019717 { } 467 2021-09-28 PM Philip Morris International Inc Purchase JT $15,001 - $50,000 20019557 { } 468 2021-09-27 BP BP p.l.c. Purchase JT $1,001 - $15,000 20019557 { } 469 2021-09-13 XOM Exxon Mobil Corporation Purchase JT $1,001 - $15,000 20019557 { } 470 2021-09-10 ILPT Industrial logistics Properties Trust - Common Shares of Beneficial Interest Purchase JT $15,001 - $50,000 20019557 { } 471 2021-08-30 NEWT Newtek Business Services Corp. Purchase JT $1,001 - $15,000 20021630 { } 472 2021-08-16 PAA Plains All American Pipeline, l.P. - Common units representing limited Partner Interests Purchase JT $1,001 - $15,000 20019412 { } 473 2021-08-13 EPD Enterprise Products Partners l.P. Purchase JT $1,001 - $15,000 20019412 { } 474 2021-08-11 AM Antero Midstream Corporation Purchase JT $1,001 - $15,000 20019412 { } 475 2021-08-09 BXMT Blackstone Mortgage Trust, Inc. Purchase JT $50,001 - $100,000 20019412 { } 476 2021-08-09 XOM Exxon Mobil Corporation Purchase JT $50,001 - $100,000 20019412 { } 477 2021-08-09 NHI National Health Investors, Inc. Purchase JT $1,001 - $15,000 20019412 { } 478 2021-08-09 PBA Pembina Pipeline Corp. Ordinary Shares Purchase JT $15,001 - $50,000 20019412 { } 479 2021-08-06 NHI National Health Investors, Inc. Purchase JT $1,001 - $15,000 20019412 { } 480 2021-08-03 T AT&T Inc. Purchase JT $1,001 - $15,000 20019412 { } 481 2021-07-12 MO Altria group, Inc. Purchase JT $1,001 - $15,000 20019162 { } 482 2021-07-12 OLP One liberty Properties, Inc. Purchase JT $1,001 - $15,000 20019162 { } 483 2021-07-09 GSK glaxoSmithKline PLC Purchase JT $1,001 - $15,000 20019162 { } 484 2021-07-01 PPL PPL Corporation Purchase JT $1,001 - $15,000 20019162 { } 485 2021-06-21 BP BP p.l.c. Purchase JT $1,001 - $15,000 20019013 { } 486 2021-05-27 NHI National Health Investors, Inc. Purchase JT $15,001 - $50,000 20018805 { } 487 2021-05-27 TPCO Tribune Publishing Company Sale JT $15,001 - $50,000 20018805 { } 488 2021-05-17 PAA Plains All American Pipeline, l.P. - Common units representing limited Partner Interests Purchase JT $1,001 - $15,000 20018805 { } 489 2021-05-13 AM Antero Midstream Corporation Purchase JT $1,001 - $15,000 20018805 { } 490 2021-05-13 EPD Enterprise Products Partners l.P. Purchase JT $1,001 - $15,000 20018805 { } 491 2021-05-12 NHI National Health Investors, Inc. Purchase JT $15,001 - $50,000 20018805 { } 492 2021-05-04 T AT&T Inc. Purchase JT $1,001 - $15,000 20018805 { } 493 2021-05-03 MO Altria group, Inc. Purchase JT $1,001 - $15,000 20018805 { } 494 2021-04-19 NHI National Health Investors, Inc. Purchase JT $50,001 - $100,000 20018670 { } 495 2021-04-13 T AT&T Inc. Purchase JT $1,001 - $15,000 20018670 { } 496 2021-04-09 AM Antero Midstream Corporation Purchase JT $15,001 - $50,000 20018670 { } 497 2021-04-09 GSK glaxoSmithKline PLC Purchase JT $1,001 - $15,000 20018670 { } 498 2021-04-08 CWEN.A Clearway Energy, Inc. Class A Sale JT $100,001 - $250,000 20018670 { } 499 2021-04-08 OLP One liberty Properties, Inc. Purchase JT $1,001 - $15,000 20018670 { } 500 2021-04-05 PPL PPL Corporation Purchase JT $1,001 - $15,000 20018670 { } 501 2021-03-31 — Arlington Asset Investment Corp 7.00% (AAIC$B) Purchase JT $1,001 - $15,000 20020718 { } 502 2021-03-31 BTI British American Tobacco Industries, p.l.c. Common Stock ADR Purchase JT $1,001 - $15,000 20020718 { } 503 2021-03-30 SIRE Sisecam Resources lP Common units representing limited partner interests Purchase JT $15,001 - $50,000 20020718 { } 504 2021-03-29 BTI British American Tobacco Industries, p.l.c. Common Stock ADR Purchase JT $15,001 - $50,000 20020718 { } 505 2021-03-29 BP BP p.l.c. Purchase JT $1,001 - $15,000 20018512 { } 506 2021-03-28 CAG ConAgra Brands, Inc. Sale JT $50,001 - $100,000 20020718 { } 507 2021-03-28 FLO Flowers Foods, Inc. Sale JT $50,001 - $100,000 20020718 { } 508 2021-03-28 R Ryder System, Inc. Purchase JT $15,001 - $50,000 20020718 { } 509 2021-03-28 TSN Tyson Foods, Inc. Sale JT $15,001 - $50,000 20020718 { } 510 2021-03-26 WMT Walmart Inc. Sale JT $15,001 - $50,000 20018512 { } 511 2021-03-25 — Duke Energy Corporation Depositary Shares, each representing a 1/1,000th interest in a share of 5.75% Series A Cumulative Redeemable Perpetual Preferred Stock (DUK$A) Purchase JT $15,001 - $50,000 20020718 { } 512 2021-03-24 CPXWF Capital Power Corp. Ordinary Shares Purchase JT $1,001 - $15,000 20020718 { } 513 2021-03-23 CPXWF Capital Power Corp. Ordinary Shares Purchase JT $15,001 - $50,000 20020718 { } 514 2021-03-23 CWEN.A Clearway Energy, Inc. Class A Purchase JT $50,001 - $100,000 20020718 { } 515 2021-03-23 PM Philip Morris International Inc Sale JT $100,001 - $250,000 20020718 { } 516 2021-03-22 GIS general Mills, Inc. Sale JT $50,001 - $100,000 20020718 { } 517 2021-03-21 CPXWF Capital Power Corp. Ordinary Shares Purchase JT $15,001 - $50,000 20020718 { } 518 2021-03-16 CWEN.A Clearway Energy, Inc. Class A Purchase JT $1,001 - $15,000 20018512 { } 519 2021-03-14 PPL PPL Corporation Sale JT $100,001 - $250,000 20020718 { } 520 2021-03-10 XOM Exxon Mobil Corporation Purchase JT $1,001 - $15,000 20020718 { } 521 2021-03-08 CPXWF Capital Power Corp. Ordinary Shares Purchase JT $15,001 - $50,000 20020718 { } 522 2021-03-08 FHLC Fidelity MSCI Health Care Index ETF Sale JT $15,001 - $50,000 20020718 { } 523 2021-03-08 HCRB Hartford Core Bond ETF Sale JT $15,001 - $50,000 20020718 { } 524 2021-03-08 HTGC Hercules Capital, Inc. Purchase JT $1,001 - $15,000 20020718 { } 525 2021-03-07 AEG AEGON N.V. Sale JT $15,001 - $50,000 20020718 { } 526 2021-03-07 HTGC Hercules Capital, Inc. Purchase JT $15,001 - $50,000 20020718 { } 527 2021-03-07 ORI Old Republic International Corporation Purchase JT $1,001 - $15,000 20020718 { } 528 2021-03-04 CAG ConAgra Brands, Inc. Purchase JT $1,001 - $15,000 20020718 { } 529 2021-03-04 HTGC Hercules Capital, Inc. Purchase JT $15,001 - $50,000 20020718 { } 530 2021-02-26 PM