David A. Trott

MI11Member46 filings629 transactions

Total Purchases (max)

$74.4M

Total Sales (max)

$1.6M

Net Portfolio Value

$72.8M

212 active positions of 381 total · Using max values from amount ranges

#	Ticker↕	Asset↕	Purchases↕	Sales↕	Net Value↓	Txns↕	% of Portfolio
1	—	SOUTH WASHINGTON CNTY INDPT go 5% 02/01/24 FA - MUNI BOND [gS]	$5.0M	—	$5.0M	1	6.9%
2	—	Toucan Family LLC ALLEN PARK MICH PUB SCH DIST Go 5% 11/01/22 MN - MUNI BOND	$5.0M	—	$5.0M	1	6.9%
3	—	Partners, L.P. (ETP). As part of the completion of the merger, Sunoco Logistics Partners L.P. changed its name to Energy Transfer Partners, L.P. and began trading on the NYSE under the "ETP" ticker symbol on May 1, 2017. MASSACHUSETTS ST Go 5.2500% 09/01/23 MS - MUNI BOND	$5.0M	—	$5.0M	1	6.9%
4	—	ALLENDALE MICH PUB SCH DIST Go 5% 05/01/23 MN - MUNI BOND	$5.0M	—	$5.0M	1	6.9%
5	—	PLANO TEX go 5% 09/01/24 MS go BDS 2018 LT BEO - MUNI BOND [gS]	$1.5M	—	$1.5M	2	2.1%
6	—	MICHIGAN ST FOR ISSUES DTD Go BONDS 5.0000% 12/01/22 JD	$1.3M	—	$1.3M	2	1.7%
7	—	ROSEVILLE MICH CMNTY SCHS go 5% 05/01/25 MN - MUNI BOND [gS]	$1.0M	—	$1.0M	1	1.4%
8	—	UNIVERSITY MICH UNIV REVS REV 5% 04/01/23 Ao - MUNI BOND [gS]	$1.0M	—	$1.0M	1	1.4%
9	—	GREAT LAKES WATER AUTHORITY REV 4.0000% 07/01/23 JJ - MUNI BOND [gS]	$1.0M	—	$1.0M	1	1.4%
10	—	OHIO STATE go 5.0000% 08/01/24 FA - MUNI BOND [gS]	$1.0M	—	$1.0M	1	1.4%
11	—	Toucan Family LLC UBS Ag LINKED To S&P 500 INDEX BUFFERED CAPPED BETA, 2779.66 0% STRUCTURED NOTE DUE 08/19/2020	$1.0M	—	$1.0M	1	1.4%
12	—	MILWAUKEE WIS go 5% 04/01/24 Ao go PROM NTS 2018 N4 UT BEO - MUNI BOND [gS]	$1.0M	—	$1.0M	1	1.4%
13	—	TROTT-ATA LLC (INVESTMENT HOLDING Co.) [oI]	$1.0M	—	$1.0M	1	1.4%
14	—	Trott Northwestern, LLC	$1.0M	—	$1.0M	2	1.4%
15	—	MICHIGAN ST TRUNK LINE REV 5.0000% 11/15/22 MN RFDG BEO - MUNI BOND	$1.0M	—	$1.0M	1	1.4%
16	—	TEXAS ST UNIV SYS FING REV REV 5% 03/15/23 - MUNI BOND	$1.0M	—	$1.0M	1	1.4%
17	—	HSBC USA INC. LINKED To S&P 500 INDEX BUFFERED CAPPED BETA 0% STRUCTURED NOTE DUE 08/27/2018	$1.0M	—	$1.0M	2	1.4%
18	—	David A. Trott 2010 Irrevocable Grantor Trust f/b/o Courtney E. Trott KALAMAZOO MICH PUB SCHS Go BONDS 5% 05/01/21 MN	$1.0M	—	$1.0M	1	1.4%
19	—	Title Agency LLC. Membership Interest in Attorneys Title Agency LLC	$1.0M	—	$1.0M	1	1.4%
20	—	MICHIGAN ST TRUNK LINE REV BOND 5% 11/01/20 MN	$1.0M	—	$1.0M	1	1.4%
21	—	CANADIAN IMPERIAL BANK oF COMM LINKED To S&P 500	$750K	—	$750K	2	1.0%
22	—	PUT/SPY @ 230 EXP 12/20/2019 - SPDR S&P 500 ETF TRUST	$1.0M	$250K	$750K	2	1.0%
23	—	WELLS FARGO & COMPANY LINKED To S&P 500 INDEX BUFFERED CAPPED BETA 0% STRUCTURED NOTE DUE 06/13/2018	$600K	—	$600K	2	0.8%
24	—	NEW MEXICO ST go 5% 03/01/25 MS - MUNI BOND [gS]	$500K	—	$500K	1	0.7%
25	—	CRSWL&LXNGT MI CMN SCH go 5.0000% 05/01/23 MN - MUNI BOND [gS]	$500K	—	$500K	1	0.7%
26	—	BOFA FINANCE LLC LINKED To S&P 500 INDEX BUFFERED CAPPED BETA, 0% STRUCTURED NOTE DUE 10/27/2020	$500K	—	$500K	1	0.7%
27	—	Toucan Family LLC CREDIT SUISSE Ag LINKED To S&P 500 INDEX BUFFERED CAPPED BETA 0% STRUCTURED NOTE DUE 03/13/2020	$500K	—	$500K	1	0.7%
28	—	DOWAGIAC MICH UN SCH DIST go 4% 05/01/23 MN - MUNI BOND [gS]	$500K	—	$500K	1	0.7%
29	—	SOCIETE GENERALE LINKED To S&P 500 INDEX BUFFERED CAPPED BETA 0% STRUCTURED NOTE DUE 06/23/2020	$500K	—	$500K	1	0.7%
30	—	THE BANK oF NOVA SCOTIA LINKED To S&P 500 INDEX UPSIDE LEVERED CAPPED W BUFFER 0% STRUCTURED NOTE DUE 07/08/2020	$500K	—	$500K	1	0.7%
31	—	ALLEN PARK MICH PUB SCH DIST Go 5% 05/01/23 MN - MUNI BOND	$500K	—	$500K	1	0.7%
32	—	Toucan Family LLC MICHIGAN FIN AUTH REV REV 5% 10/01/22 Ao - MUNI BOND	$500K	—	$500K	1	0.7%
33	—	Goldman Sachs & Co. Brokerage Account VIRGINIA ST PUB SCH AUTH SCH REV 5% 08/01/23 FA - MUNI BOND	$500K	—	$500K	1	0.7%
34	—	Toucan Family LLC COOPERSVILLE AREA MICH PUB Go 5% 05/01/23 MN - MUNI BOND	$500K	—	$500K	1	0.7%
35	—	Toucan Family LLC FLA ST BRD ED PUB ED FOR ISSUE DB 5.0000% 06/01/23 JD - MUNI BOND	$500K	—	$500K	1	0.7%
36	—	PENNFIELD MICH SCHS DIST Go 4% 05/01/22 MN - MUNI BOND	$500K	—	$500K	1	0.7%
37	—	Account PORTAGE MICH PUB SCHS Go 5% 05/01/23 MN - MUNI BOND	$500K	—	$500K	1	0.7%
38	—	Toucan Family LLC PORTLAND ORE SWR SYS REV REV 5% 06/15/23 JD RFDG - MUNI BOND	$500K	—	$500K	1	0.7%
39	—	CONN ST Go 5% 06/01/22 JD - MUNI BOND	$500K	—	$500K	1	0.7%
40	—	Goldman Sachs & Co. Brokerage Account LAKE SHORE MICH PUB SCHS Go 3% 11/01/22 MN - MUNI BOND	$500K	—	$500K	1	0.7%
41	—	LAPEER MICH CMNTY SCHS Go BONDS 5.0000% 05/01/22 MN	$500K	—	$500K	1	0.7%
42	—	THE GOLDMAN SACHS GROUP, INC. LINKED To S&P 500 INDEX 0% STRUCTURED NOTE DUE 05/10/2017	$500K	—	$500K	1	0.7%
43	—	WHITMORE LAKE MICH PUB SCH go BONDS 4.0000% 05/01/22 MN	$500K	—	$500K	1	0.7%
44	—	MANATEE CNTY FLA REV BDS 5% 10/01/18 Ao	$500K	—	$500K	1	0.7%
45	—	ANN ARBOR MICH SCH DIST PUB go 5.0000% 05/01/20 MN	$500K	—	$500K	1	0.7%
46	—	bRIgHToN MICH AREA SCH DIST go BOND 5% 05/01/19 MN	$500K	—	$500K	1	0.7%
47	—	CENTRAL BUCKS PA SCH DIST go BOND 4% 05/15/22 MN	$500K	—	$500K	1	0.7%
48	—	CREDIT SUISSE Ag LINKED To S&P 500 INDEX BUFFERED CAPPED BETA STRUCTURED NOTE DUE 02/03/2017	$500K	—	$500K	1	0.7%
49	AM	Antero Midstream Partners LP Common Units representing limited partner interests	$400K	—	$400K	22	0.5%
50	—	goldman Sachs Renewable Power LLC [oL]	$300K	—	$300K	2	0.4%
51	BPL	buckeye Partners L.P.	$260K	—	$260K	8	0.4%
52	AMJ	JPMorgan Chase Capital XVI JP Morgan Alerian MLP ETN	$250K	—	$250K	1	0.3%
53	—	JENISON MICH PUB SCHS go 5% 05/01/23 MN - MUNI BOND [gS]	$250K	—	$250K	1	0.3%
54	—	Toucan Family LLC JPMORGAN CHASE & Co. LINKED To BASKET oF INDICES UPSIDE LEVERED CAPPED W	$250K	—	$250K	1	0.3%
