1 2022-02-24 — Meddo Company: Meddo (Gurugram, India) Description: Healthcare technology company that connects patients with healthcare providers and clinics in India. Purchase Joint $1,001 - $15,000 cce3e143 { } 2 2022-02-18 — PHLD - Phillips Edison Grocery Center REIT I Sale (Full) Self $15,001 - $50,000 3224ecf0 { } 3 2022-01-20 — PHLD - Phillips Edison Grocery Center REIT I Sale (Partial) Self $15,001 - $50,000 3224ecf0 { } 4 2021-10-15 SPG Simon Property Group, Inc. Common Stock Purchase Joint $1,001 - $15,000 26f2c5b8 { } 5 2021-06-15 — GBTC - Grayscale Bitcoin Trust Exchange/Platform: OTC Purchase Joint $1,001 - $15,000 3da479a8 { } 6 2021-06-15 GBTC Grayscale Bitcoin Trust (BTC) Exchange/Platform: OTC Purchase Self $1,001 - $15,000 b1deab19 { } 7 2021-06-14 — ETHE - Grayscale Ethereum Trust Exchange/Platform: OTC Purchase Joint $1,001 - $15,000 3da479a8 { } 8 2021-06-14 ETHE Grayscale Ethereum Trust (ETH) Exchange/Platform: OTC Purchase Self $1,001 - $15,000 b1deab19 { } 9 2021-03-31 — AIARA Co., Ltd Company: AIARA Co., Ltd (Seoul, South Korea) Description: Gaming Technology Company Purchase Joint $1,001 - $15,000 37a7e285 { } 10 2021-02-09 PENN Penn National Gaming, Inc. Purchase Child $1,001 - $15,000 b5a212bb { } 11 2021-01-28 GME GameStop Corp. Sale (Full) Child $1,001 - $15,000 7d15a774 { } 12 2021-01-27 SHOP Shopify Inc. Sale (Full) Child $1,001 - $15,000 7d15a774 { } 13 2021-01-27 GME GameStop Corp. Purchase Child $1,001 - $15,000 7d15a774 { } 14 2021-01-27 TSLA Tesla, Inc. Sale (Full) Child $1,001 - $15,000 7d15a774 { } 15 2020-12-22 TSLA Tesla, Inc. Sale (Partial) Child $1,001 - $15,000 355e54ff { } 16 2020-12-22 SHOP Shopify Inc. Purchase Child $1,001 - $15,000 355e54ff { } 17 2020-12-22 TSLA Tesla, Inc. Sale (Partial) Child $1,001 - $15,000 88b55682 { } 18 2020-12-22 SHOP Shopify Inc. Purchase Child $1,001 - $15,000 88b55682 { } 19 2020-12-15 AIV
AIRC Apartment Investment and Management Company (Exchanged) Apartment Income REIT Corp. (Received) Exchange Self $15,001 - $50,000 e7497c89 { } 20 2020-12-08 NTRP
SNPX Neurotrope, Inc. (Exchanged) Synaptogenix (Received) Exchange Self $1,001 - $15,000 e7497c89 { } 21 2020-12-07 — Meddo Company: Meddo (Gurugram, India) Description: Healthcare technology company that connects patients with healthcare providers and clinics in India. Purchase Joint $1,001 - $15,000 355e54ff { } 22 2020-12-07 — DreamVu Company: DreamVu (San Jose, CA) Description: Technology company that develops camera hardware and software. Purchase Joint $1,001 - $15,000 88b55682 { } 23 2020-12-07 — Meddo Company: Meddo (Gurugram, India) Description: Healthcare technology company that connects patients with healthcare providers and clinics in India. Purchase Joint $1,001 - $15,000 88b55682 { } 24 2020-12-02 NTRP
PTPI Neurotrope, Inc. (Exchanged) Petros Pharmaceuticals, Inc. (Received) Exchange Self $1,001 - $15,000 e7497c89 { } 25 2020-11-30 AIV Apartment Investment and Management Company Purchase Self $1,001 - $15,000 e7497c89 { } 26 2020-08-28 TSLA Tesla, Inc. Purchase Child $1,001 - $15,000 7c9adca9 { } 27 2020-08-27 AAPL Apple Inc. Purchase Child $1,001 - $15,000 7c9adca9 { } 28 2020-08-17 — Spoonshot Company: Spoonshot (Bangalore, India) Description: Technology company that provides market intelligence to food and beverage companies. Purchase Joint $1,001 - $15,000 7c9adca9 { } 29 2020-06-19 — SRI Capital Fund I, LP Company: SRI Capital (Philadelphia, PA) Description: Venture capital fund that invests in startup technology companies. Purchase Joint $1,001 - $15,000 e221dafd { } 30 2020-03-31 — Fakespot Company: Fakespot (New York, NY) Description: eCommerce technology company that analyzes the reliability of online reviews. Purchase Joint $1,001 - $15,000 e221dafd { } 31 2020-03-24 — Meddo Company: Meddo (Gurugram, India) Description: Healthcare technology company that connects patients with healthcare providers and clinics in India. Purchase Joint $1,001 - $15,000 e221dafd { } 32 2020-02-28 — PPL Purchase Self $15,001 - $50,000 47763e88 { } 33 2020-01-10 — Foyr Company: Foyr (Singapore, Singapore) Description: Technology company that develops software for interior design and real estate industries. Purchase Joint $1,001 - $15,000 e221dafd { } 34 2019-12-11 — Fitso Company: Fitso (Gurugram, India) Description: Personal fitness and weight loss technology company. Purchase Joint $1,001 - $15,000 e221dafd { } 35 2019-12-10 PPL PPL Corporation Purchase Self $15,001 - $50,000 9b46abe5 { } 36 2019-11-19 NDAQ Nasdaq, Inc. Purchase Child $1,001 - $15,000 aa1a643b { } 37 2019-11-19 NDAQ Nasdaq, Inc. Sale (Full) Child $1,001 - $15,000 aa1a643b { } 38 2019-11-07 — Foyr Company: Foyr (Singapore, Singapore) Description: Technology company that develops software for interior design and real estate industries. Purchase Joint $1,001 - $15,000 e221dafd { } 39 2019-11-06 ET Energy Transfer LP Sale (Full) Self $1,001 - $15,000 aa1a643b { } 40 2019-11-05 GE General Electric Company Sale (Partial) Self $1,001 - $15,000 aa1a643b { } 41 2019-09-19 — Meddo Company: Meddo (Gurugram, India) Description: Healthcare technology company that connects patients with healthcare providers and clinics in India. Purchase Joint $1,001 - $15,000 e221dafd { } 42 2019-08-09 — DreamVu Company: DreamVu (San Jose, CA) Description: Technology company that develops camera hardware and software. Purchase Joint $1,001 - $15,000 e221dafd { } 43 2019-07-31 — PHLD - Phillips Edison Grocery Center REIT I Sale (Partial) Self $1,001 - $15,000 e221dafd { } 44 2019-07-31 REVB Revere Bank Sale (Full) Joint $15,001 - $50,000 54bc8764 { } 45 2019-07-09 — Foyr Company: Foyr (Singapore, Singapore) Description: Technology company that develops software for interior design and real estate industries. Purchase Joint $1,001 - $15,000 e221dafd { } 46 2019-06-28 MPLX MPLX LP Sale (Full) Self $1,001 - $15,000 54bc8764 { } 47 2019-06-21 — SRI Capital Fund I, LP Company: SRI Capital (Philadelphia, PA) Description: Venture capital fund the invests in startup technology companies. Purchase Joint $1,001 - $15,000 e221dafd { } 48 2019-03-29 — Fitso Company: Jogo Technologies Private Limited (Gurugram, India) Description: Personal fitness and weight loss technology company. Purchase Joint $1,001 - $15,000 e221dafd { } 49 2019-02-27 — IndianMoney.com Company: Suvision Holdings Private Limited (Bengaluru, India) Description: Financial education and advisory services technology company in India. Purchase Joint $1,001 - $15,000 e221dafd { } 50 2019-02-19 — Sports Flashes Company: Sports Flashes (New Delhi, India) Description: Media and technology company that provides sports news and content. Purchase Joint $1,001 - $15,000 e221dafd { } 51 2019-01-31 TNTOF The Toronto-Dominion Bank Rate/Coupon: 3.25 Matures: 06/11/2021 Purchase Joint $15,001 - $50,000 acdea934 { } 52 2019-01-31 TNTOF The Toronto-Dominion Bank Rate/Coupon: 3.25 Matures: 06/11/2021 Purchase Joint $15,001 - $50,000 b1e29c0f { } 53 2019-01-29 — Edgetensor Company: Edgetensor (Dallas, TX) Description: Artificial intelligence technology company. Purchase Joint $1,001 - $15,000 e221dafd { } 54 2019-01-28 AX Axos Financial, Inc. Rate/Coupon: 2.3% Matures: 01/28/2019 Sale (Full) Joint $100,001 - $250,000 b1e29c0f { } 55 2018-10-31 BBT BB&T Corporation Rate/Coupon: 5.25% Matures: 11/01/2019 Sale (Full) Joint $15,001 - $50,000 3dd9dbd6 { } 56 2018-10-31 BBT BB&T Corporation Rate/Coupon: 5.25% Matures: 11/01/2019 Sale (Full) Joint $15,001 - $50,000 80a7c16c { } 57 2018-10-25 — Martinsburg Investors II, LLC Company: Equus Capital Partners, Ltd. (Newtown Square, PA) Description: Private equity real estate fund Purchase Joint $15,001 - $50,000 e221dafd { } 58 2018-10-19 ETP
ET Energy Transfer Partners, L.P. (Exchanged) Energy Transfer LP (Received) Exchange Self $1,001 - $15,000 3dd9dbd6 { } 59 2018-10-19 ET
ETP Energy Transfer LP (Exchanged) Energy Transfer Partners, L.P. (Received) Exchange Self $1,001 - $15,000 80a7c16c { } 60 2018-10-19 ETP
