| 1 | 2024-12-13 | AY | Atlantica Yield Plc | Sale (Full) | Spouse | $1,001 - $15,000 | f9489b59 | |
| 2 | 2024-07-18 | — | UBS CONTINGENT AUTOCALL MET Rate/Coupon: 10.5% Matures: 01/16/2026 | Sale (Full) | Spouse | $15,001 - $50,000 | 74b3fbf5 | |
| 3 | 2024-06-17 | — | US TREASURY BILL | Purchase | Spouse | $50,001 - $100,000 | a0e19c59 | |
| 4 | 2024-06-13 | — | US TREASURY BILL | Sale (Full) | Spouse | $50,001 - $100,000 | a0e19c59 | |
| 5 | 2024-06-13 | — | US TREASURY BILL | Sale (Full) | Spouse | $100,001 - $250,000 | a0e19c59 | |
| 6 | 2024-06-13 | — | US TREASURY BILL | Sale (Full) | Spouse | $15,001 - $50,000 | a0e19c59 | |
| 7 | 2024-06-13 | — | US TREASURY BILL | Sale (Full) | Spouse | $50,001 - $100,000 | a0e19c59 | |
| 8 | 2024-06-12 | — | US TREASURY BILL | Purchase | Spouse | $50,001 - $100,000 | a0e19c59 | |
| 9 | 2024-06-12 | — | US TREASURY BILL | Purchase | Spouse | $15,001 - $50,000 | a0e19c59 | |
| 10 | 2024-06-12 | — | US TREASURY BILL | Purchase | Spouse | $50,001 - $100,000 | a0e19c59 | |
| 11 | 2024-03-28 | — | US TREASURY BILL | Purchase | Spouse | $1,001 - $15,000 | cef7e9b3 | |
| 12 | 2024-03-28 | — | US TREASURY BILL | Purchase | Spouse | $1,001 - $15,000 | cef7e9b3 | |
| 13 | 2024-03-28 | — | US TREASURY BILL | Purchase | Spouse | $15,001 - $50,000 | cef7e9b3 | |
| 14 | 2024-03-28 | D | Dominion Energy Inc | Purchase | Spouse | $1,001 - $15,000 | cef7e9b3 | |
| 15 | 2024-03-28 | MOS | Mosaic Company | Sale (Full) | Spouse | $1,001 - $15,000 | cef7e9b3 | |
| 16 | 2024-03-28 | NTR | Nutrien Ltd | Purchase | Spouse | $1,001 - $15,000 | cef7e9b3 | |
| 17 | 2024-03-26 | — | US TREASURY BILL | Sale (Full) | Spouse | $15,001 - $50,000 | cef7e9b3 | |
| 18 | 2024-03-26 | — | US TREASURY BILL | Sale (Full) | Spouse | $15,001 - $50,000 | cef7e9b3 | |
| 19 | 2024-03-26 | — | US TREASURY BILL | Sale (Full) | Spouse | $50,001 - $100,000 | cef7e9b3 | |
| 20 | 2024-03-26 | — | US TREASURY BILL | Purchase | Spouse | $50,001 - $100,000 | cef7e9b3 | |
| 21 | 2024-03-25 | — | US TREASURY BILL | Purchase | Spouse | $15,001 - $50,000 | cef7e9b3 | |
| 22 | 2024-03-25 | — | US TREASURY BILL | Purchase | Spouse | $15,001 - $50,000 | cef7e9b3 | |
| 23 | 2024-03-21 | INOD | Innodata Inc | Sale (Full) | Spouse | $1,001 - $15,000 | cef7e9b3 | |
| 24 | 2024-03-21 | SOFI | Sofi Technologies Inc | Sale (Full) | Spouse | $1,001 - $15,000 | cef7e9b3 | |
| 25 | 2024-03-21 | ALTM | Arcadium Lithium Plc | Purchase | Spouse | $1,001 - $15,000 | cef7e9b3 | |
| 26 | 2024-03-19 | — | US TREASURY BILL | Sale (Full) | Spouse | $50,001 - $100,000 | cef7e9b3 | |
| 27 | 2024-03-19 | — | US TREASURY BILL | Purchase | Spouse | $50,001 - $100,000 | cef7e9b3 | |
| 28 | 2024-03-19 | — | US TREASURY BILL | Sale (Full) | Spouse | $50,001 - $100,000 | cef7e9b3 | |
| 29 | 2024-03-18 | — | RYDER SYSTEM INC Rate/Coupon: 3.65% Matures: 03/18/2024 | Sale (Full) | Spouse | $1,001 - $15,000 | cef7e9b3 | |
| 30 | 2024-03-18 | — | US TREASURY BILL | Purchase | Spouse | $15,001 - $50,000 | cef7e9b3 | |
| 31 | 2024-03-15 | — | TAMPA ELECTRIC CO Rate/Coupon: 4.9% Matures: 03/01/2029 | Purchase | Spouse | $1,001 - $15,000 | cef7e9b3 | |
| 32 | 2024-03-13 | CEF | Sprott Physical Gold & Silver Trust | Sale (Partial) | Spouse | $1,001 - $15,000 | cef7e9b3 | |
| 33 | 2024-03-13 | CEF | Sprott Physical Gold & Silver Trust | Sale (Partial) | Spouse | $1,001 - $15,000 | cef7e9b3 | |
| 34 | 2024-03-13 | SQM | Sociedad Quimica Y Minera S.A. ADR | Purchase | Spouse | $1,001 - $15,000 | cef7e9b3 | |
| 35 | 2024-03-13 | CEF | Sprott Physical Gold & Silver Trust | Sale (Partial) | Spouse | $1,001 - $15,000 | cef7e9b3 | |
| 36 | 2024-03-13 | GLD | SPDR Gold Trust | Sale (Partial) | Spouse | $1,001 - $15,000 | cef7e9b3 | |
| 37 | 2024-03-11 | ETRN | Equitrans Midstream Corp | Sale (Full) | Spouse | $1,001 - $15,000 | cef7e9b3 | |
| 38 | 2024-03-07 | NVDA | Nvidia Corp | Purchase | Spouse | $1,001 - $15,000 | cef7e9b3 | |
| 39 | 2024-03-07 | AAPL | Apple Inc | Sale (Partial) | Spouse | $1,001 - $15,000 | cef7e9b3 | |
| 40 | 2024-03-05 | ICLN | Global Clean Energy Ishares ETF | Purchase | Self | $50,001 - $100,000 | cef7e9b3 | |
| 41 | 2024-02-22 | — | US TREASURY BILL | Purchase | Spouse | $15,001 - $50,000 | d6290ba2 | |
| 42 | 2024-02-16 | TGT | Target Corp | Purchase | Spouse | $1,001 - $15,000 | d6290ba2 | |
| 43 | 2024-02-16 | EQNR | Equinor ASA | Sale (Full) | Spouse | $1,001 - $15,000 | d6290ba2 | |
| 44 | 2024-02-08 | — | US TREASURY BILL | Sale (Full) | Spouse | $15,001 - $50,000 | d6290ba2 | |
| 45 | 2024-02-08 | — | US TREASURY BILL | Sale (Full) | Spouse | $100,001 - $250,000 | d6290ba2 | |
| 46 | 2024-02-08 | — | US TREASURY BILL | Purchase | Spouse | $50,001 - $100,000 | d6290ba2 | |
| 47 | 2024-02-08 | — | US TREASURY BILL | Purchase | Spouse | $50,001 - $100,000 | d6290ba2 | |
| 48 | 2024-02-07 | — | US TREASURY BILL | Purchase | Spouse | $15,001 - $50,000 | d6290ba2 | |
| 49 | 2024-01-18 | — | US TREASURY BILL | Sale (Full) | Spouse | $15,001 - $50,000 | b4ca9424 | |
| 50 | 2024-01-18 | — | US TREASURY BILL | Sale (Full) | Spouse | $15,001 - $50,000 | b4ca9424 | |
| 51 | 2024-01-18 | — | US TREASURY BILL | Sale (Full) | Spouse | $15,001 - $50,000 | b4ca9424 | |
| 52 | 2024-01-17 | — | US TREASURY BILL | Purchase | Spouse | $15,001 - $50,000 | b4ca9424 | |
| 53 | 2024-01-17 | — | US TREASURY BILL | Purchase | Spouse | $15,001 - $50,000 | b4ca9424 | |
| 54 | 2024-01-17 | GBIL | Goldman Sachs Access Treasury 0-1 Year ETF | Purchase | Spouse | $1,001 - $15,000 | b4ca9424 | |
| 55 | 2024-01-17 | AES | The Aes Corp | Purchase | Spouse | $1,001 - $15,000 | b4ca9424 | |
| 56 | 2024-01-17 | TTE | TotalEnergies SE | Sale (Partial) | Spouse | $1,001 - $15,000 | b4ca9424 | |
| 57 | 2024-01-17 | SBUX | Starbucks Corp | Purchase | Spouse | $1,001 - $15,000 | b4ca9424 | |
| 58 | 2024-01-17 | VLO | Valero Energy Corp | Purchase | Spouse | $1,001 - $15,000 | b4ca9424 | |
| 59 | 2024-01-17 | MET | Metlife Inc | Sale (Partial) | Spouse | $1,001 - $15,000 | b4ca9424 | |
| 60 | 2024-01-17 | CME | CME Group Inc | Purchase | Spouse | $1,001 - $15,000 | b4ca9424 | |
| 61 | 2024-01-17 | ETRN | Equitrans Midstream Corp | Purchase | Spouse | $1,001 - $15,000 | b4ca9424 | |
| 62 | 2024-01-17 | GBIL | Goldman Sachs Access Treasury 0-1 Year ETF | Purchase | Spouse | $1,001 - $15,000 | b4ca9424 | |
| 63 | 2024-01-17 | ABT | Abbott Laboratories | Sale (Partial) | Spouse | $1,001 - $15,000 | b4ca9424 | |
| 64 | 2024-01-16 | — | BROADCOMCORP Rate/Coupon: 3.625% Matures: 01/15/2024 | Sale (Full) | Spouse | $1,001 - $15,000 | b4ca9424 | |
| 65 | 2024-01-02 | S | Sentinelone Inc Cl A | Sale (Full) | Spouse | $1,001 - $15,000 | b4ca9424 | |
| 66 | 2024-01-02 | DELL | Dell Technologies Inc | Purchase | Spouse | $1,001 - $15,000 | b4ca9424 | |
| 67 | 2023-12-26 | — | US TREASURY BILL | Purchase | Spouse | $15,001 - $50,000 | da48ee62 | |
| 68 | 2023-12-26 | — | US TREASURY BILL | Purchase | Spouse | $15,001 - $50,000 | da48ee62 | |
| 69 | 2023-12-21 | --
TAC | TRSWF - TransAlta Renewables Inc (Exchanged) Transalta Corp (Received) | Exchange | Spouse | $1,001 - $15,000 | da48ee62 | |
| 70 | 2023-12-19 | — | US TREASURY BILL | Sale (Full) | Spouse | $15,001 - $50,000 | da48ee62 | |
| 71 | 2023-12-19 | — | US TREASURY BILL | Sale (Full) | Spouse | $15,001 - $50,000 | da48ee62 | |
| 72 | 2023-12-19 | — | US TREASURY BILL | Sale (Full) | Spouse | $50,001 - $100,000 | da48ee62 | |
| 73 | 2023-12-19 | — | US TREASURY BILL | Purchase | Spouse | $100,001 - $250,000 | da48ee62 | |
| 74 | 2023-12-19 | — | US TREASURY BILL | Sale (Full) | Spouse | $50,001 - $100,000 | da48ee62 | |
| 75 | 2023-12-18 | XCEM | Columbia EM Core Ex-China ETF | Purchase | Spouse | $1,001 - $15,000 | da48ee62 | |
| 76 | 2023-12-18 | SMDV | ProShares Russell 2000 Dividend Growers ETF | Purchase | Spouse | $1,001 - $15,000 | da48ee62 | |
| 77 | 2023-12-18 | FDRR | Fidelity Dividend ETF For Rising Rates | Purchase | Spouse | $1,001 - $15,000 | da48ee62 | |
| 78 | 2023-12-18 | — | US TREASURY BILL | Purchase | Spouse | $15,001 - $50,000 | da48ee62 | |
| 79 | 2023-12-18 | SBPYX | Clearbridge Small Cap Growth Fd Cl I | Purchase | Spouse | $15,001 - $50,000 | da48ee62 | |
| 80 | 2023-12-18 | XCEM | Columbia EM Core Ex-China ETF | Purchase | Spouse | $15,001 - $50,000 | da48ee62 | |
| 81 | 2023-12-14 | HDGE | Ranger Equity Bear Bear ETF | Sale (Full) | Spouse | $15,001 - $50,000 | da48ee62 | |
| 82 | 2023-12-14 | HDGE | Ranger Equity Bear Bear ETF | Sale (Full) | Spouse | $1,001 - $15,000 | da48ee62 | |
| 83 | 2023-12-14 | HDGE | Ranger Equity Bear Bear ETF | Sale (Full) | Spouse | $1,001 - $15,000 | da48ee62 | |
| 84 | 2023-12-11 | SBUX | Starbucks Corp | Purchase | Spouse | $1,001 - $15,000 | da48ee62 | |
| 85 | 2023-12-11 | VLO | Valero Energy Corp | Purchase | Spouse | $1,001 - $15,000 | da48ee62 | |
| 86 | 2023-12-11 | DGX | Quest Diagnostics Inc | Sale (Partial) | Spouse | $1,001 - $15,000 | da48ee62 | |
| 87 | 2023-12-11 | TSM | Taiwan Semiconductor Manufacturing Company Ltd. | Sale (Partial) | Spouse | $1,001 - $15,000 | da48ee62 | |
| 88 | 2023-12-11 | AGX | Argan Inc | Sale (Full) | Spouse | $1,001 - $15,000 | da48ee62 | |
| 89 | 2023-12-11 | MOS | Mosaic Company | Sale (Partial) | Spouse | $1,001 - $15,000 | da48ee62 | |
| 90 | 2023-12-11 | GLPI | Gaming and Leisure Properties, Inc. - Common Stock | Purchase | Spouse | $1,001 - $15,000 | da48ee62 | |
| 91 | 2023-12-11 | URA | Global X Uranium ETF | Sale (Partial) | Spouse | $1,001 - $15,000 | da48ee62 | |
| 92 | 2023-12-11 | FNF | Fidelity National Financial | Sale (Full) | Spouse | $1,001 - $15,000 | da48ee62 | |
| 93 | 2023-12-11 | FLNG | Flex Lng Ltd | Purchase | Spouse | $1,001 - $15,000 | da48ee62 | |
| 94 | 2023-12-11 | IRM | Iron Mountain Inc | Sale (Partial) | Spouse | $1,001 - $15,000 | da48ee62 | |
| 95 | 2023-12-11 | FMC | FMC Corp | Purchase | Spouse | $1,001 - $15,000 | da48ee62 | |
| 96 | 2023-12-11 | KMB | Kimberly-Clark Corp | Purchase | Spouse | $1,001 - $15,000 | da48ee62 | |
| 97 | 2023-10-20 | PSQ | ProShares Short QQQ | Sale (Full) | Spouse | $1,001 - $15,000 | db15d6a0 | |
| 98 | 2023-10-20 | HDGE | Ranger Equity Bear Bear ETF | Purchase | Spouse | $1,001 - $15,000 | db15d6a0 | |
| 99 | 2023-10-20 | PSQ | ProShares Short QQQ | Sale (Full) | Spouse | $1,001 - $15,000 | db15d6a0 | |
| 100 | 2023-10-20 | HDGE | Ranger Equity Bear Bear ETF | Purchase | Spouse | $1,001 - $15,000 | db15d6a0 | |
| 101 | 2023-10-20 | PSQ | ProShares Short QQQ | Sale (Full) | Spouse | $1,001 - $15,000 | db15d6a0 | |
| 102 | 2023-10-20 | HDGE | Ranger Equity Bear Bear ETF | Purchase | Spouse | $1,001 - $15,000 | db15d6a0 | |
| 103 | 2023-10-19 | — | US TREASURY BILL | Sale (Full) | Spouse | $15,001 - $50,000 | db15d6a0 | |
| 104 | 2023-10-19 | — | US TREASURY BILL | Sale (Full) | Spouse | $15,001 - $50,000 | db15d6a0 | |
| 105 | 2023-10-19 | — | US TREASURY BILL | Sale (Full) | Spouse | $15,001 - $50,000 | db15d6a0 | |
| 106 | 2023-10-19 | — | US TREASURY BILL | Purchase | Spouse | $50,001 - $100,000 | db15d6a0 | |
| 107 | 2023-10-19 | — | US TREASURY BILL | Sale (Full) | Spouse | $50,001 - $100,000 | db15d6a0 | |
| 108 | 2023-10-18 | — | US TREASURY BILL | Purchase | Spouse | $15,001 - $50,000 | db15d6a0 | |
| 109 | 2023-10-18 | — | US TREASURY BILL | Purchase | Spouse | $15,001 - $50,000 | db15d6a0 | |
| 110 | 2023-10-18 | — | US TREASURY BILL | Purchase | Spouse | $50,001 - $100,000 | db15d6a0 | |
| 111 | 2023-10-04 | RVNC | Revance Therapeutics, Inc. - Common Stock | Purchase | Spouse | $1,001 - $15,000 | db15d6a0 | |
| 112 | 2023-10-04 | GPCR | Structure Therapeutics Inc | Sale (Full) | Spouse | $1,001 - $15,000 | db15d6a0 | |
| 113 | 2023-09-26 | — | US TREASURY BILL | Sale (Full) | Spouse | $1,001 - $15,000 | 12e91d2d | |
| 114 | 2023-09-26 | — | US TREASURY BILL | Sale (Full) | Spouse | $15,001 - $50,000 | 12e91d2d | |
| 115 | 2023-09-25 | — | US TREASURY BILL | Purchase | Spouse | $1,001 - $15,000 | 12e91d2d | |
| 116 | 2023-09-25 | — | US TREASURY BILL | Purchase | Spouse | $15,001 - $50,000 | 12e91d2d | |
| 117 | 2023-09-21 | — | US TREASURY BILL | Sale (Full) | Spouse | $15,001 - $50,000 | 12e91d2d | |
| 118 | 2023-09-21 | — | US TREASURY BILL | Sale (Full) | Spouse | $15,001 - $50,000 | 12e91d2d | |
| 119 | 2023-09-21 | — | US TREASURY BILL | Sale (Full) | Spouse | $15,001 - $50,000 | 12e91d2d | |
| 120 | 2023-09-21 | — | US TREASURY BILL | Purchase | Spouse | $15,001 - $50,000 | 12e91d2d | |
| 121 | 2023-09-21 | — | US TREASURY BILL | Sale (Full) | Spouse | $50,001 - $100,000 | 12e91d2d | |
| 122 | 2023-09-20 | — | US TREASURY BILL | Purchase | Spouse | $15,001 - $50,000 | 12e91d2d | |
| 123 | 2023-09-20 | — | US TREASURY BILL | Purchase | Spouse | $15,001 - $50,000 | 12e91d2d | |
| 124 | 2023-09-20 | — | US TREASURY BILL | Purchase | Spouse | $50,001 - $100,000 | 12e91d2d | |
| 125 | 2023-08-29 | RMD | Resmed Inc | Purchase | Spouse | $1,001 - $15,000 | 50f3a11f | |
| 126 | 2023-08-29 | INOD | Innodata Inc | Purchase | Spouse | $1,001 - $15,000 | 50f3a11f | |
| 127 | 2023-08-29 | NEE | Nextera Energy | Purchase | Spouse | $1,001 - $15,000 | 50f3a11f | |
| 128 | 2023-08-29 | SWKS | Skyworks Solutions | Sale (Full) | Spouse | $1,001 - $15,000 | 50f3a11f | |
| 129 | 2023-08-29 | AQN | Algonquin Power and Utilities Corp | Sale (Full) | Spouse | $1,001 - $15,000 | 50f3a11f | |
| 130 | 2023-08-29 | CRWD | Crowdstrike Holdings Inc | Sale (Full) | Spouse | $1,001 - $15,000 | 50f3a11f | |
| 131 | 2023-08-25 | NTLA | Intellia Therapeutics, Inc. - Common Stock | Sale (Full) | Spouse | $1,001 - $15,000 | 50f3a11f | |
| 132 | 2023-08-23 | PSQ | ProShares Short QQQ | Purchase | Spouse | $1,001 - $15,000 | 50f3a11f | |
| 133 | 2023-08-23 | PSQ | ProShares Short QQQ | Purchase | Spouse | $1,001 - $15,000 | 50f3a11f | |
| 134 | 2023-08-23 | PSQ | ProShares Short QQQ | Purchase | Spouse | $1,001 - $15,000 | 50f3a11f | |
| 135 | 2023-08-22 | ROK | Rockwell Automation Inc | Purchase | Spouse | $1,001 - $15,000 | 50f3a11f | |
| 136 | 2023-08-22 | MPW | Medical Properties Trust | Sale (Full) | Spouse | $1,001 - $15,000 | 50f3a11f | |
| 137 | 2023-08-18 | PSQ | ProShares Short QQQ | Sale (Full) | Spouse | $1,001 - $15,000 | 50f3a11f | |
| 138 | 2023-08-18 | PSQ | ProShares Short QQQ | Sale (Full) | Spouse | $1,001 - $15,000 | 50f3a11f | |
| 139 | 2023-08-16 | XCEM | Columbia EM Core Ex-China ETF | Purchase | Spouse | $1,001 - $15,000 | 50f3a11f | |
| 140 | 2023-08-16 | JHEM | John Hancock Multifactor Emerging Markets ETF | Sale (Full) | Spouse | $1,001 - $15,000 | 50f3a11f | |
| 141 | 2023-08-16 | JHEM | John Hancock Multifactor Emerging Markets ETF | Sale (Full) | Spouse | $1,001 - $15,000 | 50f3a11f | |
| 142 | 2023-08-15 | BAH | Booz Allen Hamilton Holding Corp | Sale (Full) | Spouse | $1,001 - $15,000 | 50f3a11f | |
| 143 | 2023-08-10 | RMBS | Rambus Inc | Sale (Full) | Spouse | $1,001 - $15,000 | 50f3a11f | |
| 144 | 2023-08-10 | SOFI | Sofi Technologies Inc | Purchase | Spouse | $1,001 - $15,000 | 50f3a11f | |
| 145 | 2023-08-04 | FTNT | Fortinet Inc | Sale (Full) | Spouse | $1,001 - $15,000 | 50f3a11f | |
| 146 | 2023-08-02 | — | US TREASURY BILL | Purchase | Spouse | $15,001 - $50,000 | 50f3a11f | |
| 147 | 2023-07-28 | — | US TREASURY BILL | Purchase | Spouse | $15,001 - $50,000 | 95c4f4bf | |
| 148 | 2023-07-28 | — | US TREASURY BILL | Purchase | Spouse | $15,001 - $50,000 | 95c4f4bf | |
| 149 | 2023-07-28 | — | US TREASURY BILL | Purchase | Spouse | $50,001 - $100,000 | 95c4f4bf | |
| 150 | 2023-07-27 | — | US TREASURY BILL | Sale (Full) | Spouse | $15,001 - $50,000 | 95c4f4bf | |
| 151 | 2023-07-27 | — | US TREASURY BILL | Sale (Full) | Spouse | $15,001 - $50,000 | 95c4f4bf | |
| 152 | 2023-07-13 | — | US TREASURY BILL | Sale (Full) | Spouse | $15,001 - $50,000 | 95c4f4bf | |
| 153 | 2023-07-13 | PSQ | ProShares Short QQQ | Purchase | Spouse | $1,001 - $15,000 | 95c4f4bf | |
| 154 | 2023-07-13 | HDGE | Ranger Equity Bear Bear ETF | Sale (Full) | Spouse | $1,001 - $15,000 | 95c4f4bf | |
| 155 | 2023-07-13 | — | US TREASURY BILL | Sale (Full) | Spouse | $50,001 - $100,000 | 95c4f4bf | |
| 156 | 2023-07-13 | — | US TREASURY BILL | Sale (Full) | Spouse | $15,001 - $50,000 | 95c4f4bf | |
| 157 | 2023-07-13 | PSQ | ProShares Short QQQ | Purchase | Spouse | $1,001 - $15,000 | 95c4f4bf | |
| 158 | 2023-07-13 | HDGE | Ranger Equity Bear Bear ETF | Sale (Full) | Spouse | $15,001 - $50,000 | 95c4f4bf | |
| 159 | 2023-07-10 | VZ | Verizon Communications Inc | Purchase | Spouse | $1,001 - $15,000 | 95c4f4bf | |
| 160 | 2023-07-10 | FNF | Fidelity National Financial | Purchase | Spouse | $1,001 - $15,000 | 95c4f4bf | |
| 161 | 2023-07-06 | — | US TREASURY BILL | Purchase | Spouse | $15,001 - $50,000 | 95c4f4bf | |
| 162 | 2023-07-06 | — | US TREASURY BILL | Purchase | Spouse | $15,001 - $50,000 | 95c4f4bf | |
| 163 | 2023-05-25 | NVDA | NVIDIA Corporation - Common Stock | Sale (Partial) | Spouse | $1,001 - $15,000 | bfa6da09 | |
| 164 | 2023-05-22 | BAH | Booz Allen Hamilton Holding Corporation Common Sto | Purchase | Spouse | $1,001 - $15,000 | bfa6da09 | |
| 165 | 2023-05-22 | NTLA | Intellia Therapeutics, Inc. - Common Stock | Purchase | Spouse | $1,001 - $15,000 | bfa6da09 | |
| 166 | 2023-05-22 | KEYS | Keysight Technologies Inc. Common Stock | Sale (Full) | Spouse | $1,001 - $15,000 | bfa6da09 | |
| 167 | 2023-05-22 | DIS | Walt Disney Company (The) Common Stock | Sale (Full) | Spouse | $1,001 - $15,000 | bfa6da09 | |
| 168 | 2023-05-09 | PYPL | PayPal Holdings, Inc. - Common Stock | Sale (Full) | Spouse | $1,001 - $15,000 | bfa6da09 | |
| 169 | 2023-05-09 | — | US TREASURY BILL | Purchase | Spouse | $50,001 - $100,000 | bfa6da09 | |
| 170 | 2023-05-02 | — | US TREASURY BILL | Sale (Full) | Spouse | $1,001 - $15,000 | bfa6da09 | |
| 171 | 2023-05-02 | — | US TREASURY BILL | Sale (Full) | Spouse | $50,001 - $100,000 | bfa6da09 | |
| 172 | 2023-05-02 | — | US TREASURY BILL | Sale (Full) | Spouse | $1,001 - $15,000 | bfa6da09 | |
| 173 | 2023-05-02 | — | US TREASURY BILL | Sale (Full) | Spouse | $15,001 - $50,000 | bfa6da09 | |
| 174 | 2023-05-01 | — | US TREASURY BILL | Purchase | Spouse | $1,001 - $15,000 | bfa6da09 | |
| 175 | 2023-05-01 | — | US TREASURY BILL | Purchase | Spouse | $15,001 - $50,000 | bfa6da09 | |
| 176 | 2023-04-26 | NVS | Novartis AG Common Stock | Purchase | Spouse | $1,001 - $15,000 | 9fb1b3e0 | |
| 177 | 2023-04-26 | TMO | Thermo Fisher Scientific Inc Common Stock | Sale (Partial) | Spouse | $1,001 - $15,000 | 9fb1b3e0 | |
| 178 | 2023-04-20 | — | US TREASURY BILL | Sale (Full) | Spouse | $15,001 - $50,000 | 9fb1b3e0 | |
| 179 | 2023-04-20 | — | US TREASURY BILL | Sale (Full) | Spouse | $15,001 - $50,000 | 9fb1b3e0 | |
| 180 | 2023-04-19 | — | US TREASURY BILL | Purchase | Spouse | $15,001 - $50,000 | 9fb1b3e0 | |
| 181 | 2023-04-19 | — | US TREASURY BILL | Purchase | Spouse | $15,001 - $50,000 | 9fb1b3e0 | |
| 182 | 2023-04-17 | FIMKX | Fidelity Advisor Emerging Markets Fund Class I | Sale (Full) | Spouse | $1,001 - $15,000 | 9fb1b3e0 | |
| 183 | 2023-04-17 | FCPIX | Fidelity Advisor International Capital Appreciat | Sale (Full) | Spouse | $1,001 - $15,000 | 9fb1b3e0 | |
| 184 | 2023-04-17 | JHMM | John Hancock Multifactor Mid Cap ETF | Sale (Full) | Spouse | $1,001 - $15,000 | 9fb1b3e0 | |
| 185 | 2023-04-17 | SBIO | Alps Medical Breakthroughs ETF | Sale (Full) | Spouse | $1,001 - $15,000 | 9fb1b3e0 | |
| 186 | 2023-04-17 | LGI | Lazard Global Total Return and Income Fund Common | Sale (Full) | Spouse | $1,001 - $15,000 | 9fb1b3e0 | |
| 187 | 2023-04-17 | BRKR | Bruker Corporation - Common Stock | Sale (Full) | Spouse | $1,001 - $15,000 | 9fb1b3e0 | |
| 188 | 2023-04-17 | AVNT | Avient Corporation Common Stock | Sale (Full) | Spouse | $1,001 - $15,000 | 9fb1b3e0 | |
| 189 | 2023-04-17 | FDN | First Trust Dow Jones Internet ETF | Sale (Full) | Spouse | $1,001 - $15,000 | 9fb1b3e0 | |
| 190 | 2023-04-17 | RTH | VanEck Retail ETF | Sale (Full) | Spouse | $1,001 - $15,000 | 9fb1b3e0 | |
| 191 | 2023-04-17 | SNDR | Schneider National, Inc. Common Stock | Sale (Full) | Spouse | $1,001 - $15,000 | 9fb1b3e0 | |
| 192 | 2023-04-17 | DGRS | WisdomTree U.S. SmallCap Quality Dividend Growth F | Sale (Full) | Spouse | $1,001 - $15,000 | 9fb1b3e0 | |
| 193 | 2023-04-17 | MRVL | Marvell Technology Group Ltd. - Common Stock | Sale (Full) | Spouse | $1,001 - $15,000 | 9fb1b3e0 | |
| 194 | 2023-04-17 | ALGM | Allegro MicroSystems, Inc. - Common Stock | Sale (Full) | Spouse | $1,001 - $15,000 | 9fb1b3e0 | |
| 195 | 2023-04-17 | DIOD | Diodes Incorporated - Common Stock | Sale (Full) | Spouse | $1,001 - $15,000 | 9fb1b3e0 | |
| 196 | 2023-04-17 | VSH | Vishay Intertechnology, Inc. Common Stock | Sale (Full) | Spouse | $1,001 - $15,000 | 9fb1b3e0 | |
| 197 | 2023-04-13 | UAA | Under Armour, Inc. Class A Common Stock | Sale (Full) | Spouse | $1,001 - $15,000 | 9fb1b3e0 | |
| 198 | 2023-04-13 | UA | Under Armour, Inc. Class C Common Stock | Sale (Full) | Spouse | $1,001 - $15,000 | 9fb1b3e0 | |
| 199 | 2023-04-13 | CSCO | Cisco Systems, Inc. - Common Stock | Sale (Full) | Spouse | $15,001 - $50,000 | 9fb1b3e0 | |
| 200 | 2023-04-13 | — | US TREASURY BILL | Purchase | Spouse | $50,001 - $100,000 | 9fb1b3e0 | |
| 201 | 2023-02-28 | — | US TREASURY BILL | Purchase | Spouse | $1,001 - $15,000 | d6484f32 | |
| 202 | 2023-02-21 | QCOM | QUALCOMM Incorporated - Common Stock | Sale (Partial) | Spouse | $1,001 - $15,000 | d6484f32 | |
| 203 | 2023-02-21 | SBUX | Starbucks Corporation - Common Stock | Sale (Full) | Spouse | $1,001 - $15,000 | d6484f32 | |
| 204 | 2023-02-21 | VFH | Vanguard Financials ETF | Sale (Full) | Spouse | $1,001 - $15,000 | d6484f32 | |
| 205 | 2023-02-21 | SQM | Sociedad Quimica y Minera S.A. Common Stock | Purchase | Spouse | $1,001 - $15,000 | d6484f32 | |
| 206 | 2023-02-21 | WM | Waste Management, Inc. Common Stock | Purchase | Spouse | $1,001 - $15,000 | d6484f32 | |
| 207 | 2023-02-21 | TSM | Taiwan Semiconductor Manufacturing Company Ltd. | Sale (Partial) | Spouse | $1,001 - $15,000 | d6484f32 | |
| 208 | 2023-02-21 | AGX | Argan, Inc. Common Stock | Purchase | Spouse | $1,001 - $15,000 | d6484f32 | |
| 209 | 2023-02-21 | KBE | SPDR S&P Bank ETF | Sale (Full) | Spouse | $1,001 - $15,000 | d6484f32 | |
| 210 | 2023-02-21 | HASI | Hannon Armstrong Sustainable Infrastructure Capita | Purchase | Spouse | $1,001 - $15,000 | d6484f32 | |
| 211 | 2023-02-21 | MOS | Mosaic Company (The) Common Stock | Purchase | Spouse | $1,001 - $15,000 | d6484f32 | |
| 212 | 2023-02-21 | FPI | Farmland Partners Inc. Common Stock | Purchase | Spouse | $1,001 - $15,000 | d6484f32 | |
| 213 | 2023-02-21 | RTH | VanEck Retail ETF | Sale (Full) | Spouse | $1,001 - $15,000 | d6484f32 | |