55	—	BOFA FINANCE LLC LINKED To S&P 500 INDEX CNTNGNT CPN W BUFFER 0% STRUCTURED NOTE DUE 01/23/2020	$250K	—	$250K	1	0.3%
56	—	CITIGROUP INC. LINKED To S&P 500 INDEX CNTNGNT CPN W BUFFER 0% STRUCTURED NOTE DUE 04/22/2020	$250K	—	$250K	1	0.3%
57	—	CREDIT SUISSE Ag LINKED To S&P 500 INDEX CNTNGNT CPN W BUFFER 0% STRUCTURED NOTE DUE 08/20/2020	$250K	—	$250K	1	0.3%
58	—	Toucan Family LLC HASLETT MICH PUB SCH DIST go 5% 05/01/26 MN - MUNI BOND [gS]	$250K	—	$250K	1	0.3%
59	—	Toucan Family LLC PLYMOUTH-CANTON MICH CMNTY SCH go 5% 05/01/23 MN - MUNI BOND [gS]	$250K	—	$250K	1	0.3%
60	—	Trott Family Investment Company LLC KITSAP CNTY WASH SCH DIST No go 5% 12/01/24 JD- MUNI BOND [gS]	$250K	—	$250K	1	0.3%
61	—	ARLINGTON TEX ETC go 5% 08/15/23 FA PERM IMPT BDS 2014 LT BEO SR LIEN - MUNI BOND [gS]	$250K	—	$250K	1	0.3%
62	—	RACINE WIS UNI SCH DIST go 5% 04/01/24 Ao go CORP PURP BDS UT BEO - MUNI BOND [gS]	$250K	—	$250K	1	0.3%
63	—	ANCHORAGE ALASKA go 5% 09/01/24 MS go BDS D UT BEO - MUNI BOND [gS]	$250K	—	$250K	1	0.3%
64	—	GRAND RAPIDS MICH SAN SWR SYS REV 5% 01/01/24 JJ REV BDS 2018 BEO - MUNI BOND [gS]	$250K	—	$250K	1	0.3%
65	—	Toucan Family LLC MILWAUKEE WIS go 5% 04/01/24 Ao go PROM NTS 2018 N4 UT BEO - MUNI BOND [gS]	$250K	—	$250K	1	0.3%
66	—	OAKRIDGE MICH PUB SCHS go 5% 05/01/24 MN - MUNI BOND [gS]	$250K	—	$250K	1	0.3%
67	—	BUCHANAN MICH CMNTY SCHS go 3% 05/01/22 MN go SCH BLDG AND SITE BDS 2013 UT BEO - MUNI BOND	$250K	—	$250K	1	0.3%
68	—	LENEXA KANS go 5% 09/01/24 MS SER B UT BEO SR LIEN - MUNI BOND	$250K	—	$250K	1	0.3%
69	—	UBS Ag LINKED To S&P 500 INDEX BUFFERED CAPPED BETA 0% STRUCTURED NOTE DUE 02/06/2020	$250K	—	$250K	1	0.3%
70	—	NORTH CAROLINA ST LTD OBLIG REV 5% 06/01/24 JD RFDG-SER B BEO - MUNI BOND	$250K	—	$250K	1	0.3%
71	—	THE BANK oF NOVA SCOTIA LINKED To BASKET oF INDICES UPSIDE LEVERED CAPPED W BUFFER 0% STRUCTURED NOTE DUE 03/20/2020	$250K	—	$250K	1	0.3%
72	—	BNP PARIBAS LINKED To S&P 500 INDEX BUFFERED CAPPED BETA 0% STRUCTURED NOTE DUE 12/18/2019	$250K	—	$250K	1	0.3%
73	—	ROSEVILLE MICH CMNTY SCHS go 5% 05/01/24 MN RFDG UT BEO - MUNI BOND	$250K	—	$250K	1	0.3%
74	—	BIRMINGHAM MICH PUB SCHS go 5% 11/01/20 MN RFDG UT BEO SR LIEN - MUNI BOND	$250K	—	$250K	1	0.3%
75	—	ST CLAIR CNTY MICH go 4.0000% 04/01/20 Ao RFDG-LTD TAX LT BNK QUAL BEO - MUNI BOND	$250K	—	$250K	1	0.3%
76	—	Toucan Family LLC ALLEN PARK MICH PUB SCH DIST Go 5.0000% 11/01/23 MN - MUNI BOND	$250K	—	$250K	1	0.3%
77	—	Trott Family Investment Company LLC CHIPPEWA VALLEY MICH SCHS Go 5% 05/01/23 MN - MUNI BOND	$250K	—	$250K	1	0.3%
78	—	SPARTA MICH AREA SCHS Go 4% 05/01/24 MN - MUNI BOND	$250K	—	$250K	1	0.3%
79	—	BELLEVILLE MICH AREA DIST LIBR Go 3.5000% 05/01/20 MN - MUNI BOND	$250K	—	$250K	1	0.3%
80	—	CITIGROUP INC. LINKED To BASKET oF INDICES UPSIDE LEVERED CAPPED W BUFFER 0% STRUCTURED NOTE DUE 11/23/2018	$250K	—	$250K	1	0.3%
81	—	BNP PARIBAS LINKED To BASKET oF INDICES UPSIDE LEVERED CAPPED W BUFFER 0% STRUCTURED NOTE DUE 09/24/2018	$250K	—	$250K	1	0.3%
82	—	ROMULUS MICH CMNTY SCHS Go 5% 05/01/22 MN - MUNI BOND	$250K	—	$250K	1	0.3%
83	—	Toucan Family LLC ROMULUS MICH CMNTY SCHS Go 5% 05/01/22 MN - MUNI BOND	$250K	—	$250K	1	0.3%
84	—	CREDIT SUISSE AG LINKED To BASKET oF INDICES UPSIDE LEVERED CAPPED W BUFFER 0% STRUCTURED NOTE DUE 07/20/2018	$250K	—	$250K	1	0.3%
85	—	Toucan Family LLC HSBC USA INC. LINKED To BASKET oF INDICES UPSIDE LEVERED CAPPED W BUFFER 0% STRUCTURED NOTE DUE 08/09/2018	$250K	—	$250K	1	0.3%
86	—	Toucan Family LLC BAD AXE MICH PUB SCHS Go 4% 05/01/23 MN - MUNI BOND	$250K	—	$250K	1	0.3%
87	—	Goldman Sachs & Co. Brokerage Account GALESBURG-AUGUSTA MICH CMNTY Go 2.0000% 05/01/19 MN - MUNI BOND	$250K	—	$250K	1	0.3%
88	—	Trott Family Investment Company LLC LAKE FENTON MICH CMNTY SCHS Go 4.0000% 05/01/23 MN - MUNI BOND	$250K	—	$250K	1	0.3%
89	—	SOUTH LYON MICH CMNTY SCHS Go 5% 05/01/23 MN - MUNI BOND	$250K	—	$250K	1	0.3%
90	—	SOCIETE GENERALE LINKED To BASKET oF INDICES UPSIDE LEVERED CAPPED W BUFFER 0% STRUCTURED NOTE DUE 11/09/2017	$250K	—	$250K	1	0.3%
91	—	SARANAC MICH CMNTY SCH DIST Go BONDS 4% 05/01/22 MN	$250K	—	$250K	1	0.3%
92	—	BELDING MICH AREA SCHS go BDS 5% 05/01/22 MN	$250K	—	$250K	1	0.3%
93	—	BARCLAYS BANK PLC LINKED To S&P 500 INDEX BUFFERED CAPPED BETA STRUCTURED NOTE DUE 10/03/2017	$250K	—	$250K	1	0.3%
94	—	CLEVELAND OHIO INCOME TAX REV BDS 5.0000% 10/01/25 Ao	$250K	—	$250K	1	0.3%
95	—	SOCIETE GENERALE LINKED To S&P 500 INDEX BUFFERED CAPPED BETA STRUCTURED NOTE DUE 10/02/2017	$250K	—	$250K	1	0.3%
96	—	David A. Trott 2010 Irrevocable Grantor Trust f/b/o Taylor R. Trott SOCIETE GENERALE LINKED To S&P 500 INDEX BUFFERED CAPPED BETA STRUCTURED NOTE DUE 06/02/2017	$250K	—	$250K	1	0.3%
97	—	WHITEHALL MICH DIST SCHS Go BDS 4.0000% 05/01/19 MN	$250K	—	$250K	1	0.3%
98	—	LINDEN MICH CMNTY SCH DIST go BOND 5.0000% 05/01/22 MN	$250K	—	$250K	1	0.3%
99	—	ROSEVILLE MICH CMNTY SCHS go BOND 5% 05/01/22 MN	$250K	—	$250K	1	0.3%
100	—	ESSEXVILLE-HAMPTON MICH PUB go BOND 4% 05/01/18 MN	$250K	—	$250K	1	0.3%
101	MPLX	Toucan Family LLC MPLX LP Common Units Representing Limited Partner Interests	$230K	$65K	$165K	8	0.2%
102	ETP	symbol: ETE). Merger of Energy Transfer Equity LP (ETE) with Energy Transfer Partners LP (ETP). Energy Transfer Partners, L.P. Common Units representing limited partner interests	$165K	—	$165K	5	0.2%
103	—	Toucan Family LLC PLANO TEX go 5% 09/01/24 MS go BDS 2018 LT BEO - MUNI BOND [gS]	$150K	—	$150K	2	0.2%
104	TLLP	Tesoro Logistics LP Common Units representing Limited Partner Interests	$140K	—	$140K	7	0.2%
