Alan S. Lowenthal

CA47Member506 filings1116 transactions

Total Purchases (max)

$7.9M

Total Sales (max)

$2.0M

Net Portfolio Value

$6.0M

143 active positions of 335 total · Using max values from amount ranges

#Ticker↕Asset↕Purchases↕Sales↕Net Value↓Txns↕% of Portfolio
1—2000099319 SP United States Treas Bond$250K—$250K14.2%
2—Netflix Inc$145K—$145K52.4%
3—HCA Inc$145K$15K$130K62.2%
4SPGIS&P Global Inc.$125K$15K$110K71.8%
5—CDW LLC/CDW FIN$100K—$100K21.7%
6ACT2000008520 SP Actavis plc Ordinary Shares$95K—$95K41.6%
7DEACUDiamond Eagle Acquisition Corp. - unit$90K—$90K61.5%
8—Citigroup Inc$95K$15K$80K51.3%
9VRSKVerisk Analytics, Inc.$160K$80K$80K91.3%
10—Ares Cap Corp$95K$15K$80K51.3%
11—IHS Markit Ltd$80K—$80K31.3%
12—Charter Communications$80K—$80K31.3%
13ATVIActivision Blizzard, Inc$170K$95K$75K131.3%
14DECKDeckers Outdoor Corporation$125K$50K$75K71.3%
15WCNWaste Connections, Inc. Common Shares$75K—$75K51.3%
16GTLSChart Industries, Inc.$65K—$65K21.1%
17—Nextera Energy Cap Hldgs$65K—$65K21.1%
18—Service Corp Intl$65K—$65K21.1%
19—Hyatt Hotels Corp Note$65K—$65K21.1%
20—Kraft Heinz Foods Co$65K—$65K21.1%
21—Equinix Inc$65K—$65K21.1%
22—Ball Corp$65K—$65K21.1%
23—American Express$65K—$65K21.1%
24—Verizon Communications$65K—$65K21.1%
25DPSDr Pepper Snapple group, Inc Dr Pepper Snapple group, Inc$65K—$65K21.1%
26—Level 3 Fing Inc$65K—$65K21.1%
27MDTMedtronic plc. Ordinary Shares$80K$30K$50K50.8%
28—IRA 2000086472 SP VMWare Inc Note$50K—$50K10.8%
29BABoeing Company$95K$45K$50K70.8%
30AZNAstraZeneca PLC - American Depositary Shares$65K$15K$50K30.8%
31—VMWare Inc Note$50K—$50K10.8%
32—Thermo Fisher Scientific Inc.$50K—$50K10.8%
33—T Mobile USA$50K—$50K10.8%
34—VMWare Inc$50K—$50K10.8%
35—Outfront Media Inc. Ser B Note 5.625%; Due 2/15/2024$50K—$50K10.8%
36—Toll Bros Fin$50K—$50K10.8%
37—Amphenol Corp$50K—$50K10.8%
38—Lennar Corp$50K—$50K10.8%
39—Crown Castle Intl Corp$100K$50K$50K30.8%
40BIPC2000063452 SP Brookfield Infrastructure Partners LP Class A Subordinate Voting Shares$50K—$50K20.8%
41—global Payments Inc$50K—$50K10.8%
42—Oracle Corp$50K—$50K10.8%
43—Paypal Holdings Inc$50K—$50K10.8%
44—Zoetis Inc$50K—$50K10.8%
45MSFTMicrosoft Corporation$80K$30K$50K50.8%
46—CBS Outdoor Amers$50K—$50K10.8%
47—Bank Amer Corp Mtn$50K—$50K10.8%
48—Lennar$50K—$50K10.8%
49—2000037125 SP Constellation Brands$50K—$50K10.8%
50—2000037122 SP Zimmer Biomet Hldgs Inc$50K—$50K10.8%
51—Constellation Brands$50K—$50K10.8%
52—unitedHealth group Inc$50K—$50K10.8%
53—Zimmer Biomet Hldgs Inc$50K—$50K10.8%
54—Celgene Corp$50K—$50K10.8%