Philip Morris International Inc Purchase JT $15,001 - $50,000 20018306 { } 531 2021-02-23 PAA Plains All American Pipeline, l.P. - Common units representing limited Partner Interests Purchase JT $15,001 - $50,000 20018306 { } 532 2021-02-19 — Industrial logistics Properties Purchase JT $1,001 - $15,000 20018306 { } 533 2021-02-19 PM Philip Morris International Inc Purchase JT $15,001 - $50,000 20018306 { } 534 2021-02-18 AM Antero Midstream Corporation Purchase JT $15,001 - $50,000 20018306 { } 535 2021-02-18 ILPT Industrial logistics Properties Trust - Common Shares of Beneficial Interest Purchase JT $15,001 - $50,000 20018306 { } 536 2021-02-18 TPCO Tribune Publishing Company Purchase JT $15,001 - $50,000 20018306 { } 537 2021-02-12 EPD Enterprise Products Partners l.P. Purchase JT $1,001 - $15,000 20018306 { } 538 2021-02-10 EPD Enterprise Products Partners l.P. Purchase JT $1,001 - $15,000 20018306 { } 539 2021-02-10 PAA Plains All American Pipeline, l.P. - Common units representing limited Partner Interests Purchase JT $15,001 - $50,000 20018306 { } 540 2021-02-08 T AT&T Inc. Purchase JT $1,001 - $15,000 20018306 { } 541 2021-02-02 T AT&T Inc. Purchase JT $1,001 - $15,000 20018306 { } 542 2021-02-01 MO Altria group, Inc. Purchase JT $1,001 - $15,000 20018306 { } 543 2021-01-15 GSK glaxoSmithKline PLC Purchase JT $1,001 - $15,000 20018115 { } 544 2021-01-12 MO Altria group, Inc. Purchase JT $1,001 - $15,000 20018115 { } 545 2021-01-08 OLP One liberty Properties, Inc. Purchase JT $1,001 - $15,000 20018115 { } 546 2021-01-05 PPL PPL Corporation Purchase JT $1,001 - $15,000 20018115 { } 547 2020-12-29 MO Altria group, Inc. Purchase JT $1,001 - $15,000 20017967 { } 548 2020-12-22 OLP One liberty Properties, Inc. Purchase JT $15,001 - $50,000 20017967 { } 549 2020-12-21 BP BP p.l.c. Purchase JT $1,001 - $15,000 20017967 { } 550 2020-12-18 T AT&T Inc. Purchase JT $1,001 - $15,000 20017967 { } 551 2020-12-17 T AT&T Inc. Purchase JT $15,001 - $50,000 20017967 { } 552 2020-12-16 CWEN.A Clearway Energy, Inc. Class A Purchase JT $1,001 - $15,000 20017967 { } 553 2020-12-08 MO Altria group, Inc. Purchase JT $15,001 - $50,000 20017967 { } 554 2020-12-08 LAND gladstone land Corporation Sale JT $15,001 - $50,000 20017967 { } 555 2020-12-07 CWEN.A Clearway Energy, Inc. Class A Sale (partial) JT $50,001 - $100,000 20017967 { } 556 2020-11-13 EPD Enterprise Products Partners l.P. Purchase JT $1,001 - $15,000 20017785 { } 557 2020-11-10 CVI CVR Energy Inc. Sale JT $15,001 - $50,000 20017785 { } 558 2020-11-02 T AT&T Inc. Purchase JT $1,001 - $15,000 20017785 { } 559 2020-10-30 OLP One liberty Properties, Inc. Purchase JT $1,001 - $15,000 20017642 { } 560 2020-10-12 MO Altria group, Inc. Purchase JT $1,001 - $15,000 20017642 { } 561 2020-10-09 GSK glaxoSmithKline PLC Purchase JT $1,001 - $15,000 20017642 { } 562 2020-10-02 PPL PPL Corporation Purchase JT $1,001 - $15,000 20017642 { } 563 2020-09-28 BP BP p.l.c. Purchase JT $1,001 - $15,000 20017465 { } 564 2020-09-16 CWEN.A Clearway Energy, Inc. Class A Purchase JT $1,001 - $15,000 20017465 { } 565 2020-09-02 LAND gladstone land Corporation Purchase JT $15,001 - $50,000 20017465 { } 566 2020-09-01 MO Altria group, Inc. Purchase JT $50,001 - $100,000 20017465 { } 567 2020-09-01 NFG National Fuel gas Company Purchase JT $50,001 - $100,000 20017465 { } 568 2020-09-01 OLP One liberty Properties, Inc. Purchase JT $1,001 - $15,000 20017465 { } 569 2020-08-31 DUK Duke Energy Corporation Sale JT $100,001 - $250,000 20017289 { } 570 2020-08-31 SO Southern Company Sale JT $100,001 - $250,000 20017289 { } 571 2020-08-28 WMT Walmart Inc. Purchase JT $50,001 - $100,000 20017289 { } 572 2020-08-04 T AT&T Inc. Purchase JT $1,001 - $15,000 20017289 { } 573 2020-07-31 OLP One liberty Properties, Inc. Purchase JT $1,001 - $15,000 20017127 { } 574 2020-07-13 — SPDR gold Trust (glD) Purchase JT $15,001 - $50,000 20017127 { } 575 2020-07-10 GSK glaxoSmithKline PLC Purchase JT $1,001 - $15,000 20017127 { } 576 2020-07-02 PPL PPL Corporation Purchase JT $1,001 - $15,000 20017127 { } 577 2020-06-22 BP BP p.l.c. Purchase JT $1,001 - $15,000 20016869 { } 578 2020-06-17 DUK Duke Energy Corporation Purchase JT $1,001 - $15,000 20016869 { } 579 2020-06-16 CWEN.A Clearway Energy, Inc. Class A Purchase JT $1,001 - $15,000 20016869 { } 580 2020-06-09 SO Southern Company Purchase JT $1,001 - $15,000 20016869 { } 581 2020-05-14 — One liberty Properties, Inc. (OLP) [sT] Purchase JT $1,001 - $15,000 20016695 { } 582 2020-05-13 — Enterprise Products Partners l.P. (EPD) [sT] Purchase JT $1,001 - $15,000 20016695 { } 583 2020-05-05 — Manulife Financial Corporation (MFC) [sT] Purchase JT $1,001 - $15,000 20016695 { } 584 2020-05-04 — aT&T Inc. (T) [sT] Purchase JT $1,001 - $15,000 20016695 { } 585 2020-04-23 — aT&T Inc. (T) [sT] Purchase JT $1,001 - $15,000 20016533 { } 586 2020-04-16 — aT&T Inc. (T) [sT] Purchase JT $1,001 - $15,000 20016533 { } 587 2020-04-15 — One liberty Properties, Inc. (OLP) [sT] Purchase JT $1,001 - $15,000 20016533 { } 588 2020-04-13 — CVR Energy Inc. (CVI) [sT] Purchase JT $1,001 - $15,000 20016533 { } 589 2020-04-13 — glaxosmithKline PLC (gsK) [sT] Purchase JT $15,001 - $50,000 20016533 { } 590 2020-04-09 — One liberty Properties, Inc. (OLP) [sT] Purchase JT $1,001 - $15,000 20016533 { } 591 2020-04-02 — PPL Corporation (PPL) [sT] Purchase JT $1,001 - $15,000 20016533 { } 592 2020-03-30 — BP p.l.c. (BP) [sT] Purchase JT $1,001 - $15,000 20016334 { } 593 2020-03-17 — Clearway Energy, Inc. Class a (CWEN.a) [sT] Purchase JT $1,001 - $15,000 20016334 { } 594 2020-03-17 — Duke Energy Corporation (DUK) [sT] Purchase JT $1,001 - $15,000 20016334 { } 595 2020-03-10 — CVR Energy Inc. (CVI) [sT] Purchase JT $1,001 - $15,000 20016334 { } 596 2020-03-09 — southern Company (sO) [sT] Purchase JT $1,001 - $15,000 20016334 { } 597 2020-02-13 — Enterprise Products Partners l.P. (EPD) [sT] Purchase