105	EQM	Transfer Partners LP (ETP). EQM Midstream Partners, LP Common Units representing Limited Partner Interests	$180K	$50K	$130K	7	0.2%
106	PSXP	Phillips 66 Partners LP Common Units representing limited partner interest in the Partnership	$280K	$150K	$130K	16	0.2%
107	SHLX	Toucan Family LLC Shell Midstream Partners, L.P. Common Units representing Limited Partner Interests	$115K	—	$115K	3	0.2%
108	—	BNP PARIBAS LINKED To S&P 500 INDEX CNTNGNT CPN W BUFFER 0% STRUCTURED NOTE DUE 09/11/2020	$100K	—	$100K	1	0.1%
109	—	CANADIAN IMPERIAL BANK oF COMM LINKED To S&P 500 INDEX CNTNGNT CPN W BUFFER, 0% STRUCTURED NOTE DUE 02/20/2020	$100K	—	$100K	1	0.1%
110	—	CREDIT SUISSE Ag LINKED To S&P 500 INDEX CNTNGNT CPN W BUFFER 0% STRUCTURED NOTE DUE 11/20/2019	$100K	—	$100K	1	0.1%
111	—	Toucan Family LLC MADISON WIS go 4% 10/01/25 Ao - MUNI BOND [gS]	$100K	—	$100K	1	0.1%
112	—	MATTAWAN MICH CONS SCH DIST go 5% 05/01/25 MN - MUNI BOND [gS]	$100K	—	$100K	1	0.1%
113	—	UBS Ag LINKED To S&P 500 INDEX CNTNGNT CPN W BUFFER 0% STRUCTURED NOTE DUE 06/18/2020	$100K	—	$100K	1	0.1%
114	—	ENERGY NORTHWEST WASH ELEC REV 5.0000% 07/01/25 JJ - MUNI BOND [gS]	$100K	—	$100K	1	0.1%
115	—	Agreement and Plan of Merger. HAWAII ST go BDS DTD 11/25/14 05.000% DUE 08/01/20 [gS]	$100K	—	$100K	1	0.1%
116	—	WELLS FARGO & COMPANY LINKED To S&P 500 INDEX BUFFERED CAPPED BETA, 2779.66 0% STRUCTURED NOTE DUE 04/16/2020	$100K	—	$100K	1	0.1%
117	—	ALBUQUERQUE N MEX MUN SCH DIST go 5% 08/01/25 FA No 012 go SCH BLDG BDS 2018 UT BEO - MUNI BOND [gS]	$100K	—	$100K	1	0.1%
118	—	Trott Family Investment Company LLC CITY oF AUSTIN, TEXAS REV 5.0000% 11/15/25 MN TRAVIS WILLIAMSON AND HAYS Co WTR/WSTEWTR SYS REF SER 2017 - MUNI BOND [gS]	$100K	—	$100K	1	0.1%
119	—	Trott Family Investment Company LLC MILWAUKEE WIS go 5% 04/01/24 Ao go PROM NTS 2018 N4 UT BEO - MUNI BOND [gS]	$100K	—	$100K	1	0.1%
120	—	TRUCKEE MEADOWS NEV WTR AUTH REV 5% 07/01/25 JJ WTR REV REF BDS 2015A BEO - MUNI BOND [gS]	$100K	—	$100K	1	0.1%
121	—	Trott Family Investment Company LLC CITIGROUP INC. LINKED To S&P 500 INDEX BUFFERED CAPPED BETA 0% STRUCTURED NOTE DUE 09/06/2019	$100K	—	$100K	1	0.1%
122	—	LOUISVILLE & JEFFERSON CNTY KY MET GOVT SER A go BD DTD 09/28/16 5.000% DUE 12/01/21 - MUNI BOND	$100K	—	$100K	1	0.1%
123	—	PLEASANT PRAIRIE WI PROMISSORY NTS-SER A-REF go BD DTD 08/20/14 5.000% DUE 09/01/21	$100K	—	$100K	1	0.1%
124	—	WARREN WOODS MICH PUB SCHS go 5.0000% 05/01/24 MN RFDG UT BEO - MUNI BOND	$100K	—	$100K	1	0.1%
125	—	Toucan Family LLC WATERFORD MICH SCH DIST Go 5% 05/01/23 MN - MUNI BOND	$100K	—	$100K	1	0.1%
126	—	Toucan Family LLC KING CNTY WASH SWR REV REV 5% 07/01/22 JJ - MUNI BOND	$100K	—	$100K	1	0.1%
127	—	Goldman Sachs & Co. Brokerage Account IMLAY CITY MICH CMNTY SCHS Go 4% 05/01/20 MN - MUNI BOND	$100K	—	$100K	1	0.1%
128	—	KENTWOOD MICH PUB SCHS Go 4% 05/01/19 MN - MUNI BOND	$100K	—	$100K	1	0.1%
129	—	Goldman Sachs & Co. Brokerage Account NORTH TEX MUN WTR DIST TEX WTR REV 5% 09/01/17 MS - MUNI BOND	$100K	—	$100K	1	0.1%
130	—	SOUTHGATE MICH CMNTY SCH DIST Go 5.0000% 05/01/23 MN - MUNI BOND	$100K	—	$100K	1	0.1%
131	—	DEARBORN MICH SCH DIST Go 5% 05/01/21 MN - MUNI BOND	$100K	—	$100K	1	0.1%
132	—	Goldman Sachs & Co. Brokerage Account DETROIT MICH WTR SUPPLY SYS REV 6.2500% 07/01/36 JJ - MUNI BOND	$100K	—	$100K	1	0.1%
133	—	Goldman Sachs & Co. Brokerage Account FRUITPORT MICH CMNTY SCHS Go 4% 05/01/22 MN - MUNI BOND	$100K	—	$100K	1	0.1%
134	—	Goldman Sachs & Co. Brokerage Account KENT CNTY MICH Go 5% 06/01/23 JD - MUNI BOND	$100K	—	$100K	1	0.1%
135	—	Goldman Sachs & Co. Brokerage Account Filing ID #20006682 MI FIN AUTH REV LOC GOVT LN REV 5.0000% 04/01/17 Ao - MUNI BOND	$100K	—	$100K	1	0.1%
136	—	Goldman Sachs & Co. Brokerage Account MOUNT CLEMENS MICH CMNTY SCH Go 5% 05/01/21 MN - MUNI BOND	$100K	—	$100K	1	0.1%
137	—	Goldman Sachs & Co. Brokerage Account NOVI MICH CMNTY SCH DIST Go 4% 05/01/20 MN - MUNI BOND	$100K	—	$100K	1	0.1%
138	—	REETHS-PUFFER MICH SCHS Go 5% 05/01/18 MN - MUNI BOND	$100K	—	$100K	1	0.1%
139	—	SOUTH LAKE MICH SCHS Go 5% 11/01/23 MN - MUNI BOND	$100K	—	$100K	1	0.1%
140	—	Goldman Sachs & Co. Brokerage Account SOUTHFIELD MICH PUB SCHS Go 4.0000% 05/01/22 MN - MUNI BOND	$100K	—	$100K	1	0.1%
141	—	Goldman Sachs & Co. Brokerage Account ZEELAND MICH PUB SCHS Go 4.0000% 05/01/18 MN - MUNI BOND	$100K	—	$100K	1	0.1%
142	—	Toucan Family LLC PENNSYLVANIA ST Go 5% 01/15/23 JJ - MUNI BOND	$100K	—	$100K	1	0.1%
143	—	David A. Trott 2010 Irrevocable Grantor Trust f/b/o Courtney E. Trott (100% interest) NEW YORK NY Go BDS 05.000% DUE 08/01/23 - MUNI BOND	$100K	—	$100K	1	0.1%
144	—	BATTLE CREEK MICH SCH DIST Go 5% 05/01/31 MN - MUNI BOND	$100K	—	$100K	1	0.1%
145	—	CITIGROUP INC. LINKED To S&P 500 INDEX BUFFERED CAPPED BETA 0% STRUCTURED NOTE DUE 02/01/2018	$100K	—	$100K	1	0.1%
146	—	SAGINAW VY ST UNIV MICH REV 5% 07/01/22 JJ - MUNI BOND	$100K	—	$100K	1	0.1%
147	—	Goldman Sachs & Co. Brokerage Account TRENTON MICH PUB SCHS SCH DIST Go 5.0000% 05/01/28 MN - MUNI BOND	$100K	—	$100K	1	0.1%
148	—	ROUND ROCK TX INDEP SCH DIST REF go BDS 5.0000% 08/01/2017	$100K	—	$100K	1	0.1%
149	—	FULTON CNTY gA DEV AUTH REF REV BDS DTD 05/01/14 03.000% DUE 05/01/20	$100K	—	$100K	1	0.1%
150	—	KALAMAZOO MICH go BOND 4.0000% 10/01/21 Ao	$100K	—	$100K	1	0.1%
151	—	RILEY CNTY KANS UNI SCH DIST N go REF BDS DTD 08/13/15 03.000% DUE 09/01/21	$100K	—	$100K	1	0.1%
152	EQGP	EQGP Holdings, LP Common Units representing limited partner interests	$185K	$95K	$90K	14	0.1%