55—Fidelity National Inform$50K—$50K10.8%
56—Ares Cap Corp Note$50K—$50K10.8%
57—Constellation Brands Inc Note$50K—$50K10.8%
58—CVS Health Corp Note$50K—$50K10.8%
59—Iron Mountain$50K—$50K10.8%
60—CIT group Inc$50K—$50K10.8%
61LMTLockheed Martin Corporation$50K—$50K10.8%
62MRKTMarkit Ltd. - Common Shares$50K—$50K10.8%
63—Regal Entmt group$50K—$50K10.8%
64—Limited Brands Incsenior$50K—$50K10.8%
65—Newell Rubbermaid$50K—$50K10.8%
66—SLM Corp$50K—$50K10.8%
67—Merck & Company, Inc. Common Stock$50K—$50K10.8%
68—Level 3 FING INC$50K—$50K10.8%
69—Nielsen Fin LLC/Nielsen Fin$50K—$50K10.8%
70CMCSKIRA 2000002342 SP Comcast Corporation - Class A Special$50K—$50K10.8%
71IACIIRA 2000002581 SP IAC/InterActiveCorp$50K—$50K10.8%
72UBERUber Technologies, Inc.$60K$15K$45K50.8%
73AMZNAmazon.com, Inc.$140K$95K$45K110.8%
74—Elanco Animal Health$45K—$45K30.8%
75ZAYOZayo group Holdings, Inc.$60K$15K$45K50.8%
76CRMSalesforce, Inc.$95K$60K$35K80.6%
77ZTSZoetis Inc. Class A$130K$95K$35K80.6%
78—Elanco Animal Health Inc$50K$15K$35K20.6%
79—AT&T$50K$15K$35K20.6%
80GTESgates Industrial Corporation plc Ordinary Shares$50K$15K$35K20.6%
81WLTWWillis Towers Watson Public Limited Company - Ordinary Shares$50K$15K$35K20.6%
82BIIBBiogen Inc.$50K$15K$35K20.6%
83NVSNovartis Ag$110K$80K$30K80.5%
84—global Pmts Inc$30K—$30K20.5%
85BKIBlack Knight, Inc.$90K$60K$30K100.5%
86BMRNBioMarin Pharmaceutical Inc.$60K$30K$30K60.5%
87LLYEli Lilly and Company$30K—$30K20.5%
88VSLRVivint Solar, Inc.$120K$95K$25K120.4%
89TMUST-Mobile US, Inc.$140K$120K$20K150.3%
90SCIService Corporation International$125K$105K$20K130.3%
91SHProShares Short S&P500$205K$185K$20K190.3%
92ORCLOracle Corporation$115K$95K$20K70.3%
93MAMastercard Incorporated$50K$30K$20K30.3%
94—general Electric Company (gE)$50K$30K$20K30.3%
95—General Mtrs Co Note$15K—$15K10.3%
96ECLEcolab Inc.$90K$75K$15K110.3%
97—2000094752 JT San Francisco Calif City$15K—$15K10.3%
98—San Francisco Calif City$15K—$15K10.3%
99—2000094752 San Francisco Calif City$15K—$15K10.3%
100—San Francisco Calif City & City Bonds$15K—$15K10.3%
101—Bk of America Corp Note$15K—$15K10.3%
102NVDANVIDIA Corporation$30K$15K$15K30.3%
103—Hyatt Hotels$15K—$15K10.3%
104LZLegalZoom.com, Inc.$30K$15K$15K30.3%
105—Hyatt hotels Corp$15K—$15K10.3%
106—CDW LLC / CDW FIN$15K—$15K10.3%
107DDDuPont de Nemours, Inc.$30K$15K$15K30.3%
108—T-Mobile USA$15K—$15K10.3%
109JIHJuniper Industrial Holdings, Inc. Class A$15K—$15K10.3%
110—CDW LLC/ CDW Fin Corp$15K—$15K10.3%
111—Fidelity Select Financial Services$15K—$15K20.3%
112—Sherwin Williams Co$15K—$15K10.3%