| 214 | 2023-02-21 | BSM | Black Stone Minerals, L.P. Common units representi | Purchase | Spouse | $1,001 - $15,000 | d6484f32 | |
| 215 | 2023-02-21 | RTX | Raytheon Technologies Corporation Common Stock | Purchase | Spouse | $1,001 - $15,000 | d6484f32 | |
| 216 | 2023-02-21 | IRM | Iron Mountain Incorporated (Delaware)Common Stock | Sale (Partial) | Spouse | $1,001 - $15,000 | d6484f32 | |
| 217 | 2023-02-21 | APO | Apollo Global Management, Inc. Class A Common Stoc | Sale (Partial) | Spouse | $1,001 - $15,000 | d6484f32 | |
| 218 | 2023-02-15 | ABYIX | Abbey Capital Futures Strategy Fund- Class I Sha | Sale (Partial) | Spouse | $1,001 - $15,000 | d6484f32 | |
| 219 | 2023-02-15 | MBXIX | Catalyst/Millburn Hedge Strategy Fund Class I | Sale (Partial) | Spouse | $1,001 - $15,000 | d6484f32 | |
| 220 | 2023-02-15 | LUBYX | Lord Abbett Ultra Short Bond Fund - Class I | Sale (Full) | Spouse | $15,001 - $50,000 | d6484f32 | |
| 221 | 2023-02-15 | — | US TREASURY BILL | Purchase | Spouse | $1,001 - $15,000 | d6484f32 | |
| 222 | 2023-02-15 | — | US TREASURY BILL | Purchase | Spouse | $15,001 - $50,000 | d6484f32 | |
| 223 | 2023-02-15 | JHMM | John Hancock Multifactor Mid Cap ETF | Sale (Partial) | Spouse | $1,001 - $15,000 | d6484f32 | |
| 224 | 2023-02-15 | VHT | Vanguard Health Care ETF | Purchase | Spouse | $1,001 - $15,000 | d6484f32 | |
| 225 | 2023-02-15 | SBIO | ALPS Medical Breakthroughs ETF | Sale (Full) | Spouse | $1,001 - $15,000 | d6484f32 | |
| 226 | 2023-02-15 | IVV | iShares Core S&P 500 ETF | Purchase | Spouse | $1,001 - $15,000 | d6484f32 | |
| 227 | 2023-02-15 | IJR | iShares Core S&P Small-Cap ETF | Purchase | Spouse | $1,001 - $15,000 | d6484f32 | |
| 228 | 2023-02-15 | IWD | iShares Russell 1000 Value ETF | Purchase | Spouse | $1,001 - $15,000 | d6484f32 | |
| 229 | 2023-02-15 | CDL | VictoryShares US Large Cap High Div Volatility Wtd | Sale (Full) | Spouse | $1,001 - $15,000 | d6484f32 | |
| 230 | 2023-02-15 | SPGP | Invesco S&P 500 GARP ETF | Sale (Partial) | Spouse | $1,001 - $15,000 | d6484f32 | |
| 231 | 2023-02-15 | GNR | SPDR S&P Global Natural Resources ETF | Sale (Partial) | Spouse | $1,001 - $15,000 | d6484f32 | |
| 232 | 2023-02-15 | LDP | Cohen & Steers Limited Duration Preferred and Inco | Sale (Full) | Spouse | $1,001 - $15,000 | d6484f32 | |
| 233 | 2023-02-15 | QTEC | First Trust NASDAQ-100-Technology Sector Index Fun | Purchase | Spouse | $1,001 - $15,000 | d6484f32 | |
| 234 | 2023-02-15 | FDN | First Trust DJ Internet Index Fund | Sale (Full) | Spouse | $1,001 - $15,000 | d6484f32 | |
| 235 | 2023-02-15 | RTH | VanEck Retail ETF | Sale (Full) | Spouse | $1,001 - $15,000 | d6484f32 | |
| 236 | 2023-02-15 | MOO | VanEck Agribusiness ETF | Sale (Partial) | Spouse | $1,001 - $15,000 | d6484f32 | |
| 237 | 2023-02-15 | IGHG | ProShares Investment Grade-Interest Rate Hedged | Purchase | Spouse | $1,001 - $15,000 | d6484f32 | |
| 238 | 2023-02-15 | GBIL | Goldman Sachs Access Treasury 0-1 Year ETF | Purchase | Spouse | $1,001 - $15,000 | d6484f32 | |
| 239 | 2023-02-15 | FDRR | Fidelity Dividend ETF for Rising Rates | Sale (Partial) | Spouse | $1,001 - $15,000 | d6484f32 | |
| 240 | 2023-02-15 | FQAL | Fidelity Quality Factor ETF | Sale (Full) | Spouse | $1,001 - $15,000 | d6484f32 | |
| 241 | 2023-02-15 | NXTG | First Trust Indxx NextG ETF | Sale (Full) | Spouse | $1,001 - $15,000 | d6484f32 | |
| 242 | 2023-01-31 | — | US TREASURY BILL | Sale (Full) | Spouse | $15,001 - $50,000 | d8492435 | |
| 243 | 2023-01-31 | — | US TREASURY BILL | Purchase | Spouse | $15,001 - $50,000 | d8492435 | |
| 244 | 2023-01-31 | — | US TREASURY BILL | Purchase | Spouse | $15,001 - $50,000 | d8492435 | |
| 245 | 2023-01-18 | RIO | Rio Tinto Plc | Sale (Full) | Spouse | $1,001 - $15,000 | d8492435 | |
| 246 | 2023-01-18 | FPI | Farmland Partners Inc. Common Stock | Purchase | Spouse | $1,001 - $15,000 | d8492435 | |
| 247 | 2023-01-13 | — | UBS CONTINGENT AUTOCALL MET Rate/Coupon: 10.5% Matures: 01/16/2026 | Purchase | Spouse | $15,001 - $50,000 | d8492435 | |
| 248 | 2023-01-12 | AQN | Algonquin Power and Utilities Corp | Sale (Full) | Spouse | $1,001 - $15,000 | d8492435 | |
| 249 | 2023-01-11 | AMT | American Tower Corporation (REIT) Common Stock | Purchase | Spouse | $1,001 - $15,000 | d8492435 | |
| 250 | 2023-01-11 | SRVR | Pacer Benchmark Data & Infrastructure Real Estate | Sale (Full) | Spouse | $1,001 - $15,000 | d8492435 | |
| 251 | 2023-01-11 | MOO | VanEck Agribusiness ETF | Sale (Full) | Spouse | $1,001 - $15,000 | d8492435 | |
| 252 | 2023-01-11 | ATKR | Atkore Inc. Common Stock | Purchase | Spouse | $1,001 - $15,000 | d8492435 | |
| 253 | 2023-01-11 | HOLX | Hologic, Inc. - Common Stock | Sale (Full) | Spouse | $1,001 - $15,000 | d8492435 | |
| 254 | 2023-01-11 | BHP | BHP Group Limited American Depositary Shares (Each | Purchase | Spouse | $1,001 - $15,000 | d8492435 | |
| 255 | 2023-01-11 | RMD | ResMed Inc. Common Stock | Sale (Full) | Spouse | $1,001 - $15,000 | d8492435 | |
| 256 | 2023-01-11 | CVS | CVS Health Corporation Common Stock | Sale (Partial) | Spouse | $1,001 - $15,000 | d8492435 | |
| 257 | 2023-01-11 | TU | Telus Corporation Ordinary Shares | Sale (Full) | Spouse | $1,001 - $15,000 | d8492435 | |
| 258 | 2023-01-11 | DLR | Digital Realty Trust, Inc. Common Stock | Purchase | Spouse | $1,001 - $15,000 | d8492435 | |
| 259 | 2023-01-11 | AXS | Axis Capital Holdings Limited Common Stock | Sale (Full) | Spouse | $1,001 - $15,000 | d8492435 | |
| 260 | 2023-01-11 | CME | CME Group Inc. - Class A Common Stock | Purchase | Spouse | $1,001 - $15,000 | d8492435 | |
| 261 | 2023-01-11 | SAND | Sandstorm Gold Ltd. Ordinary Shares (Canada) | Purchase | Spouse | $1,001 - $15,000 | d8492435 | |
| 262 | 2023-01-11 | BSM | Black Stone Minerals, L.P. Common units representi | Purchase | Spouse | $1,001 - $15,000 | d8492435 | |
| 263 | 2023-01-11 | URA | Global X Uranium ETF | Purchase | Spouse | $1,001 - $15,000 | d8492435 | |
| 264 | 2023-01-11 | FLNG | FLEX LNG Ltd. Ordinary Shares | Purchase | Spouse | $1,001 - $15,000 | d8492435 | |
| 265 | 2023-01-11 | EQNR | Equinor ASA | Purchase | Spouse | $1,001 - $15,000 | d8492435 | |
| 266 | 2023-01-11 | MCD | McDonald's Corporation Common Stock | Sale (Full) | Spouse | $1,001 - $15,000 | d8492435 | |
| 267 | 2023-01-04 | MAXR | Maxar Technologies Inc | Sale (Full) | Spouse | $1,001 - $15,000 | d8492435 | |
| 268 | 2023-01-04 | MGM | MGM Resorts International Common Stock | Purchase | Spouse | $1,001 - $15,000 | d8492435 | |
| 269 | 2022-12-29 | — | JPM CONTINGENT AUTOCALL GILD SQGER Rate/Coupon: 8.0% Matures: 12/27/2024 | Sale (Full) | Spouse | $15,001 - $50,000 | 3091f74a | |
| 270 | 2022-12-20 | — | US TREASURY BILL | Purchase | Spouse | $15,001 - $50,000 | 3091f74a | |
| 271 | 2022-11-29 | WIW | Western Asset Inflation-Linked Opportunities & Inc | Sale (Full) | Spouse | $1,001 - $15,000 | 5ac4d053 | |
| 272 | 2022-11-29 | GBIL | Goldman Sachs Access Treasury 0-1 Year ETF | Purchase | Spouse | $1,001 - $15,000 | 5ac4d053 | |
| 273 | 2022-11-29 | WIW | Western Asset Inflation-Linked Opportunities & Inc | Sale (Full) | Spouse | $1,001 - $15,000 | 5ac4d053 | |
| 274 | 2022-11-29 | GBIL | Goldman Sachs Access Treasury 0-1 Year ETF | Purchase | Spouse | $1,001 - $15,000 | 5ac4d053 | |
| 275 | 2022-11-29 | — | US TREASURY BILL | Sale (Full) | Spouse | $15,001 - $50,000 | 5ac4d053 | |
| 276 | 2022-11-15 | WIW | Western Asset Inflation-Linked Opportunities & Inc | Sale (Full) | Spouse | $15,001 - $50,000 | 5ac4d053 | |
| 277 | 2022-11-15 | GBIL | Goldman Sachs Access Treasury 0-1 Year ETF | Purchase | Spouse | $15,001 - $50,000 | 5ac4d053 | |
| 278 | 2022-11-08 | LUBYX | Lord Abbett Ultra Short Bond Fund - Class I | Sale (Full) | Spouse | $1,001 - $15,000 | 5ac4d053 | |
| 279 | 2022-11-08 | WIW | Western Asset Inflation-Linked Opportunities & Inc | Sale (Full) | Spouse | $1,001 - $15,000 | 5ac4d053 | |
| 280 | 2022-11-08 | LDP | Cohen & Steers Limited Duration Preferred and Inco | Sale (Full) | Spouse | $1,001 - $15,000 | 5ac4d053 | |
| 281 | 2022-11-08 | GBIL | Goldman Sachs Access Treasury 0-1 Year ETF | Purchase | Spouse | $15,001 - $50,000 | 5ac4d053 | |
| 282 | 2022-10-27 | BMN | BlackRock 2037 Municipal Target Term Trust Common | Purchase | Spouse | $1,001 - $15,000 | de4faced | |
| 283 | 2022-10-17 | — | US TREASURY BILL | Purchase | Spouse | $15,001 - $50,000 | de4faced | |
| 284 | 2022-10-17 | MBXIX | Catalyst/Millburn Hedge Strategy Fund Class I | Purchase | Spouse | $1,001 - $15,000 | de4faced | |
| 285 | 2022-10-17 | GSMYX | Goldman Sachs Small/Mid-Cap Growth Fund Inst Cl | Sale (Full) | Spouse | $1,001 - $15,000 | de4faced | |
| 286 | 2022-10-17 | SBPYX | Clearbridge Small Cap Growth Fd Cl I | Purchase | Spouse | $1,001 - $15,000 | de4faced | |
| 287 | 2022-10-17 | — | FIMKX - Fidelity Advisor Focused Emerging Markets I | Sale (Full) | Spouse | $1,001 - $15,000 | de4faced | |
| 288 | 2022-10-17 | FCPIX | Fidelity Advisor International Capital Appreciat | Sale (Full) | Spouse | $1,001 - $15,000 | de4faced | |
| 289 | 2022-10-17 | VZ | Verizon Communications Inc. Common Stock | Sale (Full) | Spouse | $1,001 - $15,000 | de4faced | |
| 290 | 2022-10-17 | CVS | CVS Health Corporation Common Stock | Purchase | Spouse | $1,001 - $15,000 | de4faced | |
| 291 | 2022-10-17 | DLR | Digital Realty Trust, Inc. Common Stock | Sale (Full) | Spouse | $1,001 - $15,000 | de4faced | |
| 292 | 2022-10-17 | TSM | Taiwan Semiconductor Manufacturing Company Ltd. | Purchase | Spouse | $1,001 - $15,000 | de4faced | |
| 293 | 2022-10-17 | MPW | Medical Properties Trust, Inc. common stock | Purchase | Spouse | $1,001 - $15,000 | de4faced | |
| 294 | 2022-10-17 | SRVR | Pacer Benchmark Data & Infrastructure Real Estate | Sale (Full) | Spouse | $1,001 - $15,000 | de4faced | |
| 295 | 2022-10-17 | LDP | Cohen & Steers Limited Duration Preferred and Inco | Sale (Full) | Spouse | $1,001 - $15,000 | de4faced | |
| 296 | 2022-10-17 | EFAD | ProShares Trust ProShares MSCI EAFE Dividend Growe | Purchase | Spouse | $1,001 - $15,000 | de4faced | |
| 297 | 2022-10-17 | GMRE | Global Medical REIT Inc. Common Stock | Sale (Full) | Spouse | $1,001 - $15,000 | de4faced | |
| 298 | 2022-10-17 | JHEM | John Hancock Multifactor Emerging Markets ETF | Purchase | Spouse | $1,001 - $15,000 | de4faced | |
| 299 | 2022-10-17 | ABT | Abbott Laboratories Common Stock | Purchase | Spouse | $1,001 - $15,000 | de4faced | |
| 300 | 2022-10-17 | DIS | Walt Disney Company (The) Common Stock | Sale (Full) | Spouse | $1,001 - $15,000 | de4faced | |
| 301 | 2022-10-17 | INTC | Intel Corporation - Common Stock | Sale (Full) | Spouse | $1,001 - $15,000 | de4faced | |
| 302 | 2022-10-10 | HDGE | Ranger Equity Bear Bear ETF | Purchase | Spouse | $1,001 - $15,000 | de4faced | |
| 303 | 2022-10-10 | HDGE | Ranger Equity Bear Bear ETF | Purchase | Spouse | $1,001 - $15,000 | de4faced | |
| 304 | 2022-10-10 | PSQ | ProShares Short QQQ | Sale (Full) | Spouse | $1,001 - $15,000 | de4faced | |
| 305 | 2022-10-10 | HDGE | Ranger Equity Bear Bear ETF | Purchase | Spouse | $1,001 - $15,000 | de4faced | |
| 306 | 2022-10-10 | HDGE | Ranger Equity Bear Bear ETF | Purchase | Spouse | $15,001 - $50,000 | de4faced | |
| 307 | 2022-10-05 | PSQ | ProShares Short QQQ | Sale (Full) | Spouse | $1,001 - $15,000 | de4faced | |
| 308 | 2022-10-05 | PSQ | ProShares Short QQQ | Sale (Full) | Spouse | $1,001 - $15,000 | de4faced | |
| 309 | 2022-10-05 | SH | ProShares Short S&P500 | Sale (Full) | Spouse | $1,001 - $15,000 | de4faced | |
| 310 | 2022-10-05 | HDGE | Ranger Equity Bear Bear ETF | Purchase | Spouse | $1,001 - $15,000 | de4faced | |
| 311 | 2022-10-05 | PSQ | ProShares Short QQQ | Sale (Full) | Spouse | $15,001 - $50,000 | de4faced | |
| 312 | 2022-10-04 | HQL | TeklaLife Sciences Investors Common Stock | Sale (Full) | Spouse | $1,001 - $15,000 | de4faced | |
| 313 | 2022-10-04 | — | JPM Contingent Autocall C Rate/Coupon: 10% Matures: 04/01/2024 | Sale (Full) | Spouse | $1,001 - $15,000 | de4faced | |
| 314 | 2022-10-04 | NID | Nuveen Intermediate Duration Municipal Term Fund C | Sale (Full) | Spouse | $15,001 - $50,000 | de4faced | |
| 315 | 2022-10-04 | SBIO | Alps Medical Breakthroughs ETF | Sale (Full) | Spouse | $1,001 - $15,000 | de4faced | |
| 316 | 2022-09-19 | SH | ProShares Short S&P500 | Sale (Full) | Spouse | $1,001 - $15,000 | 008809fb | |
| 317 | 2022-09-19 | SH | ProShares Short S&P500 | Sale (Full) | Spouse | $1,001 - $15,000 | 008809fb | |
| 318 | 2022-09-19 | SH | ProShares Short S&P500 | Sale (Full) | Spouse | $15,001 - $50,000 | 008809fb | |
| 319 | 2022-09-15 | — | BCS Contingent Autocall COF Rate/Coupon: 10% Matures: 10/25/2024 | Sale (Full) | Spouse | $15,001 - $50,000 | 008809fb | |
| 320 | 2022-09-08 | SQM | Sociedad Quimica y Minera S.A. Common Stock | Sale (Full) | Spouse | $1,001 - $15,000 | 008809fb | |
| 321 | 2022-08-18 | SQM | Sociedad Quimica y Minera S.A. Common Stock | Purchase | Spouse | $1,001 - $15,000 | ba5ba5e2 | |
| 322 | 2022-08-18 | FAST | Fastenal Company - Common Stock | Sale (Full) | Spouse | $1,001 - $15,000 | ba5ba5e2 | |
| 323 | 2022-08-10 | MBXIX | Catalyst/Millburn Hedge Strategy Fund Class I | Purchase | Spouse | $1,001 - $15,000 | ba5ba5e2 | |
| 324 | 2022-08-10 | LUBYX | Lord Abbett Ultra Short Bond Fund - Class I | Purchase | Spouse | $1,001 - $15,000 | ba5ba5e2 | |
| 325 | 2022-08-10 | GSIMX | Goldman Sachs Gqg Partners International Opportu | Purchase | Spouse | $1,001 - $15,000 | ba5ba5e2 | |
| 326 | 2022-08-10 | GSMYX | Goldman Sachs Small/Mid-Cap Growth Fund Inst Cl | Sale (Full) | Spouse | $1,001 - $15,000 | ba5ba5e2 | |
| 327 | 2022-08-10 | — | FIMKX - Fidelity Advisor Focused Emerging Markets I | Sale (Full) | Spouse | $1,001 - $15,000 | ba5ba5e2 | |
| 328 | 2022-08-10 | FCPIX | Fidelity Advisor International Capital Appreciat | Sale (Full) | Spouse | $1,001 - $15,000 | ba5ba5e2 | |
| 329 | 2022-08-10 | IJS | iShares S&P SmallCap 600 Value ETF | Sale (Full) | Spouse | $1,001 - $15,000 | ba5ba5e2 | |
| 330 | 2022-08-10 | JHMM | John Hancock Multifactor Mid Cap ETF | Purchase | Spouse | $1,001 - $15,000 | ba5ba5e2 | |
| 331 | 2022-08-10 | WIW | Western Asset Inflation-Linked Opportunities & Inc | Sale (Partial) | Spouse | $1,001 - $15,000 | ba5ba5e2 | |
| 332 | 2022-08-10 | IVV | iShares Core S&P 500 | Sale (Full) | Spouse | $1,001 - $15,000 | ba5ba5e2 | |
| 333 | 2022-08-10 | LGI | Lazard Global Total Return and Income Fund Common | Sale (Partial) | Spouse | $1,001 - $15,000 | ba5ba5e2 | |
| 334 | 2022-08-10 | KRE | SPDR S&P Regional Banking ETF | Sale (Full) | Spouse | $1,001 - $15,000 | ba5ba5e2 | |
| 335 | 2022-08-10 | CDL | VictoryShares US Large Cap High Div Volatility Wtd | Purchase | Spouse | $1,001 - $15,000 | ba5ba5e2 | |
| 336 | 2022-08-10 | CFA | VictoryShares US 500 Volatility Wtd ETF | Sale (Partial) | Spouse | $1,001 - $15,000 | ba5ba5e2 | |
| 337 | 2022-08-10 | PRF | Invesco FTSE RAFI US 1000 ETF | Purchase | Spouse | $1,001 - $15,000 | ba5ba5e2 | |
| 338 | 2022-08-10 | EELV | S&P Emerging Markets Low Vol Invesco ETF | Purchase | Spouse | $1,001 - $15,000 | ba5ba5e2 | |
| 339 | 2022-08-10 | SPGP | Invesco S&P 500 GARP ETF | Purchase | Spouse | $1,001 - $15,000 | ba5ba5e2 | |
| 340 | 2022-08-10 | SRVR | Pacer Benchmark Data & Infrastructure Real Estate | Sale (Partial) | Spouse | $1,001 - $15,000 | ba5ba5e2 | |
| 341 | 2022-08-10 | CEF | Sprott Physical Gold & Silver Trust | Sale (Partial) | Spouse | $1,001 - $15,000 | ba5ba5e2 | |
| 342 | 2022-08-10 | GLD | SPDR Gold Trust | Sale (Full) | Spouse | $1,001 - $15,000 | ba5ba5e2 | |
| 343 | 2022-08-10 | GNR | SPDR S&P Global Natural Resources ETF | Sale (Partial) | Spouse | $1,001 - $15,000 | ba5ba5e2 | |
| 344 | 2022-08-10 | CIBR | First Trust Nasdaq Cybersecurity ETF | Sale (Partial) | Spouse | $1,001 - $15,000 | ba5ba5e2 | |
| 345 | 2022-08-10 | LDP | Cohen & Steers Limited Duration Preferred and Inco | Sale (Partial) | Spouse | $1,001 - $15,000 | ba5ba5e2 | |
| 346 | 2022-08-10 | QTEC | First Trust NASDAQ-100-Technology Sector Index Fun | Sale (Full) | Spouse | $1,001 - $15,000 | ba5ba5e2 | |
| 347 | 2022-08-10 | GDXJ | VanEck Vectors Junior Gold Miners ETF | Sale (Full) | Spouse | $1,001 - $15,000 | ba5ba5e2 | |
| 348 | 2022-08-10 | MOO | VanEck Agribusiness ETF | Sale (Partial) | Spouse | $1,001 - $15,000 | ba5ba5e2 | |
| 349 | 2022-08-10 | GSSC | GS Activebeta U.S. Small Cap Equity ETF | Purchase | Spouse | $1,001 - $15,000 | ba5ba5e2 | |
| 350 | 2022-08-10 | SMDV | ProShares Russell 2000 Dividend Growers ETF | Purchase | Spouse | $1,001 - $15,000 | ba5ba5e2 | |
| 351 | 2022-08-10 | DGRS | WisdomTree U.S. SmallCap Quality Dividend Growth F | Sale (Full) | Spouse | $1,001 - $15,000 | ba5ba5e2 | |
| 352 | 2022-08-10 | FINX | Global X FinTech ETF | Sale (Full) | Spouse | $1,001 - $15,000 | ba5ba5e2 | |
| 353 | 2022-08-10 | EFAD | ProShares Trust ProShares MSCI EAFE Dividend Growe | Purchase | Spouse | $1,001 - $15,000 | ba5ba5e2 | |
| 354 | 2022-08-10 | FDRR | Fidelity Dividend ETF For Rising Rates | Purchase | Spouse | $1,001 - $15,000 | ba5ba5e2 | |
| 355 | 2022-08-10 | FQAL | Fidelity Quality Factor ETF | Purchase | Spouse | $1,001 - $15,000 | ba5ba5e2 | |
| 356 | 2022-08-10 | JHEM | John Hancock Multifactor Emerging Markets ETF | Purchase | Spouse | $1,001 - $15,000 | ba5ba5e2 | |
| 357 | 2022-08-09 | FIASX | Fidelity Advisor International Small Cap Class A | Sale (Full) | Spouse | $15,001 - $50,000 | ba5ba5e2 | |
| 358 | 2022-06-21 | — | Broadcom Corp Rate/Coupon: 3.625% Matures: 01/15/2024 | Purchase | Spouse | $15,001 - $50,000 | a6ce1670 | |
| 359 | 2022-06-15 | — | Office Properties Income Trust Rate/Coupon: 4.0% Matures: 07/15/2022 | Sale (Full) | Spouse | $1,001 - $15,000 | a6ce1670 | |
| 360 | 2022-05-23 | — | Ryder Systems Inc Rate/Coupon: 3.65% Matures: 03/18/2024 | Purchase | Spouse | $1,001 - $15,000 | 1faaea57 | |
| 361 | 2022-05-16 | — | Williams Companies Rate/Coupon: 3.35% Matures: 08/15/2022 | Sale (Full) | Spouse | $1,001 - $15,000 | 1faaea57 | |
| 362 | 2022-05-16 | ABYIX | Abbey Capital Futures Strategy Fund- Class I Sha | Purchase | Spouse | $1,001 - $15,000 | 1faaea57 | |
| 363 | 2022-05-16 | GSMYX | Goldman Sachs Small/Mid-Cap Growth Fund Inst Cl | Sale (Partial) | Spouse | $1,001 - $15,000 | 1faaea57 | |
| 364 | 2022-05-16 | — | FIMKX - Fidelity Advisor Focused Emerging Markets I | Sale (Partial) | Spouse | $1,001 - $15,000 | 1faaea57 | |
| 365 | 2022-05-16 | FCPIX | Fidelity Advisor International Capital Appreciat | Sale (Partial) | Spouse | $1,001 - $15,000 | 1faaea57 | |
| 366 | 2022-05-16 | JCI | Johnson Controls International plc Ordinary Share | Sale (Full) | Spouse | $1,001 - $15,000 | 1faaea57 | |
| 367 | 2022-05-10 | LUBYX | Lord Abbett Ultra Short Bond Fund - Class I | Sale (Partial) | Spouse | $1,001 - $15,000 | 1faaea57 | |
| 368 | 2022-05-10 | ABYIX | Abbey Capital Futures Strategy Fund- Class I Sha | Purchase | Spouse | $1,001 - $15,000 | 1faaea57 | |
| 369 | 2022-05-10 | GSMYX | Goldman Sachs Small/Mid-Cap Growth Fund Inst Cl | Sale (Partial) | Spouse | $1,001 - $15,000 | 1faaea57 | |
| 370 | 2022-05-10 | IVV | iShares Core S&P 500 ETF | Sale (Partial) | Spouse | $1,001 - $15,000 | 1faaea57 | |
| 371 | 2022-05-10 | GLD | SPDR Gold Trust | Sale (Partial) | Spouse | $1,001 - $15,000 | 1faaea57 | |
| 372 | 2022-05-10 | GNR | SPDR S&P Global Natural Resources ETF | Purchase | Spouse | $1,001 - $15,000 | 1faaea57 | |
| 373 | 2022-05-10 | CIBR | First Trust Nasdaq Cybersecurity ETF | Sale (Partial) | Spouse | $1,001 - $15,000 | 1faaea57 | |
| 374 | 2022-05-10 | QTEC | First Trust NASDAQ-100-Technology Sector Index Fun | Sale (Partial) | Spouse | $1,001 - $15,000 | 1faaea57 | |
| 375 | 2022-05-10 | FDN | First Trust DJ Internet Index Fund | Sale (Partial) | Spouse | $1,001 - $15,000 | 1faaea57 | |
| 376 | 2022-05-10 | RTH | VanEck Vectors Retail ETF | Sale (Partial) | Spouse | $1,001 - $15,000 | 1faaea57 | |
| 377 | 2022-05-10 | FINX | Global X FinTech ETF | Sale (Partial) | Spouse | $1,001 - $15,000 | 1faaea57 | |
| 378 | 2022-05-10 | NXTG | First Trust Indxx Nextg ETF | Sale (Partial) | Spouse | $1,001 - $15,000 | 1faaea57 | |
| 379 | 2022-03-17 | KWEB | KS Trust KS CSI China Internet ETF | Sale (Full) | Spouse | $1,001 - $15,000 | 79382c5c | |
| 380 | 2022-03-15 | PSQ | ProShares Short QQQ | Purchase | Spouse | $1,001 - $15,000 | 79382c5c | |
| 381 | 2022-03-15 | SH | ProShares Short S&P500 | Purchase | Spouse | $1,001 - $15,000 | 79382c5c | |
| 382 | 2022-03-14 | PSQ | ProShares Short QQQ | Purchase | Spouse | $1,001 - $15,000 | 79382c5c | |
| 383 | 2022-03-14 | SH | ProShares Short S&P500 | Purchase | Spouse | $1,001 - $15,000 | 79382c5c | |
| 384 | 2022-03-14 | PSQ | ProShares Short QQQ | Purchase | Spouse | $1,001 - $15,000 | 79382c5c | |
| 385 | 2022-03-14 | SH | ProShares Short S&P500 | Purchase | Spouse | $1,001 - $15,000 | 79382c5c | |
| 386 | 2022-03-14 | PSQ | ProShares Short QQQ | Purchase | Spouse | $15,001 - $50,000 | 79382c5c | |
| 387 | 2022-03-14 | SH | ProShares Short S&P500 | Purchase | Spouse | $15,001 - $50,000 | 79382c5c | |
| 388 | 2022-03-07 | GLD | SPDR Gold Trust | Purchase | Spouse | $1,001 - $15,000 | 79382c5c | |
| 389 | 2022-03-07 | GNR | SPDR S&P Global Natural Resources ETF | Purchase | Spouse | $1,001 - $15,000 | 79382c5c | |
| 390 | 2022-03-07 | MOO | VanEck Vectors Agribusiness ETF | Purchase | Spouse | $1,001 - $15,000 | 79382c5c | |
| 391 | 2022-03-07 | MAXR | Maxar Technologies Inc | Sale (Partial) | Spouse | $1,001 - $15,000 | 79382c5c | |
| 392 | 2022-03-07 | GLD | SPDR Gold Trust | Purchase | Spouse | $1,001 - $15,000 | 79382c5c | |
| 393 | 2022-03-07 | GNR | SPDR S&P Global Natural Resources ETF | Purchase | Spouse | $1,001 - $15,000 | 79382c5c | |
| 394 | 2022-03-07 | GDXJ | VanEck Junior Gold Miners ETF | Purchase | Spouse | $1,001 - $15,000 | 79382c5c | |
| 395 | 2022-03-07 | MOO | VanEck Vectors Agribusiness ETF | Purchase | Spouse | $1,001 - $15,000 | 79382c5c | |
| 396 | 2022-03-07 | FCPIX | Fidelity Advisor International Capital Appreciat | Sale (Partial) | Spouse | $1,001 - $15,000 | 79382c5c | |
| 397 | 2022-03-07 | SBIO | Alps Medical Breakthroughs ETF | Sale (Partial) | Spouse | $1,001 - $15,000 | 79382c5c | |
| 398 | 2022-03-07 | CFA | VictoryShares US 500 Volatility Wtd ETF | Sale (Partial) | Spouse | $1,001 - $15,000 | 79382c5c | |
| 399 | 2022-03-07 | DGRS | WisdomTree U.S. SmallCap Quality Dividend Growth F | Sale (Partial) | Spouse | $1,001 - $15,000 | 79382c5c | |
| 400 | 2022-03-07 | NXTG | First Trust Indxx Nextg ETF | Sale (Partial) | Spouse | $1,001 - $15,000 | 79382c5c | |
| 401 | 2022-02-25 | — | HSBC Autocall on Broadcom Rate/Coupon: 9.2% Matures: 11/22/2024 | Sale (Full) | Spouse | $15,001 - $50,000 | 4c748cab | |