153	—	PUT/XSP @ 262 EXP 01/04/2019 - CBOE MINI SPX INDEX [oT]	$100K	$15K	$85K	2	0.1%
154	—	PUT/XSP @ 286 EXP 11/02/2018 - CBOE MINI SPX INDEX [oT]	$100K	$15K	$85K	2	0.1%
155	CPPL	Columbia Pipeline Partners LP Common Units representing Limited Partner Interests	$150K	$80K	$70K	13	0.1%
156	ET	Toucan Family LLC Energy Transfer LP Common Units	$65K	—	$65K	3	0.1%
157	DPM	DCP Midstream Partners, LP DCP Midstream Partnership, LP Common Units	$65K	—	$65K	2	0.1%
158	VLP	Valero Energy Partners LP Common Units representing limited partner interests	$310K	$255K	$55K	33	0.1%
159	—	BRIGHTON MICH AREA SCH DIST go 5.0000% 05/01/20 MN - MUNI BOND [gS]	$50K	—	$50K	1	0.1%
160	—	WOODHAVEN BRNSTN MI SCH DST go 4.0000% 05/01/19 MN -	$50K	—	$50K	1	0.1%
161	—	CALEDONIA MICH CMNTY SCHS go 5% 05/01/25 MN - MUNI BOND [gS]	$50K	—	$50K	1	0.1%
162	PAGP	Plains group Holdings, L.P. Class A Shares representing limited partner interests	$50K	—	$50K	1	0.1%
163	—	PUT/XSP @ 266 EXP 12/28/2018 - CBOE MINI SPX INDEX [oT]	$100K	$50K	$50K	2	0.1%
164	—	PUT/XSP @ 268 EXP 12/21/2018 - CBOE MINI SPX INDEX [oT]	$50K	—	$50K	1	0.1%
165	TRGP	Targa Resources, Inc.	$100K	$50K	$50K	3	0.1%
166	—	PUT/XSP @ 281 EXP 11/23/2018 - CBOE MINI SPX INDEX [oT]	$50K	—	$50K	1	0.1%
167	—	AVONDALE MICH SCH DIST go 5% 05/01/20 MN - MUNI BOND [gS]	$50K	—	$50K	1	0.1%
168	ENB	Enbridge Inc	$50K	—	$50K	1	0.1%
169	—	Toucan Family LLC JACKSON MICH PUB SCHS go 5% 05/01/25 MN go - MUNI BOND [gS]	$50K	—	$50K	1	0.1%
170	—	CHIPPEWA VALLEY MICH SCHS go 5.0000% 05/01/20 MN - MUNI BOND [gS]	$50K	—	$50K	1	0.1%
171	—	PUT/XSP @ 271 EXP 04/13/2018 - CBOE MINI SPX INDEX [oT]	$50K	—	$50K	1	0.1%
172	—	WASHINGTON ST VAR PURP go BDS DTD 01/27/10 05.000% DUE 02/01/22 RNFD 02/01/20 - MUNI BOND [gS]	$50K	—	$50K	1	0.1%
173	—	CITIZENS PPTY INS CORP FLA SENIOR SECURED BONDS DTD 06/21/12 05.000% DUE 06/01/21	$50K	—	$50K	1	0.1%
174	—	HUDSONVILLE MICH PUB SCHS go 5% 05/01/24 MN go REF BDS 2015 UT BEO - MUNI BOND	$50K	—	$50K	1	0.1%
175	—	BAY CITY MICH SCH DIST go 5% 11/01/23 MN RFDG UT BEO - MUNI BOND	$50K	—	$50K	1	0.1%
176	—	GRAND LEDGE MICH PUB SCHS DIST go 5% 05/01/24 MN go REF BDS 2015 UT BEO SR LIEN - MUNI BOND	$50K	—	$50K	1	0.1%
177	—	GRAND VALLEY MICH ST UNIV REV REV 5% 12/01/23 JD GEN BDS 2017 BEO - MUNI BOND	$50K	—	$50K	1	0.1%
178	—	MASSACHUSETTS ST go 5% 11/01/24 MN COMMONWEALTH go REF BDS 2017 E LT BEO - MUNI BOND	$50K	—	$50K	1	0.1%
179	—	TEXAS ST FOR PREVIOUS ISSUES REV 4% 08/30/18 FA	$50K	—	$50K	1	0.1%
180	—	Toucan Family LLC PORT SEATTLE WASH REV REV 5% 03/01/21 MS - MUNI BOND	$50K	—	$50K	1	0.1%
181	—	GRAND HAVEN MICH AREA PUB SCHS Go 5% 05/01/18 MN - MUNI BOND	$50K	—	$50K	1	0.1%
182	—	Goldman Sachs & Co. Brokerage Account GRAND RAPIDS MICH Go 4.0000% 05/01/17 MN - MUNI BOND	$50K	—	$50K	1	0.1%
183	—	Goldman Sachs & Co. Brokerage Account LINCOLN PK MICH SCH DIST Go 3% 05/01/20 MN - MUNI BOND	$50K	—	$50K	1	0.1%
184	—	Goldman Sachs & Co. Brokerage Account MICHIGAN MUN BD AUTH REV REV 5% 10/01/19 Ao - MUNI BOND	$50K	—	$50K	1	0.1%
185	—	GRAND LEDGE MICH PUB SCHS DIST Go 5% 05/01/23 - MUNI BOND	$50K	—	$50K	1	0.1%
186	—	CLAWSON MICH PUB SCHS Go BONDS 4% 05/01/22 MN	$50K	—	$50K	1	0.1%
187	—	PORTAGE MICH PUB SCHS Go BONDS 5.0000% 11/01/22 MN	$50K	—	$50K	1	0.1%
188	—	WARREN WOODS MICH PUB SCHS Go BDS 5% 05/01/22 MN	$50K	—	$50K	1	0.1%
189	—	NJ ECONOMIC DEV AUTH REV BDS 5.5000% 09/01/21 MS	$50K	—	$50K	1	0.1%
190	—	PUT/XSP @ 202 EXP 09/18/15 - CBOE MINI SPX INDEX	$50K	—	$50K	1	0.1%
191	—	ARLINGTON CNTY VA Go BDS 5.0000% 08/01/24 FA	$50K	—	$50K	1	0.1%
192	—	David A. Trott 2010 Irrevocable Grantor Trust f/b/o Courtney E. Trott CENTRAL BUCKS PA SCH DIST Go BDS 5% 05/15/23 MN	$50K	—	$50K	1	0.1%
193	—	NORFOLK VA Go BDS 5.0000% 10/01/27 Ao	$50K	—	$50K	1	0.1%
194	—	RHODE ISLAND ST & PROVIDENCE Go BDS 5.5000% 08/01/24-CA	$50K	—	$50K	1	0.1%
195	—	ROYAL OAK MICH HOSP FINC AUTH REV BDS 8.0000% 09/01/29-CA	$50K	—	$50K	1	0.1%
196	—	David A. Trott 2010 Irrevocable Grantor Trust f/b/o Courtney E. Trott ROYAL OAK MICH HOSP FINC AUTH REV BDS 8.0000% 09/01/29-CA	$50K	—	$50K	1	0.1%
197	GEL	genesis Energy, L.P. Common Units	$50K	—	$50K	1	0.1%
198	—	PUT/XSP @ 279 EXP 11/16/2018 - CBOE MINI SPX INDEX [oT]	$50K	$15K	$35K	2	0.0%
199	—	PUT/XSP @ 283 EXP 10/26/2018 - CBOE MINI SPX INDEX [oT]	$50K	$15K	$35K	2	0.0%
200	NBLX	Noble Midstream Partners LP Common Units Representing Limited Partner Interests	$50K	$15K	$35K	2	0.0%
201	—	PUT/XSP @ 274 EXP 03/02/2018 - CBOE MINI SPX INDEX	$50K	$15K	$35K	2	0.0%
202	—	PUT/XSP @ 198 EXP 10/02/2015 - CBOE MINI SPX INDEX	$50K	$15K	$35K	2	0.0%
203	—	PUT/XSP @ 204 EXP 09/18/2015 - CBOE MINI SPX INDEX	$50K	$15K	$35K	2	0.0%
204	EPD	Enterprise Products Partners L.P.	$230K	$200K	$30K	7	0.0%
205	PAA	Plains All American Pipeline, L.P.	$130K	$115K	$15K	6	0.0%
206	TRP	TransCanada Corporation	$115K	$100K	$15K	5	0.0%
207	—	Goldman Sachs & Co. Brokerage Account WATERFORD MICH SCH DIST Go 5% 05/01/23 MN - MUNI BOND	$15K	—	$15K	1	0.0%
208	—	Tesoro Logistics LP Common Units	$15K	—	$15K	1	0.0%
209	—	David A. Trott 2010 Irrevocable Grantor Trust f/b/o Taylor R. Trott Columbia Pipeline Partners LP Common Units representing Limited Partner	$15K	—	$15K	1	0.0%
210	—	David A. Trott 2010 Irrevocable Grantor Trust f/b/o Taylor R. Trott Phillips 66 Partners LP Common Units	$15K	—	$15K	1	0.0%
211	—	PUT/XSP @ 203 EXP 08/21/15 - CBOE MINI SPX INDEX	$15K	—	$15K	1	0.0%
212	—	Phillips 66 Partners LP Common Units	$15K	—	$15K	1	0.0%
213	AMGP	Antero Midstream gP LP Common Shares of Beneficial Interests	$50K	$50K	$0	2	—
