K. Michael Conaway

TX11Former Member79 filings1324 transactions

#	Date↓	Ticker↕	Asset↕	Type↕	Owner↕	Amount↕	DocID
1	2020-12-21	—	American New Economy Fund	Purchase	Self	$50,001 - $100,000	20018064
2	2020-12-18	—	10 (Wells Fargo Financial) Investment Company of America	Purchase	Self	$50,001 - $100,000	20018064
3	2020-12-18	—	WF 10 (Wells Fargo Financial) Washington Mutual Inv FD	Purchase	Self	$50,001 - $100,000	20018064
4	2020-12-17	—	AMCAP Fund	Purchase	Self	$50,001 - $100,000	20018064
5	2020-12-17	—	American balanced Fund	Purchase	Self	$50,001 - $100,000	20018064
6	2020-12-17	—	American Mutual Fund	Purchase	Self	$50,001 - $100,000	20018064
7	2020-12-17	—	Capital World growth & Income Fund	Purchase	Self	$50,001 - $100,000	20018064
8	2020-12-17	DGRO	iShares Core Dividend growth ETF	Purchase	Self	$50,001 - $100,000	20018064
9	2020-12-16	—	10 (Wells Fargo Financial) Fundamental Investors CL A	Purchase	Self	$50,001 - $100,000	20018064
10	2020-12-10	FDN	First Trust DJ Internet Index Fund	Purchase	Self	$15,001 - $50,000	20018460
11	2020-12-10	GSLC	10 (Wells Fargo Financial) goldman Sachs Activebeta U.S. Large Cap Equity ETF	Purchase	Self	$15,001 - $50,000	20018460
12	2020-12-10	VIG	10 (Wells Fargo Financial) Vanguard Div Appreciation ETF	Purchase	Self	$50,001 - $100,000	20018460
13	2020-12-10	FDN	First Trust DJ Internet Index Fund	Purchase	Self	$15,001 - $50,000	20018064
14	2020-12-10	GSLC	goldman Sachs Activebeta U.S. Large Cap Equity ETF	Purchase	Self	$15,001 - $50,000	20018064
15	2020-12-10	VIG	E57 (Edward Jones) Vanguard Div Appreciation ETF	Purchase	Self	$50,001 - $100,000	20018064
16	2020-11-30	AAL	American Airlines group, Inc.	Purchase	Self	$15,001 - $50,000	20017831
17	2020-11-30	DRI	E57 (Edward Jones) Darden Restaurants, Inc.	Purchase	Self	$15,001 - $50,000	20017831
18	2020-11-30	DGRO	E57 (Edward Jones) iShares Core Dividend growth ETF	Purchase	Self	$15,001 - $50,000	20017831
19	2020-11-30	LUV	E57 (Edward Jones) Southwest Airlines Company	Purchase	Self	$15,001 - $50,000	20017831
20	2020-11-10	—	UIT First Trust Diversified W115	Sale	SP	$1,001 - $15,000	20017831
21	2020-10-16	AAPL	Apple Inc.	Purchase	Self	$15,001 - $50,000	20017610
22	2020-10-16	AAPL	25 (Wells Fargo Financial) Apple Inc.	Purchase	Self	$15,001 - $50,000	20017610
23	2020-10-16	CVX	10 (Wells Fargo Financial) Chevron Corporation	Sale	Self	$15,001 - $50,000	20017610
24	2020-10-16	JNJ	WF 10 (Wells Fargo Financial) Johnson & Johnson	Purchase	Self	$50,001 - $100,000	20017610
25	2020-10-16	JNJ	WF 10 (Wells Fargo Financial) Johnson & Johnson	Purchase	Self	$15,001 - $50,000	20017610
26	2020-10-16	—	The blackstone group Inc. Class A (bX)	Sale	Self	$15,001 - $50,000	20017610
27	2020-10-16	VDC	25 (Wells Fargo Financial) Vanguard Consumer Staples ETF	Sale	Self	$15,001 - $50,000	20017610
28	2020-10-06	CVX	Chevron Corporation	Exchange	Self	$15,001 - $50,000	20017610
29	2020-10-06	CVX	Chevron Corporation	Exchange	Self	$1,001 - $15,000	20017610
30	2020-10-06	NBL	25 (Wells Fargo Financial) Noble Energy Inc.	Exchange	Self	$1,001 - $15,000	20017610
31	2020-10-06	NBL	Noble Energy Inc.	Exchange	Self	$15,001 - $50,000	20017610
32	2020-09-28	ABT	Abbott Laboratories	Purchase	Self	$50,001 - $100,000	20017475
33	2020-09-28	ABT	WF 10 (Wells Fargo Financial) Abbott Laboratories	Purchase	Self	$15,001 - $50,000	20017475
34	2020-09-28	—	10 (Wells Fargo Financial) JPMORGAN CHASE & CO FIX/FLT JR SbRdNTd PERP MAT CLLB NRA TAXABLE CPN 4.051% DUE 12/29/49	Purchase	Self	$15,001 - $50,000	20017475
35	2020-09-24	—	69 (Wells Fargo Financial) BANK NOVA SCOTIA 0% 1Y: LKD EURO STOXX 50 INDEX DUE 09/24/2020 CPN 0.000% DUE 09/24/20	Sale	Self	$15,001 - $50,000	20017475
36	2020-09-21	—	Redemption FIFTH THIRD BANCORP FIX TO FLT JR SbRdNTd CALLABLE PERPTL CPN 5.100% DUE 12/31/49	Purchase	Self	$15,001 - $50,000	20017475
37	2020-09-21	CIBR	First Trust NASDAQ Cybersecurity ETF	Purchase	Self	$15,001 - $50,000	20017475
38	2020-09-21	—	12/29/49 Principal U.S. Mega-Cap ETF	Purchase	Self	$1,001 - $15,000	20017475
39	2020-09-21	VDC	10 (Wells Fargo Financial) Vanguard Consumer Staples ETF	Sale	Self	$50,001 - $100,000	20017475
40	2020-09-21	VDC	10 (Wells Fargo Financial) Vanguard Consumer Staples ETF	Sale	Self	$15,001 - $50,000	20017475
41	2020-09-21	VDC	25 (Wells Fargo Financial) Vanguard Consumer Staples ETF	Sale	Self	$15,001 - $50,000	20017475
42	2020-09-09	JPM	69 (Wells Fargo Financial) JP Morgan Chase & Co.	Sale	Self	$15,001 - $50,000	20017475
43	2020-09-08	GOOGL	25 (Wells Fargo Financial) Alphabet Inc. - Class A	Purchase	Self	$15,001 - $50,000	20017475
44	2020-09-08	AAPL	69 (Wells Fargo Financial) Apple Inc.	Sale (partial)	Self	$15,001 - $50,000	20017475
45	2020-09-08	AAPL	10 (Wells Fargo Financial) Apple Inc.	Sale (partial)	Self	$15,001 - $50,000	20017475
46	2020-09-08	INTU	25 (Wells Fargo Financial) Intuit Inc.	Sale	Self	$15,001 - $50,000	20017475
47	2020-09-08	JPM	69 (Wells Fargo Financial) JP Morgan Chase & Co.	Sale	Self	$15,001 - $50,000	20017475
48	2020-09-08	USMC	25 (Wells Fargo Financial) Principal U.S. Mega-Cap ETF	Sale (partial)	Self	$15,001 - $50,000	20017475
49	2020-09-08	SPY	WF 10 (Wells Fargo Financial) SPDR S&P 500	Sale (partial)	Self	$15,001 - $50,000	20017475
50	2020-09-08	VIG	53 (Wells Fargo Financial) Vanguard div Appreciation ETF	Sale (partial)	Self	$50,001 - $100,000	20017475
51	2020-08-11	—	FT divers Income & growth Fall 15	Sale	SP	$100,001 - $250,000	20017309
52	2020-08-10	AEP	American Electric Power Company, Inc.	Purchase	SP	$15,001 - $50,000	20017309
53	2020-08-10	AXP	E62 (Edward Jones) American Express Company	Sale	Self	$15,001 - $50,000	20017309
54	2020-08-10	DUK	duke Energy Corporation	Purchase	SP	$15,001 - $50,000	20017309
55	2020-08-10	DGRO	iShares Core dividend growth ETF	Purchase	SP	$50,001 - $100,000	20017309
56	2020-08-10	JNJ	Johnson & Johnson	Purchase	SP	$15,001 - $50,000	20017309
57	2020-08-10	PNC	E62 (Edward Jones) PNC Financial Services group, Inc.	Sale	Self	$50,001 - $100,000	20017309
58	2020-08-10	PNC	10 (Wells Fargo Financial) PNC Financial Services group, Inc.	Sale	Self	$15,001 - $50,000	20017309
59	2020-08-10	CWB	69 (Wells Fargo Financial) SPDR bloomberg barclays Convertible Securities ETF	Purchase	Self	$50,001 - $100,000	20017309
60	2020-08-10	SDY	10 (Wells Fargo Financial) SPDR S&P dividend ETF	Purchase	Self	$15,001 - $50,000	20017309
61	2020-08-10	SDY	10 (Wells Fargo Financial) SPDR S&P dividend ETF	Purchase	Self	$15,001 - $50,000	20017309
62	2020-08-10	XLV	69 (Wells Fargo Financial) SPDR Select Sector Fund - Health Care	Purchase	Self	$50,001 - $100,000	20017309
63	2020-08-10	USB	10 (Wells Fargo Financial) U.S. bancorp	Sale	Self	$50,001 - $100,000	20017309
64	2020-08-10	V	10 (Wells Fargo Financial) Visa Inc.	Sale	Self	$15,001 - $50,000	20017309
65	2020-07-20	—	AMERICAN FUNDS THE TAX EXEMPT BOND FUND OF AMERICA	Purchase	SP	$1,001 - $15,000	20017070
66	2020-07-01	—	"CITIGROUP INC PERPETUAL FIX/FLT BONDS CALLABLE CPN 6.125% DUE 12/29/49 dTd 11/13/15 FC 05/15/16 CALL1 11/15/20 @ 100.000, CUSIP- 172967Kd2"	Purchase	Self	$100,001 - $250,000	20017070
67	2020-07-01	AMZN	05/15/16 CALL1 11/15/20 @ 100.000, CUSIP-172967Kd2" Amazon.com, Inc.	Purchase	Self	$50,001 - $100,000	20017070
68	2020-07-01	AAPL	Apple Inc.	Purchase	Self	$15,001 - $50,000	20017070
69	2020-07-01	—	69 (Wells Fargo Financial) Filing Id #20017070 Home depot, Inc. (Hd)	Sale	Self	$50,001 - $100,000	20017070
70	2020-07-01	PFE	69 (Wells Fargo Financial) Pfizer, Inc.	Purchase	Self	$15,001 - $50,000	20017070
71	2020-07-01	RTX	69 (Wells Fargo Financial) Raytheon Technologies Corporation	Sale	Self	$15,001 - $50,000	20017070
72	2020-06-23	—	JPMORGAN FEDERAL MONEY MARKET FUND	Purchase	SP	$1,001 - $15,000	20016929
73	2020-06-10	—	JPMORGAN FEDERAL MONEY MARKET FUND	Purchase	SP	$15,001 - $50,000	20016929
74	2020-06-10	INFR	Legg Mason global Infrastructure ETF	Sale	SP	$15,001 - $50,000	20016929
75	2020-06-09	EFG	iShares MSCI EAFE growth ETF	Sale (partial)	SP	$1,001 - $15,000	20016929
76	2020-06-09	EFV	iShares MSCI EAFE Value ETF	Purchase	SP	$15,001 - $50,000	20016929
77	2020-06-09	IWM	iShares Russell 2000 ETF	Sale (partial)	SP	$1,001 - $15,000	20016929
78	2020-06-09	—	JPMORGAN FEDERAL MONEY MARKET FUND	Sale (partial)	SP	$15,001 - $50,000	20016929
79	2020-06-09	ISD	PGIM High Yield bond Fund, Inc.	Purchase	SP	$15,001 - $50,000	20016929
80	2020-06-09	VV	Vanguard Large-Cap ETF	Purchase	SP	$1,001 - $15,000	20016929
81	2020-06-02	PNC	E48 (Edward Jones) PNC Financial Services group, Inc.	Purchase	Self	$15,001 - $50,000	20016929
82	2020-06-01	PNC	10 (Wells Fargo Financial) PNC Financial Services group, Inc.	Purchase	Self	$15,001 - $50,000	20016929
83	2020-06-01	PNC	10 (Wells Fargo Financial) PNC Financial Services group, Inc.	Purchase	Self	$15,001 - $50,000	20016929
84	2020-06-01	TJX	69 (Wells Fargo Financial) TJX Companies, Inc.	Sale	Self	$1,001 - $15,000	20016929
85	2020-06-01	USB	69 (Wells Fargo Financial) U.S. bancorp	Purchase	Self	$50,001 - $100,000	20016929
86	2020-06-01	VDC	10 (Wells Fargo Financial) Vanguard Consumer Staples ETF	Sale (partial)	Self	$15,001 - $50,000	20016929
87	2020-05-26	SKYY	E62 (Edward Jones) First Trust Cloud Computing ETF	Purchase	Self	$15,001 - $50,000	20016729
88	2020-05-26	GSLC	69 (Wells Fargo Financial) goldman Sachs activebeta U.S. Large Cap Equity ETF	Sale	Self	$15,001 - $50,000	20016729
89	2020-05-26	GSLC	25 (Wells Fargo Financial) goldman Sachs activebeta U.S. Large Cap Equity ETF	Sale	Self	$15,001 - $50,000	20016729
90	2020-05-26	USMC	05/29/49 Principal U.S. Mega-Cap Multi- Factor Index ETF	Purchase	Self	$1,001 - $15,000	20016729
91	2020-05-26	USMC	25 (Wells Fargo Financial) Principal U.S. Mega-Cap Multi- Factor Index ETF	Purchase	Self	$15,001 - $50,000	20016729