| 402 | 2022-01-31 | LUBFX | Lord Abbett Ultra Short Bond Fund - Class F | Sale (Partial) | Spouse | $1,001 - $15,000 | a6c73206 | |
| 403 | 2022-01-31 | GEMIX | Goldman Sachs Emerging Markets Equity Fund Insti | Sale (Full) | Spouse | $1,001 - $15,000 | a6c73206 | |
| 404 | 2022-01-31 | CEF | Sprott Physical Gold & Silver Trust | Sale (Full) | Spouse | $1,001 - $15,000 | a6c73206 | |
| 405 | 2022-01-31 | XAR | SPDR S&P Aerospace & Defense ETF | Sale (Full) | Spouse | $1,001 - $15,000 | a6c73206 | |
| 406 | 2022-01-31 | PTMC | Pacer Trendpilot US Mid Cap ETF | Sale (Full) | Spouse | $1,001 - $15,000 | a6c73206 | |
| 407 | 2022-01-31 | FIMKX | Fidelity Advisor Emerging Markets Fund | Sale (Partial) | Spouse | $1,001 - $15,000 | a6c73206 | |
| 408 | 2022-01-31 | JHMM | John Hancock Multifactor Mid Cap ETF | Purchase | Spouse | $1,001 - $15,000 | a6c73206 | |
| 409 | 2022-01-31 | WIW | Western Asset Inflation-Linked Opportunities & Inc | Purchase | Spouse | $1,001 - $15,000 | a6c73206 | |
| 410 | 2022-01-31 | NVDA | NVIDIA Corporation - Common Stock | Purchase | Spouse | $1,001 - $15,000 | a6c73206 | |
| 411 | 2022-01-31 | GNR | SPDR S&P Global Natural Resources ETF | Purchase | Spouse | $1,001 - $15,000 | a6c73206 | |
| 412 | 2022-01-31 | ITA | iShares U.S. Aerospace & Defense ETF | Purchase | Spouse | $1,001 - $15,000 | a6c73206 | |
| 413 | 2022-01-31 | MOO | Vaneck Agribusiness ETF | Purchase | Spouse | $1,001 - $15,000 | a6c73206 | |
| 414 | 2022-01-31 | SI | Silvergate Capital Corporation Class A Common Stoc | Purchase | Spouse | $1,001 - $15,000 | a6c73206 | |
| 415 | 2022-01-26 | FIMKX | Fidelity Advisor Emerging Markets Fund | Purchase | Spouse | $1,001 - $15,000 | a6c73206 | |
| 416 | 2022-01-26 | JHMM | John Hancock Multifactor Mid Cap ETF | Purchase | Spouse | $1,001 - $15,000 | a6c73206 | |
| 417 | 2022-01-26 | WIW | Western Asset Inflation-Linked Opportunities & Inc | Purchase | Spouse | $1,001 - $15,000 | a6c73206 | |
| 418 | 2022-01-26 | KRE | S&P Regional Banking ETF SPDR | Purchase | Spouse | $1,001 - $15,000 | a6c73206 | |
| 419 | 2022-01-26 | SRVR | Pacer Benchmark & Infrastructure Real Estate ETF | Purchase | Spouse | $1,001 - $15,000 | a6c73206 | |
| 420 | 2022-01-26 | ITA | iShares U.S. Aerospace & Defense ETF | Purchase | Spouse | $1,001 - $15,000 | a6c73206 | |
| 421 | 2022-01-26 | MOO | Vaneck Agribusiness ETF | Purchase | Spouse | $1,001 - $15,000 | a6c73206 | |
| 422 | 2022-01-26 | GEMIX | Goldman Sachs Emerging Markets Equity Fund Insti | Sale (Full) | Spouse | $1,001 - $15,000 | a6c73206 | |
| 423 | 2022-01-26 | XAR | SPDR S&P Aerospace & Defense ETF | Sale (Full) | Spouse | $1,001 - $15,000 | a6c73206 | |
| 424 | 2022-01-26 | GLD | SPDR Gold Trust | Sale (Partial) | Spouse | $1,001 - $15,000 | a6c73206 | |
| 425 | 2022-01-26 | IVOO | Vanguard S&P Mid-Cap 400 ETF | Sale (Partial) | Spouse | $1,001 - $15,000 | a6c73206 | |
| 426 | 2022-01-26 | CIBR | First Trust Nasdaq Cybersecurity ETF | Sale (Partial) | Spouse | $1,001 - $15,000 | a6c73206 | |
| 427 | 2022-01-26 | KBA | KraneShares Bosera MSCI China A ETF | Sale (Full) | Spouse | $1,001 - $15,000 | a6c73206 | |
| 428 | 2022-01-26 | FDN | First Trust Dow Jones Internet ETF | Sale (Partial) | Spouse | $1,001 - $15,000 | a6c73206 | |
| 429 | 2022-01-26 | GBIL | Goldman Sachs Access Treasury 0-1 Year ETF | Sale (Partial) | Spouse | $1,001 - $15,000 | a6c73206 | |
| 430 | 2022-01-19 | TSM | Taiwan Semiconductor Manufacturing Company Ltd. | Sale (Partial) | Spouse | $1,001 - $15,000 | 86e2f153 | |
| 431 | 2022-01-18 | C | Citigroup, Inc. Common Stock | Sale (Full) | Spouse | $1,001 - $15,000 | a6c73206 | |
| 432 | 2022-01-18 | IWN | iShares Russell 2000 Value ETF | Sale (Partial) | Spouse | $1,001 - $15,000 | a6c73206 | |
| 433 | 2022-01-18 | TTE | TotalEnergies SE | Sale (Partial) | Spouse | $1,001 - $15,000 | a6c73206 | |
| 434 | 2022-01-18 | QCOM | QUALCOMM Incorporated - Common Stock | Sale (Partial) | Spouse | $1,001 - $15,000 | a6c73206 | |
| 435 | 2022-01-18 | ARCC | Ares Capital Corporation - Closed End Fund | Sale (Partial) | Spouse | $1,001 - $15,000 | a6c73206 | |
| 436 | 2022-01-18 | LMT | Lockheed Martin Corporation Common Stock | Sale (Full) | Spouse | $1,001 - $15,000 | a6c73206 | |
| 437 | 2022-01-18 | FXI | iShares China Large-Cap ETF | Sale (Full) | Spouse | $1,001 - $15,000 | a6c73206 | |
| 438 | 2022-01-18 | CVS | CVS Health Corporation Common Stock | Sale (Partial) | Spouse | $1,001 - $15,000 | a6c73206 | |
| 439 | 2022-01-18 | NVDA | NVIDIA Corporation - Common Stock | Sale (Partial) | Spouse | $1,001 - $15,000 | a6c73206 | |
| 440 | 2022-01-18 | MET | MetLife, Inc. Common Stock | Sale (Partial) | Spouse | $1,001 - $15,000 | a6c73206 | |
| 441 | 2022-01-18 | AXS | Axis Capital Holdings Limited Common Stock | Sale (Partial) | Spouse | $1,001 - $15,000 | a6c73206 | |
| 442 | 2022-01-18 | GLAD | Gladstone Capital Corporation - Common Stock | Sale (Partial) | Spouse | $1,001 - $15,000 | a6c73206 | |
| 443 | 2022-01-18 | HASI | Hannon Armstrong Sustainable Infrastructure Capita | Sale (Partial) | Spouse | $1,001 - $15,000 | a6c73206 | |
| 444 | 2022-01-18 | ETN | Eaton Corporation, PLC Ordinary Shares | Sale (Partial) | Spouse | $1,001 - $15,000 | a6c73206 | |
| 445 | 2022-01-18 | XAR | SPDR S&P Aerospace & Defense ETF | Sale (Full) | Spouse | $1,001 - $15,000 | a6c73206 | |
| 446 | 2022-01-18 | ABBV | AbbVie Inc. Common Stock | Sale (Partial) | Spouse | $1,001 - $15,000 | a6c73206 | |
| 447 | 2022-01-18 | RTX | Raytheon Technologies Corporation Common Stock | Sale (Partial) | Spouse | $1,001 - $15,000 | a6c73206 | |
| 448 | 2022-01-18 | GBIL | Goldman Sachs Access Treasury 0-1 Year ETF | Sale (Full) | Spouse | $15,001 - $50,000 | a6c73206 | |
| 449 | 2022-01-18 | IRM | Iron Mountain Incorporated (Delaware)Common Stock | Sale (Partial) | Spouse | $1,001 - $15,000 | a6c73206 | |
| 450 | 2022-01-18 | APO | Apollo Global Management, Inc. Class A Common Stoc | Sale (Partial) | Spouse | $1,001 - $15,000 | a6c73206 | |
| 451 | 2022-01-18 | LHX | L3Harris Technologies, Inc. Common Stock | Sale (Partial) | Spouse | $1,001 - $15,000 | a6c73206 | |
| 452 | 2022-01-18 | FIMKX | Fidelity Advisor Emerging Markets Fund | Sale (Partial) | Spouse | $15,001 - $50,000 | a6c73206 | |
| 453 | 2022-01-18 | AAPL | Apple Inc. - Common Stock | Sale (Partial) | Spouse | $1,001 - $15,000 | a6c73206 | |
| 454 | 2022-01-18 | CSCO | Cisco Systems, Inc. - Common Stock | Sale (Partial) | Spouse | $1,001 - $15,000 | a6c73206 | |
| 455 | 2022-01-18 | GLW | Corning Incorporated Common Stock | Sale (Partial) | Spouse | $1,001 - $15,000 | a6c73206 | |
| 456 | 2022-01-18 | INTC | Intel Corporation - Common Stock | Sale (Partial) | Spouse | $1,001 - $15,000 | a6c73206 | |
| 457 | 2022-01-18 | V | Visa Inc. | Purchase | Spouse | $1,001 - $15,000 | a6c73206 | |
| 458 | 2022-01-18 | VFH | Vanguard Financials ETF | Purchase | Spouse | $1,001 - $15,000 | a6c73206 | |
| 459 | 2022-01-18 | WIW | Western Asset Inflation-Linked Opportunities & Inc | Purchase | Spouse | $1,001 - $15,000 | a6c73206 | |
| 460 | 2022-01-18 | VZ | Verizon Communications Inc. Common Stock | Purchase | Spouse | $1,001 - $15,000 | a6c73206 | |
| 461 | 2022-01-18 | DLR | Digital Realty Trust, Inc. Common Stock | Purchase | Spouse | $1,001 - $15,000 | a6c73206 | |
| 462 | 2022-01-18 | RIO | Rio Tinto Plc Common Stock | Purchase | Spouse | $1,001 - $15,000 | a6c73206 | |
| 463 | 2022-01-18 | KBE | SPDR S&P Bank ETF | Purchase | Spouse | $1,001 - $15,000 | a6c73206 | |
| 464 | 2022-01-18 | AMT | American Tower Corporation (REIT) Common Stock | Purchase | Spouse | $1,001 - $15,000 | a6c73206 | |
| 465 | 2022-01-18 | SRVR | Pacer Benchmark & Infrastructure Real Estate ETF | Purchase | Spouse | $1,001 - $15,000 | a6c73206 | |
| 466 | 2022-01-18 | CEF | Sprott Physical Gold & Silver Trust | Purchase | Spouse | $1,001 - $15,000 | a6c73206 | |
| 467 | 2022-01-18 | MOS | Mosaic Company (The) Common Stock | Purchase | Spouse | $1,001 - $15,000 | a6c73206 | |
| 468 | 2022-01-18 | GLD | SPDR Gold Trust | Purchase | Spouse | $1,001 - $15,000 | a6c73206 | |
| 469 | 2022-01-18 | LDP | Cohen & Steers Limited Duration Preferred and Inco | Purchase | Spouse | $1,001 - $15,000 | a6c73206 | |
| 470 | 2022-01-18 | ITA | iShares U.S. Aerospace & Defense ETF | Purchase | Spouse | $1,001 - $15,000 | a6c73206 | |
| 471 | 2022-01-18 | AQN | Algonquin Power and Utilities Corp | Purchase | Spouse | $1,001 - $15,000 | a6c73206 | |
| 472 | 2022-01-18 | IGHG | ProShares Investment Grade-Interest Rate Hedged | Purchase | Spouse | $15,001 - $50,000 | a6c73206 | |
| 473 | 2022-01-18 | PTMC | Pacer Trendpilot US Mid Cap ETF | Purchase | Spouse | $1,001 - $15,000 | a6c73206 | |
| 474 | 2022-01-18 | PTNQ | Pacer Trendpilot 100 ETF | Purchase | Spouse | $1,001 - $15,000 | a6c73206 | |
| 475 | 2022-01-18 | AY | Atlantica Sustainable Infrastructure plc - Ordinar | Purchase | Spouse | $1,001 - $15,000 | a6c73206 | |
| 476 | 2022-01-18 | JCI | Johnson Controls International plc Ordinary Share | Purchase | Spouse | $1,001 - $15,000 | a6c73206 | |
| 477 | 2022-01-18 | GMRE | Global Medical REIT Inc. Common Stock | Purchase | Spouse | $1,001 - $15,000 | a6c73206 | |
| 478 | 2022-01-18 | FCPIX | Fidelity Advisor International Capital Appreciat | Purchase | Spouse | $1,001 - $15,000 | a6c73206 | |
| 479 | 2022-01-18 | BMY | Bristol-Myers Squibb Company Common Stock | Purchase | Spouse | $1,001 - $15,000 | a6c73206 | |
| 480 | 2022-01-18 | DIS | Walt Disney Company (The) Common Stock | Purchase | Spouse | $1,001 - $15,000 | a6c73206 | |
| 481 | 2022-01-18 | JNJ | Johnson & Johnson Common Stock | Purchase | Spouse | $1,001 - $15,000 | a6c73206 | |
| 482 | 2021-12-31 | SBIO | ALPS Medical Breakthroughs ETF | Sale (Partial) | Spouse | $1,001 - $15,000 | 41868f55 | |
| 483 | 2021-12-23 | — | JPM Contingent Autocall on Gilead Rate/Coupon: 8.0% Matures: 12/27/2024 | Purchase | Spouse | $15,001 - $50,000 | 41868f55 | |
| 484 | 2021-12-22 | — | JPM Contingent Autocall on Gilead Rate/Coupon: 8.65% Matures: 09/20/2024 | Sale (Full) | Spouse | $15,001 - $50,000 | 41868f55 | |
| 485 | 2021-12-21 | CEM | ClearBridge MLP and Midstream Fund Inc. Common Sto | Sale (Full) | Spouse | $1,001 - $15,000 | 41868f55 | |
| 486 | 2021-12-15 | — | Goldman Sachs Small-Mid Cap Growth | Purchase | Spouse | $1,001 - $15,000 | 41868f55 | |
| 487 | 2021-12-06 | — | Fidelity Advisor Focused Emerging Markets | Purchase | Spouse | $1,001 - $15,000 | 41868f55 | |
| 488 | 2021-09-28 | GOOG | Alphabet Inc. - Class C Capital Stock | Sale (Partial) | Spouse | $1,001 - $15,000 | ada707c8 | |
| 489 | 2021-09-28 | AAPL | Apple Inc. - Common Stock | Sale (Partial) | Spouse | $15,001 - $50,000 | ada707c8 | |
| 490 | 2021-09-23 | — | JP Morgan Chase and Co Rate/Coupon: 2.5% Matures: 09/23/2029 | Sale (Full) | Spouse | $1,001 - $15,000 | ada707c8 | |
| 491 | 2021-09-23 | — | JP Morgan Chase and Co Rate/Coupon: 2.5% Matures: 09/23/2029 | Sale (Full) | Spouse | $1,001 - $15,000 | ada707c8 | |
| 492 | 2021-09-17 | — | JPM Contingent Autocall GILD Rate/Coupon: 8.65% Matures: 09/20/2024 | Purchase | Spouse | $15,001 - $50,000 | ada707c8 | |
| 493 | 2021-09-10 | — | JPM Contingent Autocall GILD Rate/Coupon: 9.0% Matures: 06/07/2024 | Sale (Full) | Spouse | $15,001 - $50,000 | ada707c8 | |
| 494 | 2021-09-10 | — | JPM Contingent Autocall GILD Rate/Coupon: 9.0% Matures: 06/07/2024 | Sale (Full) | Spouse | $15,001 - $50,000 | ada707c8 | |
| 495 | 2021-08-23 | LMRK | Landmark Infrastructure Partners LP - Common Units | Sale (Full) | Spouse | $1,001 - $15,000 | d19be4e7 | |
| 496 | 2021-08-13 | — | GS Contingent Autocall AAPL Rate/Coupon: 8.0% Matures: 08/16/2024 | Purchase | Spouse | $15,001 - $50,000 | d19be4e7 | |
| 497 | 2021-08-12 | — | CS Contingent Autocall CSCO Rate/Coupon: 8.25% Matures: 05/11/2023 | Sale (Full) | Spouse | $15,001 - $50,000 | d19be4e7 | |
| 498 | 2021-08-11 | WW | WW International, Inc. - Common Stock | Purchase | Spouse | $1,001 - $15,000 | d19be4e7 | |
| 499 | 2021-08-04 | ARE | Alexandria Real Estate Equities, Inc. Common Stock | Sale (Partial) | Spouse | $1,001 - $15,000 | d19be4e7 | |
| 500 | 2021-08-04 | COR | CoreSite Realty Corporation Common Stock | Purchase | Spouse | $1,001 - $15,000 | d19be4e7 | |
| 501 | 2021-07-26 | IJS | S&P Small-Cap 600 Value Ishares ETF | Sale (Partial) | Spouse | $1,001 - $15,000 | ab4ef7b8 | |
| 502 | 2021-07-26 | IVV | S&P 500 Ishares Core ETF | Sale (Partial) | Spouse | $1,001 - $15,000 | ab4ef7b8 | |
| 503 | 2021-07-26 | ABYIX | Abbey Capital Futures Strategy Fund- Class I Sha | Purchase | Spouse | $1,001 - $15,000 | ab4ef7b8 | |
| 504 | 2021-07-26 | CFA | VictoryShares US 500 Volatility Wtd ETF | Sale (Partial) | Spouse | $1,001 - $15,000 | ab4ef7b8 | |
| 505 | 2021-07-26 | GLD | SPDR Gold Trust | Purchase | Spouse | $1,001 - $15,000 | ab4ef7b8 | |
| 506 | 2021-07-26 | FDN | First Trust Dow Jones Internet ETF | Sale (Partial) | Spouse | $1,001 - $15,000 | ab4ef7b8 | |
| 507 | 2021-07-26 | LUBFX | Lord Abbett Ultra Short Bond Fund - Class F | Purchase | Spouse | $1,001 - $15,000 | ab4ef7b8 | |
| 508 | 2021-07-26 | DGRS | WisdomTree U.S. SmallCap Quality Dividend Growth F | Purchase | Spouse | $1,001 - $15,000 | ab4ef7b8 | |
| 509 | 2021-07-26 | GBIL | GS Treasuryaccess 0-1 Year ETF | Purchase | Spouse | $1,001 - $15,000 | ab4ef7b8 | |
| 510 | 2021-07-26 | FINX | Global X FinTech ETF | Purchase | Spouse | $1,001 - $15,000 | ab4ef7b8 | |
| 511 | 2021-07-26 | NXTG | First Trust Indxx Nextg ETF | Purchase | Spouse | $1,001 - $15,000 | ab4ef7b8 | |
| 512 | 2021-07-26 | FIMKX | Fidelity Advisor Emerging Markets Fund | Sale (Partial) | Spouse | $1,001 - $15,000 | ab4ef7b8 | |
| 513 | 2021-07-26 | GEMIX | Goldman Sachs Emerging Markets Equity Fund Insti | Sale (Partial) | Spouse | $1,001 - $15,000 | ab4ef7b8 | |
| 514 | 2021-07-26 | FCPIX | Fidelity Advisor International Capital Appreciat | Purchase | Spouse | $1,001 - $15,000 | ab4ef7b8 | |
| 515 | 2021-07-16 | — | BCS Contingent Autocall on COF Rate/Coupon: 8.0% Matures: 07/19/2024 | Purchase | Spouse | $15,001 - $50,000 | ab4ef7b8 | |
| 516 | 2021-07-16 | — | BCS Contingent Autocall on COF Rate/Coupon: 8.0% Matures: 07/19/2024 | Purchase | Spouse | $15,001 - $50,000 | ab4ef7b8 | |
| 517 | 2021-07-14 | — | BCS Contingent Autocall on COF Rate/Coupon: 8.0% Matures: 04/12/2024 | Sale (Full) | Spouse | $15,001 - $50,000 | ab4ef7b8 | |
| 518 | 2021-07-14 | — | BCS Contingent Autocall on COF Rate/Coupon: 8.0% Matures: 04/12/2024 | Sale (Full) | Spouse | $15,001 - $50,000 | ab4ef7b8 | |
| 519 | 2021-07-08 | JCI | Johnson Controls International plc Ordinary Share | Purchase | Spouse | $1,001 - $15,000 | ab4ef7b8 | |
| 520 | 2021-07-08 | FAST | Fastenal Company - Common Stock | Purchase | Spouse | $1,001 - $15,000 | ab4ef7b8 | |
| 521 | 2021-05-26 | — | HSBC Contingent Autocall BMY Rate/Coupon: 8.75% Matures: 02/24/2023 | Sale (Full) | Spouse | $15,001 - $50,000 | 286126a9 | |
| 522 | 2021-05-26 | — | HSBC Contingent Autocall BMY Rate/Coupon: 8.75% Matures: 02/24/2023 | Sale (Full) | Spouse | $15,001 - $50,000 | 286126a9 | |
| 523 | 2021-05-07 | — | CS Contingent Autocall CSCO Rate/Coupon: 8.25% Matures: 05/11/2023 | Purchase | Spouse | $15,001 - $50,000 | 286126a9 | |
| 524 | 2021-04-28 | — | BCS Contingent Autocall on CSCO Rate/Coupon: 8.3% Matures: 01/27/2023 | Sale (Full) | Spouse | $15,001 - $50,000 | 50c0a1b2 | |
| 525 | 2021-04-13 | NUAN | Nuance Communications, Inc. | Sale (Full) | Spouse | $1,001 - $15,000 | 50c0a1b2 | |
| 526 | 2021-04-13 | GAN | GAN Limited | Sale (Full) | Spouse | $1,001 - $15,000 | 50c0a1b2 | |
| 527 | 2021-04-13 | TRIT | Triterras, Inc. | Purchase | Spouse | $1,001 - $15,000 | 50c0a1b2 | |
| 528 | 2021-04-09 | — | BCS Contingent Autocall on COF Rate/Coupon: 8.0% Matures: 04/12/2024 | Purchase | Spouse | $15,001 - $50,000 | 50c0a1b2 | |
| 529 | 2021-04-09 | — | BCS Contingent Autocall on COF Rate/Coupon: 8.0% Matures: 04/12/2024 | Purchase | Spouse | $15,001 - $50,000 | 50c0a1b2 | |
| 530 | 2021-04-05 | CWEN | Clearway Energy, Inc. | Purchase | Spouse | $1,001 - $15,000 | 50c0a1b2 | |
| 531 | 2021-04-01 | — | UBS Contingent Autocall on BAC Rate/Coupon: 8.1% Matures: 12/30/2022 | Sale (Full) | Spouse | $15,001 - $50,000 | 50c0a1b2 | |
| 532 | 2021-04-01 | — | UBS Contingent Autocall on BAC Rate/Coupon: 8.1% Matures: 12/30/2022 | Sale (Full) | Spouse | $15,001 - $50,000 | 50c0a1b2 | |
| 533 | 2021-03-26 | — | JPM Contingent Autocall Citigroup Rate/Coupon: 10% Matures: 04/01/2024 | Purchase | Spouse | $15,001 - $50,000 | 52d54a0a | |
| 534 | 2021-03-26 | — | JPM Contingent Autocall Citigroup Rate/Coupon: 10% Matures: 04/01/2024 | Purchase | Spouse | $15,001 - $50,000 | 52d54a0a | |
| 535 | 2021-03-24 | — | BCS Contingent Autocall Intel Rate/Coupon: 10.15% Matures: 06/22/2023 | Sale (Full) | Spouse | $15,001 - $50,000 | 52d54a0a | |
| 536 | 2021-03-24 | — | BCS Contingent Autocall Intel Rate/Coupon: 10.15% Matures: 06/22/2023 | Sale (Full) | Spouse | $15,001 - $50,000 | 52d54a0a | |
| 537 | 2021-03-01 | — | Vulcan Materials Rate/Coupon: 0.875% Matures: 03/01/2021 | Sale (Full) | Spouse | $1,001 - $15,000 | 52d54a0a | |
| 538 | 2020-12-30 | TSLA | Tesla, Inc. | Purchase | Spouse | $1,001 - $15,000 | 0c7816ca | |
| 539 | 2020-12-30 | PBA | Pembina Pipeline Corporation | Sale (Full) | Spouse | $1,001 - $15,000 | 0c7816ca | |
| 540 | 2020-12-30 | DD | DuPont de Nemours, Inc. | Sale (Partial) | Spouse | $1,001 - $15,000 | 0c7816ca | |
| 541 | 2020-12-30 | DOW | Dow Inc. | Sale (Partial) | Spouse | $1,001 - $15,000 | 0c7816ca | |
| 542 | 2020-12-30 | VTRS | Viatris Inc. | Sale (Full) | Spouse | $1,001 - $15,000 | 0c7816ca | |
| 543 | 2020-12-30 | NTAP | NetApp, Inc. | Purchase | Spouse | $1,001 - $15,000 | 0c7816ca | |
| 544 | 2020-12-30 | SBIO | ALPS Medical Breakthroughs ETF | Purchase | Spouse | $1,001 - $15,000 | 0c7816ca | |
| 545 | 2020-12-30 | BMY | Bristol-Myers Squibb Company | Purchase | Spouse | $1,001 - $15,000 | 0c7816ca | |
| 546 | 2020-12-15 | GSMYX | Goldman Sachs Small/Mid Cap Growth Fund Institutio | Purchase | Spouse | $1,001 - $15,000 | 0c7816ca | |
| 547 | 2020-11-30 | — | ACAP STRAGIC INTERVAL | Purchase | Spouse | $1,001 - $15,000 | 35aec3a8 | |
| 548 | 2020-11-30 | — | OWENS & MINOR Rate/Coupon: 3.875% Matures: 09/15/2021 | Sale (Full) | Spouse | $15,001 - $50,000 | 35aec3a8 | |
| 549 | 2020-11-30 | — | OWENS & MINOR Rate/Coupon: 3.875% Matures: 09/15/2021 | Sale (Full) | Spouse | $15,001 - $50,000 | 35aec3a8 | |
| 550 | 2020-11-30 | XCAPX | ACAP Strategic Fund | Purchase | Spouse | $1,001 - $15,000 | 6697156a | |
| 551 | 2020-11-30 | — | OWENS & MINOR Rate/Coupon: 3.875% Matures: 09/15/2021 | Sale (Full) | Spouse | $15,001 - $50,000 | 6697156a | |
| 552 | 2020-11-30 | — | OWENS & MINOR Rate/Coupon: 3.875% Matures: 09/15/2021 | Sale (Full) | Spouse | $15,001 - $50,000 | 6697156a | |
| 553 | 2020-11-20 | V | Visa Inc. | Purchase | Spouse | $1,001 - $15,000 | 35aec3a8 | |
| 554 | 2020-11-20 | QCOM | QUALCOMM Incorporated | Purchase | Spouse | $1,001 - $15,000 | 35aec3a8 | |
| 555 | 2020-11-20 | SNPS | Synopsys, Inc. | Purchase | Spouse | $1,001 - $15,000 | 35aec3a8 | |
| 556 | 2020-11-20 | GOLD | Barrick Gold Corporation | Purchase | Spouse | $1,001 - $15,000 | 35aec3a8 | |
| 557 | 2020-11-20 | OHI | Omega Healthcare Investors, Inc. | Sale (Full) | Spouse | $1,001 - $15,000 | 35aec3a8 | |
| 558 | 2020-11-20 | WIW | Western Asset Inflation-Linked Opportunities & Inc | Purchase | Spouse | $1,001 - $15,000 | 35aec3a8 | |
| 559 | 2020-11-20 | ERIC | Telefonaktiebolaget LM Ericsson (publ) | Purchase | Spouse | $1,001 - $15,000 | 35aec3a8 | |
| 560 | 2020-11-20 | SBIO | ALPS Medical Breakthroughs ETF | Purchase | Spouse | $1,001 - $15,000 | 35aec3a8 | |
| 561 | 2020-11-20 | ARE | Alexandria Real Estate Equities, Inc. | Purchase | Spouse | $1,001 - $15,000 | 35aec3a8 | |
| 562 | 2020-11-20 | LGI | Lazard Global Total Return and Income Fund, Inc. | Purchase | Spouse | $1,001 - $15,000 | 35aec3a8 | |
| 563 | 2020-11-20 | ABYIX | Abbey Capital Futures Strategy Fund Class I | Purchase | Spouse | $1,001 - $15,000 | 35aec3a8 | |
| 564 | 2020-11-20 | MRVL | Marvell Technology Group Ltd. | Purchase | Spouse | $1,001 - $15,000 | 35aec3a8 | |
| 565 | 2020-11-20 | BRKR | Bruker Corporation | Purchase | Spouse | $1,001 - $15,000 | 35aec3a8 | |
| 566 | 2020-11-20 | MANT | ManTech International Corporation | Purchase | Spouse | $1,001 - $15,000 | 35aec3a8 | |
| 567 | 2020-11-20 | ACIW | ACI Worldwide, Inc. | Purchase | Spouse | $1,001 - $15,000 | 35aec3a8 | |
| 568 | 2020-11-20 | SWKS | Skyworks Solutions, Inc. | Purchase | Spouse | $1,001 - $15,000 | 35aec3a8 | |
| 569 | 2020-11-20 | NUAN | Nuance Communications, Inc. | Purchase | Spouse | $1,001 - $15,000 | 35aec3a8 | |
| 570 | 2020-11-20 | AJRD | Aerojet Rocketdyne Holdings, Inc. | Purchase | Spouse | $1,001 - $15,000 | 35aec3a8 | |
| 571 | 2020-11-20 | SRVR | Pacer Benchmark Data & Infrastructure Real Estate | Purchase | Spouse | $1,001 - $15,000 | 35aec3a8 | |
| 572 | 2020-11-20 | CONE | CyrusOne Inc. | Purchase | Spouse | $1,001 - $15,000 | 35aec3a8 | |
| 573 | 2020-11-20 | CEF | Sprott Physical Gold and Silver Trust | Purchase | Spouse | $1,001 - $15,000 | 35aec3a8 | |
| 574 | 2020-11-20 | WW | WW International, Inc. | Sale (Full) | Spouse | $1,001 - $15,000 | 35aec3a8 | |
| 575 | 2020-11-20 | XAR | SPDR S&P Aerospace & Defense ETF | Purchase | Spouse | $1,001 - $15,000 | 35aec3a8 | |
| 576 | 2020-11-20 | GLD | SPDR Gold Shares | Purchase | Spouse | $1,001 - $15,000 | 35aec3a8 | |
| 577 | 2020-11-20 | GMAB | Genmab A/S | Purchase | Spouse | $1,001 - $15,000 | 35aec3a8 | |
| 578 | 2020-11-20 | BAH | Booz Allen Hamilton Holding Corporation | Purchase | Spouse | $1,001 - $15,000 | 35aec3a8 | |
| 579 | 2020-11-20 | LDP | Cohen & Steers Limited Duration Preferred and Inco | Purchase | Spouse | $1,001 - $15,000 | 35aec3a8 | |
| 580 | 2020-11-20 | ABBV | AbbVie Inc. | Purchase | Spouse | $1,001 - $15,000 | 35aec3a8 | |
| 581 | 2020-11-20 | FDN | First Trust Dow Jones Internet Index Fund | Purchase | Spouse | $1,001 - $15,000 | 35aec3a8 | |
| 582 | 2020-11-20 | HBI | Hanesbrands Inc. | Sale (Full) | Spouse | $1,001 - $15,000 | 35aec3a8 | |
| 583 | 2020-11-20 | ATVI | Activision Blizzard, Inc. | Purchase | Spouse | $1,001 - $15,000 | 35aec3a8 | |
| 584 | 2020-11-20 | FTNT | Fortinet, Inc. | Purchase | Spouse | $1,001 - $15,000 | 35aec3a8 | |
| 585 | 2020-11-20 | RTH | VanEck Vectors Retail ETF | Purchase | Spouse | $1,001 - $15,000 | 35aec3a8 | |
| 586 | 2020-11-20 | NTLA | Intellia Therapeutics, Inc. | Purchase | Spouse | $1,001 - $15,000 | 35aec3a8 | |
| 587 | 2020-11-20 | RODM | Hartford Multifactor Developed Markets (ex-US) ETF | Purchase | Spouse | $1,001 - $15,000 | 35aec3a8 | |