214	—	JACKSONVILLE FLA SPL REV REV 5% 10/01/25 Ao - MUNI BOND [gS]	$250K	$250K	$0	2	—
215	—	PUT/XSP @ 276 EXP 10/19/2018 - CBOE MINI SPX INDEX [oT]	$15K	$15K	$0	2	—
216	—	PUT/XSP @ 262 EXP 03/29/2018 - CBOE MINI SPX INDEX	$15K	$15K	$0	2	—
217	—	PUT/XSP @ 275 EXP 02/23/2018 - CBOE MINI SPX INDEX	$15K	$15K	$0	2	—
218	—	PLYMH-CNTN MCH CMNTY SCH DST go 5.0000% 05/01/22 MN PREREFUNDED-RFDG-SCH BLDG & SITE PRERE 05/01/18 INS SR LN - MUNI BOND	—	—	$0	1	—
219	—	SCH BLDG & SITE UT FSA BEO resulting from a prerefunded event. As a result, Toucan Family LLC's ownership in PLYMH-CNTN MCH CMNTY SCH DST go 5.0000% 05/01/22 MN PREREFUNDED-RFDG-SCH BLDG & SITE PRERE 05/01/18 INS SR LN - MUNI BOND is in the $50,001 - $100,000 range. PLYMH-CNTN MCH CMNTY SCH DST go 5.0000% 05/01/22 MN PREREFUNDED-RFDG-SCH BLDG & SITE PRERE 05/01/18 INS SR LN - MUNI BOND	—	—	$0	1	—
220	—	RIPTION: Received in exchange for PLYMOUTH-CANTON MICH CMNTY SCH go 5.0000% 05/01/22-CA MN RFDG- SCH BLDG & SITE UT FSA BEO resulting from a prerefunded event. As a result, Trott Family Investment Co LLC's Filing ID #20008340 ownership in PLYMH-CNTN MCH CMNTY SCH DST go 5.0000% 05/01/22 MN PREREFUNDED-RFDG-SCH BLDG & SITE PRERE 05/01/18 INS SR LN - MUNI BOND is in the $100,001 - $250,000 range. PLYMOUTH-CANTON MICH CMNTY SCH go 5.0000% 05/01/22-CA MN RFDG-SCH BLDG & SITE UT FSA BEO - MUNI BOND	—	—	$0	1	—
221	—	SCH DST go 5.0000% 05/01/22 MN PREREFUNDED-RFDG-SCH BLDG & SITE PRERE 05/01/18 INS SR LN, and PLYMTH-CNTN MCH CMNTY SCH DST go 5.0000% 05/01/22-CA MN UNREFUNDED BALANCE-RFDG-SCH BLDG & SITE UT INS BEO SR LN resulting from a prerefunded event. As a result, Toucan Family LLC's ownership in PLYMOUTH-CANTON MICH CMNTY SCH go 5.0000% 05/01/22-CA MN RFDG-SCH BLDG & SITE UT FSA BEO - MUNI BOND is zero. PLYMOUTH-CANTON MICH CMNTY SCH go 5.0000% 05/01/22-CA MN RFDG-SCH BLDG & SITE UT FSA BEO - MUNI BOND	—	—	$0	1	—
222	—	1/22-CA MN UNREFUNDED BALANCE-RFDG-SCH BLDG & SITE UT INS BEO SR LN, and PLYMH-CNTN MCH CMNTY SCH DST go 5.0000% 05/01/22 MN PREREFUNDED-RFDG-SCH BLDG & SITE PRERE 05/01/18 INS SR LN resulting from a prerefunded event. As a result, Toucan Family LLC's ownership in PLYMOUTH-CANTON MICH CMNTY SCH go 5.0000% 05/01/22-CA MN RFDG-SCH BLDG & SITE UT FSA BEO - MUNI BOND is zero. PLYMTH-CNTN MCH CMNTY SCH DST go 5.0000% 05/01/22-CA MN UNREFUNDED BALANCE-RFDG-SCH BLDG & SITE UT INS BEO SR LN - MUNI BOND	—	—	$0	1	—
223	—	SCH BLDG & SITE UT FSA BEO resulting from a prerefunded event. As a result, Toucan Family LLC's ownership in PLYMTH-CNTN MCH CMNTY SCH DST go 5.0000% 05/01/22-CA MN UNREFUNDED BALANCE-RFDG-SCH BLDG & SITE UT INS BEO SR LN - MUNI BOND is in the $50,001 - $100,000 range. PLYMTH-CNTN MCH CMNTY SCH DST go 5.0000% 05/01/22-CA MN UNREFUNDED BALANCE-RFDG-SCH BLDG & SITE UT INS BEO SR LN - MUNI BOND	—	—	$0	1	—
224	—	HAWAII ST FOR ISSUES DTD PRIOR go 5.0000% 12/01/21 JD To 10/29/2015 SEE419791 PREREFUNDED-SR LIEN - MUNI BOND	—	—	$0	1	—
225	—	SEE419791 UNREF BLNCE-SER DZ BEO SR LIEN resulting from defeasement. As a result of this defeasement, Toucan Family LLC's ownership in HAWAII ST FOR ISSUES DTD PRIOR go 5.0000% 12/01/21 JD To 10/29/2015 SEE419791 PREREFUNDED-SR LIEN - MUNI BOND is in the $100,001 - $250,000 range. HAWAII ST FOR ISSUES DTD PRIOR go 5.0000% 12/01/21 JD To 10/29/2015 SEE419791 PREREFUNDED-SR LIEN - MUNI BOND	—	—	$0	1	—
226	—	N: Received in exchange for HAWAII ST FOR ISSUES DTD PRIOR go 5.0000% 12/01/21 JD To 10/29/2015 SEE419791 UNREF BLNCE-SER DZ BEO SR LIEN resulting from defeasement. As a result of this defeasement, Toucan Family LLC's ownership in HAWAII ST FOR ISSUES DTD PRIOR go 5.0000% 12/01/21 JD To 10/29/2015 SEE419791 PREREFUNDED-SR LIEN - MUNI BOND is in the $100,001 - $250,000 range. HAWAII ST FOR ISSUES DTD PRIOR go 5.0000% 12/01/21 JD To 10/29/2015 SEE419791 UNREF BLNCE- SER DZ BEO SR LIEN - MUNI BOND	—	—	$0	1	—
227	—	10/29/2015 SEE419791 PREREFUNDED-SR LIEN, and HAWAII ST FOR ISSUES DTD PRIOR go 5.0000% 12/01/21 JD To 10/29/2015 SEE419791 UNREFD BALANCE-SR DZ-2017 BEO resulting from defeasement. As a result of this defeasement, Toucan Family LLC's ownership in HAWAII ST FOR ISSUES DTD PRIOR go 5.0000% 12/01/21 JD To 10/29/2015 SEE419791 UNREF BLNCE-SER DZ BEO SR LIEN - MUNI BOND is zero. HAWAII ST FOR ISSUES DTD PRIOR go 5.0000% 12/01/21 JD To 10/29/2015 SEE419791 UNREF BLNCE- SER DZ BEO SR LIEN - MUNI BOND	—	—	$0	1	—
228	—	o 10/29/2015 SEE419791 PREREFUNDED-SR LIEN, and HAWAII ST FOR ISSUES DTD PRIOR go 5.0000% 12/01/21 JD To 10/29/2015 SEE419791 UNREFD BALANCE-SR DZ-2017 BEO resulting from defeasement. As a result of this defeasement, Toucan Family LLC's ownership in HAWAII ST FOR ISSUES DTD PRIOR go 5.0000% 12/01/21 JD To 10/29/2015 SEE419791 UNREF BLNCE-SER DZ BEO SR LIEN - MUNI BOND is zero. HAWAII ST FOR ISSUES DTD PRIOR go 5.0000% 12/01/21 JD To 10/29/2015 SEE419791 UNREFD BALANCE-SR DZ-2017 BEO - MUNI BOND	—	—	$0	1	—
229	—	ved in exchange for HAWAII ST FOR ISSUES DTD PRIOR go 5.0000% 12/01/21 JD To 10/29/2015 SEE419791 UNREF BLNCE-SER DZ BEO SR LIEN resulting from defeasement. As a result of this defeasement, Toucan Family LLC's ownership in HAWAII ST FOR ISSUES DTD PRIOR go 5.0000% 12/01/21 JD To 10/29/2015 SEE419791 UNREFD BALANCE-SR DZ-2017 BEO - MUNI BOND is in the $100,001 - $250,000 range. HAWAII ST FOR ISSUES DTD PRIOR go 5.0000% 12/01/21 JD To 10/29/2015 SEE419791 UNREFD BALANCE-SR DZ-2017 BEO - MUNI BOND	—	—	$0	1	—