92	2020-05-26	USMC	25 (Wells Fargo Financial) Principal U.S. Mega-Cap Multi- Factor Index ETF	Purchase	Self	$1,001 - $15,000	20016729
93	2020-05-26	USMC	53 (Wells Fargo Financial) Principal U.S. Mega-Cap Multi- Factor Index ETF	Purchase	Self	$15,001 - $50,000	20016729
94	2020-05-26	—	The blackstone group Inc. Class a (bX)	Purchase	Self	$50,001 - $100,000	20016729
95	2020-05-26	—	10 (Wells Fargo Financial) The blackstone group Inc. Class a (bX)	Purchase	Self	$15,001 - $50,000	20016729
96	2020-05-19	AMZN	amazon.com, Inc.	Purchase	Self	$50,001 - $100,000	20016729
97	2020-05-19	AAPL	10 (Wells Fargo Financial) apple Inc.	Purchase	Self	$15,001 - $50,000	20016729
98	2020-05-19	—	10 (Wells Fargo Financial) becton, dickinson and Company (bdX)	Sale	Self	$15,001 - $50,000	20016729
99	2020-05-19	CARR	69 (Wells Fargo Financial) Carrier global Corporation	Sale	Self	$1,001 - $15,000	20016729
100	2020-05-19	SKYY	25 (Wells Fargo Financial) First Trust Cloud Computing ETF	Purchase	Self	$15,001 - $50,000	20016729
101	2020-05-19	SKYY	First Trust Cloud Computing ETF	Purchase	SP	$15,001 - $50,000	20016729
102	2020-05-19	SKYY	31 (Wells Fargo Financial) First Trust Cloud Computing ETF	Purchase	Self	$15,001 - $50,000	20016729
103	2020-05-19	—	53 (Wells Fargo Financial) Home depot, Inc. (Hd)	Purchase	Self	$15,001 - $50,000	20016729
104	2020-05-19	ITOT	iShares Core S&P Total U.S. Stock Market ETF	Purchase	SP	$15,001 - $50,000	20016729
105	2020-05-19	JPM	E62 (Edward Jones) JP Morgan Chase & Co.	Purchase	Self	$15,001 - $50,000	20016729
106	2020-05-19	JPM	10 (Wells Fargo Financial) JP Morgan Chase & Co.	Purchase	Self	$1,001 - $15,000	20016729
107	2020-05-19	OTIS	69 (Wells Fargo Financial) otis Worldwide Corporation	Sale	Self	$1,001 - $15,000	20016729
108	2020-05-19	—	WF 69 (Wells Fargo Financial) PNC FINANCIAL SERVICES UNSECURED FIX To FLOAT CaLLabLE SER R PERPTL CPN 4.850% DUE 05/29/49 [oT]	Purchase	Self	$50,001 - $100,000	20016729
109	2020-05-19	VIG	Vanguard div appreciation ETF	Purchase	SP	$15,001 - $50,000	20016729
110	2020-05-19	VIG	31 (Wells Fargo Financial) Vanguard div appreciation ETF	Purchase	Self	$15,001 - $50,000	20016729
111	2020-05-19	VZ	10 (Wells Fargo Financial) Verizon Communications Inc.	Purchase	Self	$15,001 - $50,000	20016729
112	2020-05-12	—	UIT FIRST TRUST DIVERSIFIED INCOME & GROWTH PORT SER 2015 [oT]	Sale	SP	$50,001 - $100,000	20016729
113	2020-05-11	DRI	darden Restaurants, Inc.	Purchase	SP	$15,001 - $50,000	20016729
114	2020-05-11	JNJ	Johnson & Johnson	Purchase	SP	$15,001 - $50,000	20016729
115	2020-05-11	—	Procter & gamble Company (Pg)	Purchase	SP	$15,001 - $50,000	20016729
116	2020-04-24	—	10 (Wells Fargo Financial) boFa FIN LLC 0% 1Y: LKD To S&P 500 INDEX DUE 04/24/2020 CPN 0.000% DUE 04/24/20 [oT]	Sale	Self	$50,001 - $100,000	20016520
117	2020-04-24	—	boFa FIN LLC 0% 1Y: LKD To S&P 500 INDEX DUE 04/24/2020 CPN 0.000% DUE 04/24/20 [oT]	Sale	Self	$15,001 - $50,000	20016520
118	2020-04-23	—	UIT INVESCO UNIT TRS CENT EQUITY TR DIVERSFED SER 2016- [oT]	Sale	SP	$100,001 - $250,000	20016520
119	2020-04-22	—	american Capital Income [oT]	Purchase	SP	$1,001 - $15,000	20016520
120	2020-04-22	—	american Fundamental Investors [oT]	Purchase	SP	$1,001 - $15,000	20016520
121	2020-04-22	—	american growth Fund [oT]	Purchase	SP	$1,001 - $15,000	20016520
122	2020-04-22	—	american New Perspective Cl a [oT]	Purchase	SP	$1,001 - $15,000	20016520
123	2020-04-22	—	american Tax-exempt bond Fd [oT]	Purchase	SP	$1,001 - $15,000	20016520
124	2020-04-22	CVX	Chevron Corporation	Purchase	SP	$15,001 - $50,000	20016520
125	2020-04-22	DUK	duke Energy Corporation	Purchase	SP	$15,001 - $50,000	20016520
126	2020-04-22	EMR	Emerson Electric Company	Purchase	SP	$15,001 - $50,000	20016520
127	2020-04-22	—	Franklin Rising dividend Cl a [oT]	Purchase	SP	$1,001 - $15,000	20016520
128	2020-04-22	—	iShares Core dividend growth ETF (dgRo)	Purchase	SP	$15,001 - $50,000	20016520
129	2020-04-22	MPC	Marathon Petroleum Corporation	Purchase	SP	$15,001 - $50,000	20016520
130	2020-04-15	AMZN	amazon.com, Inc.	Purchase	Self	$15,001 - $50,000	20016520
131	2020-04-15	AMZN	10 (Wells Fargo Financial) amazon.com, Inc.	Purchase	Self	$15,001 - $50,000	20016520
132	2020-04-15	AAPL	apple Inc.	Purchase	Self	$15,001 - $50,000	20016520
133	2020-04-15	AAPL	53 (Wells Fargo Financial) apple Inc.	Purchase	Self	$50,001 - $100,000	20016520
134	2020-04-15	—	E62 (Edward Jones) JPMoRgaN CHASE & Co FIXED/FLOAT JR SbRdNTd CaLLabLE PERPETUAL MAT CPN 88.875% DUE 12/29/49 [oT]	Purchase	Self	$50,001 - $100,000	20016520
135	2020-04-15	—	12/29/49 JPMoRgaN CHASE & Co JR SUboRdINaTEd FIX/FLT CaLLabLE PERP MAT SER CC CPN 4.625% DUE 12/31/49 [oT]	Purchase	Self	$50,001 - $100,000	20016520
136	2020-04-15	—	12/31/49 JPMoRgaN CHASE & Co JR SUboRdINaTEd FIX/FLT CaLLabLE PERP MAT SER CC CPN 4.625% DUE 12/31/49 [oT]	Purchase	Self	$50,001 - $100,000	20016520
137	2020-04-15	VIG	Vanguard div appreciation ETF	Purchase	Self	$50,001 - $100,000	20016520
138	2020-04-15	VIG	10 (Wells Fargo Financial) Vanguard div appreciation ETF	Purchase	Self	$50,001 - $100,000	20016520
139	2020-04-15	VIG	69 (Wells Fargo Financial) Vanguard div appreciation ETF	Purchase	Self	$15,001 - $50,000	20016520
140	2020-04-13	DRI	darden Restaurants, Inc.	Purchase	SP	$15,001 - $50,000	20016520
141	2020-04-06	AEP	american Electric Power Company, Inc.	Purchase	SP	$15,001 - $50,000	20016520
142	2020-04-06	—	iShares Core dividend growth ETF (dgRo)	Purchase	SP	$15,001 - $50,000	20016520
143	2020-04-06	—	iShares Core dividend growth ETF (dgRo)	Purchase	SP	$1,001 - $15,000	20016520
144	2020-04-06	—	iShares Core dividend growth ETF (dgRo)	Purchase	SP	$1,001 - $15,000	20016520
145	2020-04-06	—	Southern Company (So)	Purchase	SP	$15,001 - $50,000	20016520
146	2020-03-27	—	03/27/20 Transfer to WF 10 Filing Id #20016346 BANK NOVA SCOTIA 0% EDP bC CAPPED LEVERagEd INDX RETURN MTY 03/27/20 CPN 0.000% DUE 03/27/20 [oT]	Sale	Self	$50,001 - $100,000	20016346
147	2020-03-27	—	08/25/22 dTd 08/31/17 Transfer to WF 10 HSBC USA INC 0% EDP NTS LKD To EURO STOXX 50 INDEX MTY 03/27/20 CPN 0.000% DUE 03/27/20 [oT]	Sale	Self	$15,001 - $50,000	20016346
148	2020-03-18	AEP	69 (Wells Fargo Financial) american Electric Power Company, Inc.	Sale	Self	$15,001 - $50,000	20016346
149	2020-03-18	—	diageo plc (dEo)	Sale (partial)	Self	$1,001 - $15,000	20016346
150	2020-03-18	—	69 (Wells Fargo Financial) diageo plc (dEo)	Sale	Self	$1,001 - $15,000	20016346
151	2020-03-18	NOC	Redemption Northrop grumman Corporation	Sale	Self	$15,001 - $50,000	20016346
152	2020-03-18	LUV	Southwest airlines Company	Sale	SP	$15,001 - $50,000	20016346
153	2020-03-18	LUV	31 (Wells Fargo Financial) Southwest airlines Company	Sale	Self	$15,001 - $50,000	20016346
154	2020-03-18	—	25 (Wells Fargo Financial) SPDR dow Jones Industrial average ETF (dIa)	Sale (partial)	Self	$1,001 - $15,000	20016346
155	2020-03-18	—	53 (Wells Fargo Financial) SPDR dow Jones Industrial average ETF (dIa)	Sale	Self	$1,001 - $15,000	20016346
156	2020-03-18	VEA	Vanguard FTSE developed Markets ETF	Sale	Self	$1,001 - $15,000	20016346
157	2020-03-18	VPU	53 (Wells Fargo Financial) Vanguard Utilities ETF	Sale	Self	$15,001 - $50,000	20016346
158	2020-03-18	VPU	53 (Wells Fargo Financial) Vanguard Utilities ETF	Sale	Self	$15,001 - $50,000	20016346
159	2020-03-18	VPU	Vanguard Utilities ETF	Sale	Self	$15,001 - $50,000	20016346
160	2020-03-18	DIS	10 (Wells Fargo Financial) Walt disney Company	Sale	Self	$1,001 - $15,000	20016346
161	2020-03-11	MMM	3M Company	Sale	Self	$1,001 - $15,000	20016346
162	2020-03-11	GSLC	goldman Sachs activebeta U.S. Large Cap Equity ETF	Sale	Self	$50,001 - $100,000	20016346
163	2020-03-11	SDY	SPDR S&P dividend ETF	Sale	Self	$15,001 - $50,000	20016346
164	2020-03-11	SDY	69 (Wells Fargo Financial) SPDR S&P dividend ETF	Sale	Self	$100,001 - $250,000	20016346
165	2020-03-11	SDY	10 (Wells Fargo Financial) SPDR S&P dividend ETF	Sale	Self	$50,001 - $100,000	20016346
166	2020-03-11	TRV	25 (Wells Fargo Financial) The Travelers Companies, Inc.	Sale	Self	$1,001 - $15,000	20016346
167	2020-03-11	VDC	69 (Wells Fargo Financial) Vanguard Consumer Staples ETF	Sale	Self	$15,001 - $50,000	20016346
168	2020-03-11	VIG	10 (Wells Fargo Financial) Vanguard div appreciation ETF	Sale	Self	$15,001 - $50,000	20016346
169	2020-03-11	VIG	25 (Wells Fargo Financial) Vanguard div appreciation ETF	Sale	Self	$50,001 - $100,000	20016346
170	2020-03-10	FDN	First Trust dJ Internet Index Fund	Sale	Self	$50,001 - $100,000	20016346
171	2020-03-10	VDC	Vanguard Consumer Staples ETF	Sale (partial)	Self	$15,001 - $50,000	20016346
172	2020-03-10	VPU	25 (Wells Fargo Financial) Vanguard Utilities ETF	Sale	Self	$15,001 - $50,000	20016346
173	2020-02-28	—	baRCLaYS bK PLC 0% BLS CAPPED LEVERAGE INDEX RETURN NT MTY 02/28/2020 [oT]	Sale	Self	$50,001 - $100,000	20016198
174	2020-02-28	—	baRCLaYS bK PLC 0% BLS CAPPED LEVERAGE INDEX RETURN NT MTY 02/28/2020 [oT]	Sale	Self	$50,001 - $100,000	20016198
175	2020-02-26	FDL	53 (Wells Fargo Financial) First Trust Morningstar ETF	Sale	Self	$15,001 - $50,000	20016198
176	2020-02-25	FDL	10 (Wells Fargo Financial) First Trust Morningstar ETF	Sale (partial)	Self	$15,001 - $50,000	20016198
177	2020-02-25	VPU	25 (Wells Fargo Financial) Vanguard Utilities ETF	Purchase	Self	$50,001 - $100,000	20016198
178	2020-02-24	—	69 (Wells Fargo Financial) BANK NOVA SCOTIA 0% BLS bC CAPPED LEVERagEd INDX RETURN MTY 03/27/20 CPN 0.000% DUE 03/27/20 [oT]	Exchange	Self	$50,001 - $100,000	20016346
179	2020-02-24	—	03/27/20 Transfer from WF 95 BANK NOVA SCOTIA 0% BLS bC CAPPED LEVERagEd INDX RETURN MTY 03/27/20 CPN 0.000% DUE 03/27/20 [oT]	Exchange	Self	$50,001 - $100,000	20016346