113—Mondelez International$15K—$15K10.3%
114—Expedia group Inc$15K—$15K10.3%
115—Bank America Corp$15K—$15K10.3%
116—general Mls Inc$15K—$15K10.3%
117—INS Markit$15K—$15K10.3%
118—Cinemark$15K—$15K10.3%
119—CIT group inc$15K—$15K10.3%
120—Morgan Stanley$15K—$15K10.3%
121—Nielsen Fin LLC$15K—$15K10.3%
122—AT&T Inc$15K—$15K10.3%
123—Bank American Corp Bond$15K—$15K10.3%
124—CBS outdoor Amers$15K—$15K10.3%
125—CVS Health Corp$15K—$15K10.3%
126—Zimmer Biomet Hldgs inc$15K—$15K10.3%
127—2000037124 SP Level 3 Fing$15K—$15K10.3%
128—2000037128 SP Zimmer Biomet Hldgs inc$15K—$15K10.3%
129—Priceline group$15K—$15K10.3%
130—HCA Incsr Secd$15K—$15K10.3%
131CELGCelgene Corporation$60K$45K$15K70.3%
132—Fidelity National$15K—$15K10.3%
133—Wells Fargo Co MTN$15K—$15K10.3%
134—Procter & gamble Company (Pg)$65K$50K$15K30.3%
135DALDelta Air Lines, Inc.$30K$15K$15K30.3%
136—Newell Rubbermaid Inc$15K—$15K10.3%
137—Actavis Fdg Scs$15K—$15K10.3%
138—Frontier Communications Corp$15K—$15K10.3%
139BIDUBaidu, Inc. - American depositary Shares, each representing one tenth Class A ordinary share$30K$15K$15K30.3%
140—Zimmer Holdings INCSR$15K—$15K10.3%
141HCAHCA Holdings, Inc.$65K$50K$15K30.3%
142SWAYStarwood Waypoint Residential Trust$15K—$15K10.3%
143EXPEExpedia, Inc.$50K$45K$5K40.1%
144—United States Treas Bond——$01—
145IWNLowenthal Rev Trust #2 iShares Russell 2000 Value ETF$145K$145K$010—
146—Constellation Brands Inc$50K$50K$02—
147—Wells Fargo & Co$50K$50K$02—
148BKNGBooking Holdings Inc.$80K$80K$06—
149—general Motors Company (gM)$80K$80K$06—
150KRESPDR S&P Regional Banking ETF$80K$80K$06—
151COINCoinbase global, Inc. - Class A$15K$15K$02—
152KTOSKratos Defense & Security Solutions, Inc.$75K$75K$010—
153COLDAmericold Realty Trust Common Shares$95K$95K$08—
154BABAAlibaba group Holding Limited American Depositary Shares each representing eight Ordinary share$65K$65K$04—
155—Activision Blizzard Inc$65K$65K$04—
156—Interpublic group$15K$15K$02—
157NEENextEra Energy, Inc.$65K$65K$04—
158—Fidelity Blue Chip growth——$01—
159—Fidelity Contrafund——$01—
160—Fidelity Focused Stock——$01—
161—Fidelity Large Cap Value Enhanced Index——$01—
162—Fidelity Select Communication Services——$01—
163—Fidelity Select Consumer Discretion——$01—
164—Fidelity Select Industrials——$01—
165—Fidelity Select Technology——$01—
166—Alphabet Inc. - Class C Capital Stock (goog)$15K$15K$02—
167SPYSPDR S&P 500$45K$45K$06—
168VSTVistra Energy Corp.$30K$30K$04—
169IEMGiShares Core MSCI Emerging Markets ETF$80K$80K$06—
170CICigna Corporation$30K$30K$04—