| 588 | 2020-11-20 | PTLC | Pacer Trendpilot US Large Cap ETF | Purchase | Spouse | $1,001 - $15,000 | 35aec3a8 | |
| 589 | 2020-11-20 | PTNQ | Pacer Trendpilot 100 ETF | Purchase | Spouse | $1,001 - $15,000 | 35aec3a8 | |
| 590 | 2020-11-20 | PTMC | Pacer Trendpilot US Mid Cap ETF | Purchase | Spouse | $1,001 - $15,000 | 35aec3a8 | |
| 591 | 2020-11-20 | DGRS | WisdomTree U.S. SmallCap Quality Dividend Growth F | Purchase | Spouse | $1,001 - $15,000 | 35aec3a8 | |
| 592 | 2020-11-20 | MAXR | Maxar Technologies Inc. | Purchase | Spouse | $1,001 - $15,000 | 35aec3a8 | |
| 593 | 2020-11-20 | ARNA | Arena Pharmaceuticals, Inc. | Purchase | Spouse | $1,001 - $15,000 | 35aec3a8 | |
| 594 | 2020-11-20 | GBIL | Goldman Sachs Access Treasury 0-1 Year ETF | Purchase | Spouse | $1,001 - $15,000 | 35aec3a8 | |
| 595 | 2020-11-20 | KEYS | Keysight Technologies, Inc. | Purchase | Spouse | $1,001 - $15,000 | 35aec3a8 | |
| 596 | 2020-11-20 | PAGS | PagSeguro Digital Ltd. | Purchase | Spouse | $1,001 - $15,000 | 35aec3a8 | |
| 597 | 2020-11-20 | CTVA | Corteva, Inc. | Sale (Partial) | Spouse | $1,001 - $15,000 | 35aec3a8 | |
| 598 | 2020-11-20 | VIAV | Viavi Solutions Inc. | Purchase | Spouse | $1,001 - $15,000 | 35aec3a8 | |
| 599 | 2020-11-20 | SI | Silvergate Capital Corporation | Purchase | Spouse | $1,001 - $15,000 | 35aec3a8 | |
| 600 | 2020-11-20 | CRWD | CrowdStrike Holdings, Inc. | Purchase | Spouse | $1,001 - $15,000 | 35aec3a8 | |
| 601 | 2020-11-20 | DD | DuPont de Nemours, Inc. | Sale (Partial) | Spouse | $1,001 - $15,000 | 35aec3a8 | |
| 602 | 2020-11-20 | DOW | Dow Inc. | Sale (Partial) | Spouse | $1,001 - $15,000 | 35aec3a8 | |
| 603 | 2020-11-20 | DDOG | Datadog, Inc. | Purchase | Spouse | $1,001 - $15,000 | 35aec3a8 | |
| 604 | 2020-11-20 | EVOP | EVO Payments, Inc. | Purchase | Spouse | $1,001 - $15,000 | 35aec3a8 | |
| 605 | 2020-11-20 | AAPL | Apple Inc. | Sale (Partial) | Spouse | $50,001 - $100,000 | 35aec3a8 | |
| 606 | 2020-11-20 | GLW | Corning Incorporated | Purchase | Spouse | $1,001 - $15,000 | 35aec3a8 | |
| 607 | 2020-11-20 | HAL | Halliburton Company | Sale (Full) | Spouse | $1,001 - $15,000 | 35aec3a8 | |
| 608 | 2020-11-20 | PAAS | Pan American Silver Corp. | Purchase | Spouse | $1,001 - $15,000 | 35aec3a8 | |
| 609 | 2020-11-20 | TMO | Thermo Fisher Scientific Inc. | Purchase | Spouse | $1,001 - $15,000 | 35aec3a8 | |
| 610 | 2020-11-20 | LUBFX | Lord Abbett Ultra Short Bond Fund Class F | Purchase | Spouse | $1,001 - $15,000 | 35aec3a8 | |
| 611 | 2020-11-20 | V | Visa Inc. | Purchase | Spouse | $1,001 - $15,000 | 6697156a | |
| 612 | 2020-11-20 | QCOM | QUALCOMM Incorporated | Purchase | Spouse | $1,001 - $15,000 | 6697156a | |
| 613 | 2020-11-20 | SNPS | Synopsys, Inc. | Purchase | Spouse | $1,001 - $15,000 | 6697156a | |
| 614 | 2020-11-20 | GOLD | Barrick Gold Corporation | Purchase | Spouse | $1,001 - $15,000 | 6697156a | |
| 615 | 2020-11-20 | OHI | Omega Healthcare Investors, Inc. | Sale (Full) | Spouse | $1,001 - $15,000 | 6697156a | |
| 616 | 2020-11-20 | WIW | Western Asset Inflation-Linked Opportunities & Inc | Purchase | Spouse | $1,001 - $15,000 | 6697156a | |
| 617 | 2020-11-20 | ERIC | Telefonaktiebolaget LM Ericsson (publ) | Purchase | Spouse | $1,001 - $15,000 | 6697156a | |
| 618 | 2020-11-20 | SBIO | ALPS Medical Breakthroughs ETF | Purchase | Spouse | $1,001 - $15,000 | 6697156a | |
| 619 | 2020-11-20 | ARE | Alexandria Real Estate Equities, Inc. | Purchase | Spouse | $1,001 - $15,000 | 6697156a | |
| 620 | 2020-11-20 | LGI | Lazard Global Total Return and Income Fund, Inc. | Purchase | Spouse | $1,001 - $15,000 | 6697156a | |
| 621 | 2020-11-20 | ABYIX | Abbey Capital Futures Strategy Fund Class I | Purchase | Spouse | $1,001 - $15,000 | 6697156a | |
| 622 | 2020-11-20 | MRVL | Marvell Technology Group Ltd. | Purchase | Spouse | $1,001 - $15,000 | 6697156a | |
| 623 | 2020-11-20 | BRKR | Bruker Corporation | Purchase | Spouse | $1,001 - $15,000 | 6697156a | |
| 624 | 2020-11-20 | MANT | ManTech International Corporation | Purchase | Spouse | $1,001 - $15,000 | 6697156a | |
| 625 | 2020-11-20 | ACIW | ACI Worldwide, Inc. | Purchase | Spouse | $1,001 - $15,000 | 6697156a | |
| 626 | 2020-11-20 | SWKS | Skyworks Solutions, Inc. | Purchase | Spouse | $1,001 - $15,000 | 6697156a | |
| 627 | 2020-11-20 | NUAN | Nuance Communications, Inc. | Purchase | Spouse | $1,001 - $15,000 | 6697156a | |
| 628 | 2020-11-20 | AJRD | Aerojet Rocketdyne Holdings, Inc. | Purchase | Spouse | $1,001 - $15,000 | 6697156a | |
| 629 | 2020-11-20 | SRVR | Pacer Benchmark Data & Infrastructure Real Estate | Purchase | Spouse | $1,001 - $15,000 | 6697156a | |
| 630 | 2020-11-20 | CONE | CyrusOne Inc. | Purchase | Spouse | $1,001 - $15,000 | 6697156a | |
| 631 | 2020-11-20 | CEF | Sprott Physical Gold and Silver Trust | Purchase | Spouse | $1,001 - $15,000 | 6697156a | |
| 632 | 2020-11-20 | WW | WW International, Inc. | Sale (Full) | Spouse | $1,001 - $15,000 | 6697156a | |
| 633 | 2020-11-20 | XAR | SPDR S&P Aerospace & Defense ETF | Purchase | Spouse | $1,001 - $15,000 | 6697156a | |
| 634 | 2020-11-20 | GLD | SPDR Gold Shares | Purchase | Spouse | $1,001 - $15,000 | 6697156a | |
| 635 | 2020-11-20 | GMAB | Genmab A/S | Purchase | Spouse | $1,001 - $15,000 | 6697156a | |
| 636 | 2020-11-20 | BAH | Booz Allen Hamilton Holding Corporation | Purchase | Spouse | $1,001 - $15,000 | 6697156a | |
| 637 | 2020-11-20 | LDP | Cohen & Steers Limited Duration Preferred and Inco | Purchase | Spouse | $1,001 - $15,000 | 6697156a | |
| 638 | 2020-11-20 | ABBV | AbbVie Inc. | Purchase | Spouse | $1,001 - $15,000 | 6697156a | |
| 639 | 2020-11-20 | FDN | First Trust Dow Jones Internet Index Fund | Purchase | Spouse | $1,001 - $15,000 | 6697156a | |
| 640 | 2020-11-20 | HBI | Hanesbrands Inc. | Sale (Full) | Spouse | $1,001 - $15,000 | 6697156a | |
| 641 | 2020-11-20 | ATVI | Activision Blizzard, Inc. | Purchase | Spouse | $1,001 - $15,000 | 6697156a | |
| 642 | 2020-11-20 | FTNT | Fortinet, Inc. | Purchase | Spouse | $1,001 - $15,000 | 6697156a | |
| 643 | 2020-11-20 | RTH | VanEck Vectors Retail ETF | Purchase | Spouse | $1,001 - $15,000 | 6697156a | |
| 644 | 2020-11-20 | NTLA | Intellia Therapeutics, Inc. | Purchase | Spouse | $1,001 - $15,000 | 6697156a | |
| 645 | 2020-11-20 | RODM | Hartford Multifactor Developed Markets (ex-US) ETF | Purchase | Spouse | $1,001 - $15,000 | 6697156a | |
| 646 | 2020-11-20 | PTLC | Pacer Trendpilot US Large Cap ETF | Purchase | Spouse | $1,001 - $15,000 | 6697156a | |
| 647 | 2020-11-20 | PTNQ | Pacer Trendpilot 100 ETF | Purchase | Spouse | $1,001 - $15,000 | 6697156a | |
| 648 | 2020-11-20 | PTMC | Pacer Trendpilot US Mid Cap ETF | Purchase | Spouse | $1,001 - $15,000 | 6697156a | |
| 649 | 2020-11-20 | DGRS | WisdomTree U.S. SmallCap Quality Dividend Growth F | Purchase | Spouse | $1,001 - $15,000 | 6697156a | |
| 650 | 2020-11-20 | MAXR | Maxar Technologies Inc. | Purchase | Spouse | $1,001 - $15,000 | 6697156a | |
| 651 | 2020-11-20 | ARNA | Arena Pharmaceuticals, Inc. | Purchase | Spouse | $1,001 - $15,000 | 6697156a | |
| 652 | 2020-11-20 | GBIL | Goldman Sachs Access Treasury 0-1 Year ETF | Purchase | Spouse | $1,001 - $15,000 | 6697156a | |
| 653 | 2020-11-20 | KEYS | Keysight Technologies, Inc. | Purchase | Spouse | $1,001 - $15,000 | 6697156a | |
| 654 | 2020-11-20 | PAGS | PagSeguro Digital Ltd. | Purchase | Spouse | $1,001 - $15,000 | 6697156a | |
| 655 | 2020-11-20 | CTVA | Corteva, Inc. | Sale (Full) | Spouse | $1,001 - $15,000 | 6697156a | |
| 656 | 2020-11-20 | VIAV | Viavi Solutions Inc. | Purchase | Spouse | $1,001 - $15,000 | 6697156a | |
| 657 | 2020-11-20 | SI | Silvergate Capital Corporation | Purchase | Spouse | $1,001 - $15,000 | 6697156a | |
| 658 | 2020-11-20 | CRWD | CrowdStrike Holdings, Inc. | Purchase | Spouse | $1,001 - $15,000 | 6697156a | |
| 659 | 2020-11-20 | DD | DuPont de Nemours, Inc. | Sale (Full) | Spouse | $1,001 - $15,000 | 6697156a | |
| 660 | 2020-11-20 | DOW | Dow Inc. | Sale (Full) | Spouse | $1,001 - $15,000 | 6697156a | |
| 661 | 2020-11-20 | DDOG | Datadog, Inc. | Purchase | Spouse | $1,001 - $15,000 | 6697156a | |
| 662 | 2020-11-20 | EVOP | EVO Payments, Inc. | Purchase | Spouse | $1,001 - $15,000 | 6697156a | |
| 663 | 2020-11-20 | AAPL | Apple Inc. | Sale (Partial) | Spouse | $50,001 - $100,000 | 6697156a | |
| 664 | 2020-11-20 | GLW | Corning Incorporated | Purchase | Spouse | $1,001 - $15,000 | 6697156a | |
| 665 | 2020-11-20 | HAL | Halliburton Company | Sale (Full) | Spouse | $1,001 - $15,000 | 6697156a | |
| 666 | 2020-11-20 | PAAS | Pan American Silver Corp. | Purchase | Spouse | $1,001 - $15,000 | 6697156a | |
| 667 | 2020-11-20 | TMO | Thermo Fisher Scientific Inc. | Purchase | Spouse | $1,001 - $15,000 | 6697156a | |
| 668 | 2020-11-20 | LUBFX | Lord Abbett Ultra Short Bond Fund Class F | Purchase | Spouse | $1,001 - $15,000 | 6697156a | |
| 669 | 2020-11-16 | RIO | Rio Tinto Group | Purchase | Spouse | $1,001 - $15,000 | 35aec3a8 | |
| 670 | 2020-11-16 | RIO | Rio Tinto Group | Purchase | Spouse | $1,001 - $15,000 | 6697156a | |
| 671 | 2020-10-30 | IJR | iShares Core S&P Small-Cap ETF | Sale (Full) | Spouse | $1,001 - $15,000 | 14af60f9 | |
| 672 | 2020-10-30 | — | GSMYX - GOLDMAN SACHS SM MD CAP GROWTH I | Purchase | Spouse | $1,001 - $15,000 | 14af60f9 | |
| 673 | 2020-10-30 | — | GSMYX - GOLDMAN SACHS SM MD CAP GROWTH I | Purchase | Spouse | $1,001 - $15,000 | 14af60f9 | |
| 674 | 2020-10-30 | IJR | iShares Core S&P Small-Cap ETF | Sale (Full) | Spouse | $1,001 - $15,000 | b56343cd | |
| 675 | 2020-10-30 | — | GMSYX - GOLDMAN SACHS SM MD CAP GROWTH I | Purchase | Spouse | $1,001 - $15,000 | b56343cd | |
| 676 | 2020-10-30 | — | GMSYX - GOLDMAN SACHS SM MD CAP GROWTH I | Purchase | Spouse | $1,001 - $15,000 | b56343cd | |
| 677 | 2020-09-24 | LDP | Cohen & Steers Limited Duration Preferred and Inco | Purchase | Spouse | $1,001 - $15,000 | 91e69374 | |
| 678 | 2020-09-22 | LDP | Cohen & Steers Limited Duration Preferred and Inco | Purchase | Spouse | $1,001 - $15,000 | 91e69374 | |
| 679 | 2020-09-22 | WIW | Western Asset Inflation-Linked Opportunities & Inc | Purchase | Spouse | $1,001 - $15,000 | 91e69374 | |
| 680 | 2020-09-22 | ATOAX | Aberdeen Ultra Short Municipal Income Fund Class A | Purchase | Spouse | $15,001 - $50,000 | 91e69374 | |
| 681 | 2020-07-28 | SIL | Global X Silver Miners ETF | Sale (Full) | Spouse | $1,001 - $15,000 | 66e04e1d | |
| 682 | 2020-07-09 | C | Citigroup Inc. | Purchase | Spouse | $1,001 - $15,000 | 66e04e1d | |
| 683 | 2020-07-09 | QCOM | QUALCOMM Incorporated | Sale (Partial) | Spouse | $1,001 - $15,000 | 66e04e1d | |
| 684 | 2020-07-09 | RMD | ResMed Inc. | Sale (Partial) | Spouse | $1,001 - $15,000 | 66e04e1d | |
| 685 | 2020-07-09 | OHI | Omega Healthcare Investors, Inc. | Sale (Full) | Spouse | $1,001 - $15,000 | 66e04e1d | |
| 686 | 2020-07-09 | ARCC | Ares Capital Corporation | Sale (Partial) | Spouse | $1,001 - $15,000 | 66e04e1d | |
| 687 | 2020-07-09 | LMT | Lockheed Martin Corporation | Purchase | Spouse | $1,001 - $15,000 | 66e04e1d | |
| 688 | 2020-07-09 | WIW | Western Asset Inflation-Linked Opportunities & Inc | Purchase | Spouse | $1,001 - $15,000 | 66e04e1d | |
| 689 | 2020-07-09 | FXI | iShares Trust - iShares China Large-Cap ETF | Sale (Partial) | Spouse | $1,001 - $15,000 | 66e04e1d | |
| 690 | 2020-07-09 | NVDA | NVIDIA Corporation | Sale (Partial) | Spouse | $1,001 - $15,000 | 66e04e1d | |
| 691 | 2020-07-09 | AXS | AXIS Capital Holdings Limited | Purchase | Spouse | $1,001 - $15,000 | 66e04e1d | |
| 692 | 2020-07-09 | MPW | Medical Properties Trust, Inc. | Sale (Full) | Spouse | $1,001 - $15,000 | 66e04e1d | |
| 693 | 2020-07-09 | GLAD | Gladstone Capital Corporation | Sale (Partial) | Spouse | $1,001 - $15,000 | 66e04e1d | |
| 694 | 2020-07-09 | MANT | ManTech International Corporation | Purchase | Spouse | $1,001 - $15,000 | 66e04e1d | |
| 695 | 2020-07-09 | SWKS | Skyworks Solutions, Inc. | Sale (Partial) | Spouse | $1,001 - $15,000 | 66e04e1d | |
| 696 | 2020-07-09 | HASI | Hannon Armstrong Sustainable Infrastructure Capita | Sale (Partial) | Spouse | $1,001 - $15,000 | 66e04e1d | |
| 697 | 2020-07-09 | SRVR | Pacer Benchmark Data & Infrastructure Real Estate | Purchase | Spouse | $1,001 - $15,000 | 66e04e1d | |
| 698 | 2020-07-09 | MBXIX | Catalyst/Millburn Hedge Strategy Fund Class I | Sale (Full) | Spouse | $1,001 - $15,000 | 66e04e1d | |
| 699 | 2020-07-09 | ABBV | AbbVie Inc. | Sale (Partial) | Spouse | $1,001 - $15,000 | 66e04e1d | |
| 700 | 2020-07-09 | FEMS | First Trust Emerging Markets Small Cap AlphaDEX Fu | Sale (Full) | Spouse | $1,001 - $15,000 | 66e04e1d | |
| 701 | 2020-07-09 | RTH | VanEck Vectors Retail ETF | Purchase | Spouse | $1,001 - $15,000 | 66e04e1d | |
| 702 | 2020-07-09 | PTLC | Pacer Trendpilot US Large Cap ETF | Purchase | Spouse | $1,001 - $15,000 | 66e04e1d | |
| 703 | 2020-07-09 | PTMC | Pacer Trendpilot US Mid Cap ETF | Purchase | Spouse | $1,001 - $15,000 | 66e04e1d | |
| 704 | 2020-07-09 | LMRK | Landmark Infrastructure Partners LP | Purchase | Spouse | $1,001 - $15,000 | 66e04e1d | |
| 705 | 2020-07-09 | AY | Atlantica Sustainable Infrastructure plc | Purchase | Spouse | $1,001 - $15,000 | 66e04e1d | |
| 706 | 2020-07-09 | GBIL | Goldman Sachs Access Treasury 0-1 Year ETF | Purchase | Spouse | $1,001 - $15,000 | 66e04e1d | |
| 707 | 2020-07-09 | IRM | Iron Mountain Incorporated | Purchase | Spouse | $1,001 - $15,000 | 66e04e1d | |
| 708 | 2020-07-09 | LHX | L3Harris Technologies, Inc. | Purchase | Spouse | $1,001 - $15,000 | 66e04e1d | |
| 709 | 2020-07-09 | APO | Apollo Global Management, Inc. | Sale (Partial) | Spouse | $1,001 - $15,000 | 66e04e1d | |
| 710 | 2020-07-09 | AAPL | Apple Inc. | Sale (Partial) | Spouse | $1,001 - $15,000 | 66e04e1d | |
| 711 | 2020-07-09 | PFE | Pfizer Inc. | Purchase | Spouse | $1,001 - $15,000 | 66e04e1d | |
| 712 | 2020-07-09 | TSN | Tyson Foods, Inc. | Sale (Full) | Spouse | $1,001 - $15,000 | 66e04e1d | |
| 713 | 2020-07-08 | TCEHY | Tencent Holdings Limited | Sale (Partial) | Spouse | $1,001 - $15,000 | 66e04e1d | |
| 714 | 2020-07-07 | WIW | Western Asset Inflation-Linked Opportunities & Inc | Purchase | Spouse | $1,001 - $15,000 | 66e04e1d | |
| 715 | 2020-07-07 | FXI | iShares Trust - iShares China Large-Cap ETF | Sale (Full) | Spouse | $1,001 - $15,000 | 66e04e1d | |
| 716 | 2020-07-07 | MBXIX | Catalyst/Millburn Hedge Strategy Fund Class I | Sale (Full) | Spouse | $1,001 - $15,000 | 66e04e1d | |
| 717 | 2020-07-07 | DLS | WisdomTree International SmallCap Dividend Fund | Sale (Full) | Spouse | $1,001 - $15,000 | 66e04e1d | |
| 718 | 2020-07-07 | FDN | First Trust Dow Jones Internet Index Fund | Sale (Partial) | Spouse | $1,001 - $15,000 | 66e04e1d | |
| 719 | 2020-07-07 | FEMS | First Trust Emerging Markets Small Cap AlphaDEX Fu | Sale (Partial) | Spouse | $1,001 - $15,000 | 66e04e1d | |
| 720 | 2020-07-07 | GDXJ | VanEck Vectors Junior Gold Miners ETF | Sale (Partial) | Spouse | $1,001 - $15,000 | 66e04e1d | |
| 721 | 2020-07-07 | RTH | VanEck Vectors Retail ETF | Purchase | Spouse | $1,001 - $15,000 | 66e04e1d | |
| 722 | 2020-07-07 | LUBFX | Lord Abbett Ultra Short Bond Fund Class F | Purchase | Spouse | $1,001 - $15,000 | 66e04e1d | |
| 723 | 2020-07-07 | SIL | Global X Silver Miners ETF | Purchase | Spouse | $1,001 - $15,000 | 66e04e1d | |
| 724 | 2020-07-07 | GBIL | Goldman Sachs Access Treasury 0-1 Year ETF | Purchase | Spouse | $1,001 - $15,000 | 66e04e1d | |
| 725 | 2020-07-07 | NXTG | First Trust IndXX NextG ETF | Purchase | Spouse | $1,001 - $15,000 | 66e04e1d | |
| 726 | 2020-07-07 | FIMKX | Fidelity Advisor Emerging Markets Fund I Class | Purchase | Spouse | $1,001 - $15,000 | 66e04e1d | |
| 727 | 2020-07-07 | FCPIX | Fidelity Advisor International Capital Appreciatio | Purchase | Spouse | $1,001 - $15,000 | 66e04e1d | |
| 728 | 2020-07-01 | — | Dominion Energy Rate/Coupon: 2.579% Matures: 07/01/2020 | Sale (Full) | Spouse | $1,001 - $15,000 | 66e04e1d | |
| 729 | 2020-05-28 | XCAPX | ACAP Strategic Fund | Purchase | Spouse | $15,001 - $50,000 | 338d0e16 | |
| 730 | 2020-05-21 | PRJAX | PGIM Jennison Global Opportunities Fund-Class A | Sale (Full) | Spouse | $15,001 - $50,000 | 338d0e16 | |
| 731 | 2020-04-23 | — | UBS Contingent Autocall on SLB Rate/Coupon: 9% Matures: 04/23/2020 | Sale (Full) | Spouse | $1,001 - $15,000 | a1c431fc | |
| 732 | 2020-04-23 | — | UBS Contingent Autocall on SLB Rate/Coupon: 9% Matures: 04/23/2020 | Sale (Full) | Spouse | $1,001 - $15,000 | a1c431fc | |
| 733 | 2020-04-23 | — | UBS Contingent Autocall on SLB Rate/Coupon: 9% Matures: 04/23/2020 | Sale (Full) | Spouse | $1,001 - $15,000 | bc6505f6 | |
| 734 | 2020-04-23 | — | UBS Contingent Autocall on SLB Rate/Coupon: 9% Matures: 04/23/2020 | Sale (Full) | Spouse | $1,001 - $15,000 | bc6505f6 | |
| 735 | 2020-04-14 | PYPL | PayPal Holdings, Inc. | Purchase | Spouse | $1,001 - $15,000 | a1c431fc | |
| 736 | 2020-04-14 | CVS | CVS Health Corporation | Purchase | Spouse | $1,001 - $15,000 | a1c431fc | |
| 737 | 2020-04-14 | SWKS | Skyworks Solutions, Inc. | Purchase | Spouse | $1,001 - $15,000 | a1c431fc | |
| 738 | 2020-04-14 | PNQI | Invesco NASDAQ Internet ETF | Purchase | Spouse | $1,001 - $15,000 | a1c431fc | |
| 739 | 2020-04-14 | CEF | Sprott Physical Gold and Silver Trust | Purchase | Spouse | $1,001 - $15,000 | a1c431fc | |
| 740 | 2020-04-14 | DIS | The Walt Disney Company | Purchase | Spouse | $1,001 - $15,000 | a1c431fc | |
| 741 | 2020-04-14 | PYPL | PayPal Holdings, Inc. | Purchase | Spouse | $1,001 - $15,000 | bc6505f6 | |
| 742 | 2020-04-14 | CVS | CVS Health Corporation | Purchase | Spouse | $1,001 - $15,000 | bc6505f6 | |
| 743 | 2020-04-14 | SWKS | Skyworks Solutions, Inc. | Purchase | Spouse | $1,001 - $15,000 | bc6505f6 | |
| 744 | 2020-04-14 | PNQI | Invesco NASDAQ Internet ETF | Purchase | Spouse | $1,001 - $15,000 | bc6505f6 | |
| 745 | 2020-04-14 | CEF | Sprott Physical Gold and Silver Trust | Purchase | Spouse | $1,001 - $15,000 | bc6505f6 | |
| 746 | 2020-04-14 | DIS | The Walt Disney Company | Purchase | Spouse | $1,001 - $15,000 | bc6505f6 | |
| 747 | 2020-04-03 | --
RTX | UTX (Exchanged) Raytheon Technologies Corporation Common Stock (Received) | Exchange | Spouse | $1,001 - $15,000 | f62896e5 | |
| 748 | 2020-04-03 | — | RTN (Exchanged) UTX (Received) | Exchange | Spouse | $1,001 - $15,000 | f62896e5 | |
| 749 | 2020-04-02 | GEM | Goldman Sachs ActiveBeta Emerging Markets Equity E | Purchase | Spouse | $1,001 - $15,000 | a1c431fc | |
| 750 | 2020-04-02 | SBIO | ALPS Medical Breakthroughs ETF | Sale (Partial) | Spouse | $1,001 - $15,000 | a1c431fc | |
| 751 | 2020-04-02 | IVV | iShares Core S&P 500 ETF | Sale (Partial) | Spouse | $1,001 - $15,000 | a1c431fc | |
| 752 | 2020-04-02 | KWEB | KraneShares CSI China Internet ETF | Purchase | Spouse | $1,001 - $15,000 | a1c431fc | |
| 753 | 2020-04-02 | CFA | VictoryShares US 500 Volatility Wtd ETF | Purchase | Spouse | $1,001 - $15,000 | a1c431fc | |
| 754 | 2020-04-02 | SRVR | Pacer Benchmark Data & Infrastructure Real Estate | Purchase | Spouse | $1,001 - $15,000 | a1c431fc | |
| 755 | 2020-04-02 | CEF | Sprott Physical Gold and Silver Trust | Purchase | Spouse | $1,001 - $15,000 | a1c431fc | |
| 756 | 2020-04-02 | GLD | SPDR Gold Shares | Purchase | Spouse | $1,001 - $15,000 | a1c431fc | |
| 757 | 2020-04-02 | CIBR | First Trust NASDAQ Cybersecurity ETF | Purchase | Spouse | $1,001 - $15,000 | a1c431fc | |
| 758 | 2020-04-02 | MBXIX | Catalyst/Millburn Hedge Strategy Fund Class I | Sale (Partial) | Spouse | $1,001 - $15,000 | a1c431fc | |
| 759 | 2020-04-02 | QTEC | First Trust NASDAQ-100-Technology Sector Index Fun | Purchase | Spouse | $1,001 - $15,000 | a1c431fc | |
| 760 | 2020-04-02 | IAT | iShares U.S. Regional Banks ETF | Sale (Full) | Spouse | $1,001 - $15,000 | a1c431fc | |
| 761 | 2020-04-02 | FDN | First Trust Dow Jones Internet Index Fund | Purchase | Spouse | $1,001 - $15,000 | a1c431fc | |
| 762 | 2020-04-02 | LUBFX | Lord Abbett Ultra Short Bond Fund Class F | Sale (Partial) | Spouse | $1,001 - $15,000 | a1c431fc | |
| 763 | 2020-04-02 | QLEIX | AQR Long-Short Equity Fund Class I | Sale (Full) | Spouse | $1,001 - $15,000 | a1c431fc | |
| 764 | 2020-04-02 | OAYIX | Oakmark International Fund Class Advisor | Sale (Full) | Spouse | $1,001 - $15,000 | a1c431fc | |
| 765 | 2020-04-02 | FPL | First Trust New Opportunities MLP & Energy Fund | Sale (Full) | Spouse | $1,001 - $15,000 | a1c431fc | |
| 766 | 2020-04-02 | GBIL | Goldman Sachs Access Treasury 0-1 Year ETF | Sale (Partial) | Spouse | $1,001 - $15,000 | a1c431fc | |
| 767 | 2020-04-02 | BOTZ | Global X Robotics & Artificial Intelligence ETF | Sale (Full) | Spouse | $1,001 - $15,000 | a1c431fc | |
| 768 | 2020-04-02 | FINX | Global X FinTech ETF | Purchase | Spouse | $1,001 - $15,000 | a1c431fc | |
| 769 | 2020-04-02 | IWN | iShares Russell 2000 Value ETF | Purchase | Spouse | $1,001 - $15,000 | a1c431fc | |
| 770 | 2020-04-02 | DRI | Darden Restaurants, Inc. | Sale (Full) | Spouse | $1,001 - $15,000 | a1c431fc | |
| 771 | 2020-04-02 | QCOM | QUALCOMM Incorporated | Purchase | Spouse | $1,001 - $15,000 | a1c431fc | |
| 772 | 2020-04-02 | RMD | ResMed Inc. | Sale (Partial) | Spouse | $1,001 - $15,000 | a1c431fc | |
| 773 | 2020-04-02 | SBUX | Starbucks Corporation | Purchase | Spouse | $1,001 - $15,000 | a1c431fc | |
| 774 | 2020-04-02 | ARCC | Ares Capital Corporation | Purchase | Spouse | $1,001 - $15,000 | a1c431fc | |
| 775 | 2020-04-02 | CVS | CVS Health Corporation | Purchase | Spouse | $1,001 - $15,000 | a1c431fc | |
| 776 | 2020-04-02 | DGX | Quest Diagnostics Incorporated | Purchase | Spouse | $1,001 - $15,000 | a1c431fc | |
| 777 | 2020-04-02 | IWD | iShares Russell 1000 Value ETF | Purchase | Spouse | $1,001 - $15,000 | a1c431fc | |
| 778 | 2020-04-02 | ARE | Alexandria Real Estate Equities, Inc. | Purchase | Spouse | $1,001 - $15,000 | a1c431fc | |
| 779 | 2020-04-02 | LGI | Lazard Global Total Return and Income Fund, Inc. | Sale (Full) | Spouse | $1,001 - $15,000 | a1c431fc | |
| 780 | 2020-04-02 | PKG | Packaging Corporation of America | Sale (Full) | Spouse | $1,001 - $15,000 | a1c431fc | |
| 781 | 2020-04-02 | MET | MetLife, Inc. | Purchase | Spouse | $1,001 - $15,000 | a1c431fc | |
| 782 | 2020-04-02 | EEM | iShares MSCI Emerging Markets ETF | Purchase | Spouse | $1,001 - $15,000 | a1c431fc | |
| 783 | 2020-04-02 | RTN | Raytheon Company | Purchase | Spouse | $1,001 - $15,000 | a1c431fc | |
| 784 | 2020-04-02 | GLAD | Gladstone Capital Corporation | Purchase | Spouse | $1,001 - $15,000 | a1c431fc | |
| 785 | 2020-04-02 | SWKS | Skyworks Solutions, Inc. | Purchase | Spouse | $1,001 - $15,000 | a1c431fc | |
| 786 | 2020-04-02 | CEF | Sprott Physical Gold and Silver Trust | Purchase | Spouse | $1,001 - $15,000 | a1c431fc | |