180	2020-02-24	—	03/27/20 Redemption baRCLaYS bK PLC 0% BLS CAPPED LEVERAGE INDEX RETURN NT MTY 02/28/2020 [oT]	Exchange	Self	$50,001 - $100,000	20016346
181	2020-02-24	—	baRCLaYS bK PLC 0% BLS CAPPED LEVERAGE INDEX RETURN NT MTY 02/28/2020 CPN 0.000% DUE 02/28/20 [oT]	Exchange	Self	$50,001 - $100,000	20016346
182	2020-02-24	—	02/28/20 Transfer from WF 95 boFa FIN LLC 0% BLS LKD To S&P 500 INDEX DUE 04/24/2020 CPN 0.000% DUE 04/24/20 [oT]	Exchange	Self	$50,001 - $100,000	20016346
183	2020-02-24	—	from WF 95 boFa FIN LLC 0% BLS LKD To S&P 500 INDEX DUE 04/24/2020 CPN 0.000% DUE 04/24/20 [oT]	Exchange	Self	$50,001 - $100,000	20016346
184	2020-02-24	FDN	69 (Wells Fargo Financial) First Trust dJ Internet Index Fund	Exchange	Self	$50,001 - $100,000	20016346
185	2020-02-24	FDN	First Trust dJ Internet Index Fund	Exchange	Self	$50,001 - $100,000	20016346
186	2020-02-24	FDL	10 (Wells Fargo Financial) First Trust Morningstar ETF	Exchange	Self	$50,001 - $100,000	20016346
187	2020-02-24	FDL	WF 10 First Trust Morningstar ETF	Exchange	Self	$50,001 - $100,000	20016346
188	2020-02-24	GSLC	goldman Sachs activebeta U.S. Large Cap Equity ETF	Exchange	Self	$100,001 - $250,000	20016346
189	2020-02-24	GSLC	goldman Sachs activebeta U.S. Large Cap Equity ETF	Exchange	Self	$100,001 - $250,000	20016346
190	2020-02-24	—	HSBC USA INC 0% BLS aUToCaLL LKD EURO STOXX 50 IDX DUE 08/25/2022 CPN 0.000% DUE 08/25/22 dTd 08/31/17 [oT]	Exchange	Self	$50,001 - $100,000	20016346
191	2020-02-24	—	08/25/22 dTd 08/31/17 Transfer from WF 95 HSBC USA INC 0% BLS aUToCaLL LKD EURO STOXX 50 IDX DUE 08/25/2022 CPN 0.000% DUE 08/25/22 dTd 08/31/17 [oT]	Exchange	Self	$50,001 - $100,000	20016346
192	2020-02-24	USMC	69 (Wells Fargo Financial) Principal U.S. Mega-Cap Multi- Factor Index ETF	Exchange	Self	$100,001 - $250,000	20016346
193	2020-02-24	USMC	Principal U.S. Mega-Cap Multi- Factor Index ETF	Exchange	Self	$100,001 - $250,000	20016346
194	2020-02-24	SPY	WF 53 (Wells Fargo Financial) SPDR S&P 500	Exchange	Self	$100,001 - $250,000	20016346
195	2020-02-24	SPY	SPDR S&P 500	Exchange	Self	$100,001 - $250,000	20016346
196	2020-02-24	SDY	SPDR S&P dividend ETF	Exchange	Self	$50,001 - $100,000	20016346
197	2020-02-24	SDY	SPDR S&P dividend ETF	Exchange	Self	$50,001 - $100,000	20016346
198	2020-02-24	VDC	69 (Wells Fargo Financial) Vanguard Consumer Staples ETF	Exchange	Self	$100,001 - $250,000	20016346
199	2020-02-24	VDC	Vanguard Consumer Staples ETF	Exchange	Self	$100,001 - $250,000	20016346
200	2020-02-24	VIG	10 (Wells Fargo Financial) Vanguard div appreciation ETF	Exchange	Self	$50,001 - $100,000	20016346
201	2020-02-24	VIG	Vanguard div appreciation ETF	Exchange	Self	$50,001 - $100,000	20016346
202	2020-02-24	VPU	Vanguard Utilities ETF	Exchange	Self	$15,001 - $50,000	20016346
203	2020-02-24	VPU	Vanguard Utilities ETF	Exchange	Self	$15,001 - $50,000	20016346
204	2020-02-18	FDL	10 (Wells Fargo Financial) First Trust Morningstar ETF	Sale	Self	$1,001 - $15,000	20016198
205	2020-02-18	FDL	25 (Wells Fargo Financial) First Trust Morningstar ETF	Sale (partial)	Self	$15,001 - $50,000	20016198
206	2020-02-18	GSLC	25 (Wells Fargo Financial) goldman Sachs activebeta U.S. Large Cap Equity ETF	Purchase	Self	$15,001 - $50,000	20016198
207	2020-02-18	VPU	95 (Wells Fargo Financial) Vanguard Utilities ETF	Purchase	Self	$15,001 - $50,000	20016198
208	2020-02-10	CSQ	Calamos Strategic Total Return Fund	Sale	Self	$1,001 - $15,000	20016198
209	2020-02-10	GSLC	25 (Wells Fargo Financial) goldman Sachs activebeta U.S. Large Cap Equity ETF	Purchase	Self	$15,001 - $50,000	20016198
210	2020-02-10	GSLC	53 (Wells Fargo Financial) goldman Sachs activebeta U.S. Large Cap Equity ETF	Purchase	Self	$15,001 - $50,000	20016198
211	2020-02-10	QQQ	95 (Wells Fargo Financial) Invesco QQQ Trust, Series 1	Purchase	Self	$15,001 - $50,000	20016198
212	2020-02-10	USMC	53 (Wells Fargo Financial) Principal U.S. Mega-Cap Multi- Factor Index ETF	Purchase	Self	$15,001 - $50,000	20016198
213	2020-02-10	—	95 (Wells Fargo Financial) SPDR dow Jones Industrial average ETF (dIa)	Purchase	Self	$1,001 - $15,000	20016198
214	2020-02-10	SPY	WF 53 (Wells Fargo Financial) SPDR S&P 500	Purchase	Self	$15,001 - $50,000	20016198
215	2020-02-10	SDY	95 (Wells Fargo Financial) SPDR S&P dividend ETF	Purchase	Self	$15,001 - $50,000	20016198
216	2020-02-10	VDC	95 (Wells Fargo Financial) Vanguard Consumer Staples ETF	Purchase	Self	$15,001 - $50,000	20016198
217	2020-02-10	VIG	95 (Wells Fargo Financial) Vanguard div appreciation ETF	Purchase	Self	$15,001 - $50,000	20016198
218	2020-02-10	VPU	95 (Wells Fargo Financial) Vanguard Utilities ETF	Purchase	Self	$15,001 - $50,000	20016198
219	2020-02-10	VPU	53 (Wells Fargo Financial) Vanguard Utilities ETF	Purchase	Self	$15,001 - $50,000	20016198
220	2020-01-31	—	BANK NOVA SCOTIA 0% 1Y: b C LKD S&P 500 MTY 01/31/2020 CPN 0.000% DUE 01/31/20 [oT]	Sale	Self	$50,001 - $100,000	20015025
221	2020-01-31	—	boFa FIN LLC 0% 1Y: ACCELERATED RETURN NTS LKD To S&P MTY 01/31/20 CPN 0.000% DUE 01/31/20 [oT]	Sale	Self	$100,001 - $250,000	20015025
222	2020-01-16	—	american balanced Fund Class a [oT]	Purchase	SP	$1,001 - $15,000	20015025
223	2020-01-16	IVZ	Invesco Ltd	Purchase	SP	$1,001 - $15,000	20015025
224	2019-12-30	—	JPMoRgaN FEDERAL MONEY MARKET FUND [oT]	Purchase	SP	$1,001 - $15,000	20014994
225	2019-12-23	—	JPMoRgaN FEDERAL MONEY MARKET FUND [oT]	Purchase	SP	$1,001 - $15,000	20014994
226	2019-12-20	—	BANK NOVA SCOTIA b 0EDP C ACLRTD RTRN NT LKD S&P 500 IDX DUE 12/20/2019 CPN 0.000% [oT]	Sale	Self	$50,001 - $100,000	20014994
227	2019-12-12	—	CREDIT SUISSE ag 0% EDP LONDON BRH LKD To EURO STOXX 50 INDEX 1/30/2020 CPN 0.000% DUE 11/30/20 [oT]	Sale	Self	$50,001 - $100,000	20014994
228	2019-12-12	IVZ	Invesco Ltd	Sale	SP	$1,001 - $15,000	20014994
229	2019-12-10	GSLC	DUE 11/30/20 goldman Sachs activebeta U.S. Large Cap Equity ETF	Purchase	Self	$15,001 - $50,000	20014994
230	2019-12-10	CWB	25 (Wells Fargo Financial) SPDR bloomberg barclays Convertible Securities ETF	Sale (partial)	Self	$50,001 - $100,000	20014994
231	2019-12-10	VPU	95 (Wells Fargo Financial) Vanguard Utilities ETF	Sale	Self	$15,001 - $50,000	20014994
232	2019-12-03	GSLC	95 (Wells Fargo Financial) goldman Sachs activebeta U.S. Large Cap Equity ETF	Purchase	Self	$1,001 - $15,000	20014994
233	2019-12-03	GSLC	95 (Wells Fargo Financial) Filing ID #20014994 goldman Sachs activebeta U.S. Large Cap Equity ETF	Purchase	Self	$15,001 - $50,000	20014994
234	2019-12-03	CWB	SPDR bloomberg barclays Convertible Securities ETF	Sale	Self	$15,001 - $50,000	20014994
235	2019-12-03	CWB	95 (Wells Fargo Financial) SPDR bloomberg barclays Convertible Securities ETF	Sale	Self	$50,001 - $100,000	20014994
236	2019-12-03	SDY	95 (Wells Fargo Financial) SPDR S&P Dividend ETF	Purchase	Self	$15,001 - $50,000	20014994
237	2019-12-03	VIG	Vanguard Div appreciation ETF	Purchase	Self	$15,001 - $50,000	20014994
238	2019-12-03	VIG	25 (Wells Fargo Financial) Vanguard Div appreciation ETF	Purchase	Self	$15,001 - $50,000	20014994
239	2019-11-29	—	CREDIT SUISSE ag 0% EDP LKD EURO STOXX 50 INDEX DUE 11/27/2020 CPN 0.000% DUE 11/27/20 [oT]	Sale	SP	$15,001 - $50,000	20013776
240	2019-11-07	FDL	Redemption First Trust Morningstar ETF	Purchase	Self	$15,001 - $50,000	20013776
241	2019-11-07	USMC	95 (Wells Fargo Financial) Principal U.S. Mega-Cap Multi- Factor Index ETF	Purchase	Self	$15,001 - $50,000	20013776
242	2019-11-07	SPY	WF 95 (Wells Fargo Financial) SPDR S&P 500	Purchase	Self	$15,001 - $50,000	20013776
243	2019-11-07	SDY	95 (Wells Fargo Financial) SPDR S&P dividend ETF	Purchase	Self	$15,001 - $50,000	20013776
244	2019-11-07	VPU	95 (Wells Fargo Financial) Filing Id #20013776 Vanguard Utilities ETF	Sale (partial)	Self	$15,001 - $50,000	20013776
245	2019-10-21	SDY	95 (Wells Fargo Financial) SPDR S&P Dividend ETF	Purchase	Self	$50,001 - $100,000	20012595
246	2019-10-21	SDY	95 (Wells Fargo Financial) SPDR S&P Dividend ETF	Purchase	Self	$50,001 - $100,000	20012595
247	2019-10-21	SDY	69 (Wells Fargo Financial) SPDR S&P Dividend ETF	Purchase	Self	$15,001 - $50,000	20012595
248	2019-10-19	—	sP M81 (Merrill Lynch) R2000 STEPUP ISSUER BARC STEP 35.00% sV 1,488.786 DUE 09/30/22 [oT]	Sale	Self	$50,001 - $100,000	20010637
249	2019-10-10	ACN	accenture plc Class a ordinary Shares	Sale	Self	$15,001 - $50,000	20012595
250	2019-10-10	DD	69 (Wells Fargo Financial) DuPont de Nemours, Inc.	Sale	Self	$1,001 - $15,000	20012595
251	2019-10-10	XOM	69 (Wells Fargo Financial) Exxon Mobil Corporation	Sale	Self	$1,001 - $15,000	20012595
252	2019-10-10	FDN	69 (Wells Fargo Financial) First Trust DJ Internet Index Fund	Sale (partial)	Self	$15,001 - $50,000	20012595
253	2019-10-10	FDL	95 (Wells Fargo Financial) First Trust Morningstar ETF	Purchase	Self	$15,001 - $50,000	20012595
254	2019-10-10	FDL	95 (Wells Fargo Financial) First Trust Morningstar ETF	Purchase	Self	$1,001 - $15,000	20012595
255	2019-10-10	JNJ	WF 25 (Wells Fargo Financial) Johnson & Johnson	Sale (partial)	Self	$1,001 - $15,000	20012595
256	2019-10-10	JNJ	WF 69 (Wells Fargo Financial) Johnson & Johnson	Sale	Self	$1,001 - $15,000	20012595
257	2019-10-10	NEE	NextEra Energy, Inc.	Sale	Self	$15,001 - $50,000	20012595
258	2019-10-10	PNC	69 (Wells Fargo Financial) PNC Financial Services group, Inc.	Sale (partial)	Self	$1,001 - $15,000	20012595
259	2019-10-10	PNC	69 (Wells Fargo Financial) PNC Financial Services group, Inc.	Sale	Self	$1,001 - $15,000	20012595
260	2019-10-10	—	69 (Wells Fargo Financial) Royal Dutch Shell PLC Royal Dutch Shell PLC american Depositary Shares (RDS.b)	Sale	Self	$1,001 - $15,000	20012595