ET Energy Transfer Partners, L.P. (Exchanged) Energy Transfer LP (Received) Exchange Self $1,001 - $15,000 80a7c16c { } 61 2018-09-27 — Sports Flashes Company: Sports Flashes (New Delhi, India) Description: Media and technology company that provides sports news and content. Purchase Joint $1,001 - $15,000 e221dafd { } 62 2018-09-06 GE General Electric Company Sale (Full) Joint $1,001 - $15,000 d70bb093 { } 63 2018-08-27 — Fakespot Company: Fakespot (New York, NY) Description: eCommerce technology company that analyzes the reliability of online reviews. Purchase Joint $1,001 - $15,000 e221dafd { } 64 2018-08-22 — IndianMoney.com Company: IndianMoney.com (Bengaluru, India) Description: Financial education and advisory services technology company in India. Purchase Joint $1,001 - $15,000 e221dafd { } 65 2018-08-22 CAPL CrossAmerica Partners LP Sale (Partial) Joint $1,001 - $15,000 42013227 { } 66 2018-08-22 CAPL CrossAmerica Partners LP Sale (Partial) Self $1,001 - $15,000 7db16f74 { } 67 2018-08-22 CAPL CrossAmerica Partners LP Sale (Partial) Self $1,001 - $15,000 a131cf90 { } 68 2018-08-16 — Martinsburg Investors II, LLC Company: Equus Capital Partners, Ltd. (Newtown Square, PA) Description: Private equity real estate fund Purchase Joint $15,001 - $50,000 e221dafd { } 69 2018-08-09 — SRI Capital Fund I, LP Company: SRI Capital (Philadelphia, PA) Description: Venture capital fund that invests in startup technology companies. Purchase Joint $15,001 - $50,000 e221dafd { } 70 2018-08-09 CAPL CrossAmerica Partners LP Sale (Partial) Joint $1,001 - $15,000 42013227 { } 71 2018-08-09 CAPL CrossAmerica Partners LP Sale (Partial) Self $1,001 - $15,000 7db16f74 { } 72 2018-08-09 CAPL CrossAmerica Partners LP Sale (Partial) Self $1,001 - $15,000 a131cf90 { } 73 2018-08-02 PG The Procter & Gamble Company Sale (Full) Joint $15,001 - $50,000 42013227 { } 74 2018-08-02 PG The Procter & Gamble Company Sale (Partial) Self $15,001 - $50,000 7db16f74 { } 75 2018-08-02 PG The Procter & Gamble Company Sale (Partial) Self $15,001 - $50,000 a131cf90 { } 76 2018-08-01 — SANTANDER UK GROUP HOLDINGS Rate/Coupon: 3.125 Matures: 01/08/2021 Purchase Self $15,001 - $50,000 8c05e0b3 { } 77 2018-08-01 BBT BB&T Corporation Rate/Coupon: 5.25 Matures: 11/01/2019 Purchase Joint $15,001 - $50,000 8c05e0b3 { } 78 2018-08-01 — SANTANDER UK GROUP HOLDINGS Rate/Coupon: 3.125 Matures: 01/01/2021 Purchase Self $15,001 - $50,000 9b7a5966 { } 79 2018-08-01 BBT BB&T Corporation Rate/Coupon: 5.25 Matures: 11/01/2019 Purchase Joint $15,001 - $50,000 9b7a5966 { } 80 2018-07-27 REVB Revere Bank Sale (Partial) Self $15,001 - $50,000 6f737b9c { } 81 2018-07-27 REVB Revere Bank Sale (Partial) Joint $15,001 - $50,000 f3401d4b { } 82 2018-06-25 REVB Revere Bank Sale (Partial) Self $1,001 - $15,000 b84a1f1a { } 83 2018-06-25 REVB Revere Bank Sale (Partial) Joint $1,001 - $15,000 fb862ec8 { } 84 2018-06-06 — Martinsburg Investors II, LLC Company: Equus Capital Partners, Ltd. (Newtown Square, PA) Description: Private equity real estate fund Purchase Joint $15,001 - $50,000 e221dafd { } 85 2018-06-06 REVB Revere Bank Sale (Partial) Self $15,001 - $50,000 b84a1f1a { } 86 2018-06-06 REVB Revere Bank Sale (Partial) Joint $15,001 - $50,000 fb862ec8 { } 87 2018-05-16 — Revere Bank Sale (Partial) Self $1,001 - $15,000 589f2589 { } 88 2018-05-16 REVB Revere Bank Sale (Partial) Joint $1,001 - $15,000 a2e8208b { } 89 2018-05-02 BOX Box, Inc. Sale (Partial) Self $1,001 - $15,000 589f2589 { } 90 2018-05-02 BOX Box, Inc. Purchase Self $1,001 - $15,000 589f2589 { } 91 2018-05-02 BOX Box, Inc. Sale (Full) Joint $1,001 - $15,000 a2e8208b { } 92 2018-05-02 BOX Box, Inc. Purchase Self $1,001 - $15,000 a2e8208b { } 93 2018-04-30 REVB Revere Bank Sale (Partial) Self $1,001 - $15,000 4e18c5de { } 94 2018-04-30 REVB Revere Bank Sale (Partial) Joint $1,001 - $15,000 957fc2e0 { } 95 2018-04-23 BOX Box, Inc. Purchase Self $1,001 - $15,000 