JT $1,001 - $15,000 20016147 { } 598 2020-02-07 — CVR Energy Inc. (CVI) [sT] Purchase JT $1,001 - $15,000 20016147 { } 599 2020-02-04 — aT&T Inc. (T) [sT] Purchase JT $1,001 - $15,000 20016147 { } 600 2020-01-10 — glaxosmithKline PLC (gsK) [sT] Purchase JT $1,001 - $15,000 20014989 { } 601 2020-01-08 — One liberty Properties, Inc. (OLP) [sT] Purchase JT $1,001 - $15,000 20014989 { } 602 2020-01-03 — CVR Energy Inc. (CVI) [sT] Purchase JT $1,001 - $15,000 20014989 { } 603 2020-01-03 — PPL Corporation (PPL) [sT] Purchase JT $1,001 - $15,000 20014989 { } 604 2019-12-23 — BP p.l.c. (BP) [sT] Purchase JT $1,001 - $15,000 20013849 { } 605 2019-12-17 — Clearway Energy, Inc. Class a (CWEN.a) [sT] Purchase JT $1,001 - $15,000 20013849 { } 606 2019-12-17 — Duke Energy Corporation (DUK) [sT] Purchase JT $1,001 - $15,000 20013849 { } 607 2019-12-09 — southern Company (sO) [sT] Purchase JT $1,001 - $15,000 20013849 { } 608 2019-11-18 — One liberty Properties, Inc. (OLP) [sT] Purchase Self $1,001 - $15,000 20012693 { } 609 2019-11-14 — CVR Energy Inc. (CVI) [sT] Purchase JT $1,001 - $15,000 20012693 { } 610 2019-11-13 — Enterprise Products Partners l.P. (EPD) [sT] Purchase JT $1,001 - $15,000 20012693 { } 611 2019-11-04 — aT&T Inc. (T) [sT] Purchase JT $1,001 - $15,000 20012693 { } 612 2019-10-11 — glaxosmithKline PLC (gsK) [sT] Purchase JT $1,001 - $15,000 20012556 { } 613 2019-10-11 — One liberty Properties, Inc. (OLP) [sT] Purchase JT $1,001 - $15,000 20012556 { } 614 2019-10-02 — PPL Corporation (PPL) [sT] Purchase JT $1,001 - $15,000 20012556 { } 615 2019-09-20 — BP p.l.c. (BP) [sT] Purchase JT $1,001 - $15,000 20012397 { } 616 2019-09-18 — Clearway Energy, Inc. Class a (CWEN.a) [sT] Purchase JT $1,001 - $15,000 20012397 { } 617 2019-09-17 — Duke Energy Corporation (DUK) [sT] Purchase JT $1,001 - $15,000 20012397 { } 618 2019-09-09 — southern Company (sO) [sT] Purchase JT $1,001 - $15,000 20012397 { } 619 2019-08-14 — Enterprise Products Partners l.P. (EPD) [sT] Purchase JT $1,001 - $15,000 20012274 { } 620 2019-07-12 — glaxosmithKline PLC (gsK) [sT] Purchase JT $1,001 - $15,000 20012087 { } 621 2019-07-10 — One liberty Properties, Inc. (OLP) [sT] Purchase JT $1,001 - $15,000 20012087 { } 622 2019-07-02 — PPL Corporation (PPL) [sT] Purchase JT $1,001 - $15,000 20012087 { } 623 2019-06-21 — BP p.l.c. (BP) [sT] Purchase JT $1,001 - $15,000 20011918 { } 624 2019-06-18 — Clearway Energy, Inc. Class a (CWEN.a) [sT] Purchase JT $1,001 - $15,000 20011918 { } 625 2019-06-18 — Duke Energy Corporation (DUK) [sT] Purchase JT $1,001 - $15,000 20011918 { } 626 2019-06-07 — southern Company (sO) [sT] Purchase JT $1,001 - $15,000 20011918 { } 627 2019-05-23 — Manulife Financial Corporation (MFC) [sT] Purchase JT $1,001 - $15,000 20011691 { } 628 2019-05-13 — Enterprise Products Partners l.P. (EPD) [sT] Purchase JT $1,001 - $15,000 20011691 { } 629 2019-05-07 — Manulife Financial Corporation (MFC) [sT] Purchase JT $50,001 - $100,000 20011691 { } 630 2019-04-25 — aT&T Inc. (T) [sT] Purchase JT $1,001 - $15,000 20011583 { } 631 2019-04-24 — aT&T Inc. (T) [sT] Purchase JT $15,001 - $50,000 20011583 { } 632 2019-04-24 — Xerox Corporation (XRX) [sT] Sale JT $50,001 - $100,000 20011583 { } 633 2019-04-12 — glaxosmithKline PLC (gsK) [sT] Purchase JT $1,001 - $15,000 20011583 { } 634 2019-04-11 — alliance Resource Partners, l.P. - Common units Representing limited Partnership Interests (ARLP) [sT] Sale JT $15,001 - $50,000 20011583 { } 635 2019-04-08 — One liberty Properties, Inc. (OLP) [sT] Purchase JT $1,001 - $15,000 20011583 { } 636 2019-04-02 — PPL Corporation (PPL) [sT] Purchase JT $1,001 - $15,000 20011583 { } 637 2019-03-29 — BP p.l.c. (BP) [sT] Purchase JT $1,001 - $15,000 20011373 { } 638 2019-03-20 — sandRidge Permian Trust Common units of Benficial Interest (PER) [sT] Sale JT $15,001 - $50,000 20011373 { } 639 2019-03-19 — Duke Energy Corporation (DUK) [sT] Purchase JT $1,001 - $15,000 20011373 { } 640 2019-03-18 — Clearway Energy, Inc. Class a (CWEN.a) [sT] Purchase JT $1,001 - $15,000 20011373 { } 641 2019-03-15 — FutureFuel Corp. Common shares (FF) [sT] Sale JT $15,001 - $50,000 20011373 { } 642 2019-03-07 — southern Company (sO) [sT] Purchase JT $1,001 - $15,000 20011373 { } 643 2019-03-07 — Xerox Corporation (XRX) [sT] Purchase JT $15,001 - $50,000 20011373 { } 644 2019-02-25 — amerigas Partners, l.P. (aPu) [sT] Sale JT $15,001 - $50,000 20011227 { } 645 2019-02-22 — CNX Midstream Partners lP Common units representing limited partner interests (CNXM) [sT] Sale JT $15,001 - $50,000 20011227 { } 646 2019-02-22 — FutureFuel Corp. Common shares (FF) [sT] Purchase JT $15,001 - $50,000 20011227 { } 647 2019-02-21 — Ciner Resources lP Common units representing limited Partner Interests (CINR) [sT] Sale JT $15,001 - $50,000 20011227 { } 648 2019-02-21 — spark Energy, Inc. - 8.75% series a Fixed-to-Floating Rate Cumulative Redeemable Perpetual Preferred stock (SPKEP) [sT] Purchase JT $50,001 - $100,000 20011227 { } 649 2019-02-20 — CVR Energy Inc. (CVI) [sT] Purchase JT $15,001 - $50,000 20011227 { } 650 2019-02-20 — Energy Transfer lP Common units (ET) [sT] Sale JT $50,001 - $100,000 20011227 { } 651 2019-02-20 — Hess Midstream Partners lP Common units Representing limited Partner Interests (HESM) [sT] Sale JT $50,001 - $100,000 20011227 { } 652 2019-02-19 — CNX Midstream Partners lP s (partial) JT $1,001 - $15,000 20011227 { } 653 2019-02-14 — Ciner Resources lP Common units representing limited Partner Interests (CINR) [sT] Purchase JT $15,001 - $50,000 20011227 { } 654 2019-02-11 — Enterprise Products Partners l.P. (EPD) [sT] Purchase JT $1,001 - $15,000 20011227 { } 655 2019-02-08 — CVR Energy Inc. (CVI) [sT] Purchase JT $15,001 - $50,000 20011227 { } 656 2019-02-05 — Clearway Energy, Inc. Class a (CWEN.a) [sT] Purchase JT $1,001 - $15,000 20011227 { } 657 2019-02-05 — Domtar Corporation (uFs) [sT] Sale JT $50,001 - $100,000 20011227 { } 658 2019-02-05 — Energy Transfer lP Common units (ET) [sT] Purchase JT $50,001 - $100,000 20011227 { } 659 2019-02-05 — sandRidge Permian Trust Common units of Benficial Interest (PER) [sT] Purchase JT $15,001 - $50,000 20011227 { } 660 2019-02-04 — amerigas Partners, l.P. (aPu) [sT] Purchase JT $15,001 - $50,000 20011227 { } 661 2019-02-01 — alliance Resource Partners, l.P. - Common units Representing limited Partnership Interests (ARLP) [sT] Purchase JT $15,001 - $50,000 20011227 { } 662 2019-01-31 — CNX Midstream Partners lP Common units representing limited partner interests (CNXM) [sT] Purchase JT $15,001 - $50,000 20011092 { } 663 2019-01-28 — Hess Midstream Partners lP Common units Representing limited Partner Interests (HESM) [sT] Purchase JT $50,001 - $100,000 20011092 { } 664 2019-01-28 — Mesabi Trust (MSB) [sT] Purchase JT $15,001 - $50,000 20011092 { } 665 2019-01-23 — Enterprise Products Partners l.P. (EPD) [sT] Purchase JT $1,001 - $15,000 20011092 { } 666 2019-01-15 — spark Energy, Inc. - Class a (SPKE) [sT] Sale JT $50,001 - $100,000 20011092 { } 667 2019-01-14 — Enterprise Products Partners l.P. (EPD) [sT] Purchase JT $15,001 - $50,000 20011092 { } 668 2019-01-10 — glaxosmithKline PLC (gsK) [sT] Purchase JT $1,001 - $15,000 20011092 { } 669 2019-01-08 — Clearway Energy, Inc. Class a (CWEN.a) [sT] Purchase JT $15,001 - $50,000 20011092 { } 670 2019-01-04 — One liberty Properties, Inc. (OLP) [sT] Purchase JT $1,001 - $15,000 20011092 { } 671 2019-01-02 — PPL Corporation (PPL) [sT] Purchase JT $1,001 - $15,000 20011092 { } 672 2018-12-17 — spark Energy, Inc. - Class a (SPKE) [sT] Purchase Self $50,001 - $100,000 20011691 { } 673 2018-12-17 — Humana Inc. (HUM) [sT] Sale JT $50,001 - $100,000 20010945 { } 674 2018-12-17 — PPL Corporation (PPL) [sT] Purchase JT $15,001 - $50,000 20010945 { } 675 2018-12-17 — southern Company (sO) [sT] Purchase JT $15,001 - $50,000 20010945 { } 676 2018-12-14 — BP p.l.c. (BP) [sT] Purchase JT $15,001 - $50,000 20010945 { } 677 2018-12-14 — CVR Energy Inc. (CVI) [sT] Sale JT $50,001 - $100,000 20010945 { } 678 2018-12-11 — amerigas Partners, l.P. (aPu) [sT] Sale JT $15,001 - $50,000 20010945 { } 679 2018-12-11 — ashford Hospitality Trust Inc (AHT) [sT] Sale JT $15,001 - $50,000 20010945 { } 680 2018-12-11 — glaxosmithKline PLC (gsK) [sT] Purchase JT $15,001 - $50,000 20010945 { } 681 2018-12-10 — general Motors Company (gM) [sT] Sale JT $15,001 - $50,000 20010945 { } 682 2018-12-10 — steel Dynamics, Inc. (STLD) [sT] Sale JT $15,001 - $50,000 20010945 { } 683 2018-12-07 — southern Company (sO) [sT] Purchase JT $1,001 - $15,000 20010945 { } 684 2018-11-19 — amerigas Partners, l.P. (aPu) [sT] Purchase JT $1,001 - $15,000 20010757 { } 685 2018-11-14 — alliance Resource Partners, l.P. - Common units Representing limited Partnership Interests (ARLP) [sT] Purchase JT $1,001 - $15,000 20010757 { } 686 2018-11-13 — CVR Energy Inc. (CVI) [sT] Purchase JT $1,001 - $15,000 20010757 { } 687 2018-11-08 — Enterprise Products Partners l.P. (EPD) [sT] Purchase JT $1,001 - $15,000 20010757 { } 688 2018-10-16 — ashford Hospitality Trust Inc (AHT) [sT] Purchase JT $1,001 - $15,000 20010605 { } 689 2018-10-09 — Brookfield Renewable Partners l.P. (BEP) [sT] Purchase JT $1,001 - $15,000 20010605 { } 690 2018-10-09 — glaxosmithKline PLC (gsK) [sT] Purchase JT $1,001 - $15,000 20010605 { } 691 2018-10-05 — One liberty Properties, Inc. (OLP) [sT] Purchase JT $1,001 - $15,000 20010605 { } 692 2018-10-02 — PPL Corporation (PPL) [sT] Purchase JT $1,001 - $15,000 20010605 { } 693 2018-09-25 — southern Company (sO) [sT] Purchase JT $1,001 - $15,000 20010410 { } 694 2018-09-21 — BP p.l.c. (BP) [sT] Purchase JT $1,001 - $15,000 20010410 { } 695 2018-09-19 — alliance Resource Partners, l.P. - Common units Representing limited Partnership Interests (ARLP) [sT] Purchase JT $1,001 - $15,000 20010410 { } 696 2018-09-19 — CenterPoint Energy, Inc (CNP) [sT] Sale JT $50,001 - $100,000 20010410 { } 697 2018-09-18 — Duke Energy Corporation (DUK) [sT] Purchase JT $1,001 - $15,000 20010410 { } 698 2018-09-17 — Clearway Energy, Inc. Class a (CWEN.a) [sT] Exchange JT $50,001 - $100,000 20010410 { } 699 2018-09-17 — Pembina Pipeline Corp. Ordinary shares (PBA) [sT] Purchase JT $1,001 - $15,000 20010410 { } 700 2018-09-07 — southern Company (sO) [sT] Purchase JT $1,001 - $15,000 20010410 { } 701 2018-09-04 — general Motors Company (gM) [sT] Purchase JT $1,001 - $15,000 20010410 { } 702 2018-08-24 — amerigas Partners, l.P. (aPu) [sT] Purchase JT $1,001 - $15,000 20010210 { } 703 2018-08-20 — amerigas Partners, l.P. (aPu) [sT] Purchase JT $1,001 - $15,000 20010210 { } 704 2018-08-15 — alliance Resource Partners, l.P. - Common units Representing limited Partnership Interests (ARLP) [sT] Purchase JT $1,001 - $15,000 20010210 { } 705 2018-08-14 — CVR Energy Inc. (CVI) [sT] Purchase JT $1,001 - $15,000 20010210 { } 706 2018-08-09 — Enterprise Products Partners l.P. (EPD) [sT] Purchase JT $1,001 - $15,000 20010210 { } 707 2018-08-06 — amerigas Partners, l.P. (aPu) [sT] Purchase JT $1,001 - $15,000 20010210 { } 708 2018-08-05 — Manulife Financial Corporation (MFC) [sT] Purchase JT $15,001 - $50,000 20012274 { } 709 2018-08-01 — aT&T Inc. (T) [sT] Purchase JT $1,001 - $15,000 20012274 { } 710 2018-07-25 — aT&T Inc. (T) [sT] Sale JT $50,001 - $100,000 20010031 { } 711 2018-07-16 — ashford Hospitality Trust Inc (AHT) [sT] Purchase JT $1,001 - $15,000 20010031 { } 712 2018-07-13 — Pattern Energy group Inc. - Class a (PEGI) [sT] Sale JT $15,001 - $50,000 20010031 { } 713 2018-07-09 — One liberty Properties, Inc. (OLP) [sT] Purchase JT $1,001 - $15,000 20010031 { } 714 2018-07-03 — PPL Corporation (PPL) [sT] Purchase JT $1,001 - $15,000 20010031 { } 715 2018-06-28 — Buckeye Partners l.P. (BPL) [sT] Sale JT $15,001 - $50,000 20009853 { } 716 2018-06-22 — BP p.l.c. (BP) [sT] Purchase