261	2019-10-10	CWB	69 (Wells Fargo Financial) SPDR bloomberg barclays Convertible Securities ETF	Purchase	Self	$1,001 - $15,000	20012595
262	2019-10-10	SPY	WF 95 (Wells Fargo Financial) SPDR S&P 500	Sale (partial)	Self	$15,001 - $50,000	20012595
263	2019-10-10	SDY	95 (Wells Fargo Financial) SPDR S&P Dividend ETF	Purchase	Self	$1,001 - $15,000	20012595
264	2019-10-10	VDC	25 (Wells Fargo Financial) Vanguard Consumer Staples ETF	Purchase	Self	$1,001 - $15,000	20012595
265	2019-10-10	VPU	25 (Wells Fargo Financial) Vanguard Utilities ETF	Purchase	Self	$15,001 - $50,000	20012595
266	2019-10-02	—	JPMoRgaN FEDERAL MONEY MARKET FUND [oT]	Purchase	SP	$1,001 - $15,000	20012595
267	2019-09-27	—	69 (Wells Fargo Financial) boFa FIN LLC 0% EDP LKD To S&P 500 INDEX DUE 09/27/2019 CPN 0.000% DUE 09/27/19 [oT]	Sale	Self	$50,001 - $100,000	20012439
268	2019-09-27	—	Redemption boFa FIN LLC 0% EDP STEP UP NOT LKD To EURO STOXX 50 DUE 09/27/2019 [oT]	Sale	Self	$50,001 - $100,000	20012439
269	2019-09-26	AMZN	amazon.com, Inc.	Sale	Self	$15,001 - $50,000	20012439
270	2019-09-26	—	HaRTFoRd FORTIS FUNDS ௭* GRWTH OPPTYS [oT]	Sale	Self	$50,001 - $100,000	20012439
271	2019-09-26	VDC	Vanguard Consumer Staples ETF	Purchase	Self	$15,001 - $50,000	20012439
272	2019-09-26	VPU	69 (Wells Fargo Financial) Vanguard Utilities ETF	Purchase	Self	$50,001 - $100,000	20012439
273	2019-08-30	—	BANK NOVA SCOTIA 0% 1Y: ACCL RTRN LKD RUSSELL 2000 IDX MTY 08/30/19 [oT]	Sale	Self	$15,001 - $50,000	20012318
274	2019-08-30	—	CaNadIaN IMPERIAL BKEDP 0% COMM ToRoNTo BRH LKD MSCI EMRGNG DUE 08/30/19 [oT]	Sale	Self	$15,001 - $50,000	20012318
275	2019-08-30	—	Redemption CaNadIaN IMPRL bK 0%EDP COMM TRNT BRH RTN NT LKD S&P500 IDX DUE08/30/2019 [oT]	Sale	Self	$50,001 - $100,000	20012318
276	2019-08-14	CWB	69 (Wells Fargo Financial) SPDR bloomberg barclays Convertible Securities ETF	Purchase	Self	$50,001 - $100,000	20012318
277	2019-08-14	SPY	WF 95 (Wells Fargo Financial) SPDR S&P 500	Purchase	Self	$15,001 - $50,000	20012318
278	2019-08-14	VDC	95 (Wells Fargo Financial) Vanguard Consumer Staples ETF	Purchase	Self	$50,001 - $100,000	20012318
279	2019-08-06	CTVA	Corteva, Inc.	Sale	Self	$1,001 - $15,000	20012318
280	2019-08-06	—	69 (Wells Fargo Financial) dow Inc. (doW)	Sale	Self	$1,001 - $15,000	20012318
281	2019-08-06	FDL	69 (Wells Fargo Financial) First Trust Morningstar ETF	Purchase	Self	$15,001 - $50,000	20012318
282	2019-08-06	FDL	25 (Wells Fargo Financial) First Trust Morningstar ETF	Purchase	Self	$15,001 - $50,000	20012318
283	2019-08-06	CWB	95 (Wells Fargo Financial) SPDR bloomberg barclays Convertible Securities ETF	Purchase	Self	$15,001 - $50,000	20012318
284	2019-08-06	CWB	69 (Wells Fargo Financial) SPDR bloomberg barclays Convertible Securities ETF	Purchase	Self	$1,001 - $15,000	20012318
285	2019-08-06	WM	69 (Wells Fargo Financial) Waste Management, Inc.	Sale	Self	$1,001 - $15,000	20012318
286	2019-07-29	—	SP E62 (Edward Jones) FIN BASKET ARN ISS boFa CAP 18.06% [oT]	Sale	Self	$50,001 - $100,000	20012046
287	2019-07-26	—	american Funds Developing: World growth & Income FD [oT]	Purchase	SP	$15,001 - $50,000	20012046
288	2019-07-26	—	american Mutual Fund Inc Class a [oT]	Purchase	SP	$15,001 - $50,000	20012046
289	2019-07-26	—	Coca-Cola Company (Ko)	Sale	SP	$15,001 - $50,000	20012046
290	2019-07-24	USMC	Principal U.S. Mega-Cap Multi- Factor Index ETF	Purchase	Self	$1,001 - $15,000	20012046
291	2019-07-24	USMC	95 (Wells Fargo Financial) Principal U.S. Mega-Cap Multi- Factor Index ETF	Purchase	Self	$15,001 - $50,000	20012046
292	2019-07-24	USMC	95 (Wells Fargo Financial) Principal U.S. Mega-Cap Multi- Factor Index ETF	Purchase	Self	$1,001 - $15,000	20012046
293	2019-07-24	USMC	95 (Wells Fargo Financial) Principal U.S. Mega-Cap Multi- Factor Index ETF	Purchase	Self	$1,001 - $15,000	20012046
294	2019-07-24	USMC	95 (Wells Fargo Financial) Principal U.S. Mega-Cap Multi- Factor Index ETF	Purchase	Self	$15,001 - $50,000	20012046
295	2019-07-24	CWB	69 (Wells Fargo Financial) SPDR bloomberg barclays Convertible Securities ETF	Purchase	Self	$50,001 - $100,000	20012046
296	2019-07-24	VDC	25 (Wells Fargo Financial) Vanguard Consumer Staples ETF	Purchase	Self	$50,001 - $100,000	20012046
297	2019-07-24	VDC	25 (Wells Fargo Financial) Vanguard Consumer Staples ETF	Purchase	Self	$15,001 - $50,000	20012046
298	2019-07-24	VDC	53 (Wells Fargo Financial) Vanguard Consumer Staples ETF	Purchase	Self	$50,001 - $100,000	20012046
299	2019-07-24	VPU	95 (Wells Fargo Financial) Vanguard Utilities ETF	Sale	Self	$1,001 - $15,000	20012046
300	2019-07-23	SPG	95 (Wells Fargo Financial) Simon Property group, Inc.	Sale	Self	$1,001 - $15,000	20012046
301	2019-06-21	—	JPMORGAN FEDERAL MONEY MARKET FUND [oT]	Purchase	SP	$1,001 - $15,000	20011937
302	2019-06-03	—	boFa FIN LLC 0% EDP MKT LKD STP NTS LKD EURO STOXX 50 INDX 05/31/2019 CPN 0.000% DUE 05/31/19 [oT]	Sale	SP	$50,001 - $100,000	20011937
303	2019-04-26	—	AAPL ARN ISSUER HSBC CAP 21.60% SV 172.95 DUE 04/26/19	Sale	SP	$50,001 - $100,000	20011612
304	2019-04-26	—	R2000 CLIRN ISSUER CIBC CAP 16.00% SV 1,417.127 DUE 04/26/19	Sale	SP	$100,001 - $250,000	20011612
305	2019-04-18	AAPL	Apple Inc.	Purchase	SP	$1,001 - $15,000	20011612
306	2019-04-18	ADP	Automatic Data Processing, Inc.	Sale (partial)	SP	$1,001 - $15,000	20011612
307	2019-04-18	BDX	becton, Dickinson and Company	Purchase	SP	$1,001 - $15,000	20011612
308	2019-04-18	HD	Home Depot, Inc.	Sale (partial)	SP	$1,001 - $15,000	20011612
309	2019-04-18	INTU	Intuit Inc.	Sale (partial)	SP	$1,001 - $15,000	20011612
310	2019-04-18	JPM	JP Morgan Chase & Co.	Purchase	SP	$1,001 - $15,000	20011612
311	2019-04-18	PFE	Pfizer, Inc.	Sale (partial)	SP	$1,001 - $15,000	20011612
312	2019-04-18	VZ	Verizon Communications Inc.	Sale (partial)	SP	$1,001 - $15,000	20011612
313	2019-04-18	DIS	Walt Disney Company	Purchase	SP	$1,001 - $15,000	20011612
314	2019-04-11	—	SX5E STEPUP ISSUER HSBC STEP 30.00% SV 3,331.25 DUE 03/25/21	Sale	SP	$50,001 - $100,000	20011612
315	2019-04-11	—	SX5E STEPUP ISSUER HSBC STEP 30.00% SV 3,331.25 DUE 03/25/21	Sale	SP	$50,001 - $100,000	20011612
316	2019-04-08	—	JPMORGAN Hign Yield Fund	Purchase	SP	$1,001 - $15,000	20011612
317	2019-04-08	—	Vanguard Total bond Market EFT	Sale (partial)	SP	$1,001 - $15,000	20011612
318	2019-04-04	GOOGL	Alphabet Inc. - Class A	Purchase	SP	$15,001 - $50,000	20011612
319	2019-04-04	JNJ	Johnson & Johnson	Sale (partial)	SP	$1,001 - $15,000	20011612
320	2019-04-04	RTN	Raytheon Company	Sale (partial)	SP	$1,001 - $15,000	20011612
321	2019-04-04	UNH	UnitedHealth group Incorporated Common Stock	Sale (partial)	SP	$1,001 - $15,000	20011612
322	2019-03-29	—	R2000 ARN ISSUER RBC CAP 12.75% SV 1,601.669 DUE 03/29/19	Sale	SP	$50,001 - $100,000	20011362
323	2019-03-28	—	JPMORGAN FEDERAL MONEY MARKET FUND	Purchase	SP	$1,001 - $15,000	20011362
324	2019-03-25	T	AT&T Inc.	Purchase	SP	$15,001 - $50,000	20011362
325	2019-03-25	—	general Electric Company (gE)	Purchase	SP	$1,001 - $15,000	20011362
326	2019-03-25	—	ISHARES CORE DIVIDEND GROWTH: ETF	Purchase	SP	$15,001 - $50,000	20011362
327	2019-03-04	XOM	Exxon Mobil Corporation	Purchase	SP	$1,001 - $15,000	20011362
328	2019-03-04	TRV	The Travelers Companies, Inc.	Purchase	SP	$1,001 - $15,000	20011362
329	2019-02-22	—	R2000 ARN ISSUER SEK CAP 11.55% SV 1,547.107 DUE 02/22/19	Sale	SP	$15,001 - $50,000	20011244
330	2019-02-22	—	SX5E CLIRN ISSUER BOFA CAP 25.90% SV 3,333.96 DUE 02/22/19	Sale	SP	$50,001 - $100,000	20011244
331	2019-02-21	—	SP500 CLIRN ISSUER BOFA CAP 9.00% SV 2,774.88 DUE 04/24/20	Purchase	SP	$15,001 - $50,000	20011244
332	2019-02-21	—	SP500 CLIRN ISSUER BOFA CAP 9.00% SV 2,774.88 DUE 04/24/20	Purchase	SP	$50,001 - $100,000	20011244
333	2019-01-31	—	sP M81 (Merrill Lynch) Exxon Mobil Corporation (XOM) [sT]	s (partial)	Self	$1,001 - $15,000	20011085
334	2019-01-31	—	The Travelers Companies, Inc. (TRV) [sT]	s (partial)	Self	$1,001 - $15,000	20011085
335	2019-01-24	—	sP M81 (Merrill Lynch) R2000 ARN ISSUER HSBC CAP 12.75% sV 1,518.89 DUE 01/24/19 [oT]	Sale	Self	$50,001 - $100,000	20011085
336	2019-01-24	—	sP M81 (Merrill Lynch) sP500 CLIRNS ISSUER BNS CAP 11.50% sV 2,642.33 DUE 03/27/20 [oT]	Purchase	Self	$50,001 - $100,000	20011085
337	2019-01-08	—	Apple Inc. (AAPL) [sT]	s (partial)	Self	$1,001 - $15,000	20011085
338	2019-01-08	—	sP M81 (Merrill Lynch) Intuit Inc. (INTU) [sT]	Purchase	Self	$1,001 - $15,000	20011085
339	2019-01-08	—	sP M81 (Merrill Lynch) Johnson & Johnson (JNJ) [sT]	s (partial)	Self	$1,001 - $15,000	20011085
340	2019-01-08	—	sP M81 (Merrill Lynch) Microsoft Corporation (MSFT) [sT]	Purchase	Self	$1,001 - $15,000	20011085
341	2019-01-08	—	sP M81 (Merrill Lynch) Pepsico, Inc. (PEP) [sT]	s (partial)	Self	$1,001 - $15,000	20011085
342	2019-01-08	—	sP M81 (Merrill Lynch) Walmart Inc. (WMT) [sT]	Purchase	Self	$1,001 - $15,000	20011085
343	2019-01-08	—	sP M81 (Merrill Lynch) Zoetis Inc. Class A (ZTS) [sT]	Purchase	Self	$1,001 - $15,000	20011085
344	2019-01-04	—	sP M81 (Merrill Lynch) Exxon Mobil Corporation (XOM) [sT]	s (partial)	Self	$1,001 - $15,000	20011085
345	2019-01-04	—	sP M81 (Merrill Lynch) Filing ID #20011085 Northrop grumman Corporation (NOC) [sT]	s (partial)	Self	$1,001 - $15,000	20011085
346	2019-01-04	—	simon Property group, Inc. (sPg) [sT]	s (partial)	Self	$1,001 - $15,000	20011085
347	2018-12-26	—	JPMorgan Federal Money Market	Purchase	SP	$1,001 - $15,000	20010922
348	2018-12-24	BNS	bank Nova Scotia Halifax Pfd 3 Ordinary Shares	Sale	SP	$1,001 - $15,000	20010922
349	2018-12-24	FDN	First Trust DJ Internet Index Fund	Purchase	SP	$1,001 - $15,000	20010922
350	2018-12-24	QQQ	Invesco QQQ Trust, Series 1	Purchase	SP	$1,001 - $15,000	20010922