| 787 | 2020-04-02 | GLD | SPDR Gold Shares | Sale (Partial) | Spouse | $1,001 - $15,000 | a1c431fc | |
| 788 | 2020-04-02 | MBXIX | Catalyst/Millburn Hedge Strategy Fund Class I | Sale (Partial) | Spouse | $1,001 - $15,000 | a1c431fc | |
| 789 | 2020-04-02 | CFG | Citizens Financial Group, Inc. | Sale (Full) | Spouse | $1,001 - $15,000 | a1c431fc | |
| 790 | 2020-04-02 | TCEHY | Tencent Holdings Limited | Sale (Partial) | Spouse | $1,001 - $15,000 | a1c431fc | |
| 791 | 2020-04-02 | MPC | Marathon Petroleum Corporation | Sale (Full) | Spouse | $1,001 - $15,000 | a1c431fc | |
| 792 | 2020-04-02 | QLEIX | AQR Long-Short Equity Fund Class I | Sale (Full) | Spouse | $1,001 - $15,000 | a1c431fc | |
| 793 | 2020-04-02 | RODM | Hartford Multifactor Developed Markets (ex-US) ETF | Purchase | Spouse | $1,001 - $15,000 | a1c431fc | |
| 794 | 2020-04-02 | PTNQ | Pacer Trendpilot 100 ETF | Purchase | Spouse | $1,001 - $15,000 | a1c431fc | |
| 795 | 2020-04-02 | KNX | Knight-Swift Transportation Holdings Inc. | Sale (Full) | Spouse | $1,001 - $15,000 | a1c431fc | |
| 796 | 2020-04-02 | CB | Chubb Limited | Sale (Full) | Spouse | $1,001 - $15,000 | a1c431fc | |
| 797 | 2020-04-02 | GBIL | Goldman Sachs Access Treasury 0-1 Year ETF | Sale (Partial) | Spouse | $1,001 - $15,000 | a1c431fc | |
| 798 | 2020-04-02 | IRM | Iron Mountain Incorporated | Sale (Partial) | Spouse | $1,001 - $15,000 | a1c431fc | |
| 799 | 2020-04-02 | HPQ | HP Inc. | Sale (Full) | Spouse | $1,001 - $15,000 | a1c431fc | |
| 800 | 2020-04-02 | LHX | L3Harris Technologies, Inc. | Purchase | Spouse | $1,001 - $15,000 | a1c431fc | |
| 801 | 2020-04-02 | APO | Apollo Global Management, Inc. | Purchase | Spouse | $1,001 - $15,000 | a1c431fc | |
| 802 | 2020-04-02 | CAG | Conagra Brands, Inc. | Sale (Partial) | Spouse | $1,001 - $15,000 | a1c431fc | |
| 803 | 2020-04-02 | GLW | Corning Incorporated | Purchase | Spouse | $1,001 - $15,000 | a1c431fc | |
| 804 | 2020-04-02 | FITB | Fifth Third Bancorp | Sale (Full) | Spouse | $1,001 - $15,000 | a1c431fc | |
| 805 | 2020-04-02 | MSFT | Microsoft Corporation | Sale (Partial) | Spouse | $1,001 - $15,000 | a1c431fc | |
| 806 | 2020-04-02 | NVO | Novo Nordisk A/S | Purchase | Spouse | $1,001 - $15,000 | a1c431fc | |
| 807 | 2020-04-02 | PEP | PepsiCo, Inc. | Purchase | Spouse | $1,001 - $15,000 | a1c431fc | |
| 808 | 2020-04-02 | TSN | Tyson Foods, Inc. | Purchase | Spouse | $1,001 - $15,000 | a1c431fc | |
| 809 | 2020-04-02 | GEM | Goldman Sachs ActiveBeta Emerging Markets Equity E | Purchase | Spouse | $1,001 - $15,000 | bc6505f6 | |
| 810 | 2020-04-02 | SBIO | ALPS Medical Breakthroughs ETF | Sale (Partial) | Spouse | $1,001 - $15,000 | bc6505f6 | |
| 811 | 2020-04-02 | IVV | iShares Core S&P 500 ETF | Sale (Partial) | Spouse | $1,001 - $15,000 | bc6505f6 | |
| 812 | 2020-04-02 | KWEB | KraneShares CSI China Internet ETF | Purchase | Spouse | $1,001 - $15,000 | bc6505f6 | |
| 813 | 2020-04-02 | CFA | VictoryShares US 500 Volatility Wtd ETF | Purchase | Spouse | $1,001 - $15,000 | bc6505f6 | |
| 814 | 2020-04-02 | SRVR | Pacer Benchmark Data & Infrastructure Real Estate | Purchase | Spouse | $1,001 - $15,000 | bc6505f6 | |
| 815 | 2020-04-02 | CEF | Sprott Physical Gold and Silver Trust | Purchase | Spouse | $1,001 - $15,000 | bc6505f6 | |
| 816 | 2020-04-02 | GLD | SPDR Gold Shares | Purchase | Spouse | $1,001 - $15,000 | bc6505f6 | |
| 817 | 2020-04-02 | CIBR | First Trust NASDAQ Cybersecurity ETF | Purchase | Spouse | $1,001 - $15,000 | bc6505f6 | |
| 818 | 2020-04-02 | MBXIX | Catalyst/Millburn Hedge Strategy Fund Class I | Sale (Partial) | Spouse | $1,001 - $15,000 | bc6505f6 | |
| 819 | 2020-04-02 | QTEC | First Trust NASDAQ-100-Technology Sector Index Fun | Purchase | Spouse | $1,001 - $15,000 | bc6505f6 | |
| 820 | 2020-04-02 | IAT | iShares U.S. Regional Banks ETF | Sale (Full) | Spouse | $1,001 - $15,000 | bc6505f6 | |
| 821 | 2020-04-02 | FDN | First Trust Dow Jones Internet Index Fund | Purchase | Spouse | $1,001 - $15,000 | bc6505f6 | |
| 822 | 2020-04-02 | LUBFX | Lord Abbett Ultra Short Bond Fund Class F | Sale (Partial) | Spouse | $1,001 - $15,000 | bc6505f6 | |
| 823 | 2020-04-02 | QLEIX | AQR Long-Short Equity Fund Class I | Sale (Full) | Spouse | $1,001 - $15,000 | bc6505f6 | |
| 824 | 2020-04-02 | OAYIX | Oakmark International Fund Class Advisor | Sale (Full) | Spouse | $1,001 - $15,000 | bc6505f6 | |
| 825 | 2020-04-02 | FPL | First Trust New Opportunities MLP & Energy Fund | Sale (Full) | Spouse | $1,001 - $15,000 | bc6505f6 | |
| 826 | 2020-04-02 | GBIL | Goldman Sachs Access Treasury 0-1 Year ETF | Sale (Partial) | Spouse | $1,001 - $15,000 | bc6505f6 | |
| 827 | 2020-04-02 | BOTZ | Global X Robotics & Artificial Intelligence ETF | Sale (Full) | Spouse | $1,001 - $15,000 | bc6505f6 | |
| 828 | 2020-04-02 | FINX | Global X FinTech ETF | Purchase | Spouse | $1,001 - $15,000 | bc6505f6 | |
| 829 | 2020-04-02 | IWN | iShares Russell 2000 Value ETF | Purchase | Spouse | $1,001 - $15,000 | bc6505f6 | |
| 830 | 2020-04-02 | DRI | Darden Restaurants, Inc. | Sale (Full) | Spouse | $1,001 - $15,000 | bc6505f6 | |
| 831 | 2020-04-02 | QCOM | QUALCOMM Incorporated | Purchase | Spouse | $1,001 - $15,000 | bc6505f6 | |
| 832 | 2020-04-02 | RMD | ResMed Inc. | Sale (Partial) | Spouse | $1,001 - $15,000 | bc6505f6 | |
| 833 | 2020-04-02 | SBUX | Starbucks Corporation | Purchase | Spouse | $1,001 - $15,000 | bc6505f6 | |
| 834 | 2020-04-02 | ARCC | Ares Capital Corporation | Purchase | Spouse | $1,001 - $15,000 | bc6505f6 | |
| 835 | 2020-04-02 | CVS | CVS Health Corporation | Purchase | Spouse | $1,001 - $15,000 | bc6505f6 | |
| 836 | 2020-04-02 | DGX | Quest Diagnostics Incorporated | Purchase | Spouse | $1,001 - $15,000 | bc6505f6 | |
| 837 | 2020-04-02 | IWD | iShares Russell 1000 Value ETF | Purchase | Spouse | $1,001 - $15,000 | bc6505f6 | |
| 838 | 2020-04-02 | ARE | Alexandria Real Estate Equities, Inc. | Purchase | Spouse | $1,001 - $15,000 | bc6505f6 | |
| 839 | 2020-04-02 | LGI | Lazard Global Total Return and Income Fund, Inc. | Sale (Full) | Spouse | $1,001 - $15,000 | bc6505f6 | |
| 840 | 2020-04-02 | PKG | Packaging Corporation of America | Sale (Full) | Spouse | $1,001 - $15,000 | bc6505f6 | |
| 841 | 2020-04-02 | MET | MetLife, Inc. | Purchase | Spouse | $1,001 - $15,000 | bc6505f6 | |
| 842 | 2020-04-02 | EEM | iShares MSCI Emerging Markets ETF | Purchase | Spouse | $1,001 - $15,000 | bc6505f6 | |
| 843 | 2020-04-02 | RTN | Raytheon Company | Purchase | Spouse | $1,001 - $15,000 | bc6505f6 | |
| 844 | 2020-04-02 | GLAD | Gladstone Capital Corporation | Purchase | Spouse | $1,001 - $15,000 | bc6505f6 | |
| 845 | 2020-04-02 | SWKS | Skyworks Solutions, Inc. | Purchase | Spouse | $1,001 - $15,000 | bc6505f6 | |
| 846 | 2020-04-02 | CEF | Sprott Physical Gold and Silver Trust | Purchase | Spouse | $1,001 - $15,000 | bc6505f6 | |
| 847 | 2020-04-02 | GLD | SPDR Gold Shares | Sale (Partial) | Spouse | $1,001 - $15,000 | bc6505f6 | |
| 848 | 2020-04-02 | MBXIX | Catalyst/Millburn Hedge Strategy Fund Class I | Sale (Partial) | Spouse | $1,001 - $15,000 | bc6505f6 | |
| 849 | 2020-04-02 | CFG | Citizens Financial Group, Inc. | Sale (Full) | Spouse | $1,001 - $15,000 | bc6505f6 | |
| 850 | 2020-04-02 | TCEHY | Tencent Holdings Limited | Sale (Partial) | Spouse | $1,001 - $15,000 | bc6505f6 | |
| 851 | 2020-04-02 | MPC | Marathon Petroleum Corporation | Sale (Full) | Spouse | $1,001 - $15,000 | bc6505f6 | |
| 852 | 2020-04-02 | QLEIX | AQR Long-Short Equity Fund Class I | Sale (Full) | Spouse | $1,001 - $15,000 | bc6505f6 | |
| 853 | 2020-04-02 | RODM | Hartford Multifactor Developed Markets (ex-US) ETF | Purchase | Spouse | $1,001 - $15,000 | bc6505f6 | |
| 854 | 2020-04-02 | PTNQ | Pacer Trendpilot 100 ETF | Purchase | Spouse | $1,001 - $15,000 | bc6505f6 | |
| 855 | 2020-04-02 | KNX | Knight-Swift Transportation Holdings Inc. | Sale (Full) | Spouse | $1,001 - $15,000 | bc6505f6 | |
| 856 | 2020-04-02 | CB | Chubb Limited | Sale (Full) | Spouse | $1,001 - $15,000 | bc6505f6 | |
| 857 | 2020-04-02 | GBIL | Goldman Sachs Access Treasury 0-1 Year ETF | Sale (Partial) | Spouse | $1,001 - $15,000 | bc6505f6 | |
| 858 | 2020-04-02 | IRM | Iron Mountain Incorporated | Sale (Partial) | Spouse | $1,001 - $15,000 | bc6505f6 | |
| 859 | 2020-04-02 | — | HPE - HP Inc. | Sale (Full) | Spouse | $1,001 - $15,000 | bc6505f6 | |
| 860 | 2020-04-02 | LHX | L3Harris Technologies, Inc. | Purchase | Spouse | $1,001 - $15,000 | bc6505f6 | |
| 861 | 2020-04-02 | APO | Apollo Global Management, Inc. | Purchase | Spouse | $1,001 - $15,000 | bc6505f6 | |
| 862 | 2020-04-02 | CAG | Conagra Brands, Inc. | Sale (Partial) | Spouse | $1,001 - $15,000 | bc6505f6 | |
| 863 | 2020-04-02 | GLW | Corning Incorporated | Purchase | Spouse | $1,001 - $15,000 | bc6505f6 | |
| 864 | 2020-04-02 | FITB | Fifth Third Bancorp | Sale (Full) | Spouse | $1,001 - $15,000 | bc6505f6 | |
| 865 | 2020-04-02 | MSFT | Microsoft Corporation | Sale (Partial) | Spouse | $1,001 - $15,000 | bc6505f6 | |
| 866 | 2020-04-02 | NVO | Novo Nordisk A/S | Purchase | Spouse | $1,001 - $15,000 | bc6505f6 | |
| 867 | 2020-04-02 | PEP | PepsiCo, Inc. | Purchase | Spouse | $1,001 - $15,000 | bc6505f6 | |
| 868 | 2020-04-02 | TSN | Tyson Foods, Inc. | Purchase | Spouse | $1,001 - $15,000 | bc6505f6 | |
| 869 | 2020-03-27 | DIS | The Walt Disney Company | Purchase | Spouse | $1,001 - $15,000 | 6beec58d | |
| 870 | 2020-03-27 | SWKS | Skyworks Solutions, Inc. | Purchase | Spouse | $1,001 - $15,000 | 6beec58d | |
| 871 | 2020-03-27 | CVS | CVS Health Corporation | Purchase | Spouse | $1,001 - $15,000 | 6beec58d | |
| 872 | 2020-03-27 | PYPL | PayPal Holdings, Inc. | Purchase | Spouse | $1,001 - $15,000 | 6beec58d | |
| 873 | 2020-03-24 | VZ | Verizon Communications Inc. | Purchase | Spouse | $1,001 - $15,000 | 6beec58d | |
| 874 | 2020-03-24 | — | AQR Long-Short Equity | Sale (Full) | Spouse | $1,001 - $15,000 | 6beec58d | |
| 875 | 2020-03-24 | VOD | Vodafone Group Plc | Sale (Full) | Spouse | $1,001 - $15,000 | 6beec58d | |
| 876 | 2020-03-24 | MPC | Marathon Petroleum Corporation | Sale (Full) | Spouse | $1,001 - $15,000 | 6beec58d | |
| 877 | 2020-03-24 | WFC | Wells Fargo & Company | Sale (Full) | Spouse | $1,001 - $15,000 | 6beec58d | |
| 878 | 2020-03-24 | CSCO | Cisco Systems, Inc. | Purchase | Spouse | $1,001 - $15,000 | 6beec58d | |
| 879 | 2020-03-24 | ABBV | AbbVie Inc. | Purchase | Spouse | $1,001 - $15,000 | 6beec58d | |
| 880 | 2020-03-24 | JPM | JPMorgan Chase & Co. | Purchase | Spouse | $1,001 - $15,000 | 6beec58d | |
| 881 | 2020-03-23 | SPY | SPDR S&P 500 ETF Trust | Purchase | Spouse | $1,001 - $15,000 | 6beec58d | |
| 882 | 2020-03-23 | CEF | Sprott Physical Gold and Silver Trust | Purchase | Spouse | $1,001 - $15,000 | 6beec58d | |
| 883 | 2020-01-24 | — | BCS Contingent Autocall CSCO Rate/Coupon: 8.3% Matures: 01/27/2023 | Purchase | Spouse | $15,001 - $50,000 | 6bcdb0f5 | |
| 884 | 2020-01-02 | — | CS Contingent Autocall MSFT Rate/Coupon: 8.25% Matures: 09/30/2022 | Sale (Full) | Spouse | $15,001 - $50,000 | 6bcdb0f5 | |
| 885 | 2020-01-02 | — | CS Contingent Autocall MSFT Rate/Coupon: 8.25% Matures: 09/30/2022 | Sale (Full) | Spouse | $15,001 - $50,000 | 6bcdb0f5 | |
| 886 | 2019-12-27 | — | UBS Contingent Autocall Bank of America Rate/Coupon: 8.1% Matures: 12/30/2022 | Purchase | Spouse | $15,001 - $50,000 | 79a6c9ae | |
| 887 | 2019-12-27 | — | UBS Contingent Autocall Bank of America Rate/Coupon: 8.1% Matures: 12/30/2022 | Purchase | Spouse | $15,001 - $50,000 | 79a6c9ae | |
| 888 | 2019-12-27 | — | UBS Contingent Autocall Bank of America Rate/Coupon: 8.1% Matures: 12/30/2022 | Purchase | Spouse | $15,001 - $50,000 | e0862315 | |
| 889 | 2019-12-27 | — | UBS Contingent Autocall Bank of America Rate/Coupon: 8.1% Matures: 12/30/2022 | Purchase | Spouse | $15,001 - $50,000 | e0862315 | |
| 890 | 2019-12-17 | UAA | Under Armour, Inc. | Sale (Full) | Spouse | $1,001 - $15,000 | 79a6c9ae | |
| 891 | 2019-12-17 | UAA | Under Armour, Inc. | Sale (Full) | Spouse | $1,001 - $15,000 | 79a6c9ae | |
| 892 | 2019-12-17 | BP | BP p.l.c. | Sale (Full) | Spouse | $1,001 - $15,000 | 79a6c9ae | |
| 893 | 2019-12-17 | UAA | Under Armour, Inc. | Sale (Full) | Spouse | $1,001 - $15,000 | e0862315 | |
| 894 | 2019-12-17 | UA | Under Armour, Inc. | Sale (Full) | Spouse | $1,001 - $15,000 | e0862315 | |
| 895 | 2019-12-17 | BP | BP p.l.c. | Sale (Full) | Spouse | $1,001 - $15,000 | e0862315 | |
| 896 | 2019-12-16 | — | Invesco Pacific Growth A | Purchase | Self | $1,001 - $15,000 | 79a6c9ae | |
| 897 | 2019-12-16 | — | Invesco Pacific Growth A | Purchase | Self | $1,001 - $15,000 | e0862315 | |
| 898 | 2019-12-06 | — | MS Contingent Autocall Intel Rate/Coupon: 8.2% Matures: 12/9/2022 | Purchase | Spouse | $15,001 - $50,000 | 79a6c9ae | |
| 899 | 2019-12-06 | — | MS Contingent Autocall Intel Rate/Coupon: 8.2% Matures: 12/9/2022 | Purchase | Spouse | $15,001 - $50,000 | 79a6c9ae | |
| 900 | 2019-12-06 | — | MS Contingent Autocall Intel Rate/Coupon: 8.2% Matures: 12/9/2022 | Purchase | Spouse | $15,001 - $50,000 | e0862315 | |
| 901 | 2019-12-06 | — | MS Contingent Autocall Intel Rate/Coupon: 8.2% Matures: 12/9/2022 | Purchase | Spouse | $15,001 - $50,000 | e0862315 | |
| 902 | 2019-12-05 | --
LGI | LOR Lazard World Dividend and Income Fund (Exchanged) Lazard Global Total Return and Income Fund, Inc. (Received) | Exchange | Spouse | $1,001 - $15,000 | 1fddad5d | |
| 903 | 2019-06-30 | — | BCS SU Note Rate/Coupon: 2.0% Matures: 06/30/2020 | Sale (Full) | Spouse | $1,001 - $15,000 | ad0f386b | |
| 904 | 2019-06-26 | BSTZ | BlackRock Science and Technology Trust II | Purchase | Spouse | $1,001 - $15,000 | 389ee4d6 | |
| 905 | 2019-06-26 | BSTZ | BlackRock Science and Technology Trust II | Purchase | Spouse | $1,001 - $15,000 | 389ee4d6 | |
| 906 | 2019-06-26 | BSTZ | BlackRock Science and Technology Trust II | Purchase | Spouse | $1,001 - $15,000 | ad0f386b | |
| 907 | 2019-06-26 | BSTZ | BlackRock Science and Technology Trust II | Purchase | Spouse | $1,001 - $15,000 | ad0f386b | |
| 908 | 2019-06-21 | — | Bank of America Rate/Coupon: 3.0% Matures: 06/21/2020 | Sale (Full) | Spouse | $15,001 - $50,000 | 389ee4d6 | |
| 909 | 2019-06-21 | — | Bank of America Rate/Coupon: 3.0% Matures: 06/21/2020 | Sale (Full) | Spouse | $15,001 - $50,000 | 389ee4d6 | |
| 910 | 2019-06-21 | — | Bank of America Rate/Coupon: 3.0% Matures: 06/21/2020 | Sale (Full) | Spouse | $15,001 - $50,000 | ad0f386b | |
| 911 | 2019-06-21 | — | Bank of America Rate/Coupon: 3.0% Matures: 06/21/2020 | Sale (Full) | Spouse | $15,001 - $50,000 | ad0f386b | |
| 912 | 2019-06-14 | — | JPM Contingent Autocall on NVDA Rate/Coupon: 12.1% Matures: 06/18/2020 | Purchase | Spouse | $15,001 - $50,000 | 389ee4d6 | |
| 913 | 2019-06-14 | — | JPM Contingent Autocall on NVDA Rate/Coupon: 12.1% Matures: 06/18/2020 | Purchase | Spouse | $15,001 - $50,000 | 389ee4d6 | |
| 914 | 2019-06-14 | — | JPM Contingent Autocall on NVDA Rate/Coupon: 12.1% Matures: 06/18/2020 | Purchase | Spouse | $15,001 - $50,000 | ad0f386b | |
| 915 | 2019-06-14 | — | JPM Contingent Autocall on NVDA Rate/Coupon: 12.1% Matures: 06/18/2020 | Purchase | Spouse | $15,001 - $50,000 | ad0f386b | |
| 916 | 2019-05-02 | VGR | Vector Group Ltd. | Sale (Full) | Spouse | $1,001 - $15,000 | e6e69f39 | |
| 917 | 2019-04-18 | — | UBS Contingent Autocall on SLB 90281C708 Rate/Coupon: 9.0% Matures: 04/23/2020 | Purchase | Spouse | $15,001 - $50,000 | 5a076a67 | |
| 918 | 2019-04-18 | — | UBS Contingent Autocall on SLB 90281C708 Rate/Coupon: 9.0% Matures: 04/23/2020 | Purchase | Spouse | $15,001 - $50,000 | 5a076a67 | |
| 919 | 2019-04-18 | — | UBS Contingent Autocall on SLB 90281C708 Rate/Coupon: 9.0% Matures: 04/23/2020 | Purchase | Spouse | $15,001 - $50,000 | ee11f53b | |
| 920 | 2019-04-18 | — | UBS Contingent Autocall on SLB 90281C708 Rate/Coupon: 9.0% Matures: 04/23/2020 | Purchase | Spouse | $15,001 - $50,000 | ee11f53b | |
| 921 | 2019-04-17 | QCOM | QUALCOMM Incorporated | Sale (Partial) | Spouse | $1,001 - $15,000 | 5a076a67 | |
| 922 | 2019-04-17 | SWKS | Skyworks Solutions, Inc. | Purchase | Spouse | $1,001 - $15,000 | 5a076a67 | |
| 923 | 2019-04-17 | QCOM | QUALCOMM Incorporated | Sale (Full) | Spouse | $1,001 - $15,000 | ee11f53b | |
| 924 | 2019-04-17 | SWKS | Skyworks Solutions, Inc. | Purchase | Spouse | $1,001 - $15,000 | ee11f53b | |
| 925 | 2019-03-29 | — | MS Contingent Autocall on Boeing Rate/Coupon: 8.35% Matures: 04/01/2022 | Purchase | Spouse | $15,001 - $50,000 | e33b0e5c | |
| 926 | 2019-03-29 | — | MS Contingent Autocall on Boeing Rate/Coupon: 8.35% Matures: 04/01/2022 | Purchase | Spouse | $15,001 - $50,000 | e33b0e5c | |
| 927 | 2019-03-28 | — | RBC Contingent Autocall on Nvidia Rate/Coupon: 12.65% Matures: 07/30/219 | Sale (Full) | Spouse | $15,001 - $50,000 | e33b0e5c | |
| 928 | 2019-03-28 | — | RBC Contingent Autocall on Nvidia Rate/Coupon: 12.65% Matures: 07/30/2019 | Sale (Full) | Spouse | $15,001 - $50,000 | e33b0e5c | |
| 929 | 2019-03-20 | — | Quest Diagnostics | Purchase | Spouse | $1,001 - $15,000 | e33b0e5c | |
| 930 | 2019-03-20 | — | Fedex Corp | Sale (Full) | Spouse | $1,001 - $15,000 | e33b0e5c | |
| 931 | 2019-02-27 | WW | WW International, Inc. | Purchase | Spouse | $1,001 - $15,000 | 1fddad5d | |
| 932 | 2019-02-25 | — | Cameco Corp | Sale (Full) | Spouse | $1,001 - $15,000 | 7b87f21b | |
| 933 | 2019-02-25 | — | BAE Systems PLC Spon ADR | Sale (Full) | Spouse | $1,001 - $15,000 | 7b87f21b | |
| 934 | 2019-02-25 | — | Newell Brands Inc | Sale (Full) | Spouse | $1,001 - $15,000 | 7b87f21b | |
| 935 | 2019-02-25 | — | Altria Group Inc | Purchase | Spouse | $1,001 - $15,000 | 7b87f21b | |
| 936 | 2019-02-25 | — | Ishares Ibonds Dec 20 Trm | Sale (Full) | Spouse | $1,001 - $15,000 | 7b87f21b | |
| 937 | 2019-02-25 | — | Citizens Financial | Purchase | Spouse | $1,001 - $15,000 | 7b87f21b | |
| 938 | 2019-02-25 | — | Ishares Ibonds Dec 19 Trm | Sale (Full) | Spouse | $1,001 - $15,000 | 7b87f21b | |
| 939 | 2019-02-25 | — | Goldman Sachs Access Treasury 0-1 | Purchase | Spouse | $15,001 - $50,000 | 7b87f21b | |
| 940 | 2019-02-20 | — | Ishares S&P GSCI Commodity Index Tr | Sale (Full) | Spouse | $1,001 - $15,000 | 7b87f21b | |
| 941 | 2019-02-20 | — | Wisdom Tree US Small Cap Dividend Growth | Sale (Full) | Spouse | $1,001 - $15,000 | 7b87f21b | |
| 942 | 2019-02-20 | — | Ishares Ibonds Dec 19 Trm | Sale (Full) | Spouse | $1,001 - $15,000 | 7b87f21b | |
| 943 | 2019-02-20 | — | First Tr New Opportunity MLP & Energy Fund | Purchase | Spouse | $1,001 - $15,000 | 7b87f21b | |
| 944 | 2019-02-20 | — | Goldman Sachs Access Treasury 0-1 | Purchase | Spouse | $1,001 - $15,000 | 7b87f21b | |
| 945 | 2019-02-15 | — | MS Fixed to Floating Rate Note Rate/Coupon: 4.0% Matures: 02/15/2019 | Sale (Full) | Spouse | $15,001 - $50,000 | 7b87f21b | |
| 946 | 2019-01-25 | — | RBC Contingent Autocall on Nvidia Rate/Coupon: 12.65% Matures: 07/30/2019 | Purchase | Spouse | $15,001 - $50,000 | 0c92e943 | |
| 947 | 2019-01-25 | — | RBC Contingent Autocall on Nvidia Rate/Coupon: 12.65% Matures: 07/30/2019 | Purchase | Spouse | $15,001 - $50,000 | 0c92e943 | |
| 948 | 2019-01-11 | — | Apple Inc | Purchase | Spouse | $1,001 - $15,000 | 0c92e943 | |
| 949 | 2018-12-19 | — | Bank of America Rate/Coupon: 3.0% Matures: 06/21/2019 | Purchase | Spouse | $15,001 - $50,000 | 2ae1f15e | |
| 950 | 2018-12-19 | — | Bank of America Rate/Coupon: 3.0% Matures: 06/21/2019 | Purchase | Spouse | $15,001 - $50,000 | 2ae1f15e | |
| 951 | 2018-12-19 | — | Bank of America Rate/Coupon: 3.0% Matures: 06/21/2020 | Purchase | Spouse | $15,001 - $50,000 | acf289a7 | |
| 952 | 2018-12-19 | — | Bank of America Rate/Coupon: 3.0% Matures: 06/21/2020 | Purchase | Spouse | $15,001 - $50,000 | acf289a7 | |
| 953 | 2018-12-17 | — | Invesco Pacific Growth A | Purchase | Self | $1,001 - $15,000 | 2ae1f15e | |
| 954 | 2018-12-17 | — | Goldman Sachs Rate/Coupon: 4.5% Matures: 12/15/2018 | Sale (Full) | Spouse | $15,001 - $50,000 | 2ae1f15e | |
| 955 | 2018-12-17 | — | Invesco Pacific Growth A | Purchase | Self | $1,001 - $15,000 | acf289a7 | |
| 956 | 2018-12-17 | — | Goldman Sachs Rate/Coupon: 4.5% Matures: 12/15/2018 | Sale (Full) | Spouse | $15,001 - $50,000 | acf289a7 | |
| 957 | 2018-12-10 | — | Compass Materials | Sale (Full) | Spouse | $1,001 - $15,000 | 2ae1f15e | |
| 958 | 2018-12-10 | — | Compass Materials | Sale (Full) | Spouse | $1,001 - $15,000 | acf289a7 | |
| 959 | 2018-11-21 | — | Nuveen JFR Term Preferred Step-up Rate/Coupon: 3.0% Matures: 12/01/2019 | Sale (Full) | Spouse | $1,001 - $15,000 | 3fc1418c | |
| 960 | 2018-11-21 | — | Nuveen JFR Term Preferred Step-up Rate/Coupon: 3.0% Matures: 12/01/2019 | Sale (Full) | Spouse | $1,001 - $15,000 | 3fc1418c | |
| 961 | 2018-11-12 | — | Amazon | Purchase | Spouse | $1,001 - $15,000 | 3fc1418c | |
| 962 | 2018-11-09 | — | Marathon Petroleum Corp | Purchase | Spouse | $1,001 - $15,000 | 3fc1418c | |
| 963 | 2018-11-09 | — | Pfizer | Sale (Full) | Spouse | $1,001 - $15,000 | 3fc1418c | |
| 964 | 2018-11-09 | — | Pfizer Inc | Sale (Full) | Spouse | $1,001 - $15,000 | 3fc1418c | |
| 965 | 2018-11-09 | — | Marathon Petroleum Corp | Purchase | Spouse | $1,001 - $15,000 | 3fc1418c | |
| 966 | 2018-11-02 | — | Amazon | Purchase | Spouse | $1,001 - $15,000 | 3fc1418c | |
| 967 | 2018-10-29 | — | General Electric | Sale (Full) | Spouse | $1,001 - $15,000 | 3235ca53 | |
| 968 | 2018-10-29 | — | Hexcel Corp | Sale (Full) | Spouse | $1,001 - $15,000 | 3235ca53 | |
| 969 | 2018-10-29 | — | Qualcomm Inc | Purchase | Spouse | $1,001 - $15,000 | 3235ca53 | |
| 970 | 2018-10-29 | — | Scotts Miracle Grow | Purchase | Spouse | $1,001 - $15,000 | 3235ca53 | |
| 971 | 2018-10-29 | — | Banco Latinoamerican De Comercio Exterior S.A. | Sale (Full) | Spouse | $1,001 - $15,000 | 3235ca53 | |
| 972 | 2018-10-29 | — | Western Asset inflation Linked Opportunity & Income Fd | Purchase | Spouse | $1,001 - $15,000 | 3235ca53 | |
| 973 | 2018-10-29 | — | Ishares China Large Cap ETF | Purchase | Spouse | $1,001 - $15,000 | 3235ca53 | |
| 974 | 2018-10-29 | — | Agilent Technologies | Sale (Full) | Spouse | $1,001 - $15,000 | 3235ca53 | |
| 975 | 2018-10-29 | — | Lazard Global Total Return & Income | Purchase | Spouse | $1,001 - $15,000 | 3235ca53 | |
| 976 | 2018-10-29 | — | Packaging Corp | Purchase | Spouse | $1,001 - $15,000 | 3235ca53 | |
| 977 | 2018-10-29 | — | Fedex Corp | Purchase | Spouse | $1,001 - $15,000 | 3235ca53 | |
| 978 | 2018-10-29 | — | Altria Group | Sale (Full) | Spouse | $1,001 - $15,000 | 3235ca53 | |
| 979 | 2018-10-29 | — | Metlife | Purchase | Spouse | $1,001 - $15,000 | 3235ca53 | |
| 980 | 2018-10-29 | — | Ishares MSCI Emerging Markets ETF | Purchase | Spouse | $1,001 - $15,000 | 3235ca53 | |