4e18c5de { } 96 2018-04-23 BOX Box, Inc. Purchase Joint $1,001 - $15,000 957fc2e0 { } 97 2018-03-22 REVB Revere Bank Sale (Partial) Joint $1,001 - $15,000 adfa0396 { } 98 2018-03-22 REVB Revere Bank Sale (Full) Self $1,001 - $15,000 ccac59b4 { } 99 2018-03-09 — FIRST NIAGARA FINANCIAL GROUP INC Rate/Coupon: 6.75% Matures: 03/19/2020 Purchase Self $15,001 - $50,000 adfa0396 { } 100 2018-03-09 — FIRST NIAGARA FINANCIAL GROUP INC Rate/Coupon: 6.75% Matures: 03/19/2020 Purchase Self $15,001 - $50,000 ccac59b4 { } 101 2018-02-15 NTRP Neurotrope, Inc. Purchase Self $1,001 - $15,000 7a09d93e { } 102 2018-02-15 NTRP Neurotrope, Inc. Purchase Self $1,001 - $15,000 fbe05b6b { } 103 2018-02-08 REVB Revere Bank Sale (Full) Self $1,001 - $15,000 7a09d93e { } 104 2018-02-08 REVB Revere Bank Sale (Partial) Joint $1,001 - $15,000 fbe05b6b { } 105 2018-01-30 REVB Revere Bank Sale (Partial) Joint $1,001 - $15,000 482ea72a { } 106 2018-01-30 REVB Revere Bank Sale (Partial) Joint $1,001 - $15,000 482ea72a { } 107 2018-01-08 REVB Revere Bank Sale (Partial) Joint $1,001 - $15,000 482ea72a { } 108 2018-01-08 PFS Provident Financial Services, Inc. Sale (Full) Joint $1,001 - $15,000 482ea72a { } 109 2018-01-08 PFS Provident Financial Services, Inc. Sale (Full) Self $1,001 - $15,000 06bc054e { } 110 2018-01-08 REVB Revere Bank Sale (Full) Self $1,001 - $15,000 06bc054e { } 111 2018-01-08 PFS Provident Financial Services, Inc. Sale (Full) Self $1,001 - $15,000 27814738 { } 112 2018-01-08 REVB Revere Bank Sale (Full) Self $1,001 - $15,000 27814738 { } 113 2018-01-05 PFS Provident Financial Services, Inc. Sale (Partial) Joint $1,001 - $15,000 482ea72a { } 114 2018-01-05 BAC Bank of America Corporation Rate/Coupon: 5.5% Matures: 03/15/2018 Sale (Full) Joint $15,001 - $50,000 482ea72a { } 115 2018-01-05 PFS Provident Financial Services, Inc. Sale (Full) Self $1,001 - $15,000 06bc054e { } 116 2018-01-05 PFS Provident Financial Services, Inc. Sale (Full) Self $1,001 - $15,000 27814738 { } 117 2017-12-07 REVB Revere Bank Sale (Partial) Self $1,001 - $15,000 06bc054e { } 118 2017-12-07 GE General Electric Company Purchase Self $1,001 - $15,000 06bc054e { } 119 2017-12-07 REVB Revere Bank Sale (Full) Self $1,001 - $15,000 27814738 { } 120 2017-12-07 GE General Electric Company Purchase Self $1,001 - $15,000 27814738 { } 121 2017-12-06 GE General Electric Company Purchase Joint $15,001 - $50,000 45839e69 { } 122 2017-12-06 GE General Electric Company Purchase Self $15,001 - $50,000 4e8b01eb { } 123 2017-12-06 GE General Electric Company Purchase Self $15,001 - $50,000 f8df0be3 { } 124 2017-11-30 REVB Revere Bank Sale (Partial) Joint $1,001 - $15,000 45839e69 { } 125 2017-11-30 REVB Revere Bank Sale (Full) Self $1,001 - $15,000 4e8b01eb { } 126 2017-11-30 REVB Revere Bank Sale (Partial) Self $1,001 - $15,000 f8df0be3 { } 127 2017-11-17 REVB Revere Bank Sale (Partial) Joint $1,001 - $15,000 45839e69 { } 128 2017-11-17 REVB Revere Bank Sale (Full) Self $1,001 - $15,000 4e8b01eb { } 129 2017-11-17 REVB Revere Bank Sale (Partial) Self $1,001 - $15,000 f8df0be3 { } 130 2017-11-15 REVB Revere Bank Sale (Partial) Joint $1,001 - $15,000 45839e69 { } 131 2017-11-15 REVB Revere Bank Sale (Full) Self $1,001 - $15,000 4e8b01eb { } 132 2017-11-15 REVB Revere Bank Sale (Partial) Self $1,001 - $15,000 f8df0be3 { } 133 2017-08-07 T AT&T Inc. Sale (Full) Self $15,001 - $50,000 747ff7a0 { } 134 2017-08-03 PHLD PHILLIPS EDISON GR Purchase Self $50,001 - $100,000 45839e69 { } 135 2017-08-03 PHLD PHILLIPS EDISON GR Purchase Self $50,001 - $100,000 4e8b01eb { } 136 2017-08-03 PHLD PHILLIPS EDISON GR Purchase Self $50,001 - $100,000 f8df0be3 { } 137 2017-07-25 PEY PowerShares Exchange-Traded Fund Trust - PowerShar Sale (Full) Self $15,001 - $50,000 747ff7a0 { } 138 2017-05-18 GE General Electric Company Sale (Partial) Self $1,001 - $15,000 13cd6696 { } 139 2017-05-18 GE General Electric Company Sale (Full) Self $1,001 - $15,000 2de36776 { } 140 2017-05-18 GE General