171UNHunitedHealth group Incorporated Common Stock$95K$95K$08—
172DOVdover Corporation$30K$30K$04—
173—Vornado Realty$15K$15K$02—
174MRKMerck & Company, Inc. Common Stock$50K$50K$02—
175BMYBristol-Myers Squibb Company$50K$50K$02—
176—JP Morgan Chase - Individual——$01—
177—Neuberger Berman - Individual——$01—
178XRAYDENTSPLY SIRONA Inc.$15K$15K$02—
179UPSunited Parcel Service, Inc.$15K$15K$02—
180CHKPCheck Point Software Technologies Ltd. - Ordinary Shares$15K$15K$02—
181PCLNThe Priceline group Inc.$65K$65K$04—
182FDXFedEx Corporation$50K$50K$02—
183PPGPPG Industries, Inc.$15K$15K$02—
184SHWSherwin-Williams Company$15K$15K$02—
185UNPunion Pacific Corporation$30K$30K$04—
186CMGChipotle Mexican grill, Inc.$15K$15K$02—
187PFEPfizer, Inc.$50K$50K$02—
188LNCLincoln National Corporation$50K$50K$02—
189TWXTime Warner Inc. New$50K$50K$02—
190TEVATeva Pharmaceutical Industries Limited American Depositary Shares$100K$100K$04—
191HOTStarwood Hotels & Resorts Worldwide, Inc.$65K$65K$04—
192WSHWillis group Holdings Public Limited$50K$50K$02—
193IBMInternational Business Machines Corporation$50K$50K$02—
194ODFLOld dominion Freight Line, Inc.$15K$15K$02—
195SNDKSanDisk Corporation$50K$50K$02—
196CCKCrown Holdings, Inc.$45K$50K-$5K4—
197QGENQiagen N.V. Common Shares$60K$65K-$5K6—
198PRGOPerrigo Company plc Ordinary Shares$45K$50K-$5K4—
199CHTRCharter Communications, Inc. - Class A$110K$120K-$10K13—
200—Sherwin Williams Co Note—$15K-$15K1—
201—2000094756 SP HCA Inc—$15K-$15K1—
202—2000094751 JT Expedia Inc—$15K-$15K1—
203—2000094009 JT Elanco Animal Health Inc—$15K-$15K1—
204—Expedia Inc$15K$30K-$15K3—
205—HCA inc—$15K-$15K1—
206—2000094750 HCA inc—$15K-$15K1—
207—2000094751 Expedia Inc—$15K-$15K1—
208JBIJanus International Group, Inc.$30K$45K-$15K5—
209—Booking Holdings Inc—$15K-$15K1—
210JNJJohnson & Johnson$50K$65K-$15K3—
211—Bank Amer Corp MTN Call Make Whole—$15K-$15K1—
212—Mondelez Intl—$15K-$15K1—
213—Ares Capital—$15K-$15K1—
214—general Mills—$15K-$15K1—
215—Interpublic group Cos Inc—$15K-$15K1—
216—Crown Castle—$15K-$15K1—
217—Verizon Comm Bond—$15K-$15K1—
218—Fidelity Select Health Care—$15K-$15K2—
219SRESempra Energy$110K$125K-$15K11—
220—Cinemark USA Inc—$15K-$15K1—
221ARCCAres Capital Corporation - Closed End Fund—$15K-$15K1—
222—CBS outdoor Amers Cap—$15K-$15K1—
223NTNXNutanix, Inc. - Class A$15K$30K-$15K3—
224WYWeyerhaeuser Company$45K$60K-$15K7—
225ALCAlcon Inc. Ordinary Shares—$15K-$15K1—
226DEAEasterly government Properties, Inc.—$15K-$15K1—
227DWDPDowDuPont Inc.$65K$80K-$15K5—
228KDPKeurig dr Pepper Inc.—$15K-$15K1—