351	2018-12-24	DIA	SPDR Dow Jones Industrial Average ETF	Purchase	SP	$1,001 - $15,000	20010922
352	2018-12-24	SPY	SPDR S&P 500	Purchase	SP	$1,001 - $15,000	20010922
353	2018-12-24	VCR	Vanguard Consumer Discretion ETF	Sale	SP	$15,001 - $50,000	20010922
354	2018-12-21	AEP	American Electric Power Company, Inc.	Purchase	SP	$1,001 - $15,000	20010922
355	2018-12-21	AXP	American Express Company	Sale (partial)	SP	$1,001 - $15,000	20010922
356	2018-12-21	BNS	bank Nova Scotia Halifax Pfd 3 Ordinary Shares	Sale (partial)	SP	$1,001 - $15,000	20010922
357	2018-12-21	PFE	Pfizer, Inc.	Purchase	SP	$1,001 - $15,000	20010922
358	2018-12-21	—	SP500 ARN ISSUER BOFA CAP 10.00% SV 2,560.40 DUE 12/21/18	Sale	SP	$50,001 - $100,000	20010922
359	2018-12-21	—	SP500 ARN ISSUER BOFA CAP 10.00% SV 2,560.40 DUE 12/21/18	Sale	SP	$50,001 - $100,000	20010922
360	2018-12-21	VZ	Verizon Communications Inc.	Purchase	SP	$1,001 - $15,000	20010922
361	2018-12-21	WM	Waste Management, Inc.	Purchase	SP	$1,001 - $15,000	20010922
362	2018-12-20	—	SP500 CLIRN ISS BARC CAP 14.02% SV 2,467.42 DUE 02/28/20	Purchase	SP	$15,001 - $50,000	20010922
363	2018-12-20	—	SP500 CLIRN ISS BARC CAP 14.02% SV 2,467.42 DUE 02/28/20	Purchase	SP	$50,001 - $100,000	20010922
364	2018-12-17	T	AT&T Inc.	Sale	SP	$15,001 - $50,000	20010922
365	2018-12-12	—	Invesco American Franchise Fund	Sale	JT	$15,001 - $50,000	20010922
366	2018-11-29	—	sP M81 (Merrill Lynch) sP500 ARN ISSUER BOFA CAP 13.92% sV 2,737.76 DUE 01/31/20 [oT]	Purchase	Self	$100,001 - $250,000	20010775
367	2018-11-29	—	sP500 CLIRNS ISSUER bNs CAP 10.96% sV 2,737.76 DUE 01/31/20 [oT]	Purchase	Self	$50,001 - $100,000	20010775
368	2018-11-29	—	SX5E STEPUP ISSUER Cs STEP 35.00% sV 3,174.16 DUE 11/19/21 [oT]	Purchase	Self	$50,001 - $100,000	20010775
369	2018-11-26	—	sP M81 (Merrill Lynch) SX5E STEPUP ISSUER BAC STEP 27.90% sV 3,044.33 DUE 11/26/18 [oT]	Sale	Self	$50,001 - $100,000	20010775
370	2018-11-23	—	sP M40 (Merrill Lynch) SPX/SX5E STEPUP Iss HSBC STEP 22.80% sV 100.00 DUE 11/23/18 [oT]	Sale	Self	$50,001 - $100,000	20010775
371	2018-11-21	—	American Electric Power Company, Inc. (AEP) [sT]	s (partial)	Self	$1,001 - $15,000	20010775
372	2018-11-21	—	sP M81 (Merrill Lynch) becton, Dickinson and Company (BDX) [sT]	Purchase	Self	$1,001 - $15,000	20010775
373	2018-11-21	—	sP M81 (Merrill Lynch) DowDuPont Inc. (DWDP) [sT]	s (partial)	Self	$1,001 - $15,000	20010775
374	2018-11-21	—	sP M81 (Merrill Lynch) First Trust DJ Internet Index Fund (FDN) [sT]	Purchase	Self	$1,001 - $15,000	20010775
375	2018-11-21	—	sP M81 (Merrill Lynch) Invesco QQQ Trust, series 1 (QQQ) [sT]	Purchase	Self	$1,001 - $15,000	20010775
376	2018-11-21	—	sP M81 (Merrill Lynch) Pfizer, Inc. (PFE) [sT]	s (partial)	Self	$1,001 - $15,000	20010775
377	2018-11-21	—	sP M81 (Merrill Lynch) R2000 CLIRN ISSUER BAC CAP 17.92% sV 1,334.341 DUE 11/21/18 [oT]	Sale	Self	$100,001 - $250,000	20010775
378	2018-11-21	—	Raytheon Company (RTN) [sT]	s (partial)	Self	$1,001 - $15,000	20010775
379	2018-11-21	—	simon Property group, Inc. (sPg) [sT]	Purchase	Self	$1,001 - $15,000	20010775
380	2018-11-21	—	SPDR Dow Jones Industrial Average ETF (DIA) [sT]	Purchase	Self	$15,001 - $50,000	20010775
381	2018-11-21	—	sP M40 (Merrill Lynch) SPDR s&P 500 (SPY) [sT]	Purchase	Self	$15,001 - $50,000	20010775
382	2018-11-21	—	stryker Corporation (SYK) [sT]	s (partial)	Self	$1,001 - $15,000	20010775
383	2018-11-02	—	sP M40 (Merrill Lynch) Home Depot, Inc. (HD) [sT]	Purchase	Self	$1,001 - $15,000	20010775
384	2018-11-02	—	sP M40 (Merrill Lynch) Filing ID #20010775 Johnson & Johnson (JNJ) [sT]	Purchase	Self	$1,001 - $15,000	20010775
385	2018-11-02	—	sP M81 (Merrill Lynch) JP Morgan Chase & Co. (JPM) [sT]	Purchase	Self	$1,001 - $15,000	20010775
386	2018-11-02	—	sP M81 (Merrill Lynch) McDonald's Corporation (MCD) [sT]	s (partial)	Self	$1,001 - $15,000	20010775
387	2018-11-02	—	sP M81 (Merrill Lynch) NextEra Energy, Inc. (NEE) [sT]	s (partial)	Self	$1,001 - $15,000	20010775
388	2018-11-02	—	sP M81 (Merrill Lynch) Northrop grumman Corporation (NOC) [sT]	Purchase	Self	$1,001 - $15,000	20010775
389	2018-11-02	—	sP M81 (Merrill Lynch) Pepsico, Inc. (PEP) [sT]	s (partial)	Self	$1,001 - $15,000	20010775
390	2018-11-02	—	United Technologies Corporation (UTX) [sT]	Purchase	Self	$1,001 - $15,000	20010775
391	2018-11-02	—	sP M81 (Merrill Lynch) Verizon Communications Inc. (VZ) [sT]	s (partial)	Self	$1,001 - $15,000	20010775
392	2018-11-02	—	sP M81 (Merrill Lynch) Walmart Inc. (WMT) [sT]	s (partial)	Self	$1,001 - $15,000	20010775
393	2018-11-02	—	sP M81 (Merrill Lynch) Walt Disney Company (DIS) [sT]	Purchase	Self	$1,001 - $15,000	20010775
394	2018-11-02	—	sP M81 (Merrill Lynch) Waste Management, Inc. (WM) [sT]	s (partial)	Self	$1,001 - $15,000	20010775
395	2018-10-26	—	Amazon.com, Inc. (AMZN) [sT]	Purchase	Self	$15,001 - $50,000	20010637
396	2018-10-26	—	sP M81 (Merrill Lynch) Apple Inc. (AAPL) [sT]	s (partial)	Self	$1,001 - $15,000	20010637
397	2018-10-26	—	sP M40 (Merrill Lynch) International Business Machines Corporation (IBM) [sT]	Sale	Self	$1,001 - $15,000	20010637
398	2018-10-26	—	Northrop grumman Corporation (NOC) [sT]	s (partial)	Self	$1,001 - $15,000	20010637
399	2018-10-26	—	sP M81 (Merrill Lynch) PNC Financial services group, Inc. (PNC) [sT]	s (partial)	Self	$1,001 - $15,000	20010637
400	2018-10-25	—	sP M81 (Merrill Lynch) International Business Machines Corporation (IBM) [sT]	s (partial)	Self	$1,001 - $15,000	20010637
401	2018-10-16	—	sP M81 (Merrill Lynch) First Trust DJ Internet Index Fund (FDN) [sT]	Purchase	Self	$1,001 - $15,000	20010637
402	2018-10-16	—	SPDR Dow Jones Industrial Average ETF (DIA) [sT]	Purchase	Self	$1,001 - $15,000	20010637
403	2018-10-16	—	sP M40 (Merrill Lynch) SPDR s&P 500 (SPY) [sT]	Purchase	Self	$1,001 - $15,000	20010637
404	2018-10-12	—	SX5E STEPUP ISSUER BOFA STEP 15.20% sV 3,521.76 DUE 07/25/19 [oT]	Sale	Self	$50,001 - $100,000	20010637
405	2018-10-11	—	sP M81 (Merrill Lynch) Invesco QQQ Trust, series 1 (QQQ) [sT]	Purchase	Self	$15,001 - $50,000	20010637
406	2018-10-11	—	sP M40 (Merrill Lynch) SPDR s&P 500 (SPY) [sT]	Purchase	Self	$15,001 - $50,000	20010637
407	2018-10-11	—	sP M40 (Merrill Lynch) SX5E STEPUP ISSUER BNS STEP 30.00% sV 3,563.64 DUE 09/24/20 [oT]	Sale	Self	$50,001 - $100,000	20010637
408	2018-10-03	—	sP M40 (Merrill Lynch) Filing ID #20010637 JPMORGAN FEDERAL MONEY MARKET FUND [oT]	Purchase	Self	$1,001 - $15,000	20010637
409	2018-09-28	—	R2000 CLIRN ISSUER CIBC CAP 18.04% SV 1,237.751 DUE 09/28/18	Sale	SP	$15,001 - $50,000	20010415
410	2018-09-27	—	general Electric Company (gE)	Purchase	SP	$1,001 - $15,000	20010415
411	2018-09-27	—	ISHARES CORE DIVIDEND GROWTH EXCHANGE TRADED FUND	Purchase	SP	$15,001 - $50,000	20010415
412	2018-09-21	—	SX5E ARN ISSUER BOFA CAP 19.23% SV 3,579.32 DUE 01/25/19	Sale	SP	$50,001 - $100,000	20010415
413	2018-09-21	—	SX5E STEPUP ISSUER BOFA STEP 27.00% SV 3,584.55 DUE 05/31/19	Purchase	SP	$50,001 - $100,000	20010415
414	2018-08-30	—	american Mutual Fund Cl a [oT]	Purchase	SP	$15,001 - $50,000	20010197
415	2018-08-30	—	Coca-Cola Company (Ko)	Sale (partial)	SP	$1,001 - $15,000	20010197
416	2018-08-30	DE	Deere & Company	Sale (partial)	SP	$1,001 - $15,000	20010197
417	2018-08-30	EMR	Emerson Electric Company	Sale (partial)	SP	$1,001 - $15,000	20010197
418	2018-08-30	GE	General Electric Company	Sale	SP	$15,001 - $50,000	20010197
419	2018-08-30	MSFT	Microsoft Corporation	Sale (partial)	SP	$1,001 - $15,000	20010197
420	2018-08-28	—	FIRST TR EXCHANGE TRADED FD DOW JONES IN [oT]	Purchase	SP	$1,001 - $15,000	20010197
421	2018-08-28	—	VANGUARD CONSUMER DISCRETIONARY ETF [oT]	Purchase	SP	$15,001 - $50,000	20010197
422	2018-07-27	—	SP500 ARN ISSUER BOFA CAP 10.00% SV 2,415.07 DUE 07/27/18 [oT]	Sale (partial)	SP	$50,001 - $100,000	20010072
423	2018-07-26	—	SP500 ARN ISSUER boFa CAP 10.09% SV 2837.44 DUE 09/27/19 [oT]	Purchase	SP	$50,001 - $100,000	20010197
424	2018-07-13	—	gENERaTIoN PK MGMT DIST TEX ULTD TAX RD a OID APR16 03.750%SEP01 2036 [oT]	Sale	SP	$50,001 - $100,000	20010072
425	2018-07-12	—	FIRST TR EXCHANGE TRADED FD DOW JONES IN [oT]	Purchase	SP	$1,001 - $15,000	20010072
426	2018-07-12	—	HARTFORD GROWTH OPPORTUNITIES FD [oT]	Purchase	SP	$15,001 - $50,000	20010072
427	2018-06-29	—	sP M81 (Merrill Lynch) sP500 ARN ISSUER BOFA CAP 10.00% sV 2,388.77 DUE 06/29/18 [oT]	Sale	Self	$100,001 - $250,000	20009819
428	2018-06-29	—	sP500 CLIRN ISSUER BAC CAP 15.36% sV 2,097.90 DUE 06/29/18 [oT]	Sale	Self	$50,001 - $100,000	20009819
429	2018-06-28	—	sP M81 (Merrill Lynch) bank Nova scotia Halifax Pfd 3 ordinary shares (bNs) [sT]	s (partial)	Self	$1,001 - $15,000	20009819
430	2018-06-28	—	sP M81 (Merrill Lynch) MSCI EM ARN ISSUER CIBC CAP 18.78% sV 1,046.71 DUE 08/30/19 [oT]	Purchase	Self	$15,001 - $50,000	20009819
431	2018-06-28	—	sP M81 (Merrill Lynch) R2000 ARNS ISSUER bNs CAP 13.17% sV 1,645.017 DUE 08/30/19 [oT]	Purchase	Self	$50,001 - $100,000	20009819
432	2018-06-28	—	The Travelers Companies, Inc. (TRV) [sT]	s (partial)	Self	$1,001 - $15,000	20009819
433	2018-06-27	—	JPMoRgaN FEDERAL MONEY MARKET FUND [oT]	Sale (partial)	SP	$1,001 - $15,000	20012046
434	2018-06-21	—	3M Company (MMM) [sT]	s (partial)	Self	$1,001 - $15,000	20009819
435	2018-06-21	—	sP M81 (Merrill Lynch) Intuit Inc. (INTU) [sT]	Purchase	Self	$1,001 - $15,000	20009819
436	2018-06-21	—	Northrop grumman Corporation (NOC) [sT]	s (partial)	Self	$1,001 - $15,000	20009819
437	2018-06-21	—	sP M81 (Merrill Lynch) TJX Companies, Inc. (TJX) [sT]	Purchase	Self	$1,001 - $15,000	20009819
438	2018-06-21	—	sP M81 (Merrill Lynch) United Technologies Corporation (UTX) [sT]	s (partial)	Self	$1,001 - $15,000	20009819
