1 2020-05-04 CTECBX CTECBX Company: Guggenheim Investments (Chicago, IL) Description: Guggenheim Investments is the global asset management and investment advisory division of Guggenheim Partners Purchase Spouse $1,001 - $15,000 83bec0fa { } 2 2020-05-04 BIF Boulder Growth & Income Fund, Inc. Company: Boulder Funds (Denver, CO) Description: mutual fund Sale (Full) Spouse $1,001 - $15,000 83bec0fa { } 3 2018-08-24 GDV The Gabelli Dividend & Income Trust Sale (Partial) Spouse $1,001 - $15,000 9da1d8c3 { } 4 2018-04-23 GDV The Gabelli Dividend & Income Trust Purchase Spouse $1,001 - $15,000 19ab8dfe { } 5 2018-04-23 — Torchmark Corporation NTS ISIN US891027AP93 Rate/Coupon: 9.25 Matures: 06/15/2019 Sale (Full) Spouse $15,001 - $50,000 19ab8dfe { } 6 2014-11-17 — Petrobras International Finance Company NTS ISIN US71645WAN11 Rate/Coupon: 7.875 Matures: 03/15/2019 Sale (Full) Spouse $1,001 - $15,000 9dc45801 { } 7 2014-04-29 — CSX Corp NTS ISIN US126408GQ05 Rate/Coupon: 7.375 Matures: 02/01/2019 Sale (Full) Spouse $15,001 - $50,000 9dc45801 { } 8 2014-01-02 — Bunge Limited Finance Corp NTS ISIN US120568AT72 Rate/Coupon: 8.5 Matures: 06/15/2019 Sale (Full) Spouse $15,001 - $50,000 9dc45801 { } 