229APYApergy Corporation—$15K-$15K1—
230CCICrown Castle International Corp.—$15K-$15K1—
231OUTOUTFRONT Media Inc.—$15K-$15K1—
232SIEGYSiemens Ag American Depositary Shares$50K$65K-$15K3—
233—Actavis Fdg—$15K-$15K1—
234FITFitbit, Inc. Class A—$15K-$15K1—
235LNGCheniere Energy, Inc.—$15K-$15K1—
236—SLM CORP—$15K-$15K1—
237COSTCostco Wholesale Corporation$65K$80K-$15K5—
238—Zimmer Holdings—$15K-$15K1—
239SEESealed Air Corporation$15K$30K-$15K3—
240—Frontier Communications—$15K-$15K1—
241KMBKimberly-Clark Corporation$50K$65K-$15K3—
242VZVerizon Communications Inc.$50K$65K-$15K3—
243—Neuberger Berger Equity Fdsall Cap Core FD Institutional—$15K-$15K1—
244—2000009553 SP Teekay Corporate Bond—$15K-$15K1—
245—Express Scripts Holding Company—$15K-$15K1—
246KMPIRA 2000000774 SP Kinder Morgan Energy Partners, L.P.—$15K-$15K1—
247NMFCNew Mountain Finance Corporation—$15K-$15K1—
248—Regal Cinemas Corp gTd SR—$15K-$15K1—
249—Regency Energy Partners LP—$15K-$15K1—
250SDLPSeadrill Partners LLC Common units Representing Limited Liability Company Interests—$15K-$15K1—
251BSXBoston Scientific Corporation$130K$150K-$20K14—
252PSQProShares Short QQQ$140K$160K-$20K13—
253GLDSPDR gold Trust$60K$80K-$20K7—
254EFXEquifax, Inc.$90K$110K-$20K11—
255MLMMartin Marietta Materials, Inc.$30K$50K-$20K3—
256SYFSynchrony Financial$30K$50K-$20K3—
257—2000094750 JT HCA inc—$30K-$30K2—
258ADBEAdobe Inc.$80K$110K-$30K8—
259AAPLApple Inc.$30K$60K-$30K6—
260BXMTBlackstone Mortgage Trust, Inc.—$30K-$30K2—
261BRK.BBerkshire Hathaway Inc. New$80K$110K-$30K8—
262CSCOCisco Systems, Inc.$80K$110K-$30K8—
263ADIAnalog Devices, Inc.$15K$45K-$30K4—
264WEXWEX Inc. common stock$15K$45K-$30K4—
265SSW2000017458 SP Seaspan Corporation Seaspan Corporation Common Shares—$30K-$30K2—
266—Paypal Holdings Inccom—$30K-$30K2—
267TKTeekay Corporation—$30K-$30K2—
268BXBlackstone Inc.$45K$80K-$35K6—
269RHTRed Hat, Inc.$30K$65K-$35K4—
270—goldman Sachs group, Inc. (gS)$45K$80K-$35K6—
271APTVAptiv PLC Ordinary Shares$30K$65K-$35K4—
272—Level 3 Fing$15K$50K-$35K2—
273SBUXStarbucks Corporation$45K$80K-$35K6—
274PYPLPayPal Holdings, Inc.$30K$65K-$35K4—
275INTUIntuit Inc.$65K$100K-$35K4—
276EBAYeBay Inc.$65K$100K-$35K4—
277OLEDuniversal Display Corporation$75K$120K-$45K13—
278PSX2000041538 SP Phillips 66—$45K-$45K3—
279RDS.B2000041539 SP Royal Dutch Shell PLC Royal Dutch Shell PLC American Depositary Shares—$45K-$45K3—
280DLPHDelphi Technologies PLC Ordinary Shares$50K$95K-$45K5—
281BCRIRA 2000002341 SP C.R. Bard, Inc.—$45K-$45K3—
282TJXTJX Companies, Inc.$45K$95K-$50K7—