439	2018-06-21	—	sP M81 (Merrill Lynch) Visa Inc. (V) [sT]	s (partial)	Self	$1,001 - $15,000	20009819
440	2018-06-20	—	ISHARES MSCI EAFE ETF [oT]	Sale (partial)	SP	$15,001 - $50,000	20012046
441	2018-05-25	—	SX5E CLIRN ISSUER BAC CAP 24.90% [oT]	Sale	Self	$100,001 - $250,000	20009664
442	2018-05-24	—	sP M81 (Merrill Lynch) FIN BASKET ARN Iss BOFA CAP 18.06% [oT]	Purchase	Self	$50,001 - $100,000	20009664
443	2018-05-24	—	SX5E STEPUP ISSUER BOFA STEP 15.20% [oT]	Purchase	Self	$50,001 - $100,000	20009664
444	2018-05-07	—	Automatic Data Processing, Inc. (ADP) [sT]	s (partial)	Self	$1,001 - $15,000	20009664
445	2018-05-07	—	NextEra Energy, Inc. (NEE) [sT]	s (partial)	Self	$1,001 - $15,000	20009664
446	2018-05-07	—	sP M81 (Merrill Lynch) Northrop grumman Corporation (NOC) [sT]	Purchase	Self	$1,001 - $15,000	20009664
447	2018-05-01	—	sP M81 (Merrill Lynch) Diageo plc (DEO) [sT]	Purchase	Self	$1,001 - $15,000	20009664
448	2018-05-01	—	sP M81 (Merrill Lynch) Pepsico, Inc. (PEP) [sT]	Purchase	Self	$1,001 - $15,000	20009664
449	2018-05-01	—	Walt Disney Company (DIS) [sT]	Purchase	Self	$1,001 - $15,000	20009664
450	2018-04-27	—	SX5E ARN ISSUER BOFA CAP 19.80% SV 3,333.96 DUE 04/27/18	Sale	SP	$50,001 - $100,000	20009504
451	2018-04-26	—	sP M81 (Merrill Lynch) R2000 STEPUP ISSUER bNs STEP 30.00% [oT]	Purchase	Self	$50,001 - $100,000	20009664
452	2018-04-25	—	Procter & gamble Company (Pg)	Sale	SP	$1,001 - $15,000	20009504
453	2018-04-24	—	Procter & gamble Company (Pg)	Sale (partial)	SP	$1,001 - $15,000	20009504
454	2018-04-23	MO	Altria group, Inc.	Sale	SP	$1,001 - $15,000	20009504
455	2018-04-23	NOC	Northrop grumman Corporation	Purchase	SP	$1,001 - $15,000	20009504
456	2018-04-23	—	Procter & gamble Company (Pg)	Sale (partial)	SP	$1,001 - $15,000	20009504
457	2018-04-23	SYK	Stryker Corporation	Purchase	SP	$1,001 - $15,000	20009504
458	2018-04-11	—	CALAMOS STRAT TOT RETURN	Purchase	SP	$1,001 - $15,000	20009504
459	2018-04-11	—	FIRST TR EXCHANGE TRADED	Purchase	SP	$1,001 - $15,000	20009504
460	2018-04-11	VPU	Vanguard Utilities ETF	Purchase	SP	$1,001 - $15,000	20009504
461	2018-03-28	—	FIRST TR EXCHANGE TRADED FD DOW JONES IN ACTUAL PRICES	Purchase	SP	$1,001 - $15,000	20009212
462	2018-03-28	—	JPMORGAN FEDERAL MONEY MARKET FUND	Purchase	SP	$1,001 - $15,000	20009212
463	2018-03-28	—	R2000 CLIRNS ISSUER CIBC CAP 20.40% SV 1,075.699 DUE 03/28/18	Sale	SP	$100,001 - $250,000	20009212
464	2018-03-28	—	SP500 CLIRN ISSUER BAC CAP 16.60% SV 2,036.71 DUE 03/28/18	Sale	SP	$15,001 - $50,000	20009212
465	2018-03-28	—	SX5E CLIRN ISSUER CS CAP 25.65% SV 3,444.73 DUE 08/30/19	Sale	SP	$50,001 - $100,000	20009212
466	2018-03-28	—	SX5E CLIRN ISSUER CS CAP 25.65% SV 3,444.73 DUE 08/30/19	Sale	SP	$50,001 - $100,000	20009212
467	2018-03-28	—	SX5E STEPUP ISSUER HSBC STEP 30.00% SV 3,331.25 DUE 03/25/21	Purchase	SP	$15,001 - $50,000	20009212
468	2018-03-28	—	SX5E STEPUP ISSUER HSBC STEP 30.00% SV 3,331.25 DUE 03/25/21	Purchase	SP	$50,001 - $100,000	20009212
469	2018-03-26	—	R2000 CLIRN ISSUER CIBC CAP 16.00% SV 1,417.127 DUE 04/26/19	Purchase	SP	$100,001 - $250,000	20009212
470	2018-03-15	—	CAPITAL INCOME BUILDER CL A	Purchase	SP	$1,001 - $15,000	20009212
471	2018-03-14	D	Dominion Energy, Inc.	Sale	SP	$1,001 - $15,000	20009212
472	2018-03-13	D	Dominion Energy, Inc.	Sale	SP	$1,001 - $15,000	20009212
473	2018-03-13	TRV	The Travelers Companies, Inc.	Purchase	SP	$1,001 - $15,000	20009212
474	2018-03-12	D	Dominion Energy, Inc.	Sale	SP	$1,001 - $15,000	20009212
475	2018-03-12	TRV	The Travelers Companies, Inc.	Purchase	SP	$1,001 - $15,000	20009212
476	2018-03-09	D	Dominion Energy, Inc.	Sale	SP	$1,001 - $15,000	20009212
477	2018-03-09	TRV	The Travelers Companies, Inc.	Purchase	SP	$1,001 - $15,000	20009212
478	2018-03-08	D	Dominion Energy, Inc.	Sale	SP	$1,001 - $15,000	20009212
479	2018-03-08	JPM	JP Morgan Chase & Co.	Sale	SP	$1,001 - $15,000	20009212
480	2018-03-08	TRV	The Travelers Companies, Inc.	Purchase	SP	$1,001 - $15,000	20009212
481	2018-03-05	—	SX5E CLIRN ISSUER CS CAP 25.65% SV 3,444.73 DUE 08/30/19	Sale	SP	$1,001 - $15,000	20009212
482	2018-02-26	SYK	2000036474 sP stryker Corporation	Purchase	Self	$1,001 - $15,000	20009095
483	2018-02-26	ACN	Accenture plc Class A Ordinary Shares	Purchase	SP	$1,001 - $15,000	20009063
484	2018-02-26	AAPL	Apple Inc.	Purchase	SP	$1,001 - $15,000	20009063
485	2018-02-26	XOM	Exxon Mobil Corporation	Sale	SP	$1,001 - $15,000	20009063
486	2018-02-26	NOC	Northrop grumman Corporation	Purchase	SP	$1,001 - $15,000	20009063
487	2018-02-26	PFE	Pfizer, Inc.	Sale	SP	$1,001 - $15,000	20009063
488	2018-02-26	—	Royal Dutch Shell PLC Royal Dutch Shell PLC American Depositary Shares (RDS.b)	Sale	SP	$1,001 - $15,000	20009063
489	2018-02-26	SYK	Stryker Corporation	Purchase	SP	$1,001 - $15,000	20009063
490	2018-02-26	UNH	UnitedHealth group Incorporated Common Stock	Sale	SP	$1,001 - $15,000	20009063
491	2018-02-26	VZ	Verizon Communications Inc.	Sale	SP	$1,001 - $15,000	20009063
492	2018-02-26	ZTS	Zoetis Inc. Class A	Purchase	SP	$1,001 - $15,000	20009063
493	2018-02-23	—	RIO GRANDE CITY TEX CONS ISD ULTD b PSF GTD OID OCT15 03.500%AUG15 2037	Sale	SP	$15,001 - $50,000	20009063
494	2018-02-22	—	AAPL ARN ISSUER HSBC CAP 21.60% SV 172.95 DUE 04/26/19	Purchase	SP	$50,001 - $100,000	20009212
495	2018-02-22	—	AAPL ARN ISSUER HSBC CAP 21.60% SV 172.95 DUE 04/26/19	Purchase	SP	$15,001 - $50,000	20009212
496	2018-02-21	—	R2000 CLIRN ISSUER BAC CAP 17.92% SV 1,334.341 DUE 11/21/18	Purchase	SP	$50,001 - $100,000	20009063
497	2018-02-16	—	R2000 STEPUP ISSUER BARC STEP 35.00% SV 1,375.595 DUE 01/28/22	Sale	SP	$50,001 - $100,000	20009063
498	2018-02-14	FDN	First Trust DJ Internet Index Fund	Purchase	SP	$1,001 - $15,000	20009063
499	2018-02-14	QQQ	PowerShares QQQ Trust, Series 1	Purchase	SP	$1,001 - $15,000	20009063
500	2018-02-13	QQQ	PowerShares QQQ Trust, Series 1	Purchase	SP	$1,001 - $15,000	20009063
501	2018-02-13	DIA	SPDR Dow Jones Industrial Average ETF	Purchase	SP	$1,001 - $15,000	20009063
502	2018-02-13	SPY	SPDR S&P 500	Purchase	SP	$1,001 - $15,000	20009063
503	2018-02-13	—	SX5E ARN ISSUER BOFA CAP 17.70% SV 3,637.20 DUE 12/21/18	Sale	SP	$15,001 - $50,000	20009063
504	2018-02-13	—	SX5E CLIRN ISSUER BAC CAP 24.90% SV 3,071.21 DUE 05/25/18	Purchase	SP	$15,001 - $50,000	20009063
505	2018-02-13	—	SX5E STEPUP ISSUER BOFA STEP 26.91% SV 3,563.64 DUE 09/26/19	Purchase	SP	$50,001 - $100,000	20009063
506	2018-02-09	—	SP500 STEPUP ISSUER HSBC STEP 35.00% SV 2,296.68	Sale	SP	$100,001 - $250,000	20009063
507	2018-02-09	—	SP500 STEPUP ISSUER HSBC STEP 35.00% SV 2,296.68 DUE 01/27/23	Sale	SP	$15,001 - $50,000	20009063
508	2018-02-07	MSFT	Microsoft Corporation	Purchase	SP	$1,001 - $15,000	20009063
509	2018-02-07	V	Visa Inc.	Purchase	SP	$1,001 - $15,000	20009063
510	2018-02-06	—	DAVIS NY VENTURE FD CL C	Sale	SP	$50,001 - $100,000	20009063
511	2018-02-06	—	SP500 ARN ISSUER BOFA CAP 10.00% SV 2,560.40 DUE 12/21/18	Purchase	SP	$50,001 - $100,000	20009063
512	2018-02-01	MET	MetLife, Inc.	Sale	SP	$1,001 - $15,000	20009063
513	2018-01-31	MET	MetLife, Inc.	Sale	SP	$1,001 - $15,000	20008867
514	2018-01-26	—	MSCI EM ARN ISSUER SEK CAP 17.65% SV 857.45 DUE 01/26/18	Sale	SP	$50,001 - $100,000	20008867
515	2018-01-25	—	R2000 ARN ISSUER RBC CAP 12.75% SV 1,601.669 DUE 03/29/19	Purchase	SP	$50,001 - $100,000	20008867
516	2018-01-22	BAC	bank of America Corporation	Sale	SP	$15,001 - $50,000	20008867
517	2018-01-22	—	general Electric Company (gE)	Purchase	SP	$15,001 - $50,000	20008867
518	2018-01-19	—	SX5E CLIRN ISSUER BAC CAP 24.90% SV 3,071.21 DUE 05/25/18	Purchase	SP	$1,001 - $15,000	20008867
519	2018-01-16	ACN	Accenture plc Class A Ordinary Shares	Purchase	SP	$1,001 - $15,000	20008867
520	2018-01-16	ADP	Automatic Data Processing, Inc.	Purchase	SP	$1,001 - $15,000	20008867
521	2018-01-16	INTC	Intel Corporation	Sale	SP	$1,001 - $15,000	20008867
522	2018-01-16	PM	Philip Morris International Inc	Sale	SP	$1,001 - $15,000	20008867
523	2018-01-16	—	Royal Dutch Shell PLC Royal Dutch Shell PLC American Depositary Shares (RDS.b)	Purchase	SP	$1,001 - $15,000	20008867
524	2018-01-16	WM	Waste Management, Inc.	Purchase	SP	$1,001 - $15,000	20008867
525	2018-01-16	ZTS	Zoetis Inc. Class A	Purchase	SP	$1,001 - $15,000	20008867
526	2018-01-12	ACN	Accenture plc Class A Ordinary Shares	Purchase	SP	$1,001 - $15,000	20008867
527	2018-01-12	MO	Altria group, Inc.	Purchase	SP	$1,001 - $15,000	20008867
528	2018-01-12	AEP	American Electric Power Company, Inc.	Sale	SP	$1,001 - $15,000	20008867
529	2018-01-12	ADP	Automatic Data Processing, Inc.	Purchase	SP	$1,001 - $15,000	20008867
530	2018-01-12	KO	Coca-Cola Company	Sale	SP	$15,001 - $50,000	20008867
531	2018-01-12	D	Dominion Energy, Inc.	Sale	SP	$1,001 - $15,000	20008867
532	2018-01-12	XOM	Exxon Mobil Corporation	Purchase	SP	$1,001 - $15,000	20008867
533	2018-01-12	HD	Home Depot, Inc.	Sale	SP	$1,001 - $15,000	20008867
534	2018-01-12	INTC	Intel Corporation	Sale	SP	$1,001 - $15,000	20008867
535	2018-01-12	OXY	Occidental Petroleum Corporation	Sale	SP	$1,001 - $15,000	20008867
536	2018-01-12	PEP	Pepsico, Inc.	Purchase	SP	$1,001 - $15,000	20008867
537	2018-01-12	PM	Philip Morris International Inc	Sale	SP	$15,001 - $50,000	20008867
538	2018-01-12	—	Royal Dutch Shell PLC Royal Dutch Shell PLC American Depositary Shares (RDS.b)	Purchase	SP	$1,001 - $15,000	20008867
539	2018-01-12	KHC	The Kraft Heinz Company	Sale	SP	$1,001 - $15,000	20008867
540	2018-01-12	WM	Waste Management, Inc.	Purchase	SP	$1,001 - $15,000	20008867
541	2018-01-12	ZTS	Zoetis Inc. Class A	Purchase	SP	$1,001 - $15,000	20008867
542	2018-01-05	—	ARLINGTON TEX HIGHER ED FIN CORP ED REV REV A JUL16 05.000%DEC01 2051	Sale	SP	$50,001 - $100,000	20008867