| 981 | 2018-10-29 | — | Raytheon | Purchase | Spouse | $1,001 - $15,000 | 3235ca53 | |
| 982 | 2018-10-29 | — | Mantech Intl | Sale (Full) | Spouse | $1,001 - $15,000 | 3235ca53 | |
| 983 | 2018-10-29 | — | SPDR Eurostoxx 50 ETF | Sale (Full) | Spouse | $1,001 - $15,000 | 3235ca53 | |
| 984 | 2018-10-29 | — | Zoetis Inc Class A | Sale (Full) | Spouse | $1,001 - $15,000 | 3235ca53 | |
| 985 | 2018-10-29 | — | CyrusOne Inc | Purchase | Spouse | $1,001 - $15,000 | 3235ca53 | |
| 986 | 2018-10-29 | — | Sprott Physical Gold & Silver Tr | Purchase | Spouse | $1,001 - $15,000 | 3235ca53 | |
| 987 | 2018-10-29 | — | Pentair PLC | Sale (Full) | Spouse | $1,001 - $15,000 | 3235ca53 | |
| 988 | 2018-10-29 | — | Catalyst Millburn Hgd Strategies | Purchase | Spouse | $1,001 - $15,000 | 3235ca53 | |
| 989 | 2018-10-29 | — | Abbvie | Purchase | Spouse | $1,001 - $15,000 | 3235ca53 | |
| 990 | 2018-10-29 | — | Ishares Ibonds Dec 20 TRM | Purchase | Spouse | $1,001 - $15,000 | 3235ca53 | |
| 991 | 2018-10-29 | — | TenCent Holdings Ltd Unsponsored ADR | Purchase | Spouse | $1,001 - $15,000 | 3235ca53 | |
| 992 | 2018-10-29 | — | Algonquin Power Utils | Sale (Full) | Spouse | $1,001 - $15,000 | 3235ca53 | |
| 993 | 2018-10-29 | — | FT EM SC Alphadex | Purchase | Spouse | $1,001 - $15,000 | 3235ca53 | |
| 994 | 2018-10-29 | — | AQR Long-Short Equity | Purchase | Spouse | $1,001 - $15,000 | 3235ca53 | |
| 995 | 2018-10-29 | — | Ishares Ibonds Dec 18 TRM | Sale (Full) | Spouse | $1,001 - $15,000 | 3235ca53 | |
| 996 | 2018-10-29 | — | Hartford Multifactor Developed Markets ETF | Purchase | Spouse | $1,001 - $15,000 | 3235ca53 | |
| 997 | 2018-10-29 | — | DowDupont | Purchase | Spouse | $1,001 - $15,000 | 3235ca53 | |
| 998 | 2018-10-29 | — | Iron Mountain | Sale (Partial) | Spouse | $1,001 - $15,000 | 3235ca53 | |
| 999 | 2018-10-29 | — | Corning Inc | Sale (Partial) | Spouse | $1,001 - $15,000 | 3235ca53 | |
| 1000 | 2018-10-29 | — | Fifth Third Bancorp | Purchase | Spouse | $1,001 - $15,000 | 3235ca53 | |
| 1001 | 2018-10-29 | — | Intel Corp | Sale (Partial) | Spouse | $1,001 - $15,000 | 3235ca53 | |
| 1002 | 2018-10-29 | — | Tyson Foods | Purchase | Spouse | $1,001 - $15,000 | 3235ca53 | |
| 1003 | 2018-10-29 | — | General Electric | Sale (Full) | Spouse | $1,001 - $15,000 | ead81d70 | |
| 1004 | 2018-10-29 | — | Hexcel Corp | Sale (Full) | Spouse | $1,001 - $15,000 | ead81d70 | |
| 1005 | 2018-10-29 | — | Qualcomm Inc | Purchase | Spouse | $1,001 - $15,000 | ead81d70 | |
| 1006 | 2018-10-29 | — | Scotts Miracle Grow | Purchase | Spouse | $1,001 - $15,000 | ead81d70 | |
| 1007 | 2018-10-29 | — | Banco Latinoamerican De Comercio Exterior S.A. | Sale (Full) | Spouse | $1,001 - $15,000 | ead81d70 | |
| 1008 | 2018-10-29 | — | Western Asset inflation Linked Opportunity & Income Fd | Purchase | Spouse | $1,001 - $15,000 | ead81d70 | |
| 1009 | 2018-10-29 | — | Ishares China Large Cap ETF | Purchase | Spouse | $1,001 - $15,000 | ead81d70 | |
| 1010 | 2018-10-29 | — | Agilent Technologies | Sale (Full) | Spouse | $1,001 - $15,000 | ead81d70 | |
| 1011 | 2018-10-29 | — | Lazard Global Total Return & Income | Purchase | Spouse | $1,001 - $15,000 | ead81d70 | |
| 1012 | 2018-10-29 | — | Packaging Corp | Purchase | Spouse | $1,001 - $15,000 | ead81d70 | |
| 1013 | 2018-10-29 | — | Fedex Corp | Purchase | Spouse | $1,001 - $15,000 | ead81d70 | |
| 1014 | 2018-10-29 | — | Altria Group | Sale (Full) | Spouse | $1,001 - $15,000 | ead81d70 | |
| 1015 | 2018-10-29 | — | Metlife | Purchase | Spouse | $1,001 - $15,000 | ead81d70 | |
| 1016 | 2018-10-29 | — | Ishares MSCI Emerging Markets ETF | Purchase | Spouse | $1,001 - $15,000 | ead81d70 | |
| 1017 | 2018-10-29 | — | Raytheon | Purchase | Spouse | $1,001 - $15,000 | ead81d70 | |
| 1018 | 2018-10-29 | — | Mantech Intl | Sale (Full) | Spouse | $1,001 - $15,000 | ead81d70 | |
| 1019 | 2018-10-29 | — | SPDR Eurostoxx 50 ETF | Sale (Full) | Spouse | $1,001 - $15,000 | ead81d70 | |
| 1020 | 2018-10-29 | — | Zoetis Inc Class A | Sale (Full) | Spouse | $1,001 - $15,000 | ead81d70 | |
| 1021 | 2018-10-29 | — | CyrusOne Inc | Purchase | Spouse | $1,001 - $15,000 | ead81d70 | |
| 1022 | 2018-10-29 | — | Sprott Physical Gold & Silver Tr | Purchase | Spouse | $1,001 - $15,000 | ead81d70 | |
| 1023 | 2018-10-29 | — | Pentair PLC | Sale (Full) | Spouse | $1,001 - $15,000 | ead81d70 | |
| 1024 | 2018-10-29 | — | Catalyst Millburn Hgd Strategies | Purchase | Spouse | $1,001 - $15,000 | ead81d70 | |
| 1025 | 2018-10-29 | — | Abbvie | Purchase | Spouse | $1,001 - $15,000 | ead81d70 | |
| 1026 | 2018-10-29 | — | Ishares Ibonds Dec 20 TRM | Purchase | Spouse | $1,001 - $15,000 | ead81d70 | |
| 1027 | 2018-10-29 | — | TenCent Holdings Ltd Unsponsored ADR | Purchase | Spouse | $1,001 - $15,000 | ead81d70 | |
| 1028 | 2018-10-29 | — | Algonquin Power Utils | Sale (Full) | Spouse | $1,001 - $15,000 | ead81d70 | |
| 1029 | 2018-10-29 | — | FT EM SC Alphadex | Purchase | Spouse | $1,001 - $15,000 | ead81d70 | |
| 1030 | 2018-10-29 | — | AQR Long-Short Equity | Purchase | Spouse | $1,001 - $15,000 | ead81d70 | |
| 1031 | 2018-10-29 | — | Ishares Ibonds Dec 18 TRM | Sale (Full) | Spouse | $1,001 - $15,000 | ead81d70 | |
| 1032 | 2018-10-29 | — | Hartford Multifactor Developed Markets ETF | Purchase | Spouse | $1,001 - $15,000 | ead81d70 | |
| 1033 | 2018-10-29 | — | DowDupont | Purchase | Spouse | $1,001 - $15,000 | ead81d70 | |
| 1034 | 2018-10-29 | — | Iron Mountain | Sale (Partial) | Spouse | $1,001 - $15,000 | ead81d70 | |
| 1035 | 2018-10-29 | — | Corning Inc | Sale (Partial) | Spouse | $1,001 - $15,000 | ead81d70 | |
| 1036 | 2018-10-29 | — | Fifth Third Bancorp | Purchase | Spouse | $1,001 - $15,000 | ead81d70 | |
| 1037 | 2018-10-29 | — | Intel Corp | Sale (Partial) | Spouse | $1,001 - $15,000 | ead81d70 | |
| 1038 | 2018-10-29 | — | Tyson Foods | Purchase | Spouse | $1,001 - $15,000 | ead81d70 | |
| 1039 | 2018-10-26 | — | Amazon | Purchase | Spouse | $1,001 - $15,000 | 3235ca53 | |
| 1040 | 2018-10-26 | — | Toronto Dominion Bank Step-Up Note Rate/Coupon: 3.0% Matures: 10/31/2020 | Purchase | Spouse | $1,001 - $15,000 | 3235ca53 | |
| 1041 | 2018-10-26 | — | Toronto Dominion Bank Step-Up Note Rate/Coupon: 3.0% Matures: 10/31/2020 | Purchase | Spouse | $1,001 - $15,000 | 3235ca53 | |
| 1042 | 2018-10-26 | — | Amazon | Purchase | Spouse | $1,001 - $15,000 | ead81d70 | |
| 1043 | 2018-10-26 | — | Toronto Dominion Bank Step-Up Note Rate/Coupon: 3.0% Matures: 10/31/2020 | Purchase | Spouse | $1,001 - $15,000 | ead81d70 | |
| 1044 | 2018-10-26 | — | Toronto Dominion Bank Step-Up Note Rate/Coupon: 3.0% Matures: 10/31/2020 | Purchase | Spouse | $1,001 - $15,000 | ead81d70 | |
| 1045 | 2018-10-22 | — | Amazon | Purchase | Spouse | $1,001 - $15,000 | 3235ca53 | |
| 1046 | 2018-10-22 | — | Amazon | Purchase | Spouse | $1,001 - $15,000 | ead81d70 | |
| 1047 | 2018-10-12 | — | Amazon | Purchase | Spouse | $1,001 - $15,000 | 3235ca53 | |
| 1048 | 2018-10-12 | — | Amazon | Purchase | Spouse | $1,001 - $15,000 | ead81d70 | |
| 1049 | 2018-10-09 | — | Ishares China Large Cap ETF | Sale (Partial) | Spouse | $1,001 - $15,000 | 3235ca53 | |
| 1050 | 2018-10-09 | — | Alps ETF Trust Alps Medical | Purchase | Spouse | $1,001 - $15,000 | 3235ca53 | |
| 1051 | 2018-10-09 | — | Ishares Core S&P 500 ETF | Sale (Partial) | Spouse | $1,001 - $15,000 | 3235ca53 | |
| 1052 | 2018-10-09 | — | Ishares MSCI India Small Cap | Sale (Full) | Spouse | $1,001 - $15,000 | 3235ca53 | |
| 1053 | 2018-10-09 | — | SPDR Eurostoxx 50 ETF | Sale (Partial) | Spouse | $1,001 - $15,000 | 3235ca53 | |
| 1054 | 2018-10-09 | — | Victoryshares US 500 Volatility | Purchase | Spouse | $1,001 - $15,000 | 3235ca53 | |
| 1055 | 2018-10-09 | — | SPDR S&P Aerospace & Defense ETF | Purchase | Spouse | $1,001 - $15,000 | 3235ca53 | |
| 1056 | 2018-10-09 | — | FT Nasdaq Cybersecurity ETF | Purchase | Spouse | $1,001 - $15,000 | 3235ca53 | |
| 1057 | 2018-10-09 | — | Kraneshares Bosera MSCI China A | Sale (Partial) | Spouse | $1,001 - $15,000 | 3235ca53 | |
| 1058 | 2018-10-09 | — | Ishares US Regional Bank ETF | Purchase | Spouse | $1,001 - $15,000 | 3235ca53 | |
| 1059 | 2018-10-09 | — | Lord Abbbett Ultra Short Bd Fund | Purchase | Spouse | $1,001 - $15,000 | 3235ca53 | |
| 1060 | 2018-10-09 | — | Ishares Ibonds Dec 18 Trm ETF | Sale (Full) | Spouse | $1,001 - $15,000 | 3235ca53 | |
| 1061 | 2018-10-09 | — | Ishares Ibonds Dec 19 Trm ETF | Purchase | Spouse | $1,001 - $15,000 | 3235ca53 | |
| 1062 | 2018-10-09 | — | Global X Fintech ETF | Purchase | Spouse | $1,001 - $15,000 | 3235ca53 | |
| 1063 | 2018-10-09 | — | Fidelity Advisor Intl Capital Appreciation | Purchase | Spouse | $1,001 - $15,000 | 3235ca53 | |
| 1064 | 2018-10-09 | — | Ishares China Large Cap ETF | Sale (Partial) | Spouse | $1,001 - $15,000 | ead81d70 | |
| 1065 | 2018-10-09 | — | Alps ETF Trust Alps Medical | Purchase | Spouse | $1,001 - $15,000 | ead81d70 | |
| 1066 | 2018-10-09 | — | S&P 500 Index Fd | Sale (Partial) | Spouse | $1,001 - $15,000 | ead81d70 | |
| 1067 | 2018-10-09 | — | Ishares MSCI India Small Cap | Sale (Full) | Spouse | $1,001 - $15,000 | ead81d70 | |
| 1068 | 2018-10-09 | — | SPDR Eurostoxx 50 ETF | Sale (Full) | Spouse | $1,001 - $15,000 | ead81d70 | |
| 1069 | 2018-10-09 | — | Victoryshares US 500 Volatility | Purchase | Spouse | $1,001 - $15,000 | ead81d70 | |
| 1070 | 2018-10-09 | — | SPDR S&P Aerospace & Defense ETF | Purchase | Spouse | $1,001 - $15,000 | ead81d70 | |
| 1071 | 2018-10-09 | — | FT Nasdaq Cybersecurity ETF | Purchase | Spouse | $1,001 - $15,000 | ead81d70 | |
| 1072 | 2018-10-09 | — | Kraneshares Bosera MSCI China A | Sale (Partial) | Spouse | $1,001 - $15,000 | ead81d70 | |
| 1073 | 2018-10-09 | — | Ishares US Regional Bank ETF | Purchase | Spouse | $1,001 - $15,000 | ead81d70 | |
| 1074 | 2018-10-09 | — | Lord Abbbett Ultra Short Bd Fund | Purchase | Spouse | $1,001 - $15,000 | ead81d70 | |
| 1075 | 2018-10-09 | — | Ishares Ibonds Dec 18 Trm ETF | Sale (Full) | Spouse | $1,001 - $15,000 | ead81d70 | |
| 1076 | 2018-10-09 | — | Ishares Ibonds Dec 19 Trm ETF | Purchase | Spouse | $1,001 - $15,000 | ead81d70 | |
| 1077 | 2018-10-09 | — | Global X Fintech ETF | Purchase | Spouse | $1,001 - $15,000 | ead81d70 | |
| 1078 | 2018-10-09 | — | Fidelity Advisor Intl Capital Appreciation | Purchase | Spouse | $1,001 - $15,000 | ead81d70 | |
| 1079 | 2018-10-05 | — | Raytheon | Purchase | Spouse | $1,001 - $15,000 | 3235ca53 | |
| 1080 | 2018-10-05 | — | Raytheon | Purchase | Spouse | $1,001 - $15,000 | ead81d70 | |
| 1081 | 2018-05-24 | — | Nvent Electric | Sale (Full) | Spouse | $1,001 - $15,000 | 735d698e | |
| 1082 | 2018-05-24 | — | The Scotts Miracle-Gro Group | Purchase | Spouse | $1,001 - $15,000 | 735d698e | |
| 1083 | 2018-05-18 | — | Aberdeen Ultra Short Muni Income Inst | Sale (Full) | Spouse | $1,001 - $15,000 | 735d698e | |
| 1084 | 2018-05-17 | — | Lord Abbett Ultra Short Bond Fd | Purchase | Spouse | $1,001 - $15,000 | 735d698e | |
| 1085 | 2018-05-11 | — | Arrow Managed Futures Strategies A | Sale (Full) | Spouse | $1,001 - $15,000 | 735d698e | |
| 1086 | 2018-05-11 | — | Catalyst Millburn Hedged Strategies I | Purchase | Spouse | $1,001 - $15,000 | 735d698e | |
| 1087 | 2018-05-11 | — | Arrow Managed Futures Strategies A | Sale (Full) | Spouse | $1,001 - $15,000 | 735d698e | |
| 1088 | 2018-05-11 | — | Catalyst Millburn Hedged Strategies I | Purchase | Spouse | $1,001 - $15,000 | 735d698e | |
| 1089 | 2018-05-01 | — | Hormel Foods | Sale (Full) | Spouse | $1,001 - $15,000 | 61f45eac | |
| 1090 | 2018-05-01 | — | Alpine Ultra-Short Muni Income I | Sale (Partial) | Spouse | $1,001 - $15,000 | 735d698e | |
| 1091 | 2018-05-01 | — | Ishares Ibonds Dec 2019 Trm Corp | Purchase | Spouse | $1,001 - $15,000 | 735d698e | |
| 1092 | 2018-05-01 | — | Kraneshares Bosera MSCI China A | Purchase | Spouse | $1,001 - $15,000 | 735d698e | |
| 1093 | 2018-05-01 | — | SPDR S&P Aerospace & Def ETF | Sale (Partial) | Spouse | $1,001 - $15,000 | 735d698e | |
| 1094 | 2018-05-01 | — | ETFMG Prime Mobile Payments ETF | Sale (Full) | Spouse | $1,001 - $15,000 | 735d698e | |
| 1095 | 2018-05-01 | — | National Presto Corp | Sale (Full) | Spouse | $1,001 - $15,000 | 735d698e | |
| 1096 | 2018-05-01 | — | Harris Corp Delaware | Sale (Partial) | Spouse | $1,001 - $15,000 | 735d698e | |
| 1097 | 2018-05-01 | — | Iron Mountain | Purchase | Spouse | $1,001 - $15,000 | 735d698e | |
| 1098 | 2018-05-01 | — | Ishares Ibonds Dec 2019 Trm Corp | Purchase | Spouse | $1,001 - $15,000 | 735d698e | |
| 1099 | 2018-05-01 | — | Ishares Ibonds Dec 2018 Trm Corp | Sale (Full) | Spouse | $1,001 - $15,000 | 735d698e | |
| 1100 | 2018-05-01 | — | Newell Corp | Purchase | Spouse | $1,001 - $15,000 | 735d698e | |
| 1101 | 2018-05-01 | — | CVS Health | Purchase | Spouse | $1,001 - $15,000 | 735d698e | |
| 1102 | 2018-01-17 | — | Owens & Minor Rate/Coupon: 3.875% Matures: 09/15/2021 | Purchase | Spouse | $15,001 - $50,000 | b9beb296 | |
| 1103 | 2018-01-16 | — | Icahn Enterprises Rate/Coupon: 4.875% Matures: 03/15/2019 | Sale (Full) | Spouse | $15,001 - $50,000 | b9beb296 | |
| 1104 | 2018-01-12 | — | Ishares S&P Smll-Cap 600 Value | Purchase | Spouse | $1,001 - $15,000 | b9beb296 | |
| 1105 | 2018-01-12 | — | Ishares Core S&P Small Cap ETF | Sale (Partial) | Spouse | $1,001 - $15,000 | b9beb296 | |
| 1106 | 2018-01-12 | — | Ishares MSCI India Sm Cap | Purchase | Spouse | $1,001 - $15,000 | b9beb296 | |
| 1107 | 2018-01-12 | — | ETFMG Prime Mobile Payments | Purchase | Spouse | $1,001 - $15,000 | b9beb296 | |
| 1108 | 2018-01-12 | — | Wisdom Tree Intl Sm Cap Div | Purchase | Spouse | $1,001 - $15,000 | b9beb296 | |
| 1109 | 2018-01-12 | — | Ishares S&P GS Commodity Index | Purchase | Spouse | $1,001 - $15,000 | b9beb296 | |
| 1110 | 2018-01-12 | — | Arrow Managed Futures | Sale (Partial) | Spouse | $1,001 - $15,000 | b9beb296 | |
| 1111 | 2018-01-12 | — | Global X Lithium & Battery | Purchase | Spouse | $1,001 - $15,000 | b9beb296 | |
| 1112 | 2018-01-12 | — | Global X Robotics & Artificial Intelligence | Purchase | Spouse | $1,001 - $15,000 | b9beb296 | |
| 1113 | 2018-01-12 | — | Alpine Ultra Short Muni Income | Sale (Partial) | Spouse | $1,001 - $15,000 | b9beb296 | |
| 1114 | 2018-01-12 | — | Omega Healthcare Inv | Purchase | Spouse | $1,001 - $15,000 | b9beb296 | |
| 1115 | 2018-01-12 | — | Ares Capital | Purchase | Spouse | $1,001 - $15,000 | b9beb296 | |
| 1116 | 2018-01-12 | — | Western Asset /Claymore Inflation & Opportunity | Sale (Partial) | Spouse | $1,001 - $15,000 | b9beb296 | |
| 1117 | 2018-01-12 | — | Owens & Minor | Purchase | Spouse | $1,001 - $15,000 | b9beb296 | |
| 1118 | 2018-01-12 | — | Ishares China Large Cap | Purchase | Spouse | $1,001 - $15,000 | b9beb296 | |
| 1119 | 2018-01-12 | — | Newell Brands | Purchase | Spouse | $1,001 - $15,000 | b9beb296 | |
| 1120 | 2018-01-12 | — | Axis Capital Holdings | Sale (Full) | Spouse | $1,001 - $15,000 | b9beb296 | |
| 1121 | 2018-01-12 | — | Ishares MSCI EAFE | Sale (Full) | Spouse | $1,001 - $15,000 | b9beb296 | |
| 1122 | 2018-01-12 | — | Gladstone Corp | Purchase | Spouse | $1,001 - $15,000 | b9beb296 | |
| 1123 | 2018-01-12 | — | CyrusOne | Purchase | Spouse | $1,001 - $15,000 | b9beb296 | |
| 1124 | 2018-01-12 | — | Ishares Ibonds Dec 20 Trm | Sale (Full) | Spouse | $1,001 - $15,000 | b9beb296 | |
| 1125 | 2018-01-12 | — | FT EM SC Alphadex | Purchase | Spouse | $1,001 - $15,000 | b9beb296 | |
| 1126 | 2018-01-12 | — | Ishares Ibonds Dec 2018 term | Purchase | Spouse | $1,001 - $15,000 | b9beb296 | |
| 1127 | 2018-01-12 | — | Hartford Multifactor Developed Mkt | Purchase | Spouse | $1,001 - $15,000 | b9beb296 | |
| 1128 | 2018-01-12 | — | Pacer Trendpilot 750 | Sale (Partial) | Spouse | $1,001 - $15,000 | b9beb296 | |
| 1129 | 2018-01-12 | — | Pacer Trendpilot 450 | Sale (Partial) | Spouse | $1,001 - $15,000 | b9beb296 | |
| 1130 | 2018-01-12 | — | Pacer Trendpilot 100 | Purchase | Spouse | $1,001 - $15,000 | b9beb296 | |
| 1131 | 2018-01-12 | — | Global X Lithium & Battery | Purchase | Spouse | $1,001 - $15,000 | b9beb296 | |
| 1132 | 2018-01-12 | — | FMC Corp | Sale (Full) | Spouse | $1,001 - $15,000 | b9beb296 | |
| 1133 | 2018-01-12 | — | General Electric | Purchase | Spouse | $1,001 - $15,000 | b9beb296 | |
| 1134 | 2018-01-12 | — | Intel Corp | Purchase | Spouse | $1,001 - $15,000 | b9beb296 | |
| 1135 | 2018-01-12 | — | Robert Half Intl | Sale (Full) | Spouse | $1,001 - $15,000 | b9beb296 | |
| 1136 | 2017-12-29 | — | Seagate Technology | Purchase | Spouse | $1,001 - $15,000 | f41059bd | |
| 1137 | 2017-12-12 | — | Iron Mountain | Purchase | Spouse | $1,001 - $15,000 | f41059bd | |
| 1138 | 2017-12-06 | — | Owens & Minor Rate/Coupon: 3.875% Matures: 09/15/2021 | Purchase | Spouse | $15,001 - $50,000 | f41059bd | |
| 1139 | 2017-11-27 | — | Prudential Jennison Global Opportunity A | Purchase | Spouse | $1,001 - $15,000 | 79153a16 | |
| 1140 | 2017-11-27 | — | Fidelity Advisor International Small Cap A | Purchase | Spouse | $1,001 - $15,000 | 79153a16 | |
| 1141 | 2017-11-17 | — | UBS Contingent Autocall Marathon Petroleum Rate/Coupon: 11% Matures: 08/17/2018 | Sale (Full) | Spouse | $15,001 - $50,000 | 79153a16 | |
| 1142 | 2017-10-30 | — | Oakmark International I Fund | Purchase | Spouse | $1,001 - $15,000 | 78083c69 | |
| 1143 | 2017-10-30 | — | Fidelity Advisor International Capital Appreciation I Fund | Sale (Partial) | Spouse | $1,001 - $15,000 | 78083c69 | |
| 1144 | 2017-10-25 | — | AQR Long-Short Equity Fund | Purchase | Spouse | $1,001 - $15,000 | 78083c69 | |
| 1145 | 2017-10-05 | — | SPDR S&P Aerospace and Defense ETF | Purchase | Spouse | $1,001 - $15,000 | 78083c69 | |
| 1146 | 2017-10-05 | — | Powershares Aerospace and Defense ETF | Sale (Full) | Spouse | $1,001 - $15,000 | 78083c69 | |
| 1147 | 2017-10-05 | — | SPDR S&P Aerospace and Defense ETF | Purchase | Spouse | $1,001 - $15,000 | 78083c69 | |
| 1148 | 2017-10-05 | — | Powershares Aerospace and Defense ETF | Sale (Full) | Spouse | $1,001 - $15,000 | 78083c69 | |
| 1149 | 2017-10-02 | — | AQR Long-Short Equity Fund | Purchase | Spouse | $1,001 - $15,000 | 78083c69 | |
| 1150 | 2017-10-02 | — | MS Contingent Autocall on MPC Rate/Coupon: 10.15% Matures: 06/29/2018 | Sale (Full) | Spouse | $1,001 - $15,000 | 78083c69 | |
| 1151 | 2017-09-29 | — | Western Asset/Claymore Inflation | Purchase | Spouse | $1,001 - $15,000 | 07935a4d | |
| 1152 | 2017-09-29 | — | SPDR Gold Tr Gold Shs | Purchase | Spouse | $1,001 - $15,000 | 07935a4d | |
| 1153 | 2017-09-29 | — | Ishares Ibonds Dec 20 Trm Corp | Purchase | Spouse | $1,001 - $15,000 | 07935a4d | |
| 1154 | 2017-09-29 | — | Ishares Ibonds Dec 18 Trm Corp | Purchase | Spouse | $1,001 - $15,000 | 07935a4d | |
| 1155 | 2017-09-29 | — | Pacer Trendpilot 750 ETF | Purchase | Spouse | $1,001 - $15,000 | 07935a4d | |
| 1156 | 2017-09-29 | — | Pacer Trendpilot 450 ETF | Purchase | Spouse | $1,001 - $15,000 | 07935a4d | |
| 1157 | 2017-09-29 | — | FS Investment Corp Rate/Coupon: 4.0% Matures: 07/15/2019 | Sale (Full) | Spouse | $1,001 - $15,000 | 07935a4d | |
| 1158 | 2017-09-29 | — | Central Fund of Canada | Sale (Partial) | Spouse | $1,001 - $15,000 | 07935a4d | |
| 1159 | 2017-09-29 | — | Compass Minerals | Purchase | Spouse | $1,001 - $15,000 | 07935a4d | |
| 1160 | 2017-09-29 | — | Acadian Timber | Sale (Full) | Spouse | $1,001 - $15,000 | 07935a4d | |
| 1161 | 2017-09-29 | — | Western Asset/Claymore Inflation | Purchase | Spouse | $1,001 - $15,000 | 691f9cb6 | |
| 1162 | 2017-09-29 | — | SPDR Gold Tr Gold Shs | Purchase | Spouse | $1,001 - $15,000 | 691f9cb6 | |
| 1163 | 2017-09-29 | — | Ishares Ibonds Dec 20 Trm Corp | Purchase | Spouse | $1,001 - $15,000 | 691f9cb6 | |
| 1164 | 2017-09-29 | — | Ishares Ibonds Dec 18 Trm Corp | Purchase | Spouse | $1,001 - $15,000 | 691f9cb6 | |
| 1165 | 2017-09-29 | — | Pacer Trendpilot 750 ETF | Purchase | Spouse | $1,001 - $15,000 | 691f9cb6 | |
| 1166 | 2017-09-29 | — | Pacer Trendpilot 450 ETF | Purchase | Spouse | $1,001 - $15,000 | 691f9cb6 | |
| 1167 | 2017-09-29 | — | FS Investment Corp Rate/Coupon: 4.0% Matures: 07/15/2019 | Sale (Full) | Spouse | $1,001 - $15,000 | 691f9cb6 | |
| 1168 | 2017-09-29 | — | Central Fund of Canada | Sale (Partial) | Spouse | $1,001 - $15,000 | 691f9cb6 | |
| 1169 | 2017-09-29 | — | Compass Minerals | Purchase | Spouse | $1,001 - $15,000 | 691f9cb6 | |
| 1170 | 2017-09-29 | — | Acadian Timber | Sale (Full) | Spouse | $15,001 - $50,000 | 691f9cb6 | |
| 1171 | 2017-09-20 | — | Government Properties Inc Rate/Coupon: 4.0% Matures: 07/15/2022 | Purchase | Spouse | $15,001 - $50,000 | 07935a4d | |
| 1172 | 2017-09-20 | — | Compass Bank Rate/Coupon: 3.875% Matures: 04/10/2025 | Sale (Full) | Spouse | $15,001 - $50,000 | 07935a4d | |
| 1173 | 2017-09-20 | — | Government Properties Inc Rate/Coupon: 4.0% Matures: 07/15/2022 | Purchase | Spouse | $15,001 - $50,000 | 691f9cb6 | |
| 1174 | 2017-09-20 | — | Compass Bank Rate/Coupon: 3.875% Matures: 04/10/2025 | Sale (Full) | Spouse | $15,001 - $50,000 | 691f9cb6 | |
| 1175 | 2017-09-18 | — | Hexcel Corp New | Purchase | Spouse | $1,001 - $15,000 | 07935a4d | |
| 1176 | 2017-09-18 | — | Mantech Intl Corp Cl A | Purchase | Spouse | $1,001 - $15,000 | 07935a4d | |
| 1177 | 2017-09-18 | — | Orbital ATK | Sale (Full) | Spouse | $1,001 - $15,000 | 07935a4d | |
| 1178 | 2017-09-18 | — | Hexcel Corp New | Purchase | Spouse | $1,001 - $15,000 | 691f9cb6 | |
| 1179 | 2017-09-18 | — | Mantech Intl Corp Cl A | Purchase | Spouse | $1,001 - $15,000 | 691f9cb6 | |
| 1180 | 2017-09-18 | — | Orbital ATK | Sale (Full) | Spouse | $1,001 - $15,000 | 691f9cb6 | |
| 1181 | 2017-09-07 | — | SPDR Gold Tr Gold Shs | Purchase | Spouse | $1,001 - $15,000 | 07935a4d | |
| 1182 | 2017-09-07 | — | Central Fund of Canada | Purchase | Spouse | $1,001 - $15,000 | 07935a4d | |
| 1183 | 2017-09-07 | — | SPDR Gold Tr Gold Shs | Purchase | Spouse | $1,001 - $15,000 | 691f9cb6 | |
| 1184 | 2017-09-07 | — | Central Fund of Canada | Purchase | Spouse | $1,001 - $15,000 | 691f9cb6 | |
| 1185 | 2017-09-05 | — | HSBC Contingent Autocall on Anadarko Petroleum Rate/Coupon: 9.0% Matures: 09/05/2017 | Sale (Full) | Spouse | $1,001 - $15,000 | 07935a4d | |
| 1186 | 2017-09-05 | — | HSBC Contingent Autocall on Anadarko Petroleum Rate/Coupon: 9.0% Matures: 09/05/2017 | Sale (Full) | Spouse | $1,001 - $15,000 | 691f9cb6 | |
| 1187 | 2017-08-31 | — | Visa Inc | Purchase | Spouse | $1,001 - $15,000 | da821a06 | |
| 1188 | 2017-08-31 | — | Ishares S&P Mid-Cap 400 Growth ETF | Sale (Full) | Spouse | $15,001 - $50,000 | da821a06 | |
| 1189 | 2017-08-31 | — | Ishares Russell 2000 Value ETF | Sale (Partial) | Spouse | $1,001 - $15,000 | da821a06 | |
| 1190 | 2017-08-31 | — | Total S.A. Sponsored ADR | Purchase | Spouse | $1,001 - $15,000 | da821a06 | |