JT $1,001 - $15,000 20009853 { } 717 2018-06-21 — Brookfield Renewable Partners l.P. (BEP) [sT] Purchase JT $1,001 - $15,000 20009853 { } 718 2018-06-20 — Brookfield Renewable Partners l.P. (BEP) [sT] Purchase JT $1,001 - $15,000 20009853 { } 719 2018-06-19 — Duke Energy Corporation (DUK) [sT] Purchase JT $1,001 - $15,000 20009853 { } 720 2018-06-18 — NRG Yield, Inc. Class C (NYLD) [sT] Purchase JT $1,001 - $15,000 20009853 { } 721 2018-06-12 — Brookfield Renewable Partners l.P. (BEP) [sT] Purchase JT $15,001 - $50,000 20009853 { } 722 2018-06-07 — southern Company (sO) [sT] Purchase JT $1,001 - $15,000 20009853 { } 723 2018-05-22 — Buckeye Partners l.P. (BPL) [sT] Purchase JT $1,001 - $15,000 20009685 { } 724 2018-05-21 — amerigas Partners, l.P. (aPu) [sT] Purchase JT $1,001 - $15,000 20009685 { } 725 2018-05-15 — alliance Resource Partners, l.P. - Common units Representing limited Partnership Interests (ARLP) [sT] Purchase JT $1,001 - $15,000 20009685 { } 726 2018-05-14 — CVR Energy Inc. (CVI) [sT] Purchase JT $1,001 - $15,000 20009685 { } 727 2018-05-08 — Enterprise Products Partners l.P. (EPD) [sT] Purchase JT $1,001 - $15,000 20009685 { } 728 2018-05-01 — aT&T Inc. (T) [sT] Purchase JT $1,001 - $15,000 20009685 { } 729 2018-05-01 — Domtar Corporation (uFs) [sT] Purchase JT $15,001 - $50,000 20009685 { } 730 2018-05-01 — Pattern Energy group Inc. - Class a (PEGI) [sT] Purchase JT $1,001 - $15,000 20009685 { } 731 2018-04-30 — Pattern Energy group Inc. - Class a (PEGI) [sT] Purchase JT $1,001 - $15,000 20009445 { } 732 2018-04-27 — Domtar Corporation (uFs) [sT] Purchase JT $15,001 - $50,000 20009445 { } 733 2018-04-16 — ashford Hospitality Trust Inc (AHT) [sT] Purchase JT $1,001 - $15,000 20009445 { } 734 2018-04-12 — Duke Energy Corporation (DUK) [sT] Purchase JT $15,001 - $50,000 20009445 { } 735 2018-04-12 — glaxosmithKline PLC (gsK) [sT] Purchase JT $1,001 - $15,000 20009445 { } 736 2018-04-06 — One liberty Properties, Inc. (OLP) [sT] Purchase JT $1,001 - $15,000 20009445 { } 737 2018-04-02 — PPL Corporation (PPL) [sT] Purchase JT $1,001 - $15,000 20009445 { } 738 2018-03-29 BP BP p.l.c. Purchase JT $1,001 - $15,000 20009224 { } 739 2018-03-19 — general Motors Company (gM) Purchase JT $50,001 - $100,000 20009224 { } 740 2018-03-19 HUM Humana Inc. Purchase JT $15,001 - $50,000 20009224 { } 741 2018-03-16 — NRG Yield, Inc. Class a (NYLD.a) Purchase JT $1,001 - $15,000 20009224 { } 742 2018-03-14 STLD steel Dynamics, Inc. Purchase JT $50,001 - $100,000 20009224 { } 743 2018-03-13 CVI CVR Energy Inc. Purchase JT $1,001 - $15,000 20009224 { } 744 2018-03-07 — southern Company (sO) Purchase JT $15,001 - $50,000 20009224 { } 745 2018-03-05 PPL PPL Corporation Purchase JT $50,001 - $100,000 20009224 { } 746 2018-03-01 ARLP alliance Resource Partners, l.P. - Common units Representing limited Partnership Interests Purchase JT $15,001 - $50,000 20009224 { } 747 2018-02-28 — amerigas Partners, l.P. (aPu) Purchase JT $15,001 - $50,000 20009058 { } 748 2018-02-28 BPL Buckeye Partners l.P. Purchase JT $1,001 - $15,000 20009058 { } 749 2018-02-28 OLP One liberty Properties, Inc. Purchase JT $50,001 - $100,000 20009058 { } 750 2018-02-27 APTS Preferred apartment Communities, Inc. Sale JT $50,001 - $100,000 20009058 { } 751 2018-02-09 — Procter & gamble Company (Pg) Sale JT $50,001 - $100,000 20009058 { } 752 2018-02-08 SDOG alPs sector Dividend Dogs ETF Sale JT $15,001 - $50,000 20009058 { } 753 2018-02-08 EPD Enterprise Products Partners l.P. Purchase JT $1,001 - $15,000 20009058 { } 754 2018-02-08 ONEQ Fidelity Nasdaq Composite Index Tracking stock Sale JT $50,001 - $100,000 20009058 { } 755 2018-02-08 IP International Paper Company Sale JT $50,001 - $100,000 20009058 { } 756 2018-02-08 IWM ishares Russell 2000 ETF Sale JT $50,001 - $100,000 20009058 { } 757 2018-02-08 JNJ Johnson & Johnson Sale JT $50,001 - $100,000 20009058 { } 758 2018-02-08 ORI Old Republic International Corporation Sale JT $15,001 - $50,000 20009058 { } 759 2018-02-08 PEP Pepsico, Inc. Sale JT $50,001 - $100,000 20009058 { } 760 2018-02-08 PFE Pfizer, Inc. Sale JT $50,001 - $100,000 20009058 { } 761 2018-02-08 SCHX schwab u.s. large-Cap ETF Sale JT $15,001 - $50,000 20009058 { } 762 2018-02-08 SCHA schwab u.s. small-Cap ETF Sale JT $15,001 - $50,000 20009058 { } 763 2018-02-08 WDC Western Digital Corporation Sale JT $15,001 - $50,000 20009058 { } 764 2018-02-02 T aT&T Inc. Purchase JT $1,001 - $15,000 20009058 { } 765 2018-02-01 PEGI Pattern Energy group Inc. - Class a Purchase JT $1,001 - $15,000 20009058 { } 766 2018-01-31 ORI Old Republic International Corporation Purchase JT $1,001 - $15,000 20008850 { } 767 2018-01-31 PEGI Pattern Energy group Inc. - Class a Purchase JT $1,001 - $15,000 20008850 { } 768 2018-01-17 AHT ashford Hospitality Trust Inc Purchase JT $1,001 - $15,000 20008850 { } 769 2017-12-21 BP BP p.l.c. Purchase JT $1,001 - $15,000 20008647 { } 770 2017-12-18 — NRG Yield, Inc. Class a (NYLD.a) Purchase JT $1,001 - $15,000 20008647 { } 771 2017-11-21 BPL Buckeye Partners l.P. Purchase JT $1,001 - $15,000 20008487 { } 772 2017-11-21 MRK Merck & Company, Inc. Common stock Sale JT $15,001 - $50,000 20008487 { } 773 2017-11-20 CVI CVR Energy Inc. Purchase JT $1,001 - $15,000 20008487 { } 774 2017-11-16 MRLN Marlin Business services Corp. Sale JT $15,001 - $50,000 20008487 { } 775 2017-11-15 IDT IDT Corporation Class B Sale JT $15,001 - $50,000 20008487 { } 776 2017-11-15 NUE Nucor Corporation Sale JT $15,001 - $50,000 20008487 { } 777 2017-11-15 APTS Preferred apartment Communities, Inc. Purchase JT $15,001 - $50,000 20008487 { } 778 2017-11-08 EPD Enterprise Products Partners l.P. Purchase JT $1,001 - $15,000 20008487 { } 779 2017-11-01 PEGI Pattern Energy group Inc. - Class a Purchase JT $1,001 - $15,000 20008487 { } 780 2017-11-01 PBA Pembina Pipeline Corp. ordinary shares Exchange JT $15,001 - $50,000 20008487 { } 