Electric Company Sale (Full) Joint $1,001 - $15,000 b0a1b06d { } 141 2017-05-09 SPY SPDR S&P 500 ETF Option Type: Put Strike price: $210.00 Expires: 06/30/2017 Purchase Self $1,001 - $15,000 945dc22a { } 142 2017-03-08 SPY SPDR S&P 500 ETF Option Type: Put Strike price: $210.00 Expires: 06/30/2017 Purchase Joint $1,001 - $15,000 1540a3ec { } 143 2017-01-27 VZ Verizon Communications Inc. Sale (Full) Joint $15,001 - $50,000 bd44b543 { } 144 2017-01-25 — FPL Group Capital Inc. Rate/Coupon: 6.0% Matures: 03/01/2019 Purchase Joint $15,001 - $50,000 bd44b543 { } 145 2017-01-25 T AT&T Inc. Rate/Coupon: 5.8% Matures: 02/15/2019 Purchase Joint $15,001 - $50,000 bd44b543 { } 146 2017-01-25 BAC Bank of America Corporation Rate/Coupon: 5.5% Matures: 03/15/2018 Purchase Joint $15,001 - $50,000 bd44b543 { } 147 2016-11-28 — PFS-Provident Financial Services, Inc. Sale (Partial) Joint $15,001 - $50,000 503131d7 { } 148 2016-11-23 — ESV Sale (Partial) Joint $1,001 - $15,000 57974e65 { } 149 2016-09-20 — BUNT-DB 3x German Bund Futures ETN Sale (Full) Joint $1,001 - $15,000 06ebd3f4 { } 150 2016-09-20 BUNT DB 3x German Bund Futures ETN Purchase Joint $1,001 - $15,000 fb88de4b { } 151 2016-09-13 PEY PowerShares High Yld Eq Div Achiev ETF Sale (Partial) Joint $15,001 - $50,000 06ebd3f4 { } 152 2016-09-13 PEY PowerShares High Yld Eq Div Achiev ETF Sale (Partial) Joint $15,001 - $50,000 fb88de4b { } 153 2016-08-03 CVX Chevron Corporation Sale (Partial) Joint $15,001 - $50,000 69cda188 { } 154 2016-08-03 CVX Chevron Corporation Sale (Full) Joint $15,001 - $50,000 8a37e32d { } 155 2016-06-14 PG The Procter & Gamble Company Sale (Partial) Joint $15,001 - $50,000 05bf0349 { } 156 2016-06-14 — Nordea Bank AB Sale (Full) Joint $15,001 - $50,000 05bf0349 { } 157 2016-06-09 PG The Procter & Gamble Company Sale (Partial) Joint $15,001 - $50,000 7357cb58 { } 158 2016-05-02 MTUM iShares Edge MSCI USA Momentum Factor Sale (Partial) Joint $15,001 - $50,000 7357cb58 { } 159 2016-05-02 SHY iShares 1-3 Year Treasury Bond Sale (Partial) Joint $15,001 - $50,000 7357cb58 { } 160 2016-02-11 — PUT Standard & Poors Dep Rec at 180 Sale (Partial) Joint $1,001 - $15,000 574d62bd { } 161 2016-02-11 SPY SPDR S&P 500 ETF Sale (Partial) Joint $1,001 - $15,000 1036d588 { } 162 2016-02-11 SPY SPDR S&P 500 ETF Sale (Partial) Joint $1,001 - $15,000 72854f36 { } 163 2016-01-19 SPY160219P00180000 SPY Feb 2016 put 180.000 Sale (Full) Joint $1,001 - $15,000 1036d588 { } 164 2016-01-19 SPY160219P00180000 SPY Feb 2016 put 180.000 Purchase Joint $1,001 - $15,000 1036d588 { } 165 2016-01-19 SPY160219P00180000 SPY Feb 2016 put 180.000 Purchase Joint $1,001 - $15,000 1036d588 { } 166 2016-01-19 — SPY160219P00180000-SPY Feb 29th 2016 put 180.000 Sale (Full) Joint $1,001 - $15,000 72854f36 { } 167 2016-01-19 — SPY160219P00180000-SPY Feb 29th 2016 put 180.000 Purchase Joint $1,001 - $15,000 72854f36 { } 168 2016-01-19 — SPY160219P00180000-SPY Feb 29th 2016 put 180.000 Purchase Joint $1,001 - $15,000 72854f36 { } 169 2016-01-05 — GLD Purchase Joint $1,001 - $15,000 1179b764 { } 170 2016-01-05 — DBP Sale (Partial) Joint $15,001 - $50,000 57974e65 { } 171 2016-01-05 — GLD Purchase Joint $1,001 - $15,000 57974e65 { } 172 2016-01-05 — DBP Sale (Partial) Joint $15,001 - $50,000 fba0b99c { } 173 2016-01-05 — GLD Purchase Joint $1,001 - $15,000 fba0b99c { } 174 2016-01-04 — AMLP Sale (Partial) Joint $1,001 - $15,000 57974e65 { } 175 2015-12-31 — Nordea Bank AB Purchase Joint $15,001 - $50,000 1036d588 { } 176 2015-12-31 — United States Treasury Note Company: United States Treasury Note Purchase Joint $15,001 - $50,000 1036d588 { } 177 2015-12-31 — Nordea Bank AB Purchase Joint $15,001 - $50,000 72854f36 { } 178 2015-12-31 — United States Treasury Note Company: United States Treasury Note Purchase Joint $15,001 - $50,000 72854f36 { } 179 2015-12-30 EEM iShares MSCI Emerging Markets Sale (Partial) Joint $1,001 - $15,000 1036d588 { } 180 2015-12-04 MPLX
