1 2018-03-12 — MAINE ST HSG AUTH BOND Rate/Coupon: 4.0% Matures: 11/15/2028 Sale (Full) Spouse $15,001 - $50,000 5c15668a { } 2 2017-12-05 — MAINE STATE HSG AUTH Rate/Coupon: 2.45% Matures: 11/15/2025 Purchase Spouse $15,001 - $50,000 6b243106 { } 3 2017-12-05 — MAINE STATE HSG AUTH Rate/Coupon: 2.25% Matures: 11/15/2024 Purchase Spouse $15,001 - $50,000 6b243106 { } 4 2017-11-28 SLB Schlumberger Limited Purchase Spouse $1,001 - $15,000 8c37c970 { } 5 2017-11-28 COP ConocoPhillips Purchase Spouse $1,001 - $15,000 8c37c970 { } 6 2017-11-17 PG The Procter & Gamble Company Sale (Full) Spouse $1,001 - $15,000 8c37c970 { } 7 2017-11-10 NVS Novartis AG Sale (Full) Spouse $1,001 - $15,000 8c37c970 { } 8 2017-10-19 CSCO Cisco Systems, Inc. Sale (Partial) Spouse $1,001 - $15,000 32bf0111 { } 9 2017-07-20 IBM International Business Machines Corporation Sale (Full) Spouse $1,001 - $15,000 249f20cb { } 10 2017-07-07 — MAINE HEALTH & HIGH BOND Rate/Coupon: 4.50% Matures: 07/01/2022 Sale (Full) Spouse $1,001 - $15,000 249f20cb { } 11 2017-07-01 — MAINE HEALTH & HIGH BOND Rate/Coupon: 4.50% Matures: 07/01/2022 Sale (Partial) Spouse $1,001 - $15,000 249f20cb { } 12 2017-06-15 — SUB-ASSET: ELMET TECHNOLOGIES Company: ELMET TECHNOLOGIES (LEWISTON, ME) Description: SPECIALIZED METALS MANUFACTURING Sale (Full) Self $15,001 - $50,000 a7674ea9 { } 13 2017-06-15 — SUB-ASSET: SYNERGISTIC SOFTWARE SOLUTIONS LLC Company: SYNERGISTIC SOFTWARE SOLUTIONS LLC (EDINA, MN) Description: MANUFACTURING SOFTWARE DEVELOPER Sale (Full) Self $1,001 - $15,000 a7674ea9 { } 14 2017-06-15 — SUB-ASSET: ANANIA EUROPE UG Company: ANANIA EUROPE UG (SANDHAUSEN, GERMANY) Description: STRATEGIC MARKETING Sale (Full) Self $1,001 - $15,000 a7674ea9 { } 15 2017-06-15 — SUB-ASSET: TRAK TEC LLC Company: TRAK TEC LLC (WINDHAM, ME) Description: PRESSURE SENSITIVE LABEL MANUFACTURER Sale (Full) Self $1,001 - $15,000 a7674ea9 { } 16 2017-06-15 — SUB-ASSET:LIGHTHOUSE IMAGING LLC Company: LIGHTHOUSE IMAGING LLC (PORTLAND, ME) Description: MEDICAL OPTICS ENGINEERING Sale (Full) Self $1,001 - $15,000 a7674ea9 { } 17 2017-06-15 — SUB-ASSET: GROW-TECH LLC Company: GROW-TECH LLC (PORTLAND, ME) Description: HORTICULTURAL TECHNOLOGY Sale (Full) Self $1,001 - $15,000 a7674ea9 { } 18 2017-06-15 — SUB-ASSET: MCL REALTY LLC Company: MCL REALTY LLC (WINDHAM, ME) Description: INDUSTRIAL REAL ESTATE HOLDING Sale (Full) Self $1,001 - $15,000 a7674ea9 { } 19 2017-06-15 — SUB-ASSET: mWAVE INDUSTRIES LLC Company: mWAVE INDUSTRIES LLC (GORHAM, ME) Description: MICROWAVE ANTENNA MANUFACTURER Sale (Full) Self $1,001 - $15,000 a7674ea9 { } 20 2017-06-15 — SUB-ASSET: MEGA INDUSTRIES LLC Company: MEGA INDUSTRIES LLC (GORHAM, ME) Description: MICROWAVE TECHNOLOGY Sale (Full) Self $15,001 - $50,000 a7674ea9 { } 21 2017-06-15 — ANANIA & ASSOCIATES INVESTMENT CO CLASS B MEMBERSHIP SHARES Company: ANANIA & ASSOCIATES INVESTMENT CO LLC (PORTLAND, ME) Description: VENTURE CAPITAL CORPORATION Sale (Full) Self $50,001 - $100,000 a7674ea9 { } 22 2017-05-03 DIS The Walt Disney Company Sale (Partial) Spouse $1,001 - $15,000 de110889 { } 23 2017-05-03 TGT Target Corporation Sale (Full) Spouse $1,001 - $15,000 de110889 { } 24 2017-04-27 — MUNI BOND AUGUSTA ME GO Rate/Coupon: 2.25% Matures: 10/01/2026 Purchase Spouse $15,001 - $50,000 0cf9047d { } 25 2017-03-16 — Maine School Admin GO Bond Rate/Coupon: 3.00 % Matures: 11/01/2028 Purchase Spouse $15,001 - $50,000 4e7bb61b { } 26 2017-02-07 — Muni Bond Biddeford ME Rate/Coupon: 3.00 % Matures: 10/01/2028 Purchase Spouse $15,001 - $50,000 