781 2017-10-25 — glaxosmithKline PLC (gsK) Purchase JT $1,001 - $15,000 20008350 { } 782 2017-10-24 — glaxosmithKline PLC (gsK) Purchase JT $1,001 - $15,000 20008350 { } 783 2017-10-20 PBA Pembina Pipeline Corp. Ordinary shares Purchase JT $1,001 - $15,000 20008350 { } 784 2017-10-19 — NRG Yield, Inc. Class a (NYLD.a) Purchase JT $15,001 - $50,000 20008350 { } 785 2017-10-17 — NRG Yield, Inc. Class a (NYLD.a) Purchase JT $1,001 - $15,000 20008350 { } 786 2017-10-16 BPL Buckeye Partners l.P. Purchase JT $15,001 - $50,000 20008350 { } 787 2017-10-13 EPD Enterprise Products Partners l.P. Purchase JT $15,001 - $50,000 20008350 { } 788 2017-10-12 T aT&T Inc. Purchase JT $15,001 - $50,000 20008350 { } 789 2017-10-11 MRK Merck & Company, Inc. Common stock Purchase JT $1,001 - $15,000 20008350 { } 790 2017-10-09 — NRG Yield, Inc. Class a (NYLD.a) Purchase JT $1,001 - $15,000 20008350 { } 791 2017-09-22 BP BP p.l.c. Purchase JT $1,001 - $15,000 20008135 { } 792 2017-09-22 PEGI Pattern Energy group Inc. - Class a Purchase JT $1,001 - $15,000 20008135 { } 793 2017-09-20 MO altria group, Inc. Sale JT $15,001 - $50,000 20008135 { } 794 2017-09-20 PBA Pembina Pipeline Corp. Ordinary shares Purchase JT $15,001 - $50,000 20008135 { } 795 2017-09-20 HSY The Hershey Company Sale JT $15,001 - $50,000 20008135 { } 796 2017-08-31 T aT&T Inc. Purchase JT $1,001 - $15,000 20007923 { } 797 2017-08-10 IP International Paper Company Purchase JT $15,001 - $50,000 20007923 { } 798 2017-08-09 AHT ashford Hospitality Trust Inc Purchase JT $1,001 - $15,000 20007923 { } 799 2017-08-08 PEGI Pattern Energy group Inc. - Class a Purchase JT $15,001 - $50,000 20007923 { } 800 2017-08-04 — glaxosmithKline PLC (gsK) Purchase JT $15,001 - $50,000 20007923 { } 801 2017-08-04 WDC Western Digital Corporation Purchase JT $1,001 - $15,000 20007923 { } 802 2017-08-01 ETP Energy Transfer Partners, l.P. Common units representing limited partner interests Sale JT $15,001 - $50,000 20007923 { } 803 2017-08-01 PFE Pfizer, Inc. Purchase JT $15,001 - $50,000 20007923 { } 804 2017-07-31 — RAIT Financial Trust New Common shares of Beneficial Interest (Ras) Sale JT $1,001 - $15,000 20007734 { } 805 2017-07-24 EPD Enterprise Products Partners l.P. Purchase JT $1,001 - $15,000 20007734 { } 806 2017-07-18 FTR Frontier Communications Corporation Sale JT $1,001 - $15,000 20007734 { } 807 2017-06-23 BP BP p.l.c. Purchase JT $1,001 - $15,000 20007569 { } 808 2017-06-14 CVI CVR Energy Inc. Purchase JT $15,001 - $50,000 20007569 { } 809 2017-06-14 UVV universal Corporation Sale JT $15,001 - $50,000 20007569 { } 810 2017-04-12 IP International Paper Company Purchase JT $15,001 - $50,000 20007220 { } 811 2017-03-31 MO altria group, Inc. Purchase JT $1,001 - $15,000 20007000 { } 812 2017-03-31 BP BP p.l.c. Purchase JT $1,001 - $15,000 20007000 { } 813 2017-03-30 MO altria group, Inc. Purchase JT $15,001 - $50,000 20007000 { } 814 2017-03-28 ERIE Erie Indemnity Company - Class a Sale JT $50,001 - $100,000 20007000 { } 815 2017-03-21 SDOG alPs sector Dividend Dogs ETF Purchase JT $15,001 - $50,000 20007000 { } 816 2017-03-21 HSY The Hershey Company Purchase JT $1,001 - $15,000 20007000 { } 817 2017-03-21 WDC Western Digital Corporation Purchase JT $1,001 - $15,000 20007000 { } 818 2017-03-20 HSY The Hershey Company Purchase Self $15,001 - $50,000 20007000 { } 819 2017-03-20 WDC Western Digital Corporation Purchase JT $15,001 - $50,000 20007000 { } 820 2017-03-17 MRK Merck & Company, Inc. Common stock Purchase JT $15,001 - $50,000 20007000 { } 821 2017-03-16 — B&g Foods, Inc. B&g Foods, Inc. (Bgs) Sale JT $15,001 - $50,000 20007000 { } 822 2017-03-09 ARLP alliance Resource Partners, l.P. - Common units Representing limited Partnership Interests Sale JT $15,001 - $50,000 20007000 { } 823 2017-03-06 — RAIT Financial Trust New Common shares of Beneficial Interest (Ras) Purchase Self $1,001 - $15,000 20007000 { } 824 2017-03-02 UVV universal Corporation Purchase JT $15,001 - $50,000 20007000 { } 825 2017-03-02 VGR Vector group ltd. Sale JT $1,001 - $15,000 20007000 { } 826 2017-03-01 PEGI Pattern Energy group Inc. - Class a Purchase JT $15,001 - $50,000 20007000 { } 827 2017-02-28 FTR Frontier Communications Corporation Purchase JT $1,001 - $15,000 20006862 { } 828 2017-02-28 PEGI Pattern Energy group Inc. - Class a Purchase JT $1,001 - $15,000 20006862 { } 829 2017-02-27 EPD Enterprise Products Partners l.P. Purchase JT $1,001 - $15,000 20006862 { } 830 2017-02-27 FCGYF Veresen, Inc. Ordinary shares Purchase JT $1,001 - $15,000 20006862 { } 831 2017-02-23 EPD Enterprise Products Partners l.P. Purchase JT $1,001 - $15,000 20006862 { } 832 2017-02-22 EPD Enterprise Products Partners l.P. Purchase JT $15,001 - $50,000 20006862 { } 833 2017-02-16 ETP Energy Transfer Partners, l.P. ENERGY TRANSFER PARNTERS Purchase JT $15,001 - $50,000 20006862 { } 834 2017-02-15 ETP Energy Transfer Partners, l.P. ENERGY TRANSFER PARNTERS Purchase JT $15,001 - $50,000 20006862 { } 835 2017-02-14 — B&g Foods, Inc. B&g Foods, Inc. (Bgs) Purchase JT $15,001 - $50,000 20006862 { } 836 2017-02-09 UVV universal Corporation Sale JT $50,001 - $100,000 20006862 { } 837 2017-02-07 FCGYF Veresen, Inc. Ordinary shares Purchase JT $15,001 - $50,000 20006862 { } 838 2017-01-31 NUE Nucor Corporation Purchase JT $1,001 - $15,000 20006666 { } 839 2017-01-25 NUE Nucor Corporation Purchase JT $1,001 - $15,000 20006666 { } 840 2017-01-12 MRLN Marlin Business services Corp. Purchase JT $1,001 - $15,000 20006666 { } 841 2016-12-21 ARLP alliance Resource Partners, l.P. - Common units Representing limited Partnership Interests Purchase JT $1,001 - $15,000 20006456 { } 842 2016-12-19 MRLN Marlin Business services Corp. Purchase JT $15,001 - $50,000 20006456 { } 843 2016-12-16 BP BP p.l.c. Purchase JT $1,001 - $15,000 20006456 { } 844 2016-12-15 IDT IDT Corporation Class B Purchase JT $1,001 - $15,000 20006456 { } 