543	2018-01-04	—	SX5E CLIRN ISSUER BAC CAP 24.90% SV 3,071.21 DUE 05/25/18	Purchase	SP	$50,001 - $100,000	20008867
544	2018-01-02	—	JPMORGAN HIGH YIELD FUND	Purchase	SP	$1,001 - $15,000	20008867
545	2017-12-22	—	SP500 CLIRNS ISSUER BNS CAP 16.40% SV 2,038.97 DUE 12/22/17	Sale	SP	$15,001 - $50,000	20008658
546	2017-12-21	—	R2000 ARN ISSUER SEK CAP 11.55% SV 1,547.107 DUE 02/22/19	Purchase	SP	$15,001 - $50,000	20008658
547	2017-12-12	DEO	Diageo plc	Purchase	SP	$1,001 - $15,000	20008658
548	2017-12-11	DEO	Diageo plc	Purchase	SP	$1,001 - $15,000	20008658
549	2017-12-08	KO	Coca-Cola Company	Sale	SP	$1,001 - $15,000	20008658
550	2017-12-08	DEO	Diageo plc	Purchase	SP	$1,001 - $15,000	20008658
551	2017-12-08	PM	Philip Morris International Inc	Sale	SP	$1,001 - $15,000	20008658
552	2017-12-08	SPG	Simon Property group, Inc.	Sale	SP	$1,001 - $15,000	20008658
553	2017-12-08	UNH	UnitedHealth group Incorporated Common Stock	Purchase	SP	$1,001 - $15,000	20008658
554	2017-12-08	WMT	Wal-Mart Stores, Inc.	Sale	SP	$1,001 - $15,000	20008658
555	2017-12-01	—	R2000 CLIRN ISSUER BAC CAP 17.92%	Purchase	SP	$50,001 - $100,000	20008658
556	2017-12-01	—	SP500 CLIRN ISSUER BAC CAP 14.80% SV 2,075.81 DUE 04/27/18	Sale	SP	$50,001 - $100,000	20008658
557	2017-11-30	T	AT&T Inc.	Purchase	SP	$1,001 - $15,000	20008516
558	2017-11-30	TRMB	Trimble Inc.	Sale	SP	$1,001 - $15,000	20008516
559	2017-11-28	—	SP500 CLIRN ISSUER BAC CAP 16.60% SV 2,036.71 DUE 03/28/18	Sale	SP	$50,001 - $100,000	20008516
560	2017-11-28	—	SX5E CLIRN ISSUER BOFA CAP 25.90% SV 3,333.96 DUE 02/22/19	Purchase	SP	$50,001 - $100,000	20008516
561	2017-11-22	—	R2000 ARN ISSUER SEK CAP 13.83%	Sale	SP	$50,001 - $100,000	20008516
562	2017-11-22	—	R2000 ARN ISSUER SEK CAP 13.83%	Sale	SP	$50,001 - $100,000	20008516
563	2017-11-21	—	SX5E STEPUP ISSUER CS STEP 30.00% SV 3,579.32 DUE 11/27/20	Purchase	SP	$15,001 - $50,000	20008658
564	2017-11-21	—	R2000 ARN ISSUER HSBC CAP 12.75% SV 1,518.89 DUE 01/24/19	Purchase	SP	$50,001 - $100,000	20008516
565	2017-11-21	—	SPDR DOW JONES INDUST AV ETF TRUST	Sale	SP	$1,001 - $15,000	20008516
566	2017-11-21	—	SX5E ARN ISSUER BOFA CAP 19.23% SV 3,579.32 DUE 01/25/19	Purchase	SP	$50,001 - $100,000	20008516
567	2017-11-20	CSCO	Cisco Systems, Inc.	Sale	SP	$1,001 - $15,000	20008516
568	2017-11-20	ELGX	Endologix, Inc.	Sale	SP	$1,001 - $15,000	20008516
569	2017-11-20	—	SX5E LIRN ISSUER HSBC PART 118.00% SV 3,669.79 DUE 03/27/20	Sale	SP	$15,001 - $50,000	20008516
570	2017-11-15	—	general Electric Company (gE)	Sale	SP	$1,001 - $15,000	20008516
571	2017-11-15	NOC	Northrop grumman Corporation	Purchase	SP	$1,001 - $15,000	20008516
572	2017-11-03	RTN	Raytheon Company	Purchase	SP	$1,001 - $15,000	20008516
573	2017-11-03	KHC	The Kraft Heinz Company	Sale	SP	$1,001 - $15,000	20008516
574	2017-10-27	—	SP500 CLIRN ISSUER BAC CAP 14.04% SV 2,089.41 DUE 10/27/17	Sale	SP	$100,001 - $250,000	20008329
575	2017-10-26	—	SP500 ARN ISSUER BOFA CAP 10.00% SV 2,560.40 DUE 12/21/18	Purchase	SP	$50,001 - $100,000	20008329
576	2017-10-26	—	SX5E ARN ISSUER BOFA CAP 17.70% SV 3,637.20 DUE 12/21/18	Purchase	SP	$15,001 - $50,000	20008329
577	2017-10-19	—	POWERSHARES QQQ TRUST SE 1	Purchase	JT	$1,001 - $15,000	20008329
578	2017-10-19	—	SPDR DOW JONES INDUST AV ETF TRUST	Purchase	JT	$15,001 - $50,000	20008329
579	2017-10-19	—	VANGUARD 500 INDEX FUND SHS ETF	Purchase	JT	$15,001 - $50,000	20008329
580	2017-10-19	—	VANGUARD FTSE DEVELOPED MARKETS ETF	Purchase	JT	$15,001 - $50,000	20008329
581	2017-10-17	AXP	American Express Company	Sale	SP	$1,001 - $15,000	20008329
582	2017-10-17	JPM	JP Morgan Chase & Co.	Sale	SP	$1,001 - $15,000	20008329
583	2017-10-17	UNH	unitedHealth group Incorporated Common Stock	Sale	SP	$1,001 - $15,000	20008329
584	2017-10-04	PNC	PNC Financial Services group, Inc.	Purchase	SP	$15,001 - $50,000	20008329
585	2017-10-04	DIS	Walt Disney Company	Sale	SP	$1,001 - $15,000	20008329
586	2017-10-02	—	u.S. bancorp (uSb)	Sale	SP	$1,001 - $15,000	20008329
587	2017-09-29	—	R2000 ARN ISSUER SEK CAP 14.28% SV 1,217.325 DUE 09/29/17	Sale	SP	$50,001 - $100,000	20008172
588	2017-09-29	—	SX5E STEPUP ISSUER BAC STEP 21.70% SV 3,019.34 DUE 09/29/17	Sale	SP	$15,001 - $50,000	20008172
589	2017-09-29	—	SX5E STEPUP ISSUER HSBC STEP 30.00% SV 3,221.14 DUE 09/28/18	Sale	SP	$50,001 - $100,000	20008172
590	2017-09-28	—	R2000 STEPUP ISSUER BARC STEP 35.00% SV 1,488.786 DUE 09/30/22	Purchase	SP	$50,001 - $100,000	20008172
591	2017-09-28	—	SX5E STEPUP ISSUER BNS STEP 30.00% SV 3,563.64 DUE 09/24/20	Purchase	SP	$50,001 - $100,000	20008172
592	2017-09-28	—	SX5E STEPUP ISSUER BNS STEP 30.00% SV 3,563.64 DUE 09/24/20	Purchase	SP	$15,001 - $50,000	20008172
593	2017-09-26	BNS	bank Nova Scotia Halifax Pfd 3 Ordinary Shares	Purchase	SP	$1,001 - $15,000	20008172
594	2017-09-25	BNS	bank Nova Scotia Halifax Pfd 3 Ordinary Shares	Purchase	SP	$1,001 - $15,000	20008172
595	2017-09-25	—	Royal Dutch Shell PLC Royal Dutch Shell PLC American Depositary Shares (RDS.b)	Purchase	SP	$1,001 - $15,000	20008172
596	2017-09-22	BNS	bank Nova Scotia Halifax Pfd 3 Ordinary Shares	Purchase	SP	$1,001 - $15,000	20008172
597	2017-09-22	XOM	Exxon Mobil Corporation	Sale	SP	$1,001 - $15,000	20008172
598	2017-09-22	MET	MetLife, Inc.	Sale	SP	$1,001 - $15,000	20008172
599	2017-09-22	OXY	Occidental Petroleum Corporation	Sale	SP	$1,001 - $15,000	20008172
600	2017-09-22	—	Royal Dutch Shell PLC Royal Dutch Shell PLC American Depositary Shares (RDS.b)	Purchase	SP	$1,001 - $15,000	20008172
601	2017-09-22	USB	U.S. bancorp	Sale	SP	$1,001 - $15,000	20008172
602	2017-09-21	—	SP500 ARN ISSUER BOFA CAP 10.00% SV 2,415.07 DUE 07/27/18	Purchase	SP	$50,001 - $100,000	20008172
603	2017-09-19	—	SP500 ARN ISSUER BOFA CAP 10.00% SV 2,388.77 DUE 06/29/18	Purchase	SP	$50,001 - $100,000	20008172
604	2017-09-19	—	SX5E STEPUP ISSUER BAC STEP 27.90% SV 3,044.33 DUE 11/26/18	Purchase	SP	$50,001 - $100,000	20008172
605	2017-09-01	—	DU PONT E I DE NEMOURS PAY DATE 09/01/2017	Exchange	SP	$15,001 - $50,000	20008172
606	2017-08-28	—	RIO GRANDE CITY TEX CONS ISD SER b RF PSF GTD OID OCT15 03.500%AUG15 2037	Purchase	SP	$50,001 - $100,000	20008162
607	2017-08-25	KO	Coca-Cola Company	Purchase	SP	$1,001 - $15,000	20008162
608	2017-08-25	CVS	CVS Health Corporation	Sale	SP	$1,001 - $15,000	20008162
609	2017-08-25	PM	Philip Morris International Inc	Purchase	SP	$1,001 - $15,000	20008162
610	2017-08-25	—	SP500 CLIRN ISSUER BAC CAP 14.04% SV 2,089.41 DUE 10/27/17	Sale	SP	$100,001 - $250,000	20008162
611	2017-08-25	—	SP500 CLIRN ISSUER BAC CAP 14.54% SV 1,987.66 DUE 08/25/17	Sale	SP	$100,001 - $250,000	20008162
612	2017-08-25	—	SP500 CLIRN ISSUER BAC CAP 14.54% SV 1,987.66 DUE 08/25/17	Sale	SP	$15,001 - $50,000	20008162
613	2017-08-25	—	SP500 CLIRN ISSUER BAC CAP 14.54% SV 1,987.66 DUE 08/25/17	Sale	SP	$100,001 - $250,000	20008162
614	2017-08-25	—	SX5E STEPUP ISSUER HSBC STEP 30.00% SV 3,280.78 DUE 08/31/18	Sale	SP	$15,001 - $50,000	20008162
615	2017-08-24	KO	Coca-Cola Company	Purchase	SP	$1,001 - $15,000	20008162
616	2017-08-24	CVS	CVS Health Corporation	Sale	SP	$1,001 - $15,000	20008162
617	2017-08-24	PM	Philip Morris International Inc	Purchase	SP	$1,001 - $15,000	20008162
618	2017-08-24	—	SX5E CLIRN ISSUER CS CAP 25.65% SV 3,444.73 DUE 08/30/19	Purchase	SP	$50,001 - $100,000	20008162
619	2017-08-24	—	SX5E CLIRN ISSUER CS CAP 25.65% SV 3,444.73 DUE 08/30/19	Purchase	SP	$50,001 - $100,000	20008162
620	2017-08-24	—	SX5E STEPUP ISSUER HSBC STEP 40.00% SV 3,444.73 DUE 08/25/22	Purchase	SP	$50,001 - $100,000	20008162
621	2017-08-24	—	SX5E STEPUP ISSUER HSBC STEP 40.00% SV 3,444.73 DUE 08/25/22	Purchase	SP	$50,001 - $100,000	20008162
622	2017-08-09	BHF	brighthouse Financial, Inc.	Sale	SP	$1,001 - $15,000	20008162
623	2017-08-09	INTC	Intel Corporation	Sale	SP	$1,001 - $15,000	20008162
624	2017-08-09	IBM	International business Machines Corporation	Sale	SP	$1,001 - $15,000	20008162
625	2017-08-09	MET	MetLife, Inc.	Sale	SP	$1,001 - $15,000	20008162
626	2017-08-09	V	Visa Inc.	Purchase	SP	$15,001 - $50,000	20008162
627	2017-08-08	BHF	brighthouse Financial, Inc.	Sale	SP	$1,001 - $15,000	20008162
628	2017-08-07	JPM	JP Morgan Chase & Co.	Sale	SP	$1,001 - $15,000	20008162
629	2017-07-19	RTN	sP M81 (Merrill Lynch) Raytheon Company	Purchase	Self	$1,001 - $15,000	20007730
630	2017-07-18	MMM	3M Company	Sale	Self	$1,001 - $15,000	20007730
631	2017-07-18	DD	E.I. du Pont de Nemours and Company	Sale	Self	$1,001 - $15,000	20007730
632	2017-07-18	—	sP M81 (Merrill Lynch) general Electric Company (gE)	Sale	Self	$1,001 - $15,000	20007730
633	2017-07-18	MCD	sP M81 (Merrill Lynch) McDonald's Corporation	Sale	Self	$1,001 - $15,000	20007730
634	2017-07-18	MSFT	sP M81 (Merrill Lynch) Microsoft Corporation	Sale	Self	$1,001 - $15,000	20007730
635	2017-07-18	RTN	sP M81 (Merrill Lynch) Raytheon Company	Purchase	Self	$1,001 - $15,000	20007730
636	2017-07-18	—	sP M81 (Merrill Lynch) simon Property group, Inc. (sPg)	Sale	Self	$1,001 - $15,000	20007730
637	2017-07-18	UTX	sP M81 (Merrill Lynch) United Technologies Corporation	Sale	Self	$1,001 - $15,000	20007730
638	2017-07-18	VZ	sP M81 (Merrill Lynch) Verizon Communications Inc.	Purchase	Self	$1,001 - $15,000	20007730
639	2017-07-12	—	sP M81 (Merrill Lynch) American Funds Tax Exempt Bond Fd	Purchase	Self	$50,001 - $100,000	20007730
640	2017-07-12	—	Bond Fund of America Cl A	Exchange	Self	$1,001 - $15,000	20007730
641	2017-07-12	—	Capital Income Builder Cl A	Exchange	Self	$1,001 - $15,000	20007730
642	2017-07-12	—	sP M81 (Merrill Lynch) Washington Mutual Investors Fund CL	Exchange	Self	$1,001 - $15,000	20007730
643	2017-07-12	—	Washington Mutual Investors Fund CL	Exchange	Self	$1,001 - $15,000	20007730