^MWE MPLX LP (Exchanged) ^MWE (Received) Exchange Self $1,001 - $15,000 4d20e452 { } 181 2015-12-04 ^MWE
MPLX ^MWE (Exchanged) MPLX LP (Received) Exchange Self $1,001 - $15,000 4d20e452 { } 182 2015-11-23 — ESV Sale (Full) Joint $1,001 - $15,000 ae40e5f0 { } 183 2015-11-23 — ESV Sale (Partial) Joint $1,001 - $15,000 eea69eea { } 184 2015-10-28 — PFS Sale (Partial) Joint $1,001 - $15,000 ae40e5f0 { } 185 2015-10-28 — PFS Sale (Partial) Joint $1,001 - $15,000 eea69eea { } 186 2015-10-23 — PFS Sale (Partial) Joint $1,001 - $15,000 86066604 { } 187 2015-09-25 — PFS Sale (Partial) Joint $15,001 - $50,000 86066604 { } 188 2015-09-18 PFS Provident Financial Services, Inc. (NYSE) Sale (Partial) Joint $15,001 - $50,000 86066604 { } 189 2015-09-17 PFS Provident Financial Services, Inc. (NYSE) Sale (Partial) Joint $15,001 - $50,000 86066604 { } 190 2015-09-15 — PFS Sale (Partial) Joint $15,001 - $50,000 86066604 { } 191 2015-09-14 — PFS Sale (Partial) Joint $15,001 - $50,000 86066604 { } 192 2015-08-31 PFS Provident Financial Services, Inc. (NYSE) Sale (Partial) Joint $15,001 - $50,000 86066604 { } 193 2015-08-10 PFS Provident Financial Services, Inc. (NYSE) Sale (Partial) Joint $1,001 - $15,000 86066604 { } 194 2015-08-07 PFS Provident Financial Services, Inc. (NYSE) Sale (Partial) Joint $15,001 - $50,000 86066604 { } 195 2015-08-07 CVX Chevron Corporation (NYSE) Purchase Joint $1,001 - $15,000 86066604 { } 196 2015-06-24 PFS Provident Financial Services, Inc. (NYSE) Sale (Partial) Joint $15,001 - $50,000 a0d83240 { } 197 2015-06-23 PFS Provident Financial Services, Inc. (NYSE) Sale (Partial) Joint $15,001 - $50,000 a0d83240 { } 198 2015-06-16 CVX Chevron Corporation (NYSE) Purchase Joint $1,001 - $15,000 a0d83240 { } 199 2015-06-16 PFS Provident Financial Services, Inc. (NYSE) Sale (Partial) Joint $15,001 - $50,000 a0d83240 { } 200 2015-06-04 VZ Verizon Communications Inc. (NYSE) Purchase Joint $1,001 - $15,000 a0d83240 { } 201 2015-06-03 BUNT-RP PowerShares DB 3x German Bund F (NYSE) Sale (Partial) Joint $1,001 - $15,000 a0d83240 { } 202 2015-06-01 — BPG9 Company: BPG Properties, Ltd 2009 (Philadelphia, PA) Purchase Self $1,001 - $15,000 c56210d5 { } 203 2015-05-27 — BPG Properties, Ltd 2009 Company: BPG Properties, Ltd 2009 (Philadelphia , PA) Purchase Self $1,001 - $15,000 c56210d5 { } 204 2015-05-18 — Patriot Financial Partners II, LP Company: Patriot Financial Partners II, LP (Philadelphia, PA) Purchase Self $15,001 - $50,000 c56210d5 { } 205 2015-05-07 IBKC IberiaBank Corp. (NASDAQ) Sale (Partial) Joint $15,001 - $50,000 98b3f68c { } 206 2015-05-07 IBKC IberiaBank Corp. (NASDAQ) Sale (Full) Self $15,001 - $50,000 f76f4a51 { } 207 2015-05-06 IBKC IberiaBank Corp. (NASDAQ) Sale (Partial) Joint $15,001 - $50,000 98b3f68c { } 208 2015-05-06 IBKC IberiaBank Corp. (NASDAQ) Sale (Partial) Self $15,001 - $50,000 f76f4a51 { } 209 2015-05-01 ETP
^RGP Energy Transfer Partners, L.P. (Exchanged) ^RGP (Received) Exchange Self $1,001 - $15,000 b9d4231c { } 210 2015-05-01 ^RGP
ETP ^RGP (Exchanged) Energy Transfer Partners, L.P. (Received) Exchange Self $1,001 - $15,000 b9d4231c { } 211 2015-04-27 PG The Procter & Gamble Company (NYSE) Purchase Joint $15,001 - $50,000 98b3f68c { } 212 2015-04-27 PG The Procter & Gamble Company (NYSE) Purchase Joint $15,001 - $50,000 f76f4a51 { } 213 2015-03-26 PFS Provident Financial Services, Inc. (NYSE) Sale (Partial) Joint $15,001 - $50,000 c5686418 { } 214 2015-03-25 PFS Provident Financial Services, Inc. (NYSE) Sale (Partial) Joint $15,001 - $50,000 c5686418 { } 215 2015-03-19 CVX Chevron Corporation (NYSE) Sale (Partial) Joint $15,001 - $50,000 c5686418 { } 216 2015-02-27 EEM iShares MSCI Emerging Markets (NYSEArca) Purchase Spouse $1,001 - $15,000 428a100c { } 217 2015-02-27 XLU Utilities Select Sector SPDR ETF (NYSEArca) Sale (Full) Spouse $1,001 - $15,000 428a100c { } 218 2015-02-27 EEM iShares MSCI Emerging Markets (NYSEArca) Purchase Spouse $1,001 - $15,000 a8b03ce8 { } 219 2015-02-27 XLU Utilities Select Sector