845 2016-12-15 NUE Nucor Corporation Purchase JT $15,001 - $50,000 20006456 { } 846 2016-12-13 HBI Hanesbrands Inc. Sale JT $1,001 - $15,000 20006456 { } 847 2016-12-13 IDT IDT Corporation Class B Purchase JT $15,001 - $50,000 20006456 { } 848 2016-12-09 SCHX schwab u.s. large-Cap ETF Purchase JT $15,001 - $50,000 20006456 { } 849 2016-12-09 SPH suburban Propane Partners, l.P. Sale JT $1,001 - $15,000 20006456 { } 850 2016-12-09 VOT Vanguard Mid-Cap growth ETF - DNQ Sale JT $50,001 - $100,000 20006456 { } 851 2016-12-05 — stoneMor Partners l.P. Common unit Rep limited Partnership Interests Sale JT $15,001 - $50,000 20006456 { } 852 2016-11-30 — Procter & gamble Company (Pg) Purchase Self $50,001 - $100,000 20006286 { } 853 2016-11-25 ARLP alliance Resource Partners, l.P. - Common units Representing limited Partnership Interests Purchase JT $1,001 - $15,000 20006286 { } 854 2016-11-23 JNJ Johnson & Johnson Purchase Self $50,001 - $100,000 20006286 { } 855 2016-11-23 PEP Pepsico, Inc. Purchase JT $50,001 - $100,000 20006286 { } 856 2016-11-23 SCHF schwab International Equity ETF Sale JT $50,001 - $100,000 20006286 { } 857 2016-11-23 SCHA schwab u.s. small-Cap ETF Purchase JT $15,001 - $50,000 20006286 { } 858 2016-11-11 CNP CenterPoint Energy, Inc Purchase JT $1,001 - $15,000 20006286 { } 859 2016-11-10 ABT abbott laboratories Sale JT $1,001 - $15,000 20006286 { } 860 2016-11-10 UVV universal Corporation Purchase JT $15,001 - $50,000 20006286 { } 861 2016-11-08 SPH suburban Propane Partners, l.P. Sale JT $15,001 - $50,000 20006286 { } 862 2016-10-24 T aT&T Inc. Purchase JT $1,001 - $15,000 20006128 { } 863 2016-10-24 EBF Ennis, Inc. Sale Self $15,001 - $50,000 20006128 { } 864 2016-10-05 FTR Frontier Communications Corporation Purchase Self $1,001 - $15,000 20006128 { } 865 2016-10-04 APTS Preferred apartment Communities, Inc. Purchase Self $15,001 - $50,000 20006128 { } 866 2016-10-03 AHT ashford Hospitality Trust Inc Purchase JT $15,001 - $50,000 20006128 { } 867 2016-10-03 — NRG Yield, Inc. Class a (NYLD.a) Purchase JT $15,001 - $50,000 20006128 { } 868 2016-09-30 — southern Company (sO) Purchase JT $15,001 - $50,000 20005990 { } 869 2016-09-29 DUK Duke Energy Corporation Purchase JT $15,001 - $50,000 20005990 { } 870 2016-09-27 VLO Valero Energy Corporation Sale JT $15,001 - $50,000 20005990 { } 871 2016-09-16 BP BP p.l.c. Purchase JT $1,001 - $15,000 20005990 { } 872 2016-09-15 NAT Nordic american Tankers limited Sale JT $15,001 - $50,000 20005990 { } 873 2016-09-13 T aT&T Inc. Purchase JT $15,001 - $50,000 20005990 { } 874 2016-09-13 APTS Preferred apartment Communities, Inc. Purchase Self $15,001 - $50,000 20005990 { } 875 2016-09-08 MATX Matson, Inc. Sale JT $15,001 - $50,000 20005990 { } 876 2016-08-16 T aT&T Inc. Purchase JT $15,001 - $50,000 20005813 { } 877 2016-08-15 STON stoneMor Partners l.P. Common unit Rep limited Partnership Interests Purchase Self $1,001 - $15,000 20005813 { } 878 2016-08-02 HBI Hanesbrands Inc. Purchase JT $1,001 - $15,000 20005813 { } 879 2016-08-01 CNP CenterPoint Energy, Inc Purchase JT $15,001 - $50,000 20005813 { } 880 2016-06-17 BP BP p.l.c. Purchase JT $1,001 - $15,000 20005438 { } 881 2016-05-16 STON stoneMor Partners l.P. Common unit Rep limited Partnership Interests Purchase JT $1,001 - $15,000 20005250 { } 882 2016-03-24 BP BP p.l.c. Purchase JT $1,001 - $15,000 20004841 { } 883 2016-03-23 STON stoneMor Partners l.P. Common unit Rep limited Partnership Interests Purchase JT $1,001 - $15,000 20004841 { } 884 2016-03-22 STON stoneMor Partners l.P. Common unit Rep limited Partnership Interests Purchase JT $1,001 - $15,000 20004841 { } 885 2016-02-29 STON stoneMor Partners l.P. Common unit Rep limited Partnership Interests Purchase JT $1,001 - $15,000 20004679 { } 886 2016-02-11 FTR Frontier Communications Corporation Purchase JT $1,001 - $15,000 20004679 { } 887 2016-02-11 — glaxosmithKline PLC (gsK) Purchase JT $15,001 - $50,000 20004679 { } 888 2016-02-10 NAT Nordic american Tankers limited Purchase JT $1,001 - $15,000 20004679 { } 889 2016-02-09 DUK Duke Energy Corporation Purchase JT $15,001 - $50,000 20004679 { } 890 2016-02-09 NAT Nordic american Tankers limited Purchase JT $15,001 - $50,000 20004679 { } 891 2016-02-09 — southern Company (sO) Purchase JT $1,001 - $15,000 20004679 { } 892 2016-02-09 STON stoneMor Partners l.P. Common unit Rep limited Partnership Interests Purchase JT $1,001 - $15,000 20004679 { } 893 2016-02-09 VGR Vector group ltd. Purchase JT $1,001 - $15,000 20004679 { } 894 2016-02-08 ARLP alliance Resource Partners, l.P. - Common units Representing limited Partnership Interests Purchase JT $1,001 - $15,000 20004679 { } 895 2016-02-08 FTR Frontier Communications Corporation Purchase JT $1,001 - $15,000 20004679 { } 896 2016-02-08 STON stoneMor Partners l.P. Common unit Rep limited Partnership Interests Purchase JT $1,001 - $15,000 20004679 { } 897 2016-02-05 STON stoneMor Partners l.P. Common unit Rep limited Partnership Interests Purchase JT $1,001 - $15,000 20004679 { } 898 2016-02-05 VLO Valero Energy Corporation Purchase JT $1,001 - $15,000 20004679 { } 899 2016-02-04 SPH suburban Propane Partners, l.P. Purchase JT $1,001 - $15,000 20004679 { } 900 2016-02-03 STON stoneMor Partners l.P. Common unit Rep limited Partnership Interests Purchase JT $1,001 - $15,000 20004679 { } 901 2016-02-01 TXT Textron Inc. Sale JT $15,001 - $50,000 20004679 { } 902 2016-01-28 ABT abbott laboratories Purchase JT $1,001 - $15,000 20004511 { } 903 2016-01-28 SPH suburban Propane Partners, l.P. Purchase JT $1,001 - $15,000 20004511 { } 904 2016-01-25 VLO Valero Energy Corporation Purchase JT $15,001 - $50,000 20004511 { } 905 2016-01-22 ABT abbott laboratories Purchase JT $1,001 - $15,000 20004511 { } 906 2016-01-20 ARLP alliance Resource Partners, l.P. - Common units Representing limited Partnership Interests Purchase JT $1,001 - $15,000 20004511 { } 907 2016-01-20 BP BP p.l.c. Purchase JT $15,001 - $50,000 20004511 { } 908 2016-01-20 DUK Duke Energy Corporation Purchase JT $15,001 - $50,000 20004511 { } 909 2016-01-20 PFE Pfizer, Inc. Purchase JT $15,001 - $50,000 20004511 { } 910 2016-01-20 — southern Company (sO) Purchase JT $15,001 - $50,000 20004511 { } 911 2015-12-29 SCHF schwab International Equity ETF Purchase JT $1,001 - $15,000 20004323 { } 912 2015-11-17 RYH guggenheim s&P 500 Equal Weight Healthcare ETF Sale JT $15,001 - $50,000 20004181 { } 913 2015-11-17 ORI Old Republic International Corporation Purchase JT $15,001 - $50,000 20004181 { } 914 2015-09-01 IWM ishares Russell 2000 ETF Purchase JT $15,001 - $50,000 20003889 { } 915 2015-08-24 FTR Frontier Communications Corporation Purchase JT $1,001 - $15,000 20003697 { } 916 2015-08-24 HW Headwaters Incorporated Sale JT $15,001 - $50,000 20003697 { } 917 2015-08-24 PEP Pepsico, Inc. Sale JT $15,001 - $50,000 20003697 { } 918 2015-08-21 ABT abbott laboratories Sale Self $15,001 - $50,000 20003697 { } 919 2015-08-21 F Ford Motor Company Sale JT $15,001 - $50,000 20003697 { } 920 2015-08-21 MOS Mosaic Company Sale JT $15,001 - $50,000 20003697 { } 921 2015-08-20 ODFL Old Dominion Freight line, Inc. Sale JT $15,001 - $50,000 20003697 { } 922 2015-08-07 — alcoa Inc. (aa) Sale JT $1,001 - $15,000 20003697 { } 923 2015-08-07 UVV universal Corporation Purchase JT $15,001 - $50,000 20003697 { } 924 2015-08-03 EBF Ennis, Inc. Purchase JT $15,001 - $50,000 20003697 { } 925 2015-08-03 RYH guggenheim s&P 500 Equal Weight Healthcare ETF Purchase JT $15,001 - $50,000 20003697 { } 926 2015-07-30 MATX Matson, Inc. Purchase JT $15,001 - $50,000 20003542 { } 927 2015-07-30 TXT Textron Inc. Purchase JT $15,001 - $50,000 20003542 { } 928 2015-07-28 CBRL Cracker Barrel Old Country store, Inc. Sale JT $15,001 - $50,000 20003542 { } 929 2015-07-27 — Corning Incorporated (glW) Sale JT $15,001 - $50,000 20003542 { } 930 2015-07-24 CI Cigna Corporation Sale JT $15,001 - $50,000 20003542 { } 931 2015-07-24 CTB Cooper Tire & Rubber Company Sale JT $15,001 - $50,000 20003542 { } 932 2015-07-24 CW Curtiss-Wright Corporation Sale JT $15,001 - $50,000 20003542 { } 933 2015-07-24 OMN OMNOVA solutions Inc. Sale JT $15,001 - $50,000 20003542 { } 934 2015-07-22 ONEQ Fidelity Nasdaq Composite Index Tracking stock Purchase JT $50,001 - $100,000 20003542 { } 935 2015-07-22 — superValu Inc. (sVu) Sale JT $1,001 - $15,000 20003542 { } 936 2015-07-21 VOT Vanguard Mid-Cap growth ETF - DNQ Purchase JT $50,001 - $100,000 20003542 { } 937 2015-04-28 TXT Textron Inc. Purchase JT $15,001 - $50,000 20002991 { } 938 2015-04-27 FTR Frontier Communications Corporation Purchase JT $1,001 - $15,000 20002991 { } 939 2015-04-27 — superValu Inc. (sVu) Purchase JT $1,001 - $15,000 20002991 { } 940 2015-04-08 OMN OMNOVA solutions Inc. Purchase JT $15,001 - $50,000 20002991 { } 941 2015-04-01 — alcoa Inc. (aa) Purchase JT $1,001 - $15,000 20002991 { } 942 2015-04-01 FTR Frontier Communications Corporation Sale JT $15,001 - $50,000 20002991 { } 943 2015-04-01 MOS Mosaic Company Purchase JT $15,001 - $50,000 20002991 { } 944 2015-04-01 ODFL Old Dominion Freight line, Inc. Purchase JT $15,001 - $50,000 20002991 { } 945 2015-04-01 SPB spectrum Brands Holdings, Inc. Sale JT $15,001 - $50,000 20002991 { } 946 2015-03-26 ERIE Erie Indemnity Company - Class a Purchase JT $1,001 - $15,000 20002821 { } 947 2015-03-25 BLT Blount International, Inc. Sale JT $15,001 - $50,000 20002821 { } 948 2015-03-25 CW Curtiss-Wright Corporation Purchase JT $15,001 - $50,000 20002821 { } 949 2015-03-25 ERIE Erie Indemnity Company - Class a Purchase JT $15,001 - $50,000 20002821 { } 950 2015-03-25 FDX FedEx Corporation Sale JT $50,001 - $100,000 20002821 { } 951 2015-03-18 ABT abbott laboratories Purchase JT $15,001 - $50,000 20002821 { } 952 2015-03-16 MATX Matson, Inc. Purchase JT $15,001 - $50,000 20002821 { } 953 2015-03-12 — Corning Incorporated (glW) Purchase JT $15,001 - $50,000 20002821 { } 954 2015-03-11 MO altria group, Inc. Sale JT $50,001 - $100,000 20002821 { } 955 2015-03-09 FET Forum Energy Technologies, Inc. Sale JT $15,001 - $50,000 20002821 { } 956 2015-03-05 CAT Caterpillar, Inc. Sale JT $15,001 - $50,000 20002821 { } 957 2015-03-04 — alcoa Inc. (aa) Sale JT $15,001 - $50,000 20002821 { } 958 2015-02-25 FTR Frontier Communications Corporation Purchase JT $15,001 - $50,000 20002654 { } 959 2015-02-18 BLT Blount International, Inc. Purchase JT $15,001 - $50,000 20002654 { } 960 2015-02-18 CTB Cooper Tire & Rubber Company Purchase JT $15,001 - $50,000 20002654 { } 961 2015-02-06 CBRL Cracker Barrel Old Country store, Inc. Purchase JT $15,001 - $50,000 20002654 { } 962 2015-02-04 ADM archer-Daniels-Midland Company Sale JT $15,001 - $50,000 20002654 { } 963 2015-02-02 PBI Pitney Bowes Inc. Sale JT $15,001 - $50,000 20002654 { } 964 2015-01-30 SCHP schwab u.s. TIPS ETF Sale JT $15,001 - $50,000 20002527 { } 965 2015-01-29 ADM archer-Daniels-Midland Company Purchase JT $15,001 - $50,000 20002527 { } 966 2015-01-29 CI Cigna Corporation Purchase JT $15,001 - $50,000 20002527 { } 967 2015-01-28 HW Headwaters Incorporated Purchase JT $15,001 - $50,000 20002527 { } 968 2015-01-27 PEP Pepsico, Inc. Purchase JT $15,001 - $50,000 20002527 { } 969 2015-01-27 SPB spectrum Brands Holdings, Inc. Purchase JT $15,001 - $50,000 20002527 { } 970 2015-01-21 FET Forum Energy Technologies, Inc. Purchase JT $1,001 - $15,000 20002527 { } 971 2014-12-30 SCHF schwab International Equity ETF Purchase JT $1,001 - $15,000 20002345 { } 972 2014-12-10 PBI Pitney Bowes Inc. Purchase JT $15,001 - $50,000 20002345 { } 973 2014-12-05 — alcoa Inc. (aa) Purchase JT $15,001 - $50,000 20002345 { } 974 2014-12-04 FET Forum Energy Technologies, Inc. Purchase JT $15,001 - $50,000 20002345 { } 975 2014-12-03 SCHE schwab Emerging Markets Equity ETF Sale JT $15,001 - $50,000 20002345 { } 