230	—	the completion of the merger, Sunoco Logistics Partners L.P. changed its name to Energy Transfer Partners, L.P. and began trading on the NYSE under the "ETP" ticker symbol on May 1, 2017. The former ETP ceased to be a publicly traded partnership, and its common units discontinued trading on the NYSE. Energy Transfer Partners, L.P. Common Units representing limited partner interests (ETP) - (formerly known as Sunoco Logistics Partners LP Common Units representing limited partner interests (SXL))	—	—	$0	1	—
231	—	S C ST PUB SVC AUTH FOR ISS D REV 5.0000% 01/01/18 JJ TD PR To 12/21/10 PREUNDED-RF DG-OBLIGS- SER B INS SR LIEN - MUNI BOND	—	—	$0	1	—
232	—	COOPER MBIA BEO resulting from defeasement. As a result of this defeasement, Toucan Family LLC's ownership in S C ST PUB SVC AUTH FOR ISS D REV 5.0000% 01/01/18 JJ TD PR To 12/21/10 PREUNDED-RF DG-OBLIGS-SER B INS SR LIEN - MUNI BOND is in the $50,001 - $100,000 range. S C ST PUB SVC AUTH FOR ISS D REV 5.0000% 01/01/18 JJ TD PR To 12/21/10 UNREFUND BAL RFDG- OBLGS SER B INS BEO SR - MUNI BOND	—	—	$0	1	—
233	—	COOPER MBIA BEO resulting from defeasement. As a result of this defeasement, Toucan Family LLC's ownership in S C ST PUB SVC AUTH FOR ISS D REV 5.0000% 01/01/18 JJ TD PR To 12/21/10 UNREFUND BAL RFDG-OBLGS SER B INS BEO SR is in the $100,001 - $250,000 range. SOUTH CAROLINA PUB SVCE AUTH REV 5.0000% 01/01/18 JJ SANTEE COOPER MBIA BEO - MUNI BOND	—	—	$0	1	—
234	—	12/21/10 UNREFUND BAL RFDG-OBLGS SER B INS BEO SR resulting from defeasement. As a result of this defeasement, Toucan Family LLC's ownership in SOUTH CAROLINA PUB SVCE AUTH REV 5.0000% 01/01/18 JJ SANTEE COOPER MBIA BEO - MUNI BOND is zero. SOUTH CAROLINA PUB SVCE AUTH REV 5.0000% 01/01/18 JJ SANTEE COOPER MBIA BEO - MUNI BOND	—	—	$0	1	—
235	—	HAWAII ST FOR ISSUES go BONDS 5.0000% 12/01/21 JD DTD PRIOR To 10/29/15 UNREFUNDED BALANCE -	—	—	$0	1	—
236	—	defeasement. As a result of this defeasement, Cong. Trott's ownership in HAWAII ST FOR ISSUES go BONDS 5.0000% 12/01/21 JD DTD PRIOR To 10/29/15 UNREFUNDED BALANCE - SER DZ bEo is within the $250,001 - $500,000 range. HAWAII ST FOR ISSUES go BONDS 5.0000% 12/01/21 JD DTD PRIOR To 10/29/15 UNREFUNDED BALANCE - SER DZ bEo	—	—	$0	1	—
237	—	defeasement. As a result of this defeasement, Cong. Trott's ownership in HAWAII ST FOR ISSUES go BONDS 5.0000% 12/01/21 JD DTD PRIOR To 10/29/15 UNREFUNDED BALANCE - SER DZ bEo is within the $250,001 - $500,000 range. HAWAII ST FOR ISSUES go BONDS 5.0000% 12/01/21 JD DTD PRIOR To 10/29/2015 PREREFUNDED - SER DZ ETM	—	—	$0	1	—
238	—	defeasement. As a result of this defeasement, Cong. Trott's ownership in HAWAII ST FOR ISSUES go BONDS 5.0000% 12/01/21 JD DTD PRIOR To 10/29/15 PREREFUNDED BALANCE - SER DZ ETM is within the $100,001 - $250,000 range. HAWAII ST FOR ISSUES go BONDS 5.0000% 12/01/21 JD DTD PRIOR To 10/29/2015 PREREFUNDED - SER DZ ETM	—	—	$0	1	—
239	—	defeasement. As a result of this defeasement, Cong. Trott's ownership in HAWAII ST FOR ISSUES go BONDS 5.0000% 12/01/21 JD DTD PRIOR To 10/29/15 PREREFUNDED BALANCE - SER DZ ETM is within the $100,001 - $250,000 range. HAWAII ST go BONDS 5.0000% 12/01/21 JD SER DZ bEo	—	—	$0	1	—
240	—	defeasement, Cong. Trott's ownership in HAWAII ST go BONDS 5.0000% 12/01/21 JD SER DZ bEo is zero. HAWAII ST go BONDS 5.0000% 12/01/21 JD SER DZ bEo	—	—	$0	1	—
241	—	PUT/XSP @ 189 EXP 02/19/2016 - CBOE MINI SPX INDEX	$15K	$15K	$0	2	—
242	MWE	MarkWest Energy Partners, LP Common units representing limited partnership units	—	—	$0	2	—
243	—	Traded Master Limited Partnership Interests. COMMENTS: on 12/4/15, MarkWest Energy Partners, L.P. (MWE) merged with MPLX LP (MPLX). Following the merger, each MWE investor received 1.09 MPLX common units and $6.20 in cash for each MWE common unit owned. As a result of the merger, Congressman Trott's ownership in MWE is zero. Mo ENVIRONMENTAL IMPROVEMENT REV BONDS 5.0000% 01/01/20	—	—	$0	1	—
244	—	resulting from defeasement. As a result of this defeasement, Congressman Trott's ownership in Mo ENVIRONMENTAL IMPROVEMENT REV BONDS 5.0000% 01/01/20 is zero. Mo ST ENV IMPT & ENERGY RES AU	—	—	$0	1	—
245	—	PUT/XSP @ 201 EXP 10/16/2015 - CBOE MINI SPX INDEX	$15K	$15K	$0	2	—
246	—	Membership Interest in Attorneys Title Agency LLC	—	—	$0	1	—
247	—	Toucan Family LLC PUT/XSP @ 235 EXP 02/22/2019 - CBOE MINI SPX INDEX [oT]	—	$15K	-$15K	1	—
248	—	PUT/XSP @ 225 EXP 02/01/2019 - CBOE MINI SPX INDEX [oT]	—	$15K	-$15K	1	—
249	—	PUT/XSP @ 240 EXP 02/15/2019 - CBOE MINI SPX INDEX [oT]	—	$15K	-$15K	1	—
250	—	PUT/XSP @ 250 EXP 01/25/2019 - CBOE MINI SPX INDEX [oT]	—	$15K	-$15K	1	—
251	—	PUT/XSP @ 258 EXP 12/14/2018 - CBOE MINI SPX INDEX [oT]	—	$15K	-$15K	1	—
252	—	Trott Family Investment Company LLC PUT/XSP @ 255 EXP 12/07/2018 - CBOE MINI SPX INDEX [oT]	—	$15K	-$15K	1	—
253	—	PUT/XSP @ 268 EXP 12/21/2018- CBOE MINI SPX INDEX [oT]	—	$15K	-$15K	1	—
254	—	PUT/XSP @ 281 EXP 11/23/2018 -	—	$15K	-$15K	1	—
255	—	Toucan Family LLC PUT/XSP @ 275 EXP 09/07/2018 - CBOE MINI SPX INDEX [oT]	—	$15K	-$15K	1	—
256	—	PUT/XSP @ 281 EXP 09/14/2018 - CBOE MINI SPX INDEX [oT]	—	$15K	-$15K	1	—
257	—	PUT/XSP @ 285 EXP 10/05/2018 - CBOE MINI SPX INDEX [oT]	—	$15K	-$15K	1	—
258	—	Toucan Family LLC PUT/XSP @ 269 EXP 08/24/2018 - CBOE MINI SPX INDEX [oT]	—	$15K	-$15K	1	—
259	—	PUT/XSP @ 272 EXP 08/31/2018 - CBOE MINI SPX INDEX [oT]	—	$15K	-$15K	1	—
260	—	PUT/XSP @ 277 EXP 09/21/2018 - CBOE MINI SPX INDEX [oT]	—	$15K	-$15K	1	—
261	RMP	Rice Midstream Partners LP Common Units representing limited partner interests	—	$15K	-$15K	2	—
262	—	Trott Family Investment Company LLC PUT/XSP @ 255 EXP 08/17/2018 - CBOE MINI SPX INDEX [oT]	—	$15K	-$15K	1	—