2368ffd1 { } 27 2016-11-15 — MAINE STATE HSG AUTHORITY Rate/Coupon: 4.00% Matures: 11/15/2028 Sale (Partial) Spouse $1,001 - $15,000 3d61dcac { } 28 2016-10-19 TEVA Teva Pharmaceutical Industries Limited Sale (Full) Spouse $1,001 - $15,000 7dd32f76 { } 29 2016-10-19 GE General Electric Company Sale (Full) Spouse $1,001 - $15,000 7dd32f76 { } 30 2016-07-14 EMC EMC Corporation Sale (Full) Spouse $1,001 - $15,000 feb2697b { } 31 2016-06-10 — MAINE STATE HSG AUTHORITY Rate/Coupon: 3.90% Matures: 11/15/2021 Sale (Full) Spouse $1,001 - $15,000 573bea07 { } 32 2016-02-22 — MAINE ST HSG AUTH M Rate/Coupon: 3.45% Matures: 11/15/2017 Sale (Full) Spouse $1,001 - $15,000 8113f11a { } 33 2016-02-11 — MAINE STATE HSG AUTH REV Rate/Coupon: 1.95% Matures: 11/15/2023 Purchase Spouse $1,001 - $15,000 8113f11a { } 34 2016-01-19 CB Chubb Limited Exchange Spouse $1,001 - $15,000 adc06731 { } 35 2016-01-19 — CHUBB CORPORATION - CB Exchange Spouse $1,001 - $15,000 adc06731 { } 36 2015-12-28 — Maine St Hsg Auth Bond Rate/Coupon: 4.20% Matures: 11/15/2020 Sale (Full) Spouse $1,001 - $15,000 5cae926b { } 37 2015-12-16 KMI Kinder Morgan, Inc. Sale (Full) Spouse $1,001 - $15,000 5cae926b { } 38 2015-12-03 — Maine Muni Bond Bank Rate/Coupon: 4.25% Matures: 11/01/2017 Sale (Full) Spouse $15,001 - $50,000 5cae926b { } 39 2015-11-18 — SIAL - Sigma Aldrich Corp Sale (Full) Spouse $15,001 - $50,000 2da30c4c { } 40 2015-11-05 — QCOM - Qualcomm Inc Sale (Full) Spouse $1,001 - $15,000 2da30c4c { } 41 2015-10-15 — Regional School Unit No 5 ME Rate/Coupon: 2.50% Matures: 11/01/2026 Purchase Spouse $15,001 - $50,000 f0eee818 { } 42 2015-07-16 — Maine Health & Higher Ed Rev Bond Rate/Coupon: 3.25% Matures: 07/01/2027 Purchase Spouse $15,001 - $50,000 d8acedb9 { } 43 2015-06-17 — Maine State Hsg Authority Bond Rate/Coupon: 2.60% Matures: 11/15/2022 Purchase Spouse $15,001 - $50,000 e1501d00 { } 44 2015-06-10 — Maine Health & Higher Ed Bond Rate/Coupon: 3.25% Matures: 07/01/2027 Purchase Spouse $15,001 - $50,000 e1501d00 { } 45 2015-05-08 — A Woman, A Part LLC - 1/5 of 1 Share Company: A Woman, A Part LLC (Ulster Park, NY) Description: Movie Production Company Purchase Spouse $1,001 - $15,000 747d3ab6 { } 46 2015-05-05 — Muni Bond Ellsworth ME GO Rate/Coupon: 2.25% Matures: 12/01/2024 Purchase Spouse $15,001 - $50,000 747d3ab6 { } 47 2015-04-01 — Muni Bond Cape Elizabeth ME Rate/Coupon: 3.75% Matures: 04/01/2016 Sale (Full) Spouse $15,001 - $50,000 f3195f71 { } 48 2015-03-02 — Augusta ME 12/01/2016 4.00% Rate/Coupon: 4.00% Matures: 12/01/2016 Sale (Full) Spouse $15,001 - $50,000 d506f19f { } 49 2015-02-18 — Maine St Hsg Auth 11/15/2017 4.4% Rate/Coupon: 4.40 % Matures: 11/15/2017 Sale (Full) Spouse $15,001 - $50,000 9f5e5cdf { } 50 2014-11-14 — Me Muni Bond Bk Rev 3% 09/01/2026 Purchase Spouse $15,001 - $50,000 c57b3fd9 { } 51 2014-11-10 RYN Rayonier Inc. (NYSE) Sale (Full) Spouse $1,001 - $15,000 c57b3fd9 { } 52 2014-07-28 — Maine Turnpike Authority Bond 3.00% 07/01/2026 Purchase Spouse $15,001 - $50,000 f40d9641 { } 53 2014-07-25 RYAM Rayonier Advanced Materials Inc. (NYSE) Sale (Full) Spouse $1,001 - $15,000 f40d9641 { } 54 2014-06-26 — Maine Muni Bond - Town of Orono ME GO 3% 11/01/2024 Purchase Spouse $15,001 - $50,000 f11dbaed { } 55 2014-04-28 SRE Sempra Energy (NYSE) Sale (Partial) Spouse $1,001 - $15,000 f1c4bb82 { } 56 2014-04-28 XRAY DENTSPLY International Inc. (NASDAQ) Sale (Full) Spouse $1,001 - $15,000 f1c4bb82 { } 57 2014-04-28 UNH UnitedHealth Group Incorporated (NYSE) Purchase Spouse $1,001 - $15,000 f1c4bb82 { } 