| 1191 | 2017-08-31 | QCOM | QUALCOMM Incorporated | Sale (Partial) | Spouse | $1,001 - $15,000 | da821a06 | |
| 1192 | 2017-08-31 | RMD | ResMed Inc. | Purchase | Spouse | $1,001 - $15,000 | da821a06 | |
| 1193 | 2017-08-31 | — | Omega Healthcare Inc Inc | Sale (Partial) | Spouse | $1,001 - $15,000 | da821a06 | |
| 1194 | 2017-08-31 | ARCC | Ares Capital Corporation | Sale (Partial) | Spouse | $1,001 - $15,000 | da821a06 | |
| 1195 | 2017-08-31 | — | BancoLatinomericano De Comericio Exteror S.A. | Purchase | Spouse | $1,001 - $15,000 | da821a06 | |
| 1196 | 2017-08-31 | — | BAE Systems PLC Sponsored ADR | Purchase | Spouse | $1,001 - $15,000 | da821a06 | |
| 1197 | 2017-08-31 | — | Western Asset/Claymore Inflation Opportunity Income Tr | Purchase | Spouse | $1,001 - $15,000 | da821a06 | |
| 1198 | 2017-08-31 | — | Owens & Minor Corp | Sale (Partial) | Spouse | $1,001 - $15,000 | da821a06 | |
| 1199 | 2017-08-31 | — | Verizon Corp | Sale (Partial) | Spouse | $1,001 - $15,000 | da821a06 | |
| 1200 | 2017-08-31 | — | Ishares China Large-Cap ETF | Purchase | Spouse | $1,001 - $15,000 | da821a06 | |
| 1201 | 2017-08-31 | — | Agilent Corp | Purchase | Spouse | $1,001 - $15,000 | da821a06 | |
| 1202 | 2017-08-31 | — | Nvidia Corp | Purchase | Spouse | $1,001 - $15,000 | da821a06 | |
| 1203 | 2017-08-31 | — | Ishares S&P 500 Growth ETF | Sale (Full) | Spouse | $1,001 - $15,000 | da821a06 | |
| 1204 | 2017-08-31 | — | Ishares Russell 1000 Value ETF | Sale (Partial) | Spouse | $1,001 - $15,000 | da821a06 | |
| 1205 | 2017-08-31 | — | Alexandria Real Estate Equity Inc | Purchase | Spouse | $1,001 - $15,000 | da821a06 | |
| 1206 | 2017-08-31 | NWL | Newell Brands Inc. | Purchase | Spouse | $1,001 - $15,000 | da821a06 | |
| 1207 | 2017-08-31 | — | Diageo PLC Sponsored ADR | Purchase | Spouse | $1,001 - $15,000 | da821a06 | |
| 1208 | 2017-08-31 | — | Honeywell Intl Inc | Sale (Partial) | Spouse | $1,001 - $15,000 | da821a06 | |
| 1209 | 2017-08-31 | — | Packaging Corp of America | Purchase | Spouse | $1,001 - $15,000 | da821a06 | |
| 1210 | 2017-08-31 | — | Altria Corp | Sale (Partial) | Spouse | $1,001 - $15,000 | da821a06 | |
| 1211 | 2017-08-31 | — | MetLife Inc | Purchase | Spouse | $1,001 - $15,000 | da821a06 | |
| 1212 | 2017-08-31 | — | Ishares MSCI Emerging Mkts ETF | Sale (Partial) | Spouse | $1,001 - $15,000 | da821a06 | |
| 1213 | 2017-08-31 | PBA | Pembina Pipeline Corporation | Purchase | Spouse | $1,001 - $15,000 | da821a06 | |
| 1214 | 2017-08-31 | — | Axis Capital Holdings Ltd | Purchase | Spouse | $1,001 - $15,000 | da821a06 | |
| 1215 | 2017-08-31 | — | Medical Properties Trust Inc | Sale (Partial) | Spouse | $1,001 - $15,000 | da821a06 | |
| 1216 | 2017-08-31 | — | Ishares MSCI EAFE ETF | Sale (Partial) | Spouse | $1,001 - $15,000 | da821a06 | |
| 1217 | 2017-08-31 | GLAD | Gladstone Capital Corporation | Purchase | Spouse | $1,001 - $15,000 | da821a06 | |
| 1218 | 2017-08-31 | — | Powershares Aerospace and Defense ETF | Purchase | Spouse | $1,001 - $15,000 | da821a06 | |
| 1219 | 2017-08-31 | — | ETN - Eaton Corporation plc | Purchase | Spouse | $1,001 - $15,000 | da821a06 | |
| 1220 | 2017-08-31 | — | Zoetis Corp | Purchase | Spouse | $1,001 - $15,000 | da821a06 | |
| 1221 | 2017-08-31 | — | CONE - CyrusOne Inc. | Purchase | Spouse | $1,001 - $15,000 | da821a06 | |
| 1222 | 2017-08-31 | — | SPDR Gold Tr Gold Shares | Purchase | Spouse | $1,001 - $15,000 | da821a06 | |
| 1223 | 2017-08-31 | — | PNR - Pentair plc | Purchase | Spouse | $1,001 - $15,000 | da821a06 | |
| 1224 | 2017-08-31 | — | Ishares Ibonds Dec 20 Trm Corp | Purchase | Spouse | $1,001 - $15,000 | da821a06 | |
| 1225 | 2017-08-31 | — | Western Asset Emerging Markets Fd | Sale (Full) | Spouse | $1,001 - $15,000 | da821a06 | |
| 1226 | 2017-08-31 | — | Tencent Holdings Ltd Unsponsored ADR | Purchase | Spouse | $1,001 - $15,000 | da821a06 | |
| 1227 | 2017-08-31 | — | Algonquin Power Utilities Corp | Sale (Partial) | Spouse | $1,001 - $15,000 | da821a06 | |
| 1228 | 2017-08-31 | — | Arrow Managed Futures Strat A | Purchase | Spouse | $1,001 - $15,000 | da821a06 | |
| 1229 | 2017-08-31 | — | Oribtal ATK Inc | Purchase | Spouse | $1,001 - $15,000 | da821a06 | |
| 1230 | 2017-08-31 | — | Ishares Ibonds Dec 18 Trm Corp | Purchase | Spouse | $1,001 - $15,000 | da821a06 | |
| 1231 | 2017-08-31 | — | Pacer Trendpilot 750 ETF | Purchase | Spouse | $1,001 - $15,000 | da821a06 | |
| 1232 | 2017-08-31 | PTMC | Pacer Funds Trust - Pacer Trendpilot 450 ETF | Purchase | Spouse | $1,001 - $15,000 | da821a06 | |
| 1233 | 2017-08-31 | — | Chubb Corp | Purchase | Spouse | $1,001 - $15,000 | da821a06 | |
| 1234 | 2017-08-31 | — | Abbott Labs | Sale (Partial) | Spouse | $1,001 - $15,000 | da821a06 | |
| 1235 | 2017-08-31 | — | Analog Devices Inc | Purchase | Spouse | $1,001 - $15,000 | da821a06 | |
| 1236 | 2017-08-31 | — | AAPL-Apple Inc. | Sale (Partial) | Spouse | $1,001 - $15,000 | da821a06 | |
| 1237 | 2017-08-31 | — | Bristol Myers Squibb | Purchase | Spouse | $1,001 - $15,000 | da821a06 | |
| 1238 | 2017-08-31 | — | CSCO-Cisco Systems, Inc. | Sale (Partial) | Spouse | $1,001 - $15,000 | da821a06 | |
| 1239 | 2017-08-31 | GLW | Corning Incorporated | Purchase | Spouse | $1,001 - $15,000 | da821a06 | |
| 1240 | 2017-08-31 | DHR | Danaher Corporation | Purchase | Spouse | $1,001 - $15,000 | da821a06 | |
| 1241 | 2017-08-31 | — | Walt Disney Corp | Sale (Partial) | Spouse | $1,001 - $15,000 | da821a06 | |
| 1242 | 2017-08-31 | — | FMC Corp New | Purchase | Spouse | $1,001 - $15,000 | da821a06 | |
| 1243 | 2017-08-31 | — | GE-General Electric Company | Sale (Partial) | Spouse | $1,001 - $15,000 | da821a06 | |
| 1244 | 2017-08-31 | HRS | Harris Corporation | Purchase | Spouse | $1,001 - $15,000 | da821a06 | |
| 1245 | 2017-08-31 | HRL | Hormel Foods Corporation | Purchase | Spouse | $1,001 - $15,000 | da821a06 | |
| 1246 | 2017-08-31 | — | INTC-Intel Corporation | Sale (Partial) | Spouse | $1,001 - $15,000 | da821a06 | |
| 1247 | 2017-08-31 | — | Johnson and Johnson | Sale (Partial) | Spouse | $1,001 - $15,000 | da821a06 | |
| 1248 | 2017-08-31 | — | MSFT-Microsoft Corporation | Sale (Partial) | Spouse | $1,001 - $15,000 | da821a06 | |
| 1249 | 2017-08-31 | NPK | National Presto Industries, Inc. | Purchase | Spouse | $1,001 - $15,000 | da821a06 | |
| 1250 | 2017-08-31 | — | PFE-Pfizer Inc. | Sale (Partial) | Spouse | $1,001 - $15,000 | da821a06 | |
| 1251 | 2017-08-31 | — | PG-The Procter & Gamble Company | Sale (Partial) | Spouse | $1,001 - $15,000 | da821a06 | |
| 1252 | 2017-08-31 | RHI | Robert Half International Inc. | Purchase | Spouse | $1,001 - $15,000 | da821a06 | |
| 1253 | 2017-08-31 | TMO | Thermo Fisher Scientific Inc. | Purchase | Spouse | $1,001 - $15,000 | da821a06 | |
| 1254 | 2017-08-04 | — | Ishares China Large Cap ETF | Purchase | Spouse | $1,001 - $15,000 | da821a06 | |
| 1255 | 2017-08-04 | — | S&P 500 Index Fund | Sale (Partial) | Spouse | $1,001 - $15,000 | da821a06 | |
| 1256 | 2017-08-04 | — | Ishares SP Smallcap 600 Index | Purchase | Spouse | $1,001 - $15,000 | da821a06 | |
| 1257 | 2017-08-04 | — | Kraneshares CSI China Internet ETF | Purchase | Spouse | $1,001 - $15,000 | da821a06 | |
| 1258 | 2017-08-04 | — | SPDR Euro Stoxx 50 ETF | Purchase | Spouse | $1,001 - $15,000 | da821a06 | |
| 1259 | 2017-08-04 | — | SPDR Gold Tr Gold Shs | Purchase | Spouse | $1,001 - $15,000 | da821a06 | |
| 1260 | 2017-08-04 | — | Powershares ETF TR Dyna Buyback | Sale (Full) | Spouse | $1,001 - $15,000 | da821a06 | |
| 1261 | 2017-08-04 | — | Vaneck Vectors Junior Gold Minors | Purchase | Spouse | $1,001 - $15,000 | da821a06 | |
| 1262 | 2017-08-04 | — | Wisdom Tree Us Small Cap QA Dividend Growth Fd | Purchase | Spouse | $1,001 - $15,000 | da821a06 | |
| 1263 | 2017-08-04 | — | Fidelity Advisor Emerging Markets Class I | Sale (Partial) | Spouse | $1,001 - $15,000 | da821a06 | |
| 1264 | 2017-08-04 | — | Fidelity Advisor International Capital Appreciation Class I | Sale (Partial) | Spouse | $1,001 - $15,000 | da821a06 | |
| 1265 | 2017-08-04 | — | Alpine Ultra Short Municipal Inc Fund | Purchase | Spouse | $1,001 - $15,000 | da821a06 | |
| 1266 | 2017-06-30 | — | UBS Contingent Autocall on Met Life Rate/Coupon: 8.25% Matures: 06/30/2017 | Sale (Full) | Spouse | $1,001 - $15,000 | ce8a5fa4 | |
| 1267 | 2017-06-28 | QCOM | QUALCOMM Incorporated | Purchase | Spouse | $1,001 - $15,000 | ce8a5fa4 | |
| 1268 | 2017-06-28 | — | Central Fund of Canada | Purchase | Spouse | $1,001 - $15,000 | ce8a5fa4 | |
| 1269 | 2017-06-27 | — | Barclays Step-up Callable Note Rate/Coupon: 2% Matures: 06/30/2020 | Purchase | Spouse | $1,001 - $15,000 | ce8a5fa4 | |
| 1270 | 2017-06-20 | — | KBA - KraneShares Bosera MSCI China A ETF | Purchase | Spouse | $1,001 - $15,000 | ce8a5fa4 | |
| 1271 | 2017-02-28 | — | SE - Spectra Energy Corp | Exchange | Self | $15,001 - $50,000 | 1c67a189 | |
| 1272 | 2017-02-28 | — | Enbridge Inc | Exchange | Self | $15,001 - $50,000 | 1c67a189 | |
| 1273 | 2017-02-10 | — | Preospect Capital Group | Sale (Full) | Spouse | $1,001 - $15,000 | 1c67a189 | |
| 1274 | 2017-01-23 | — | Pfizer Inc | Purchase | Spouse | $1,001 - $15,000 | 76d3f15b | |
| 1275 | 2017-01-23 | — | Pfizer Inc | Purchase | Spouse | $1,001 - $15,000 | 76d3f15b | |
| 1276 | 2017-01-17 | — | Vector Group Ltd. | Purchase | Spouse | $1,001 - $15,000 | 76d3f15b | |
| 1277 | 2017-01-17 | — | Reynolds American Inc. | Sale (Full) | Spouse | $1,001 - $15,000 | 76d3f15b | |
| 1278 | 2016-12-16 | — | Pembina Pipeline Corp | Purchase | Spouse | $1,001 - $15,000 | 5608a629 | |
| 1279 | 2016-12-16 | — | Veresen Inc | Sale (Full) | Spouse | $1,001 - $15,000 | 5608a629 | |
| 1280 | 2016-12-16 | — | Clearbridge Energy MLP Fund | Purchase | Spouse | $1,001 - $15,000 | 5608a629 | |
| 1281 | 2016-12-16 | — | ClearBridge American Energy MLP Fund Inc. | Sale (Full) | Spouse | $1,001 - $15,000 | 5608a629 | |
| 1282 | 2016-12-16 | — | Lincoln National Corporation | Sale (Partial) | Spouse | $15,001 - $50,000 | 5608a629 | |
| 1283 | 2016-12-15 | — | MetLife Inc | Sale (Partial) | Spouse | $15,001 - $50,000 | 5608a629 | |
| 1284 | 2016-11-21 | — | Nuveen JFR Term Preferred Step-up Callable Notes Rate/Coupon: 1.75% Matures: 12/01/2019 | Purchase | Spouse | $1,001 - $15,000 | 071a80e8 | |
| 1285 | 2016-11-21 | — | Nuveen JFR Term Preferred Step-up Callable Notes Rate/Coupon: 1.75% Matures: 12/01/2019 | Purchase | Spouse | $1,001 - $15,000 | 071a80e8 | |
| 1286 | 2016-11-21 | — | Nuveen JFR Term Preferred Step-up Callable Notes Rate/Coupon: 1.75% Matures: 12/01/2019 | Purchase | Spouse | $1,001 - $15,000 | 9f6408dd | |
| 1287 | 2016-11-21 | — | Nuveen JFR Term Preferred Step-up Callable Notes Rate/Coupon: 1.75% Matures: 12/01/2019 | Purchase | Spouse | $1,001 - $15,000 | 9f6408dd | |
| 1288 | 2016-11-18 | — | JPM Contingent Autocall on Halliburton Rate/Coupon: 10% Matures: 05/18/2018 | Sale (Full) | Spouse | $1,001 - $15,000 | 071a80e8 | |
| 1289 | 2016-11-18 | — | JPM Contingent Autocall on Halliburton Rate/Coupon: 10% Matures: 05/18/2018 | Sale (Full) | Spouse | $1,001 - $15,000 | 9f6408dd | |
| 1290 | 2016-11-17 | RAI | Reynolds American Inc. | Purchase | Spouse | $1,001 - $15,000 | 071a80e8 | |
| 1291 | 2016-11-17 | — | Philip Morris Intl | Sale (Full) | Spouse | $1,001 - $15,000 | 071a80e8 | |
| 1292 | 2016-11-17 | RAI | Reynolds American Inc. | Purchase | Spouse | $1,001 - $15,000 | 9f6408dd | |
| 1293 | 2016-11-17 | — | Philip Morris Intl | Sale (Full) | Spouse | $1,001 - $15,000 | 9f6408dd | |
| 1294 | 2016-11-14 | — | Central Fund of Canada Ltd A | Purchase | Spouse | $1,001 - $15,000 | 071a80e8 | |
| 1295 | 2016-11-14 | SCCO | Southern Copper Corporation | Sale (Full) | Spouse | $1,001 - $15,000 | 071a80e8 | |
| 1296 | 2016-11-14 | — | Central Fund of Canada Ltd A | Purchase | Spouse | $1,001 - $15,000 | 9f6408dd | |
| 1297 | 2016-11-14 | SCCO | Southern Copper Corporation | Sale (Full) | Spouse | $1,001 - $15,000 | 9f6408dd | |
| 1298 | 2016-11-11 | — | Western Asset/Claymore Inflation ETF | Purchase | Spouse | $1,001 - $15,000 | 071a80e8 | |
| 1299 | 2016-11-11 | — | ALPS ETF Trust-ALPS Medical | Purchase | Spouse | $1,001 - $15,000 | 071a80e8 | |
| 1300 | 2016-11-11 | — | S&P 500 Index Fund ETF | Purchase | Spouse | $15,001 - $50,000 | 071a80e8 | |
| 1301 | 2016-11-11 | — | Ishares SP Smallcap 600 Index ETF | Purchase | Spouse | $1,001 - $15,000 | 071a80e8 | |
| 1302 | 2016-11-11 | — | Lazard World Div & Inc Fd ETF | Purchase | Spouse | $1,001 - $15,000 | 071a80e8 | |
| 1303 | 2016-11-11 | — | Powershares Aero & Defense ETF | Purchase | Spouse | $1,001 - $15,000 | 071a80e8 | |
| 1304 | 2016-11-11 | — | SPDR Gold TR Gold Shs ETF | Purchase | Spouse | $1,001 - $15,000 | 071a80e8 | |
| 1305 | 2016-11-11 | — | Vanguard S&P Mid-cap 400 ETF | Purchase | Spouse | $1,001 - $15,000 | 071a80e8 | |
| 1306 | 2016-11-11 | — | First Trust DJ Internet Index ETF | Purchase | Spouse | $1,001 - $15,000 | 071a80e8 | |
| 1307 | 2016-11-11 | — | Powershares ETF TR Dyna Buyback | Purchase | Spouse | $1,001 - $15,000 | 071a80e8 | |
| 1308 | 2016-11-11 | — | First Trust EM SC Alphadex ETF | Purchase | Spouse | $1,001 - $15,000 | 071a80e8 | |
| 1309 | 2016-11-11 | — | Vaneck Vector Junior Gold Miners ETF | Purchase | Spouse | $1,001 - $15,000 | 071a80e8 | |
| 1310 | 2016-11-11 | — | Ishares Ibond Dec 18 Trm Corp ETF | Purchase | Spouse | $1,001 - $15,000 | 071a80e8 | |
| 1311 | 2016-11-11 | — | Wisdomtree US Cap Div Growth ETF | Purchase | Spouse | $1,001 - $15,000 | 071a80e8 | |
| 1312 | 2016-11-11 | — | Western Asset/Claymore Inflation ETF | Purchase | Spouse | $1,001 - $15,000 | 9f6408dd | |
| 1313 | 2016-11-11 | — | ALPS ETF Trust-ALPS Medical | Purchase | Spouse | $1,001 - $15,000 | 9f6408dd | |
| 1314 | 2016-11-11 | — | S&P 500 Index Fund ETF | Purchase | Spouse | $15,001 - $50,000 | 9f6408dd | |
| 1315 | 2016-11-11 | — | Ishares SP Smallcap 600 Index ETF | Purchase | Spouse | $1,001 - $15,000 | 9f6408dd | |
| 1316 | 2016-11-11 | — | Lazard World Div & Inc Fd ETF | Purchase | Spouse | $1,001 - $15,000 | 9f6408dd | |
| 1317 | 2016-11-11 | — | Powershares Aero & Defense ETF | Purchase | Spouse | $1,001 - $15,000 | 9f6408dd | |
| 1318 | 2016-11-11 | — | SPDR Gold TR Gold Shs ETF | Purchase | Spouse | $1,001 - $15,000 | 9f6408dd | |
| 1319 | 2016-11-11 | — | Vanguard S&P Mid-cap 400 ETF | Purchase | Spouse | $1,001 - $15,000 | 9f6408dd | |
| 1320 | 2016-11-11 | — | First Trust DJ Internet Index ETF | Purchase | Spouse | $1,001 - $15,000 | 9f6408dd | |
| 1321 | 2016-11-11 | — | Powershares ETF TR Dyna Buyback | Purchase | Spouse | $1,001 - $15,000 | 9f6408dd | |
| 1322 | 2016-11-11 | — | First Trust EM SC Alphadex ETF | Purchase | Spouse | $1,001 - $15,000 | 9f6408dd | |
| 1323 | 2016-11-11 | — | Vaneck Vector Junior Gold Miners ETF | Purchase | Spouse | $1,001 - $15,000 | 9f6408dd | |
| 1324 | 2016-11-11 | — | Ishares Ibond Dec 18 Trm Corp ETF | Purchase | Spouse | $1,001 - $15,000 | 9f6408dd | |
| 1325 | 2016-11-11 | — | Wisdomtree US Cap Div Growth ETF | Purchase | Spouse | $1,001 - $15,000 | 9f6408dd | |
| 1326 | 2016-11-08 | ASIX | AdvanSix Inc. | Sale (Full) | Spouse | $1,001 - $15,000 | 071a80e8 | |
| 1327 | 2016-10-11 | — | Alcoa Inc Pfd Cl B | Sale (Full) | Spouse | $1,001 - $15,000 | 11ef2ae5 | |
| 1328 | 2016-09-26 | — | Owens & Minor Inc | Purchase | Spouse | $1,001 - $15,000 | 7f30d730 | |
| 1329 | 2016-09-26 | MDT | Medtronic plc | Sale (Full) | Spouse | $1,001 - $15,000 | 7f30d730 | |
| 1330 | 2016-09-09 | — | JPM Contingent Autocall on Amgen Rate/Coupon: 10.15% Matures: 12/7/2018 | Sale (Full) | Spouse | $1,001 - $15,000 | 7f30d730 | |
| 1331 | 2016-09-08 | — | Spectra Energy | Sale (Full) | Spouse | $1,001 - $15,000 | 7f30d730 | |
| 1332 | 2016-08-26 | — | Calamos Asset Mgmt Cl A | Sale (Full) | Spouse | $1,001 - $15,000 | 342b1bd1 | |
| 1333 | 2016-08-26 | — | Convergys | Sale (Full) | Spouse | $1,001 - $15,000 | 342b1bd1 | |
| 1334 | 2016-08-19 | — | Williams Partners LP Rate/Coupon: 3.5% Matures: 08/15/2022 | Purchase | Spouse | $15,001 - $50,000 | 342b1bd1 | |
| 1335 | 2016-08-16 | — | Prospect Capital Rate/Coupon: 5.5% Matures: 08/15/2016 | Sale (Full) | Spouse | $1,001 - $15,000 | 342b1bd1 | |
| 1336 | 2016-07-14 | — | Under Armour Class A | Sale (Partial) | Spouse | $1,001 - $15,000 | cae9ddff | |
| 1337 | 2016-07-14 | — | PDL Biopharma Inc | Sale (Full) | Spouse | $1,001 - $15,000 | cae9ddff | |
| 1338 | 2016-07-14 | — | Testainer Group Holdings | Sale (Full) | Spouse | $1,001 - $15,000 | cae9ddff | |
| 1339 | 2016-07-14 | — | Under Armour Class C | Sale (Partial) | Spouse | $1,001 - $15,000 | cae9ddff | |
| 1340 | 2016-07-14 | — | Dupont | Sale (Partial) | Spouse | $50,001 - $100,000 | cae9ddff | |
| 1341 | 2016-07-14 | — | Under Armour Class A | Sale (Partial) | Spouse | $1,001 - $15,000 | d2d04078 | |
| 1342 | 2016-07-14 | — | PDL Biopharma Inc | Sale (Full) | Spouse | $1,001 - $15,000 | d2d04078 | |
| 1343 | 2016-07-14 | — | Textainer Group Holdings | Sale (Full) | Spouse | $1,001 - $15,000 | d2d04078 | |
| 1344 | 2016-07-14 | — | Under Armour Class C | Sale (Partial) | Spouse | $1,001 - $15,000 | d2d04078 | |
| 1345 | 2016-07-14 | — | Dupont | Sale (Partial) | Spouse | $50,001 - $100,000 | d2d04078 | |
| 1346 | 2016-07-06 | — | Compass Bank Rate/Coupon: 3.875% Matures: 04/10/2025 | Purchase | Spouse | $15,001 - $50,000 | cae9ddff | |
| 1347 | 2016-07-06 | — | Xerox Corp Rate/Coupon: 3.5% Matures: 08/20/2020 | Sale (Full) | Spouse | $15,001 - $50,000 | cae9ddff | |
| 1348 | 2016-07-06 | — | Compass Bank Rate/Coupon: 3.875% Matures: 04/10/2025 | Purchase | Spouse | $15,001 - $50,000 | d2d04078 | |
| 1349 | 2016-07-06 | — | Xerox Corp Rate/Coupon: 3.5% Matures: 08/20/2020 | Sale (Full) | Spouse | $15,001 - $50,000 | d2d04078 | |
| 1350 | 2016-06-24 | — | SPDR Euro Stoxx 50 ETF | Purchase | Spouse | $1,001 - $15,000 | b9ee7d2d | |
| 1351 | 2016-06-24 | — | Ishares MSCI EAFE ETF | Purchase | Spouse | $1,001 - $15,000 | b9ee7d2d | |
| 1352 | 2016-06-24 | AEE | Ameren Corporation | Sale (Full) | Spouse | $1,001 - $15,000 | b9ee7d2d | |
| 1353 | 2016-06-24 | — | SPDR S&P 500 ETF | Purchase | Spouse | $1,001 - $15,000 | b9ee7d2d | |
| 1354 | 2016-06-24 | — | Ishares MSCI Emerging Mkts ETF | Purchase | Spouse | $1,001 - $15,000 | b9ee7d2d | |
| 1355 | 2016-06-24 | — | SPDR S&P 500 ETF | Purchase | Spouse | $1,001 - $15,000 | b9ee7d2d | |
| 1356 | 2016-06-24 | — | First Trust DJ Internet IDX | Purchase | Spouse | $1,001 - $15,000 | b9ee7d2d | |
| 1357 | 2016-06-24 | — | Welltower Inc | Purchase | Spouse | $1,001 - $15,000 | b9ee7d2d | |
| 1358 | 2016-06-23 | — | Baxter Intl | Sale (Full) | Spouse | $1,001 - $15,000 | b9ee7d2d | |
| 1359 | 2016-06-07 | WTR | Aqua America Inc. | Sale (Full) | Spouse | $1,001 - $15,000 | b9ee7d2d | |
| 1360 | 2016-05-12 | — | Hannon Armstrong Sustainable Infrastructure | Purchase | Spouse | $1,001 - $15,000 | 079240a6 | |
| 1361 | 2016-05-12 | — | Universal Health Realty Inc Tr | Sale (Full) | Spouse | $1,001 - $15,000 | 079240a6 | |
| 1362 | 2016-03-31 | SE | Spectra Energy Corp. | Purchase | Spouse | $1,001 - $15,000 | 89bb8577 | |
| 1363 | 2016-03-31 | — | New Jersey Resources | Sale (Full) | Spouse | $1,001 - $15,000 | 89bb8577 | |
| 1364 | 2016-02-16 | ADT | The ADT Corporation | Sale (Full) | Spouse | $1,001 - $15,000 | 17caad4c | |
| 1365 | 2016-02-11 | — | Boeing Co | Purchase | Spouse | $1,001 - $15,000 | 17caad4c | |
| 1366 | 2016-02-02 | — | Met Life Inc | Purchase | Spouse | $15,001 - $50,000 | 17caad4c | |
| 1367 | 2016-01-29 | — | Tyco Intl PLC | Sale (Full) | Spouse | $1,001 - $15,000 | 4664aeee | |
| 1368 | 2016-01-27 | — | Walt Disney Co Hldg | Purchase | Spouse | $1,001 - $15,000 | 4664aeee | |
| 1369 | 2016-01-27 | — | Boeing Co | Purchase | Spouse | $1,001 - $15,000 | 4664aeee | |
| 1370 | 2016-01-25 | — | E I Dupont de Nemours | Purchase | Spouse | $1,001 - $15,000 | 4664aeee | |
| 1371 | 2016-01-25 | — | Under Armour Inc Cl A | Purchase | Spouse | $1,001 - $15,000 | 4664aeee | |
| 1372 | 2016-01-25 | — | Verizon Communications | Purchase | Spouse | $1,001 - $15,000 | 4664aeee | |
| 1373 | 2016-01-21 | — | Lincoln Naitonal Corp | Sale (Partial) | Spouse | $15,001 - $50,000 | 4664aeee | |
| 1374 | 2016-01-21 | — | Cisco Company | Purchase | Spouse | $1,001 - $15,000 | 4664aeee | |
| 1375 | 2016-01-21 | — | 3M Company | Sale (Full) | Spouse | $1,001 - $15,000 | 4664aeee | |
| 1376 | 2016-01-21 | — | Ameren Corp | Purchase | Spouse | $1,001 - $15,000 | 4664aeee | |
| 1377 | 2016-01-21 | — | Enersis S.A. Amer Dep shrs | Sale (Full) | Spouse | $1,001 - $15,000 | 4664aeee | |
| 1378 | 2016-01-21 | — | Clearbridge American Energy MLP Fund | Sale (Full) | Spouse | $1,001 - $15,000 | 4664aeee | |
| 1379 | 2016-01-21 | — | Blackrock Global Opportunity Equity Tr | Sale (Full) | Spouse | $1,001 - $15,000 | 4664aeee | |
| 1380 | 2016-01-21 | — | Dominion Resources | Purchase | Spouse | $1,001 - $15,000 | 4664aeee | |
| 1381 | 2016-01-21 | — | Blackrock Res & Comm Strat Tr | Sale (Full) | Spouse | $1,001 - $15,000 | 4664aeee | |
| 1382 | 2016-01-15 | — | E I Dupont de Nemours | Purchase | Spouse | $1,001 - $15,000 | 4664aeee | |
| 1383 | 2016-01-11 | — | Northern Tier Energy LP | Sale (Full) | Spouse | $1,001 - $15,000 | 4664aeee | |
| 1384 | 2015-12-23 | — | Weight Watchers Intl Inc | Purchase | Spouse | $1,001 - $15,000 | 8f85025d | |
| 1385 | 2015-12-14 | — | HSBC Contingent Autocall on Anadarko Petroleum Rate/Coupon: 9.00% Matures: 09/05/2017 | Sale (Full) | Spouse | $1,001 - $15,000 | 8f85025d | |
| 1386 | 2015-12-08 | — | Weight Watchers Intl Inc | Purchase | Spouse | $1,001 - $15,000 | 8f85025d | |
| 1387 | 2015-12-04 | — | JPM Contingent Autocall on Amgen Rate/Coupon: 10.15% Matures: 08/31/2018 | Purchase | Spouse | $1,001 - $15,000 | 8f85025d | |
| 1388 | 2015-12-03 | — | HSBC Contingent Autocall on Bristol Myers Squibb Rate/Coupon: 8.5% Matures: 08/31/2018 | Sale (Full) | Spouse | $1,001 - $15,000 | 8f85025d | |
| 1389 | 2015-12-01 | — | Under Armour Inc Cl A | Purchase | Spouse | $1,001 - $15,000 | 8f85025d | |
| 1390 | 2015-10-06 | — | DuPont EI de Nemours & Co. | Sale (Partial) | Spouse | $1,001 - $15,000 | 5e467ac8 | |
| 1391 | 2015-08-28 | — | HSBC Contingent Autocall on Briston Myers Squibb Rate/Coupon: 8.5% Matures: 08/31/2018 | Purchase | Spouse | $1,001 - $15,000 | bd75505b | |
| 1392 | 2015-08-25 | GAS | AGL Resources Inc. (NYSE) | Sale (Full) | Spouse | $1,001 - $15,000 | bd75505b | |
| 1393 | 2015-08-25 | AEE | Ameren Corporation (NYSE) | Purchase | Spouse | $1,001 - $15,000 | bd75505b | |
| 1394 | 2015-08-14 | — | UBS Contingent Autocall Marathon Petroleum Rate/Coupon: 11% Matures: 08/17/2018 | Purchase | Spouse | $15,001 - $50,000 | bd75505b | |