SPDR ETF (NYSEArca) Sale (Full) Spouse $1,001 - $15,000 a8b03ce8 { } 220 2015-02-24 ESV Ensco plc (NYSE) Sale (Full) Self $1,001 - $15,000 428a100c { } 221 2015-02-24 ESV Ensco plc (NYSE) Sale (Partial) Joint $1,001 - $15,000 a8b03ce8 { } 222 2015-02-13 T AT&T, Inc. (NYSE) Sale (Full) Self $15,001 - $50,000 428a100c { } 223 2015-02-13 T AT&T, Inc. (NYSE) Sale (Full) Self $15,001 - $50,000 a8b03ce8 { } 224 2015-02-11 PFS Provident Financial Services, Inc. (NYSE) Sale (Full) Self $15,001 - $50,000 428a100c { } 225 2015-02-11 PFS Provident Financial Services, Inc. (NYSE) Sale (Full) Self $15,001 - $50,000 a8b03ce8 { } 226 2015-01-30 XLV Health Care Select Sector SPDR ETF (NYSEArca) Purchase Spouse $1,001 - $15,000 428a100c { } 227 2015-01-30 XLU Utilities Select Sector SPDR ETF (NYSEArca) Purchase Spouse $1,001 - $15,000 428a100c { } 228 2015-01-30 QQQ PowerShares QQQ Trust, Ser 1 (NASDAQ) Sale (Full) Spouse $1,001 - $15,000 428a100c { } 229 2015-01-30 SPY SPDR S&P 500 ETF (NYSEArca) Sale (Full) Spouse $15,001 - $50,000 428a100c { } 230 2015-01-30 XLV Health Care Select Sector SPDR ETF (NYSEArca) Purchase Spouse $1,001 - $15,000 a8b03ce8 { } 231 2015-01-30 XLU Utilities Select Sector SPDR ETF (NYSEArca) Purchase Spouse $1,001 - $15,000 a8b03ce8 { } 232 2015-01-30 SPY SPDR S&P 500 ETF (NYSEArca) Sale (Full) Spouse $15,001 - $50,000 a8b03ce8 { } 233 2015-01-05 SHY iShares 1-3 Year Treasury Bond (NYSEArca) Purchase Joint $15,001 - $50,000 428a100c { } 234 2015-01-05 PCY PowerShares Emerging Markets Sov Dbt ETF (NYSEArca) Sale (Full) Joint $15,001 - $50,000 428a100c { } 235 2015-01-05 SHY iShares 1-3 Year Treasury Bond (NYSEArca) Purchase Joint $15,001 - $50,000 a8b03ce8 { } 236 2015-01-05 PCY PowerShares Emerging Markets Sov Dbt ETF (NYSEArca) Sale (Full) Joint $15,001 - $50,000 a8b03ce8 { } 237 2014-12-31 CVX Chevron Corporation (NYSE) Purchase Joint $15,001 - $50,000 428a100c { } 238 2014-12-31 CVX Chevron Corporation (NYSE) Purchase Joint $15,001 - $50,000 a8b03ce8 { } 239 2014-12-18 T AT&T, Inc. (NYSE) Purchase Self $15,001 - $50,000 afa826b7 { } 240 2014-12-18 PFS Provident Financial Services, Inc. (NYSE) Sale (Partial) Self $1,001 - $15,000 afa826b7 { } 241 2014-12-18 ESV Ensco plc (NYSE) Purchase Self $15,001 - $50,000 afa826b7 { } 242 2014-12-18 T AT&T, Inc. (NYSE) Purchase Joint $15,001 - $50,000 d170595c { } 243 2014-12-18 PFS Provident Financial Services, Inc. (NYSE) Sale (Partial) Joint $1,001 - $15,000 d170595c { } 244 2014-12-18 ESV Ensco plc (NYSE) Purchase Joint $15,001 - $50,000 d170595c { } 245 2014-12-17 PFS Provident Financial Services, Inc. (NYSE) Sale (Full) Self $1,001 - $15,000 afa826b7 { } 246 2014-12-17 PFS Provident Financial Services, Inc. (NYSE) Sale (Partial) Joint $1,001 - $15,000 d170595c { } 247 2014-11-30 PFS Provident Financial Services, Inc. (NYSE) Sale (Full) Self $50,001 - $100,000 7d2bc1ec { } 248 2014-10-30 PFS Provident Financial Services, Inc. (NYSE) Sale (Full) Joint $50,001 - $100,000 9ecb2c66 { } 249 2014-10-01 VIXY ProShares VIX Short-Term Futures (NYSEArca) Sale (Full) Self $15,001 - $50,000 6daf2369 { } 250 2014-10-01 VIXY ProShares VIX Short-Term Futures (NYSEArca) Sale (Full) Joint $15,001 - $50,000 93197e20 { } 251 2014-09-04 IJH iShares Core S&P Mid-Cap (NYSEArca) Sale (Partial) Self $1,001 - $15,000 68cc994d { } 252 2014-09-04 RSP Guggenheim S&P 500 Equal Weight ETF (NYSEArca) Purchase Self $1,001 - $15,000 68cc994d { } 253 2014-09-04 IJH iShares Core S&P Mid-Cap (NYSEArca) Sale (Partial) Self $1,001 - $15,000 b788223e { } 254 2014-09-04 RSP Guggenheim S&P 500 Equal Weight ETF (NYSEArca) Purchase Self $1,001 - $15,000 b788223e { } 255 2014-09-04 IJH iShares Core S&P Mid-Cap (NYSEArca) Sale (Partial) Self $1,001 - $15,000 df1f5423 { } 256 2014-09-04 RSP Guggenheim S&P 500 Equal Weight ETF (NYSEArca) Purchase Self $1,001 - $15,000 df1f5423 { } 257 2014-09-02 IDV iShares International Select Dividend (NYSEArca) Sale (Partial) Joint $15,001 - $50,000 68cc994d { } 258 2014-09-02 IXP iShares Global Telecom (NYSEArca) Purchase Joint $15,001 - $50,000 68cc994d { } 259 2014-09-02 SDY SPDR S&P Dividend ETF (NYSEArca) Purchase Joint $15,001 - $50,000 68cc994d { } 260 2014-09-02 AMLP Alerian MLP ETF (NYSEArca) Purchase Joint $1,001 - $15,000 68cc994d { } 261 2014-09-02 DWX SPDR S&P International Dividend ETF (NYSEArca) Sale (Partial) Joint $15,001 - $50,000 68cc994d { } 262 2014-09-02 ILF iShares Latin America 40 (NYSEArca) Purchase Spouse $1,001 - $15,000 68cc994d { } 263 2014-09-02 EPP iShares MSCI Pacific ex Japan (NYSEArca) Sale (Partial) Spouse $1,001 - $15,000 68cc994d { } 264 2014-09-02 IDV iShares International Select Dividend (NYSEArca) Sale (Partial) Joint $15,001 - $50,000 b788223e { } 265 2014-09-02 IXP iShares Global Telecom (NYSEArca) Purchase Joint $15,001 - $50,000 b788223e { } 266 2014-09-02 SDY SPDR S&P Dividend ETF (NYSEArca) Purchase Joint $15,001 - $50,000 b788223e { } 267 2014-09-02 AMLP Alerian MLP ETF (NYSEArca) Purchase Joint $1,001 - $15,000 b788223e { } 268 2014-09-02 DWX SPDR S&P International Dividend ETF (NYSEArca) Sale (Partial) Joint $15,001 - $50,000 b788223e { } 269 2014-09-02 ILF iShares Latin America 40 (NYSEArca) Purchase Joint $1,001 - $15,000 b788223e { } 270 2014-09-02 EPP iShares MSCI Pacific ex Japan (NYSEArca) Sale (Partial) Joint $1,001 - $15,000 b788223e { } 271 2014-09-02 IDV iShares International Select Dividend (NYSEArca) Sale (Partial) Self $15,001 - $50,000 df1f5423 { } 272 2014-09-02 IXP iShares Global Telecom (NYSEArca) Purchase Self $15,001 - $50,000 df1f5423 { } 273 2014-09-02 SDY SPDR S&P Dividend ETF (NYSEArca) Purchase Self $15,001 - $50,000 df1f5423 { } 274 2014-09-02 AMLP Alerian MLP ETF (NYSEArca) Purchase Self $1,001 - $15,000 df1f5423 { } 275 2014-09-02 DWX SPDR S&P International Dividend ETF (NYSEArca) Sale (Partial) Self $15,001 - $50,000 df1f5423 { } 276 2014-09-02 ILF iShares Latin America 40 (NYSEArca) Purchase Self $1,001 - $15,000 df1f5423 { } 277 2014-09-02 EPP iShares MSCI Pacific ex Japan (NYSEArca) Sale (Partial) Self $1,001 - $15,000 df1f5423 { } 278 2014-08-07 LGP Lehigh Gas Partners LP (NYSE) Sale (Full) Joint $15,001 - $50,000 15ac8b2b { } 279 2014-08-07 LGP Lehigh Gas Partners LP (NYSE) Sale (Full) Self $15,001 - $50,000 53509c9e { } 280 2014-06-24 AMLP ALPS Alerian MLP ETF Purchase Joint $15,001 - $50,000 0b56b1ec { } 281 2014-06-24 AMLP ALPS Alerian MLP ETF Purchase Self $15,001 - $50,000 bc5abd7e { } 282 2014-06-12 DBP PowerShares DB Precious Metals Purchase Self $15,001 - $50,000 223c257d { } 283 2014-06-12 VIXY ProShares VIX Short-Term Futures ETF Purchase Self $15,001 - $50,000 223c257d { } 284 2014-06-12 PFS Provident Financial Services, Inc. (NYSE) Exchange Self $250,001 - $500,000 223c257d { } 285 2014-06-12 DBP PowerShares DB Precious Metals Purchase Joint $15,001 - $50,000 5afd6ebe { } 286 2014-06-12 VIXY ProShares VIX Short-Term Futures ETF Purchase Joint $15,001 - $50,000 5afd6ebe { } 287 2014-06-12 PFS Provident Financial Services, Inc. (NYSE) Exchange Self $250,001 - $500,000 5afd6ebe { } 288 2014-06-11 LGP Lehigh Gas Partners LP (NYSE) Purchase Self $15,001 - $50,000 223c257d { } 289 2014-06-11 LGP Lehigh Gas Partners LP (NYSE) Purchase Joint $15,001 - $50,000 5afd6ebe { } 290 2014-06-10 — Team Capitol Bank Exchange Self $500,001 - $1,000,000 223c257d { } 291 2014-06-10 — Team Capitol Bank Exchange Self $500,001 - $1,000,000 5afd6ebe { } 292 2014-06-05 GLD SPDR Gold Shares Sale (Partial) Self $1,001 - $15,000 223c257d { } 293 2014-06-05 PPL PPL Corporation (NYSE) Sale (Partial) Self $15,001 - $50,000 223c257d { } 294 2014-06-05 GLD SPDR Gold Shares Sale (Partial) Joint $1,001 - $15,000 5afd6ebe { } 295 2014-06-05 PPL PPL Corporation (NYSE) Sale (Partial) Joint $15,001 - $50,000 5afd6ebe { } 296 2014-04-29 LINE Linn Energy, LLC (NASDAQ) Sale (Full) Joint $1,001 - $15,000 428a100c { } 297 2014-04-29 LINE Linn Energy, LLC (NASDAQ) Sale (Full) Joint $1,001 - $15,000 a8b03ce8 { } 