283GMGeneral Motors Company—$50K-$50K1—
284JPMJP Morgan Chase & Co.$80K$130K-$50K7—
285ICEIntercontinental Exchange Inc.$45K$95K-$50K7—
286HDHome Depot, Inc.$30K$80K-$50K5—
287—CBS OUTDOOR AMERS CAP LLC—$50K-$50K1—
288—Lennar Corp Note Call Make Whole—$50K-$50K1—
289—Limited Brands, Inc.—$50K-$50K1—
290—Celegene Corp—$50K-$50K1—
291—Outfront Media—$50K-$50K1—
292—CVS$50K$100K-$50K3—
293—united Health—$50K-$50K1—
294—Iron Mountain Bond—$50K-$50K1—
295—Verizon—$50K-$50K1—
296—general Dynamics Corporation (gD)$65K$115K-$50K5—
297CMCSAComcast Corporation - Class A—$50K-$50K1—
298—2000014352 SP Crown Castle Intl Corp—$50K-$50K1—
299—2000013630 SP Teekay Corp SR—$50K-$50K1—
300—Teekay Corp SR—$50K-$50K1—
301BWABorgWarner Inc.—$50K-$50K1—
302TOOTeekay Offshore Partners L.P. Common units representing Limited Partner Interests—$50K-$50K1—
303EEQIRA 2000000775 SP Enbridge Energy Management LLC Shares repstg limited liability company interests—$50K-$50K1—
304ESRXIRA 2000003010 SP Express Scripts Holding Company—$50K-$50K1—
305GBDCgolub Capital BDC, Inc.—$50K-$50K1—
306COOCooper Companies, Inc.—$50K-$50K1—
307TRGPTarga Resources, Inc.—$50K-$50K1—
308CPNCalpine Corporation—$50K-$50K1—
309FISFidelity National Information Services, Inc.$105K$160K-$55K13—
310IFFInternational Flavors & Fragrances, Inc.$50K$110K-$60K8—
311FBFacebook, Inc. - Class A$30K$90K-$60K8—
312—Netflix$15K$80K-$65K4—
313—CIT group—$65K-$65K2—
314—Fidelity Natl Information Svcs—$65K-$65K2—
315STWDSTARWOOD PROPERTY TRUST, INC. Starwood Property Trust Inc.—$65K-$65K2—
316ELANElanco Animal Health Incorporated—$65K-$65K3—
317—Bank of America—$65K-$65K2—
318LDOSLeidos Holdings, Inc.—$65K-$65K3—
319ADSKAutodesk, Inc.$140K$210K-$70K21—
320IHSIHS Inc. IHS Inc. Class A$30K$100K-$70K4—
321—Zimmer Biomet Holdings—$75K-$75K5—
322KSUKansas City Southern$45K$120K-$75K11—
323AGNAllergan plc Ordinary Shares$15K$100K-$85K3—
324DKNGDraftKings Inc. - Class A$30K$120K-$90K10—
325AMTAmerican Tower Corporation—$95K-$95K4—
326APDAir Products and Chemicals, Inc.$130K$225K-$95K12—
327—2000088673 SP Walt Disney Company (DIS), 100% Interest—$100K-$100K1—
328—Individually Owned, 100% Interest—$100K-$100K1—
329SPCEVirgin galactic Holdings, Inc.$15K$120K-$105K9—
330GOOGAlphabet Inc. - Class C Capital Stock$15K$125K-$110K7—
331BIP2000063451 SP Brookfield Infrastructure Partners LP Limited Partnership units—$125K-$125K7—
332ITCITC Holdings Corp.—$125K-$125K6—
333BLKBlackRock, Inc.$15K$175K-$160K8—
334INFOIHS Markit Ltd. - Common Shares—$260K-$260K16—
335RUNSunrun Inc.$165K$450K-$285K41—