| 1395 | 2015-08-13 | — | JPM Contingent Autocall Prudential Financial Rate/Coupon: 8.15% Matures: 08/11/2017 | Sale (Full) | Spouse | $1,001 - $15,000 | bd75505b | |
| 1396 | 2015-08-06 | — | JPM Contingent Autocall Mobileye N.V. Rate/Coupon: 13.75% Matures: 05/05/2016 | Sale (Full) | Spouse | $15,001 - $50,000 | bd75505b | |
| 1397 | 2015-08-04 | — | Baxalta | Sale (Full) | Spouse | $1,001 - $15,000 | bd75505b | |
| 1398 | 2015-07-31 | — | HSBC Contingent Autocall on the Blackstone Group Rate/Coupon: 8.8% Matures: 08/03/2018 | Purchase | Spouse | $15,001 - $50,000 | fc8bb65a | |
| 1399 | 2015-07-30 | — | HSBC Contingent Autocall on FCX Corp Rate/Coupon: 8.95% Matures: 07/30/2015 | Sale (Full) | Spouse | $1,001 - $15,000 | fc8bb65a | |
| 1400 | 2015-07-21 | NWN | Northwest Natural Gas Company (NYSE) | Purchase | Spouse | $1,001 - $15,000 | fc8bb65a | |
| 1401 | 2015-07-21 | — | One Gas Inc | Sale (Full) | Spouse | $1,001 - $15,000 | fc8bb65a | |
| 1402 | 2015-07-21 | — | Transocean Ltd. | Sale (Full) | Spouse | $1,001 - $15,000 | fc8bb65a | |
| 1403 | 2015-07-21 | — | U.S. Steel | Sale (Full) | Spouse | $1,001 - $15,000 | fc8bb65a | |
| 1404 | 2015-07-10 | — | MS Contingent Autocall on Apple Inc Rate/Coupon: 10% Matures: 04/09/2018 | Sale (Full) | Spouse | $1,001 - $15,000 | fc8bb65a | |
| 1405 | 2015-07-10 | — | Barclays Contingent Autocall on Apple Rate/Coupon: 8.15% Matures: 07/13/2018 | Purchase | Spouse | $1,001 - $15,000 | fc8bb65a | |
| 1406 | 2015-07-09 | — | Barclays Contingent Autocall on Vodaphone Rate/Coupon: 11.05% Matures: 04/10/2017 | Sale (Full) | Spouse | $15,001 - $50,000 | fc8bb65a | |
| 1407 | 2015-06-26 | — | MS Contingent Autocall Marathon Petroleum Rate/Coupon: 10.15% Matures: 06/29/2018 | Purchase | Spouse | $1,001 - $15,000 | 3d55f653 | |
| 1408 | 2015-06-25 | — | MS Contingent Autocall Marathon Petroleum Rate/Coupon: 9.5% Matures: 03/23/2018 | Sale (Full) | Spouse | $1,001 - $15,000 | 3d55f653 | |
| 1409 | 2015-06-25 | — | HSBC Contingent Autocall Transocean Rate/Coupon: 10% Matures: 06/25/2015 | Sale (Full) | Spouse | $1,001 - $15,000 | 3d55f653 | |
| 1410 | 2015-06-24 | CVG | Convergys Corporation (NYSE) | Purchase | Spouse | $1,001 - $15,000 | 3d55f653 | |
| 1411 | 2015-06-24 | ATML | Atmel Corporation (NASDAQ) | Sale (Full) | Spouse | $1,001 - $15,000 | 3d55f653 | |
| 1412 | 2015-06-12 | — | JPM Contingent Autocall on Apple Rate/Coupon: 8.25% Matures: 06/15/2018 | Purchase | Spouse | $1,001 - $15,000 | 3d55f653 | |
| 1413 | 2015-06-12 | DD | E. I. du Pont de Nemours and Company (NYSE) | Purchase | Spouse | $1,001 - $15,000 | 3d55f653 | |
| 1414 | 2015-05-15 | — | JJPM Contingent Autocall Halliburton Rate/Coupon: 10% Matures: 05/18/2018 | Purchase | Spouse | $1,001 - $15,000 | 78a61c9c | |
| 1415 | 2015-05-14 | — | SPDR Euro Stoxx 50 ETF | Purchase | Spouse | $1,001 - $15,000 | 78a61c9c | |
| 1416 | 2015-05-14 | — | Under Armour Inc | Purchase | Spouse | $1,001 - $15,000 | 78a61c9c | |
| 1417 | 2015-05-14 | AAPL | Apple Inc. (NASDAQ) | Purchase | Spouse | $1,001 - $15,000 | 78a61c9c | |
| 1418 | 2015-05-11 | — | MS Contingent Autocall Halliburton Rate/Coupon: 11.2% Matures: 02/09/2018 | Sale (Full) | Spouse | $1,001 - $15,000 | 78a61c9c | |
| 1419 | 2015-05-05 | — | Barclays Contingent Autocall on CBS Rate/Coupon: 8.45% Matures: 02/02/2018 | Sale (Full) | Spouse | $1,001 - $15,000 | 78a61c9c | |
| 1420 | 2015-05-05 | — | Barclays Contingent Autocall on CBS Rate/Coupon: 8.45% Matures: 02/02/2018 | Sale (Full) | Spouse | $15,001 - $50,000 | 78a61c9c | |
| 1421 | 2015-05-01 | — | JPM Contingent Autocall Mobileye N.V. Rate/Coupon: 13.75% Matures: 05/05/2016 | Purchase | Spouse | $15,001 - $50,000 | 78a61c9c | |
| 1422 | 2015-04-22 | — | Under Armour Inc | Purchase | Spouse | $1,001 - $15,000 | b28b6273 | |
| 1423 | 2015-04-22 | AAPL | Apple Inc. (NASDAQ) | Purchase | Spouse | $1,001 - $15,000 | b28b6273 | |
| 1424 | 2015-04-02 | — | MS Contingent Autocall on Apple Inc Rate/Coupon: 10% Matures: 04/09/2018 | Purchase | Spouse | $1,001 - $15,000 | b28b6273 | |
| 1425 | 2015-03-31 | — | MS Contingent Autocall Apple Computer Rate/Coupon: 12.7% Matures: 12/29/2017 | Sale (Full) | Spouse | $1,001 - $15,000 | 22e90ec7 | |
| 1426 | 2015-03-31 | — | MS Contingent Autocall Apple Computer Rate/Coupon: 12.7% Matures: 12/29/2017 | Sale (Full) | Spouse | $1,001 - $15,000 | 8a34aacd | |
| 1427 | 2015-03-31 | — | MS Contingent Autocall Apple Computer Rate/Coupon: 12.7% Matures: 12/29/2017 | Sale (Full) | Spouse | $1,001 - $15,000 | eaf30e17 | |
| 1428 | 2015-03-20 | — | MS Contingent Autocall Marathon Petroleum Rate/Coupon: 9.5% Matures: 03/23/2018 | Purchase | Spouse | $1,001 - $15,000 | 22e90ec7 | |
| 1429 | 2015-03-20 | — | MS Contingent Autocall Marathon Petroleum Rate/Coupon: 9.5% Matures: 03/23/2018 | Purchase | Spouse | $1,001 - $15,000 | 8a34aacd | |
| 1430 | 2015-03-20 | — | MS Contingent Autocall Marathon Petroleum Rate/Coupon: 9.5% Matures: 03/23/2018 | Purchase | Spouse | $1,001 - $15,000 | eaf30e17 | |
| 1431 | 2015-03-18 | — | HSBC Contingent Autocall Valero Energy Rate/Coupon: 9.3% Matures: 06/18/2015 | Sale (Full) | Spouse | $1,001 - $15,000 | 22e90ec7 | |
| 1432 | 2015-03-18 | — | HSBC Contingent Autocall Valero Energy Rate/Coupon: 9.3% Matures: 06/18/2015 | Sale (Full) | Spouse | $1,001 - $15,000 | 8a34aacd | |
| 1433 | 2015-03-18 | — | HSBC Contingent Autocall Valero Energy Rate/Coupon: 9.3% Matures: 06/18/2015 | Sale (Full) | Spouse | $1,001 - $15,000 | eaf30e17 | |
| 1434 | 2015-03-13 | DD | E. I. du Pont de Nemours and Company (NYSE) | Purchase | Spouse | $1,001 - $15,000 | 66324d46 | |
| 1435 | 2015-03-13 | — | DuPont EI de Nemours & Co | Purchase | Spouse | $1,001 - $15,000 | eaf30e17 | |
| 1436 | 2015-03-11 | — | UBS Contingent Autocall Terex Rate/Coupon: 11.2% Matures: 03/11/2015 | Sale (Full) | Spouse | $1,001 - $15,000 | 22e90ec7 | |
| 1437 | 2015-03-11 | — | UBS Contingent Autocall Terex Rate/Coupon: 11.2% Matures: 03/11/2015 | Sale (Full) | Spouse | $1,001 - $15,000 | 8a34aacd | |
| 1438 | 2015-03-11 | — | UBS Contingent Autocall Terex Rate/Coupon: 11.2% Matures: 03/11/2015 | Sale (Full) | Spouse | $1,001 - $15,000 | eaf30e17 | |
| 1439 | 2015-02-23 | — | Morgan Stanley Prd A | Sale (Full) | Spouse | $15,001 - $50,000 | ad73b552 | |
| 1440 | 2015-02-23 | — | Alcoa Inc Pfd CV Cl B | Purchase | Spouse | $15,001 - $50,000 | ad73b552 | |
| 1441 | 2015-02-20 | UA | Under Armour, Inc. (NYSE) | Purchase | Spouse | $1,001 - $15,000 | ad73b552 | |
| 1442 | 2015-02-20 | HBI | Hanesbrands Inc. (NYSE) | Purchase | Spouse | $1,001 - $15,000 | ad73b552 | |
| 1443 | 2015-02-20 | PNQI | PowerShares NASDAQ Internet ETF (NASDAQ) | Purchase | Spouse | $1,001 - $15,000 | ad73b552 | |
| 1444 | 2015-02-18 | — | Google Inc Cl A | Sale (Full) | Spouse | $1,001 - $15,000 | ad73b552 | |
| 1445 | 2015-02-18 | — | Google Inc Cl C | Purchase | Spouse | $1,001 - $15,000 | ad73b552 | |
| 1446 | 2015-02-13 | — | Vanguard Health Care TF | Purchase | Spouse | $1,001 - $15,000 | ad73b552 | |
| 1447 | 2015-02-13 | — | Vanguard Consumer Discretionary ETF | Purchase | Spouse | $1,001 - $15,000 | ad73b552 | |
| 1448 | 2015-02-12 | VLO | Valero Energy Corporation (NYSE) | Sale (Full) | Spouse | $1,001 - $15,000 | ad73b552 | |
| 1449 | 2015-02-12 | — | Ares Capital | Purchase | Spouse | $1,001 - $15,000 | ad73b552 | |
| 1450 | 2015-02-12 | — | Banco Latinoamericano De Commerce | Sale (Full) | Spouse | $1,001 - $15,000 | ad73b552 | |
| 1451 | 2015-02-12 | — | SPDR S&P BRIC 40 Exchange | Sale (Full) | Spouse | $1,001 - $15,000 | ad73b552 | |
| 1452 | 2015-02-12 | ABBV | AbbVie Inc. (NYSE) | Purchase | Spouse | $1,001 - $15,000 | ad73b552 | |
| 1453 | 2015-02-12 | ABT | Abbott Laboratories (NYSE) | Purchase | Spouse | $1,001 - $15,000 | ad73b552 | |
| 1454 | 2015-02-12 | AAPL | Apple Inc. (NASDAQ) | Purchase | Spouse | $1,001 - $15,000 | ad73b552 | |
| 1455 | 2015-02-12 | — | DuPont | Sale (Full) | Spouse | $1,001 - $15,000 | ad73b552 | |
| 1456 | 2015-02-12 | ITW | Illinois Tool Works Inc. (NYSE) | Sale (Full) | Spouse | $1,001 - $15,000 | ad73b552 | |
| 1457 | 2015-02-06 | — | MS Contingent Autocall Halliburton Rate/Coupon: 11.2% Matures: 02/09/2018 | Purchase | Spouse | $1,001 - $15,000 | ad73b552 | |
| 1458 | 2015-02-05 | — | JPM Contingent Autocall Baker Hughes Rate/Coupon: 9.75% Matures: 11/03/2017 | Sale (Full) | Spouse | $1,001 - $15,000 | ad73b552 | |
| 1459 | 2015-01-30 | — | Barclays Contingent Autocall CBS Rate/Coupon: 8.45% Matures: 02/02/18 | Purchase | Spouse | $1,001 - $15,000 | 1fe6bf0d | |
| 1460 | 2015-01-30 | — | Barclays Contingent Autocall CBS Rate/Coupon: 8.45% Matures: 02/02/2018 | Purchase | Spouse | $15,001 - $50,000 | 1fe6bf0d | |
| 1461 | 2015-01-29 | — | JPM Contingent Autocall Walgreen Rate/Coupon: 9.3% Matures: 07/28/2017 | Sale (Full) | Spouse | $1,001 - $15,000 | 1fe6bf0d | |
| 1462 | 2015-01-29 | — | JPM Contingent Autocall Walgreens Rate/Coupon: 9.3% Matures: 07/28/2017 | Sale (Full) | Spouse | $15,001 - $50,000 | 1fe6bf0d | |
| 1463 | 2015-01-28 | — | Under Armour Inc | Purchase | Spouse | $1,001 - $15,000 | 1fe6bf0d | |
| 1464 | 2015-01-28 | TGT | Target Corp. (NYSE) | Sale (Full) | Spouse | $1,001 - $15,000 | 1fe6bf0d | |
| 1465 | 2015-01-26 | HBI | Hanesbrands Inc. (NYSE) | Purchase | Spouse | $1,001 - $15,000 | 1fe6bf0d | |
| 1466 | 2015-01-22 | — | Nike Inc B | Purchase | Spouse | $1,001 - $15,000 | 1fe6bf0d | |
| 1467 | 2015-01-22 | PNQI | PowerShares NASDAQ Internet ETF (NASDAQ) | Purchase | Spouse | $1,001 - $15,000 | 1fe6bf0d | |
| 1468 | 2015-01-22 | — | Under Armour Inc | Purchase | Spouse | $1,001 - $15,000 | 1fe6bf0d | |
| 1469 | 2014-12-31 | — | JPM Contingent Autocall Apple Inc Rate/Coupon: 9.50% Matures: 9/29/2017 | Sale (Full) | Spouse | $1,001 - $15,000 | 6bd46141 | |
| 1470 | 2014-12-26 | — | JPM Contingent Autocall Apple Inc Rate/Coupon: 12.7% Matures: 12/29/2017 | Purchase | Spouse | $1,001 - $15,000 | 6bd46141 | |
| 1471 | 2014-12-26 | — | JPM Contingent Autocall STX Inc Rate/Coupon: 11.85% Matures: 12/29/2017 | Purchase | Spouse | $15,001 - $50,000 | 6bd46141 | |
| 1472 | 2014-12-24 | — | JPM Contingent Autocall STX Inc Rate/Coupon: 9.75% Matures: 9/22/2017 | Sale (Full) | Spouse | $15,001 - $50,000 | 6bd46141 | |
| 1473 | 2014-12-15 | DD | E. I. du Pont de Nemours and Company (NYSE) | Purchase | Spouse | $1,001 - $15,000 | 66324d46 | |
| 1474 | 2014-10-31 | — | JPM Contingent Autocall Baker Hughes 9.75% due 10/31/2016 | Purchase | Spouse | $1,001 - $15,000 | 53f257e6 | |
| 1475 | 2014-10-30 | — | MS Contingent Autocall Lowes Companies 8.15% due 10/31/2016 | Sale (Full) | Spouse | $1,001 - $15,000 | 53f257e6 | |
| 1476 | 2014-10-30 | — | Block Financial 5.125% due 10/30/2014 | Sale (Full) | Spouse | $15,001 - $50,000 | 53f257e6 | |
| 1477 | 2014-10-29 | — | Icahn Enterprises 4.875% due 3/15/19 | Purchase | Spouse | $15,001 - $50,000 | 53f257e6 | |
| 1478 | 2014-10-14 | — | Powershares NASDAQ Internet | Purchase | Spouse | $1,001 - $15,000 | 53f257e6 | |
| 1479 | 2014-10-14 | — | Nike Inc B | Purchase | Spouse | $1,001 - $15,000 | 53f257e6 | |
| 1480 | 2014-09-29 | — | CFI Trigger Jump based on the price of gold due 9/29/14 | Sale (Full) | Spouse | $1,001 - $15,000 | cf6b7999 | |
| 1481 | 2014-09-26 | — | JPM Contingent Autocall Apple Inc 9.50% due 9/29/2017 | Purchase | Spouse | $1,001 - $15,000 | cf6b7999 | |
| 1482 | 2014-09-19 | — | JPM Contingent Autocall STX Inc 9.75% due 9/22/2017 | Purchase | Spouse | $15,001 - $50,000 | cf6b7999 | |
| 1483 | 2014-09-18 | — | Nike Inc B | Purchase | Spouse | $1,001 - $15,000 | cf6b7999 | |
| 1484 | 2014-09-15 | DD | E. I. du Pont de Nemours and Company (NYSE) | Purchase | Spouse | $1,001 - $15,000 | 66324d46 | |
| 1485 | 2014-09-11 | — | JPM Contingent Autocall Applied Materials 10.85% due 6/11/2015 | Sale (Full) | Spouse | $15,001 - $50,000 | cf6b7999 | |
| 1486 | 2014-09-09 | — | Powershares NASDAQ Internet | Purchase | Spouse | $1,001 - $15,000 | cf6b7999 | |
| 1487 | 2014-09-05 | — | Barclays Contingent Autocall on Bristol Myers 8% due 6/2/2017 | Sale (Full) | Spouse | $1,001 - $15,000 | cf6b7999 | |
| 1488 | 2014-08-29 | — | HSBC Contingent Autocall Anadarko Petroleum 9% due 9/5/2017 | Purchase | Spouse | $1,001 - $15,000 | a991044d | |
| 1489 | 2014-08-29 | — | HSBC Contingent Autocall Anadarko Petroleum 9% due 9/5/2017 | Purchase | Spouse | $15,001 - $50,000 | a991044d | |
| 1490 | 2014-08-21 | — | JPM Contingent Autocall Tesoro Corp 10.75% due 5/21/2015 | Sale (Full) | Spouse | $1,001 - $15,000 | a991044d | |
| 1491 | 2014-08-21 | — | JPM Contingent Autocall Tesoro Corp 10.75% due 5/21/2015 | Sale (Full) | Spouse | $15,001 - $50,000 | a991044d | |
| 1492 | 2014-08-21 | — | FS Investment Corp Note 4% due 7/15/2019 | Purchase | Spouse | $1,001 - $15,000 | a991044d | |
| 1493 | 2014-08-11 | — | Citigroup Funding Inc Redemption Link London Gold 3% due 8/11/2014 | Sale (Full) | Spouse | $15,001 - $50,000 | a991044d | |
| 1494 | 2014-08-08 | — | JPM Contingent Autocall Prudential Financial 8.15% due 8/11/2017 | Purchase | Spouse | $1,001 - $15,000 | a991044d | |
| 1495 | 2014-07-31 | — | MS Contingent Autocall Ford Motor 8.35% due 10/31/2016 | Sale (Full) | Spouse | $1,001 - $15,000 | 64a8ee70 | |
| 1496 | 2014-07-30 | — | JPM Contingent Autocall Walgreen 10% due 4/28/2017 | Sale (Full) | Spouse | $15,001 - $50,000 | 64a8ee70 | |
| 1497 | 2014-07-30 | — | JPM Contingent Autocall Walgreen 10% due 4/28/2017 | Sale (Full) | Spouse | $1,001 - $15,000 | 64a8ee70 | |
| 1498 | 2014-07-25 | — | HSBC Contingent Autocall FCX 8.95% due 7/30/2015 | Purchase | Spouse | $15,001 - $50,000 | 64a8ee70 | |
| 1499 | 2014-07-25 | — | JPM Contingent Autocall Walgreen 9.3% due 7/28/2017 | Purchase | Spouse | $15,001 - $50,000 | 64a8ee70 | |
| 1500 | 2014-07-25 | — | JPM Contingent Autocall Walgreen 9.3% due 7/28/2017 | Purchase | Spouse | $1,001 - $15,000 | 64a8ee70 | |
| 1501 | 2014-07-24 | — | MS Fixed Autocall FCX 8.05% due 1/26/2015 | Sale (Full) | Spouse | $15,001 - $50,000 | 64a8ee70 | |
| 1502 | 2014-07-17 | LNC | Lincoln National Corporation (NYSE) | Sale (Partial) | Spouse | $15,001 - $50,000 | 64a8ee70 | |
| 1503 | 2014-07-17 | — | Transalta Renewables Inc | Purchase | Spouse | $1,001 - $15,000 | 64a8ee70 | |
| 1504 | 2014-07-17 | — | Versen Inc | Purchase | Spouse | $1,001 - $15,000 | 64a8ee70 | |
| 1505 | 2014-07-17 | — | Valero Energy | Purchase | Spouse | $1,001 - $15,000 | 64a8ee70 | |
| 1506 | 2014-06-27 | — | UBS Contingent Autocall MetLife 8.25% due 6/30/2017 | Purchase | Spouse | $1,001 - $15,000 | 581362d4 | |
| 1507 | 2014-06-26 | — | UBS Contingent Autocall MetLife 8.75% due 3/24/2017 | Sale (Full) | Spouse | $1,001 - $15,000 | 581362d4 | |
| 1508 | 2014-06-25 | NTI | Northern Tier Energy LP (NYSE) | Purchase | Spouse | $1,001 - $15,000 | 581362d4 | |
| 1509 | 2014-06-25 | — | Legacy Reserves LP Units | Sale (Full) | Spouse | $15,001 - $50,000 | 581362d4 | |
| 1510 | 2014-06-23 | — | SPDR Trust Series 1 | Sale (Partial) | Spouse | $1,001 - $15,000 | 581362d4 | |
| 1511 | 2014-06-23 | — | Apple Inc | Sale (Partial) | Spouse | $1,001 - $15,000 | 581362d4 | |
| 1512 | 2014-06-23 | — | Halliburton | Sale (Partial) | Spouse | $1,001 - $15,000 | 581362d4 | |
| 1513 | 2014-06-20 | — | HSBC Contingent Autocall Transocean 10% due 6/25/2015 | Purchase | Spouse | $1,001 - $15,000 | 581362d4 | |
| 1514 | 2014-06-19 | — | HSBC Contingent Autocall Transocean 10.5% due 3/19/2015 | Sale (Full) | Spouse | $1,001 - $15,000 | 581362d4 | |
| 1515 | 2014-06-13 | DD | E. I. du Pont de Nemours and Company (NYSE) | Purchase | Spouse | $1,001 - $15,000 | 66324d46 | |
| 1516 | 2014-06-13 | — | HSBC Contingent Autocall Valero Energy 9.3% due 6/18/15 | Purchase | Spouse | $1,001 - $15,000 | 581362d4 | |
| 1517 | 2014-06-12 | — | MS Contingent Autocall Freeport McMoran Copper 10.10% due 12/11/12014 | Sale (Full) | Spouse | $1,001 - $15,000 | 581362d4 | |
| 1518 | 2014-06-11 | — | Energen Corp Bond 4.625% due 9/1/21 | Purchase | Spouse | $15,001 - $50,000 | 581362d4 | |
| 1519 | 2014-06-11 | — | International Lease Finance Bond 5.75% due 5/15/2016 | Sale (Full) | Spouse | $15,001 - $50,000 | 581362d4 | |
| 1520 | 2014-06-06 | — | JPM Contingent Autocall Applied Materials 10.85% due 6/11/15 | Purchase | Spouse | $15,001 - $50,000 | 581362d4 | |
| 1521 | 2014-06-05 | — | Argan Inc | Sale (Full) | Spouse | $1,001 - $15,000 | 581362d4 | |
| 1522 | 2014-06-05 | — | MS Contingent Autocall Cisco Systems 8.3% due 9/5/14 | Sale (Full) | Spouse | $1,001 - $15,000 | 581362d4 | |
| 1523 | 2014-06-02 | — | UBS Contingent Autocall Broadcom 9.4% due 3/3/17 | Sale (Full) | Spouse | $1,001 - $15,000 | 581362d4 | |
| 1524 | 2014-05-30 | OKE | ONEOK Inc. (NYSE) | Sale (Full) | Spouse | $1,001 - $15,000 | f7b4d48b | |
| 1525 | 2014-05-30 | — | Dominion Resources | Purchase | Spouse | $1,001 - $15,000 | f7b4d48b | |
| 1526 | 2014-05-30 | — | Barclays Contingent Autocall Bristol Myers 8% due 6/2/17 | Purchase | Spouse | $1,001 - $15,000 | f7b4d48b | |
| 1527 | 2014-05-20 | — | MS Contingent Autocall Valero Energy 12% due 2/21/17 | Sale (Full) | Spouse | $15,001 - $50,000 | f7b4d48b | |
| 1528 | 2014-05-16 | — | JPM Contingent Autocall Tesoro Corp 10.75% due 5/21/2015 | Purchase | Spouse | $1,001 - $15,000 | f7b4d48b | |
| 1529 | 2014-05-16 | — | JPM Contingent Autocall Tesoro Corp 10.75% due 5/21/2015 | Purchase | Spouse | $15,001 - $50,000 | f7b4d48b | |
| 1530 | 2014-04-28 | — | UBS Contingent Autocall Potash 8.05% 1/27/2017 | Sale (Full) | Spouse | $1,001 - $15,000 | 6cfed5f8 | |
| 1531 | 2014-04-28 | — | UBS Contingent Autocall Potash 8.05% 1/27/2017 | Sale (Full) | Spouse | $15,001 - $50,000 | 6cfed5f8 | |
| 1532 | 2014-04-25 | — | JPM Contingent Autocall Walgreens 10% 4/28/2017 | Purchase | Spouse | $1,001 - $15,000 | 6cfed5f8 | |
| 1533 | 2014-04-25 | — | JPM Contingent Autocall Walgreens 10% 4/28/2017 | Purchase | Spouse | $15,001 - $50,000 | 6cfed5f8 | |
| 1534 | 2014-04-08 | — | HSBC Contingent Autocall Broadcom 8.6% 1/8/15 | Sale (Full) | Spouse | $15,001 - $50,000 | 6cfed5f8 | |
| 1535 | 2014-04-04 | — | Barclays Contingent Autocall Vodafone 11.05% 4/10/17 | Purchase | Spouse | $15,001 - $50,000 | 6cfed5f8 | |
| 1536 | 2014-04-03 | BHI | Baker Hughes Incorporated (NYSE) | Sale (Full) | Spouse | $15,001 - $50,000 | 6cfed5f8 | |
| 1537 | 2014-04-03 | — | Transocean Ltd | Purchase | Spouse | $1,001 - $15,000 | 6cfed5f8 | |
| 1538 | 2014-04-02 | — | Marvell Tech Group | Sale (Full) | Spouse | $1,001 - $15,000 | 6cfed5f8 | |
| 1539 | 2014-04-02 | ATML | Atmel Corporation (NASDAQ) | Purchase | Spouse | $1,001 - $15,000 | 6cfed5f8 | |
| 1540 | 2014-03-21 | — | UBS Autocall Met Life Rate/Coupon: 8.75% Matures: 03/24/2017 | Purchase | Spouse | $1,001 - $15,000 | b2d35534 | |
| 1541 | 2014-03-21 | — | UBS Autocall Met Life | Purchase | Spouse | $1,001 - $15,000 | e9aadf86 | |
| 1542 | 2014-03-19 | — | MS Autocall Dow Chemical Rate/Coupon: 10.40% Matures: 12/19/2016 | Sale (Full) | Spouse | $1,001 - $15,000 | b2d35534 | |
| 1543 | 2014-03-19 | — | MS Autocall Dow Chemical | Sale (Full) | Spouse | $1,001 - $15,000 | e9aadf86 | |
| 1544 | 2014-03-14 | DD | E. I. du Pont de Nemours and Company (NYSE) | Purchase | Spouse | $1,001 - $15,000 | 66324d46 | |
| 1545 | 2014-03-14 | — | HSBC Autocall Transocean Rate/Coupon: 10.50% Matures: 03/19/2015 | Purchase | Spouse | $1,001 - $15,000 | b2d35534 | |
| 1546 | 2014-03-14 | — | HSBC Autocall Transocean | Purchase | Spouse | $1,001 - $15,000 | e9aadf86 | |
| 1547 | 2014-02-28 | — | Barclays Autocall Broadcom 10% due 11/28/16 | Sale (Full) | Spouse | $1,001 - $15,000 | a1a02a3d | |
| 1548 | 2014-02-28 | — | UBS Autocall Terex Corp. 11.2% due 3/11/15 | Purchase | Spouse | $15,001 - $50,000 | a1a02a3d | |
| 1549 | 2014-02-28 | — | UBS AutocallBroadcom 9.4% due 3/3/17 | Purchase | Spouse | $1,001 - $15,000 | a1a02a3d | |
| 1550 | 2014-02-27 | EC | Ecopetrol SA (NYSE) | Sale (Full) | Spouse | $1,001 - $15,000 | a1a02a3d | |
| 1551 | 2014-02-27 | RIG | Transocean Ltd. (NYSE) | Purchase | Spouse | $1,001 - $15,000 | a1a02a3d | |
| 1552 | 2014-02-27 | — | Barclays Autocall Terex 12/75% due 11/28/14 | Sale (Full) | Spouse | $15,001 - $50,000 | a1a02a3d | |
| 1553 | 2014-02-21 | — | Vodafone CP PLC | Sale (Full) | Spouse | $1,001 - $15,000 | a1a02a3d | |
| 1554 | 2014-02-21 | SJR | Shaw Communications, Inc. (NYSE) | Purchase | Spouse | $1,001 - $15,000 | a1a02a3d | |
| 1555 | 2014-02-18 | — | MS Autocall Valero Energy 12% due 2/21/17 | Purchase | Spouse | $15,001 - $50,000 | a1a02a3d | |
| 1556 | 2014-01-24 | — | 12% due 10/21/16 JPM Autocall Potash | Sale (Full) | Spouse | $1,001 - $15,000 | 36948320 | |
| 1557 | 2014-01-24 | — | 8.05% due 1/27/17 UBS Autocall Potash | Purchase | Spouse | $1,001 - $15,000 | 36948320 | |
| 1558 | 2014-01-24 | — | 12% due 10/21/16 JPM Autocall Potash | Sale (Full) | Spouse | $15,001 - $50,000 | 36948320 | |
| 1559 | 2014-01-24 | — | 8.05% due 1/27/17 UBS Autocall Potash | Purchase | Spouse | $15,001 - $50,000 | 36948320 | |
| 1560 | 2014-01-21 | — | 8.05% due 1/26/15 MS Autocall FCX | Purchase | Spouse | $15,001 - $50,000 | 36948320 | |
| 1561 | 2014-01-17 | — | MIRAE Emerging Markets Fund | Purchase | Spouse | $1,001 - $15,000 | 36948320 | |
| 1562 | 2014-01-17 | — | I - Shares MSCI EAFE | Purchase | Spouse | $1,001 - $15,000 | 36948320 | |
| 1563 | 2014-01-17 | — | I - Shares Russell 1000 Value | Purchase | Spouse | $1,001 - $15,000 | 36948320 | |
| 1564 | 2014-01-17 | — | SPDR Trust Series 1 | Purchase | Spouse | $1,001 - $15,000 | 36948320 | |
| 1565 | 2014-01-17 | — | I - Shares S&P Midcap 400 | Purchase | Spouse | $1,001 - $15,000 | 36948320 | |
| 1566 | 2014-01-16 | — | 9.5% due 10/17/14 JPM Autocall Freeport McMoran | Sale (Full) | Spouse | $15,001 - $50,000 | 36948320 | |
| 1567 | 2014-01-03 | — | 8.6% due 1/8/15 HSBC Autocall Broadcom | Purchase | Spouse | $15,001 - $50,000 | 36948320 | |
| 1568 | 2014-01-02 | — | 11.15% due 9/30/16 RBC Autocall Blackstone | Sale (Full) | Spouse | $15,001 - $50,000 | 36948320 | |
| 1569 | 2013-12-16 | DD | E. I. du Pont de Nemours and Company (NYSE) | Purchase | Spouse | $1,001 - $15,000 | 66324d46 | |
| 1570 | 2013-09-13 | DD | E. I. du Pont de Nemours and Company (NYSE) | Purchase | Spouse | $1,001 - $15,000 | 66324d46 | |
| 1571 | 2013-06-13 | DD | E. I. du Pont de Nemours and Company (NYSE) | Purchase | Spouse | $1,001 - $15,000 | 66324d46 | |
| 1572 | 2013-03-15 | DD | E. I. du Pont de Nemours and Company (NYSE) | Purchase | Spouse | $1,001 - $15,000 | 66324d46 | |
| 1573 | 2012-12-17 | DD | E. I. du Pont de Nemours and Company (NYSE) | Purchase | Spouse | $1,001 - $15,000 | 66324d46 | |
| 1574 | 2012-09-13 | DD | E. I. du Pont de Nemours and Company (NYSE) | Purchase | Spouse | $1,001 - $15,000 | 66324d46 | |