263	—	PUT/XSP @ 272 EXP 07/13/2018 - CBOE MINI SPX INDEX [oT]	—	$15K	-$15K	1	—
264	—	PUT/XSP @ 274 EXP 07/27/2018 - CBOE MINI SPX INDEX [oT]	—	$15K	-$15K	1	—
265	—	Toucan Family LLC PUT/XSP @ 262 EXP 07/06/2018 - CBOE MINI SPX INDEX [oT]	—	$15K	-$15K	1	—
266	—	PUT/XSP @ 263 EXP 06/29/2018 - CBOE MINI SPX INDEX [oT]	—	$15K	-$15K	1	—
267	—	PUT/XSP @ 265 EXP 06/22/2018 - CBOE MINI SPX INDEX [oT]	—	$15K	-$15K	1	—
268	—	Trott Family Investment Company LLC PUT/XSP @ 255 EXP 06/01/2018 - CBOE MINI SPX INDEX [oT]	—	$15K	-$15K	1	—
269	—	PUT/XSP @ 262 EXP 05/25/2018 - CBOE MINI SPX INDEX [oT]	—	$15K	-$15K	1	—
270	—	PUT/XSP @ 260 EXP 04/20/2018 - CBOE MINI SPX INDEX	—	$15K	-$15K	1	—
271	—	PUT/XSP @ 271 EXP 04/13/2018 - CBOE MINI SPX INDEX	—	$15K	-$15K	1	—
272	—	PUT/XSP @ 253 EXP 04/20/2018 - CBOE MINI SPX INDEX	—	$15K	-$15K	1	—
273	—	PUT/XSP @ 260 EXP 05/18/2018 - CBOE MINI SPX INDEX	—	$15K	-$15K	1	—
274	—	PUT/XSP @ 269 EXP 03/16/2018 - CBOE MINI SPX INDEX	—	$15K	-$15K	1	—
275	—	PUT/XSP @ 254 EXP 01/05/2018 - CBOE MINI SPX INDEX	—	$15K	-$15K	1	—
276	—	PUT/XSP @ 261 EXP 02/16/2018 - CBOE MINI SPX INDEX	—	$15K	-$15K	1	—
277	—	PUT/XSP @ 263 EXP 01/26/2018 - CBOE MINI SPX INDEX	—	$15K	-$15K	1	—
278	—	Toucan Family LLC PUT/XSP @ 249 EXP 02/16/2018 - CBOE MINI SPX INDEX	—	$15K	-$15K	1	—
279	—	PUT/XSP @ 250 EXP 01/19/2018 - CBOE MINI SPX INDEX	—	$15K	-$15K	1	—
280	—	PUT/XSP @ 255 EXP 12/22/2017 - CBOE MINI SPX INDEX	—	$15K	-$15K	1	—
281	—	SCH BLDG & SITE UT FSA BEO resulting from a prerefunded event. As a result, Trott Family Investment Co LLC's ownership in PLYMTH-CNTN MCH CMNTY SCH DST go 5.0000% 05/01/22-CA MN UNREFUNDED BALANCE-RFDG- SCH BLDG & SITE UT INS BEO SR LN - MUNI BOND is in the $100,001 - $250,000 range. PUT/XSP @ 247 EXP 12/15/2017 - CBOE MINI SPX INDEX	—	$15K	-$15K	1	—
282	—	PUT/XSP @ 249 EXP 12/01/2017 - CBOE MINI SPX INDEX	—	$15K	-$15K	1	—
283	—	PUT/XSP @ 250 EXP 11/10/2017 - CBOE MINI SPX INDEX	—	$15K	-$15K	1	—
284	—	PUT/XSP @ 245 EXP 11/03/2017 - CBOE MINI SPX INDEX	—	$15K	-$15K	1	—
285	—	Trott Family Investment Company LLC PUT/XSP @ 233 EXP 11/17/2017 - CBOE MINI SPX INDEX	—	$15K	-$15K	1	—
286	—	PUT/XSP @ 236 EXP 10/20/2017 - CBOE MINI SPX INDEX	—	$15K	-$15K	1	—
287	—	PUT/XSP @ 238 EXP 10/20/2017 -	—	$15K	-$15K	1	—
288	—	PUT/XSP @ 242 EXP 09/29/2017 - CBOE MINI SPX INDEX	—	$15K	-$15K	1	—
289	—	previously own at a fixed exchange ratio of 0.985 of a share of ONEOK common stock for each public unit of ONEOK Partners, and the merger of ONEOK Partners with a subsidiary of ONEOK, Inc. As a result of the acquisition, ownership of ONEOK, Inc. (OKE) is within the $100,001 - $250,000 range. PUT/XSP @ 235 EXP 08/25/2017 - CBOE MINI SPX INDEX	—	$15K	-$15K	1	—
290	—	PUT/XSP @ 240 EXP 09/15/2017 - CBOE MINI SPX INDEX	—	$15K	-$15K	1	—
291	—	SEE419791 UNREF BLNCE-SER DZ BEO SR LIEN resulting from defeasement. As a result of this defeasement, Toucan Family LLC's ownership in HAWAII ST FOR ISSUES DTD PRIOR go 5.0000% 12/01/21 JD To 10/29/2015 SEE419791 UNREFD BALANCE-SR DZ-2017 BEO - MUNI BOND is in the $100,001 - $250,000 range. PUT/XSP @ 238 EXP 07/07/2017 - CBOE MINI SPX INDEX	—	$15K	-$15K	1	—
292	—	PUT/XSP @ 239 EXP 08/04/2017 - CBOE MINI SPX INDEX	—	$15K	-$15K	1	—
293	—	Goldman Sachs & Co. Brokerage Account PUT/XSP @ 226 EXP 08/18/2017 - CBOE MINI SPX INDEX	—	$15K	-$15K	1	—
294	—	PUX/XSP @ 232 EXP 07/21/2017 - CBOE MINI SPX INDEX	—	$15K	-$15K	1	—
295	—	Toucan Family LLC PUT/XSP @ 224 EXP 07/21/2017 - CBOE MINI SPX INDEX	—	$15K	-$15K	1	—
296	—	PUT/XSP @ 227 EXP 06/30/2017 - CBOE MINI SPX INDEX	—	$15K	-$15K	1	—
297	—	PUT/XSP @ 225 EXP 06/16/2017 - CBOE MINI SPX INDEX	—	$15K	-$15K	1	—
298	—	PUT/XSP @ 229 EXP 05/19/2017 - CBOE MINI SPX INDEX	—	$15K	-$15K	1	—
299	—	Goldman Sachs & Co. Brokerage Account PUT/XSP @ 226 EXP 04/21/2017 - CBOE MINI SPX INDEX	—	$15K	-$15K	1	—
300	—	Goldman Sachs & Co. Brokerage Account PUT/XSP @ 215 EXP 03/31/2017 - CBOE MINI SPX INDEX	—	$15K	-$15K	1	—
301	—	PUT/XSP @ 221 EXP 04/21/2017 - CBOE MINI SXP INDEX	—	$15K	-$15K	1	—
302	—	PUT/XSP @ 209 EXP 03/17/2017 - CBOE MINI SPX INDEX	—	$15K	-$15K	1	—
303	—	PUT/XSP @ 217 EXP 02/03/2017 - CBOE MINI SPX INDEX	—	$15K	-$15K	1	—
304	—	Toucan Family LLC PUT/XSP @ 196 EXP 01/20/2017 - CBOE MINI SPX INDEX	—	$15K	-$15K	1	—
305	—	PUT/XSP @ 206 EXP 01/20/2017 - CBOE MINI SPX INDEX	—	$15K	-$15K	1	—
306	—	PUT/XSP @ 210 EXP 02/17/2017 - CBOE MINI SPX INDEX	—	$15K	-$15K	1	—
307	—	PUT/XSP @ 202 EXP 12/16/2016 - CBOE MINI SPX INDEX	—	$15K	-$15K	1	—
308	—	PUT/XSP @ 205 EXP 11/04/2016 - CBOE MINI SPX INDEX	—	$15K	-$15K	1	—
309	—	PUT/XSP @ 204 EXP 12/16/2016 - CBOE MINI SPX INDEX	—	$15K	-$15K	1	—
310	—	PUT/XSP @ 209 EXP 10/07/2016 - CBOE MINI SPX INDEX	—	$15K	-$15K	1	—
311	—	PUT/XSP @208 EXP 11/18/2016 -	—	$15K	-$15K	1	—
312	—	Toucan Family LLC PUT/XSP @ 195 EXP 09/16/2016 - CBOE MINI SPX INDEX	—	$15K	-$15K	1	—
313	—	PUT/XSP @ 205 EXP 09/30/2016 - CBOE MINI SPX INDEX	—	$15K	-$15K	1	—
314	—	PUT/XSP @ 206 EXP 10/21/2016 - CBOE MINI SPX INDEX	—	$15K	-$15K	1	—
315	—	PUT/XSP @ 190 EXP 07/29/2016 - CBOE MINI SPX INDEX	—	$15K	-$15K	1	—
316	—	PUT/XSP @ 196 EXP 08/05/2016 - CBOE MINI SPX INDEX	—	$15K	-$15K	1	—
317	—	PUT/XSP @ 198 EXP 08/19/2016 - CBOE MINI SPX INDEX	—	$15K	-$15K	1	—
318	—	David A. Trott 2010 Irrevocable Grantor Trust f/b/o Courtney E. Trott PUT/XSP @ 193 EXP 7/15/2016 CBOE MINI SPX INDEX	—	$15K	-$15K	1	—
319	—	PUT/XSP @ 196 EXP 06/24/2016 CBOE MINI SPX INDEX	—	$15K	-$15K	1	—
320	—	PUT/XSP @ 195 EXP 05/20/2016 CBOE MINI SPX INDEX	—	$15K	-$15K	1	—
321	—	PUT/XSP @ 200 EXP 06/30/2016	—	$15K	-$15K	1	—
322	—	PUT/XSP @ 186 EXP 04/08/2016 - CBOE MINI SPX INDEX	—	$15K	-$15K	1	—
323	—	PUT/XSP @ 192 EXP 06/17/2016 - CBOE MINI SPX INDEX	—	$15K	-$15K	1	—
324	—	PUT/XSP @ 196 EXP 04/29/2016- CBOE MINI SPX INDEX	—	$15K	-$15K	1	—
325	—	PUT/XSP @ 170 EXP 04/15/2016 - CBOE MINI SPX INDEX	—	$15K	-$15K	1	—
326	—	PUT/XSP @180 EXP 02/12/2016 - CBOE MINI SPX INDEX	—	$15K	-$15K	1	—
327	—	Rose Rock Midstream, L.P. Common Units Representing Limited Partner	—	$15K	-$15K	1	—
328	—	David A. Trott 2010 Irrevocable Grantor Trust f/b/o Courtney E. Trott PUT/XSP @ 186 EXP 03/18/2016 - CBOE MINI SPX INDEX	—	$15K	-$15K	1	—
329	—	PUT/XSP @ 195 EXP 12/18/2015 - CBOE MINI SPX INDEX	—	$15K	-$15K	1	—
330	—	PUT/XSP @ 202 EXP 09/18/2015 - CBOE MINI SPX INDEX	—	$15K	-$15K	1	—
331	—	PUT/XSP @ 199 EXP 08/21/2015 - CBOE MINI SPX INDEX	—	$15K	-$15K	1	—
332	—	PUT/XSP @ 199 EXP 07/17/2015 -	—	$15K	-$15K	1	—
333	—	PUT/XSP @ 203 EXP 08/21/2015 - CBOE MINI SPX INDEX	—	$15K	-$15K	1	—
334	—	PUT/XSP @ 202 EXP 07/17/2015 - CBOE MINI SPX INDEX	—	$15K	-$15K	1	—
335	—	PUT/XSP @194 EXP 06/19/2015 - CBOE MINI SPX INDEX	—	$15K	-$15K	1	—
336	—	PUT/XSP @197 EXP 06/19/2015 - CBOE MINI SPX INDEX	—	$15K	-$15K	1	—
337	—	PUT/XSP @ 190 EXP 01/15/2016 - CBOE MINI SPX INDEX	$15K	$50K	-$35K	2	—
338	—	PUT/XSP @ 260 EXP 01/18/2019 - CBOE MINI SPX INDEX [oT]	—	$50K	-$50K	1	—
339	ANDX	Trott Family Investment Company LLC Andeavor Logistics LP Common Units representing Limited Partner Interests	$50K	$100K	-$50K	3	—
340	—	GRAND LEDGE MICH PUB SCHS DIST go 5.0000% 05/01/24 MN - MUNI BOND [gS]	—	$50K	-$50K	1	—
341	MMP	Toucan Family LLC Magellan Midstream Partners L.P. Limited Partnership	$50K	$100K	-$50K	2	—
342	—	MASSACHUSETTS ST go 5% 11/01/24 MN - MUNI BOND [gS]	—	$50K	-$50K	1	—
343	—	Toucan Family LLC MICHIGAN ST FOR ISSUES DTD go 5.0000% 12/01/22 JD - MUNI BOND [gS]	—	$50K	-$50K	1	—
344	—	PUT/XSP @ 258 EXP 07/20/2018 - CBOE MINI SPX INDEX [oT]	—	$50K	-$50K	1	—
345	—	PUT/XSP @ 249 EXP 06/15/2018 - CBOE MINI SPX INDEX	—	$50K	-$50K	1	—
346	—	PUT/XSP @ 175 EXP 05/20/2016 - CBOE MINI SPX INDEX	—	$50K	-$50K	1	—
347	—	PUT/XSP @ 180 EXP 03/31/2016 - CBOE MINI SPX INDEX	—	$50K	-$50K	1	—
348	—	PUT/XSP @ 186 EXP 01/15/2016 - CBOE MINI SPX INDEX	—	$50K	-$50K	1	—
349	—	PUT/XSP @ 191 EXP 11/20/15 - CBOE MINI SPX INDEX	—	$50K	-$50K	1	—
350	—	PUX/XSP @ 188 EXP 12/18/2015 - CBOE MINI SPX INDEX	—	$50K	-$50K	1	—
351	OKS	Toucan Family LLC ONEOK Partners, L.P.	—	$65K	-$65K	3	—
352	—	CREDIT SUISSE Ag LINKED To S&P 500 INDEX BUFFERED CAPPED BETA 0% STRUCTURED NOTE DUE 03/13/2020	—	$100K	-$100K	1	—
353	OKE	ONEOK, Inc.	—	$100K	-$100K	3	—
354	—	WARREN WOODS MICH PUB SCHS go 5.0000% 05/01/24 MN - MUNI BOND [gS]	—	$100K	-$100K	1	—
355	—	MANSFIELD INDPT SCHOOL DIST go 5.0000% 02/15/19 FA RFDG UT BNK QUAL BEO - MUNI BOND	—	$100K	-$100K	1	—
356	—	DEUTSCHE BANK AG-LONDON BRANCH LINKED To S&P 500 INDEX BUFFERED CAPPED BETA 0% STRUCTURED NOTE DUE 03/30/2017	—	$100K	-$100K	1	—
357	RRMS	Rose Rock Midstream, L.P. Common Units Representing Limited Partner Interests	—	$135K	-$135K	9	—
358	WES	Western gas Partners, LP Limited Partner Interests	—	$150K	-$150K	2	—
359	SXL	Sunoco Logistics Partners LP Common Units representing limited partner interests	—	$150K	-$150K	10	—
360	NGLS	Targa Resources Partners LP Common Units Representing Limited Partnership Interests	—	$180K	-$180K	6	—
361	WPZ	Partners LP (WPZ). Williams Partners, L.P. Common Units Representing Limited Partner Interests	$50K	$265K	-$215K	7	—
362	—	GRAND RAPIDS MICH CMNTY go 5% 05/01/20 MN - MUNI BOND [gS]	—	$250K	-$250K	1	—
363	—	SOCIETE GENERALE LINKED To S&P 500 INDEX BUFFERED CAPPED BETA 0% STRUCTURED NOTE DUE 07/11/2019	—	$250K	-$250K	1	—
364	—	ALLEN PARK MICH PUB SCH DIST go 5% 11/01/23 MN - MUNI BOND [gS]	—	$250K	-$250K	1	—
365	—	Toucan Family LLC SPARTA MICH AREA SCHS go 4% 05/01/24 MN - MUNI BOND [gS]	—	$250K	-$250K	1	—
366	—	PUT/SPY @ 200 EXP 12/20/2019 - SPDR S&P 500 ETF TRUST	$250K	$500K	-$250K	2	—
367	—	Goldman Sachs & Co. Brokerage Account MUNICIPAL ELCTRC AUTH oF GA REV 5.2500% 01/01/19 JJ - MUNI BOND	—	$250K	-$250K	1	—
368	—	NEW JERSEY ECONOMIC DEV AUTH REV BONDS 5.0000% 06/15/18 JD	—	$250K	-$250K	1	—
369	WMB	Williams Companies, Inc.	$50K	$350K	-$300K	4	—
370	NGL	NGL ENERGY PARTNERS LP Common Units representing Limited Partner Interests	—	$330K	-$330K	22	—
371	—	MICHIGAN ST FOR ISSUES DTD go 5.0000% 12/01/22 JD - MUNI BOND [gS]	—	$500K	-$500K	1	—
372	—	CANADIAN IMPERIAL BANK oF COMM LINKED To S&P 500 INDEX BUFFERED CAPPED BETA 0% STRUCTURED NOTE DUE 05/28/2020	—	$500K	-$500K	1	—
373	—	CONN ST go 5% 06/01/22 JD - MUNI BOND [gS]	—	$500K	-$500K	1	—
374	—	KALAMAZOO MICH PUB SCHS go 5% 05/01/21 MN - MUNI BOND [gS]	—	$500K	-$500K	1	—
375	—	ToRoNTo DOMINION BANK LINKED To S&P 500 INDEX BUFFERED CAPPED BETA, 2901.52 STRUCTURED NOTE DUE 06/03/2020	—	$500K	-$500K	1	—
376	—	VA ST PUB SCH AUTH SCH FING REV 5% 08/01/23 FA - MUNI BOND [gS]	—	$500K	-$500K	1	—
377	—	CREDIT SUISSE Ag LINKED To S&P 500 INDEX BUFFERED CAPPED BETA STRUCTURED NOTE DUE 06/15/15	—	$500K	-$500K	1	—
378	ETE	Energy Transfer Equity, L.P. Energy Transfer Equity, L.P. Common Units representing Limited Partnership interests	—	$530K	-$530K	15	—
379	—	TEXAS ST UNIV SYS FING REV REV 5% 03/15/23 MS - MUNI BOND [gS]	—	$1.0M	-$1.0M	1	—
380	—	THE GOLDMAN SACHS GROUP, INC. LINKED To FX BASKET 9% COUPON DUE 02/06/2020 STRUCTURED NOTE	—	$1.0M	-$1.0M	1	—
381	—	MASSACHUSETTS ST go 5.2500% 09/01/23 MS - MUNI BOND [gS]	—	$5.0M	-$5.0M	1	—