644	2017-07-12	—	Wimberley Tex ISD school Bonds	Sale	Self	$15,001 - $50,000	20007730
645	2017-06-28	—	sP500 ARN ISSUER CIBC CAP 11.94% sV 2,716.31 DUE 08/30/19 [oT]	Purchase	Self	$15,001 - $50,000	20009819
646	2017-06-27	—	sP M81 (Merrill Lynch) Apple Inc. (AAPL) [sT]	Purchase	Self	$15,001 - $50,000	20009819
647	2017-06-27	—	schlumberger N.V. (sLb) [sT]	Sale	Self	$1,001 - $15,000	20009819
648	2017-05-15	—	deere & Company (dE)	Sale	SP	$1,001 - $15,000	20007393
649	2017-05-15	TRMB	Trimble Inc.	Sale	SP	$1,001 - $15,000	20007393
650	2017-05-12	—	R2000 CLIRNS ISSUER CIBC CAP 20.40%	Sale	SP	$15,001 - $50,000	20007393
651	2017-05-08	—	R2000 CLIRN ISSUER CIBC CAP 18.18%	Sale	SP	$50,001 - $100,000	20007393
652	2017-05-03	CWEI	Clayton Williams Energy, Inc.	Exchange	SP	$50,001 - $100,000	20007468
653	2017-05-03	CWEI	Clayton Williams Energy, Inc.	Exchange	JT	$50,001 - $100,000	20007468
654	2017-05-03	NBL	Noble Energy Inc.	Exchange	JT	$50,001 - $100,000	20007468
655	2017-05-03	NBL	Noble Energy Inc.	Exchange	SP	$50,001 - $100,000	20007468
656	2017-05-03	—	SX5E STEPUP ISSUER HSBC STEP 30.00%	Purchase	SP	$15,001 - $50,000	20007393
657	2017-05-02	—	R2000 ARN ISSUER SEK CAP 14.37%	Sale	SP	$50,001 - $100,000	20007393
658	2017-05-02	—	R2000 ARN ISSUER SEK CAP 14.37%	Sale	SP	$1,001 - $15,000	20007393
659	2017-04-28	—	SP500 ARN ISSUER BAC CAP 15.42% SV 1,951.70 DUE 04/28/17	Sale	SP	$15,001 - $50,000	20007185
660	2017-04-25	—	SX5E STEPUP ISSUER HSBC STEP 30.00% SV 3,221.14 DUE 09/28/18	Purchase	SP	$50,001 - $100,000	20007185
661	2017-04-20	—	GOLDMAN SACHS CAPITAL II - VAR% PERPETUAL	Sale	SP	$15,001 - $50,000	20007185
662	2017-04-20	—	GOLDMAN SACHS CAPITAL II - VAR% PERPETUAL	Sale	SP	$15,001 - $50,000	20007185
663	2017-04-20	—	MSCI EM ARN ISSUER SEK CAP 17.65% SV 857.45 DUE 01/26/18	Purchase	SP	$50,001 - $100,000	20007185
664	2017-04-20	—	R2000 ARN ISSUER SEK CAP 13.83% SV 1,237.751 DUE 11/22/17	Purchase	SP	$50,001 - $100,000	20007185
665	2017-04-20	—	WELLS FARGO & COMPANY JR SUBORDNTD SER K GLB VAR% PERPETUAL CALLABLE	Sale	SP	$15,001 - $50,000	20007185
666	2017-04-20	—	WELLS FARGO & COMPANY JR	Sale	SP	$15,001 - $50,000	20007185
667	2017-04-19	ABT	Abbott Laboratories	Sale	SP	$15,001 - $50,000	20007185
668	2017-04-19	IBM	International Business Machines Corporation	Purchase	SP	$1,001 - $15,000	20007185
669	2017-04-19	IBM	International Business Machines Corporation	Purchase	SP	$1,001 - $15,000	20007185
670	2017-04-17	—	UIT FIRST TRUST GLOBAL DIVID PORT SER 42 MONTHLY REINVEST	Sale	SP	$100,001 - $250,000	20007185
671	2017-04-03	—	SX5E ARN ISSUER BOFA CAP 19.80% SV 3,333.96 DUE 04/27/18	Purchase	SP	$50,001 - $100,000	20007185
672	2017-03-24	AXP	American Express Company	Purchase	Self	$1,001 - $15,000	20006989
673	2017-03-24	AXP	sP M81 (Merrill Lynch) American Express Company	Purchase	Self	$1,001 - $15,000	20006989
674	2017-03-24	PM	Philip Morris International Inc	Sale	Self	$1,001 - $15,000	20006989
675	2017-03-24	PM	sP M81 (Merrill Lynch) Philip Morris International Inc	Sale	Self	$1,001 - $15,000	20006989
676	2017-03-24	KHC	The Kraft Heinz Company	Sale	Self	$1,001 - $15,000	20006989
677	2017-03-24	KHC	sP M81 (Merrill Lynch) The Kraft Heinz Company	Sale	Self	$1,001 - $15,000	20006989
678	2017-03-24	TMO	sP M81 (Merrill Lynch) Thermo Fisher scientific Inc	Sale	Self	$15,001 - $50,000	20006989
679	2017-03-24	UNH	UnitedHealth group Incorporated Common stock	Purchase	Self	$1,001 - $15,000	20006989
680	2017-03-24	UNH	UnitedHealth group Incorporated Common stock	Purchase	Self	$1,001 - $15,000	20006989
681	2017-03-21	—	UIT FRIST TRUST EQUITY INCOME PoRTFoLIo SER 54 MONTHLY	Purchase	Self	$15,001 - $50,000	20006989
682	2017-03-15	—	sP M81 (Merrill Lynch) DJIA LIRN ISSUER RBC PART 111.30% sV 16,846.1 DUE 06/28/19	Sale	Self	$15,001 - $50,000	20006989
683	2017-03-15	—	INDU BUF CAP PART NTS CAP 66.45% sV 17,900.10 DUE 12/27/19 BUF 30.00%	Sale	Self	$50,001 - $100,000	20006989
684	2017-03-15	—	sP M81 (Merrill Lynch) R2000 ARN ISSUER SEK CAP 13.83% sV 1,237.751 DUE 11/22/17	Purchase	Self	$50,001 - $100,000	20006989
685	2017-03-15	—	R2000 ARN ISSUER SEK CAP 14.28% sV 1,217.325 DUE 09/29/17	Purchase	Self	$50,001 - $100,000	20006989
686	2017-03-07	—	sP M81 (Merrill Lynch) UIT FIRST TRUST SER 24 INTL CAP STRENGTH PORT	Sale	Self	$15,001 - $50,000	20006989
687	2017-02-17	—	R2000 CLIRNS ISSUER CIBC CAP 20.40% SV 1,075.699 DUE 03/28/18	Purchase	SP	$50,001 - $100,000	20006839
688	2017-02-06	—	R2000 CLIRNS ISSUER CIBC CAP 20.40% SV 1,075.699 DUE 03/28/18	Purchase	SP	$15,001 - $50,000	20006839
689	2017-02-03	—	INNATE IMMUNOTHERAPEUTIC AUD PAR ORDINARY	Purchase	JT	$1,001 - $15,000	20006839
690	2017-01-26	—	INNATE IMMUNOTHERAPEUTIC AUD PAR ORDINARY	Purchase	JT	$1,001 - $15,000	20006694
691	2017-01-26	—	R2000 STEPUP ISSUER BARC STEP 35.00%	Purchase	SP	$15,001 - $50,000	20006694
692	2017-01-26	—	SP500 STEPUP ISSUER HSBC STEP 35.00%	Purchase	SP	$15,001 - $50,000	20006694
693	2017-01-26	—	SP500 STEPUP ISSUER HSBC STEP 35.00%	Purchase	SP	$50,001 - $100,000	20006694
694	2017-01-19	—	SPX/SX5E STEPUP ISS HSBC STEP 22.80%	Purchase	SP	$50,001 - $100,000	20006694
695	2017-01-19	—	US BANCORP JR SUBORDNTD	Sale	SP	$15,001 - $50,000	20006694
696	2017-01-19	—	WELLS FARGO & COMPANY JR SUBORDNTD SER	Sale	SP	$15,001 - $50,000	20006694
697	2017-01-18	JPM	JP Morgan Chase & Co.	Sale	SP	$1,001 - $15,000	20006694
698	2017-01-18	PM	Philip Morris International Inc	Purchase	SP	$1,001 - $15,000	20006694
699	2017-01-18	SPG	Simon Property Group, Inc.	Purchase	SP	$1,001 - $15,000	20006694
700	2017-01-18	SPG	Simon Property Group, Inc.	Purchase	SP	$1,001 - $15,000	20006694
701	2017-01-17	—	SP500 CLIRN ISSUER CS CAP 19.85%	Sale	SP	$100,001 - $250,000	20006694
702	2017-01-17	—	SP500 CLIRN ISSUER CS CAP 19.85%	Sale	SP	$15,001 - $50,000	20006694
703	2017-01-17	—	SP500 STEPUP ISSUER BNS STEP 16.30%	Sale	SP	$100,001 - $250,000	20006694
704	2016-12-30	—	KMC Inc	Sale	Self	$1,001 - $15,000	20006700
705	2016-12-27	—	R2000 CLIRN ISSUER CIBC CAP 18.18% SV 1,217.325 DUE 07/27/18 BUF 10%	Purchase	SP	$50,001 - $100,000	20006448
706	2016-12-27	—	SP500 bEaRaRN ISS BARC CAP 13.5% SV 2090.10 DUE 07/28/17	Sale	SP	$50,001 - $100,000	20006448
707	2016-12-07	—	aRLINgToN TEX HIGHER ED FIN CORP ED REV SER a RF JUL16 05.000%DEC01 2051	Purchase	SP	$50,001 - $100,000	20006448
708	2016-12-07	—	TEXAS ST TRANSN COMMN-HWY IMPT MAY16 05.000%APR01 2041	Sale	SP	$50,001 - $100,000	20006448
709	2016-10-28	—	SP500 CLIRN ISSUER RBC CAP 12.02% SV 1,994.65 DUE 10/28/16 BUF 10.00%	Sale	SP	$100,001 - $250,000	20006161
710	2016-10-19	MET	MetLife, Inc.	Sale	SP	$1,001 - $15,000	20006161
711	2016-10-18	MET	MetLife, Inc.	Sale	SP	$1,001 - $15,000	20006161
712	2016-10-11	—	SP500 CLIRN ISSUER BAC CAP 14.80% SV 2,075.81 DUE 04/27/18	Purchase	SP	$50,001 - $100,000	20006161
713	2016-09-30	—	SP500 CLIRN ISSUER BARC CAP 12.16% SV 1,965.99 DUE 09/30/16	Sale	SP	$15,001 - $50,000	20006029
714	2016-09-29	—	R2000 CLIRN ISSUER CIBC CAP 18.04%	Purchase	SP	$15,001 - $50,000	20006161
715	2016-09-27	—	R2000 STEPUP ISSUER Db STEP 30.00% SV 1,031.58 DUE 02/25/19	Sale	SP	$50,001 - $100,000	20006029
716	2016-09-27	—	R2000 STEPUP ISSUER Db STEP 30.00% SV 1,031.58 DUE 02/25/19	Sale	SP	$15,001 - $50,000	20006029
717	2016-09-27	—	SP500 CLIRN ISSUER BAC CAP 14.04% SV 2,089.41 DUE 10/27/17	Purchase	SP	$15,001 - $50,000	20006029
718	2016-09-27	—	SP500 CLIRN ISSUER BAC CAP 16.60% SV 2,036.71 DUE 03/28/18 BUF 10%	Purchase	SP	$50,001 - $100,000	20006029
719	2016-09-13	SSL	Sasol Ltd. American Depositary Shares	Sale	SP	$1,001 - $15,000	20006029
720	2016-09-12	MMM	3M Company	Purchase	SP	$15,001 - $50,000	20006029
721	2016-09-12	ABT	Abbott Laboratories	Purchase	SP	$15,001 - $50,000	20006029
722	2016-09-12	ABBV	AbbVie Inc.	Sale	SP	$1,001 - $15,000	20006029
723	2016-09-12	AGN	Allergan plc Ordinary Shares	Sale	SP	$1,001 - $15,000	20006029
724	2016-09-12	GOOGL	Alphabet Inc. - Class A	Sale	SP	$1,001 - $15,000	20006029
725	2016-09-12	GOOG	Alphabet Inc. - Class C Capital Stock	Sale	SP	$1,001 - $15,000	20006029
726	2016-09-12	AMZN	Amazon.com, Inc.	Sale	SP	$1,001 - $15,000	20006029
727	2016-09-12	DOX	Amdocs Limited - Ordinary Shares	Sale	SP	$1,001 - $15,000	20006029
728	2016-09-12	AMX	America Movil, S.A.b. de C.V. American Depository Receipt Series L	Sale	SP	$1,001 - $15,000	20006029
729	2016-09-12	AEP	American Electric Power Company, Inc.	Purchase	SP	$1,001 - $15,000	20006029
730	2016-09-12	AXP	American Express Company	Sale	SP	$1,001 - $15,000	20006029
731	2016-09-12	AMP	Ameriprise Financial, Inc.	Sale	SP	$1,001 - $15,000	20006029
732	2016-09-12	AME	AMETEK, Inc.	Sale	SP	$1,001 - $15,000	20006029
733	2016-09-12	APH	Amphenol Corporation	Sale	SP	$1,001 - $15,000	20006029
734	2016-09-12	AON	Aon plc Class A Ordinary Shares	Sale	SP	$1,001 - $15,000	20006029
735	2016-09-12	AAPL	Apple Inc.	Sale	SP	$1,001 - $15,000	20006029
736	2016-09-12	T	AT&T Inc.	Sale	SP	$1,001 - $15,000	20006029
737	2016-09-12	ATHN	athenahealth, Inc.	Sale	SP	$1,001 - $15,000	20006029
738	2016-09-12	AEXAY	Atos Origin SA Unsponsored ADR	Sale	SP	$1,001 - $15,000	20006029
739	2016-09-12	ANZBY	Australia and New Zealand banking group Limited	Sale	SP	$1,001 - $15,000	20006029
740	2016-09-12	AXAHY	AXA SA Sponsored ADR	Sale	SP	$1,001 - $15,000	20006029
741	2016-09-12	BAESY	BAE SYSTEMS plc Sponsored ADR	Sale	SP	$1,001 - $15,000	20006029
742	2016-09-12	BMRN	bioMarin Pharmaceutical Inc.	Sale	SP	$1,001 - $15,000	20006029
743	2016-09-12	BLK	blackRock, Inc.	Sale	SP	$1,001 - $15,000	20006029
744	2016-09-12	BHKLY	BOC Hong Kong	Sale	SP	$1,001 - $15,000	20006029
745	2016-09-12	BSX	boston Scientific Corporation	Sale	SP	$1,001 - $15,000	20006029
746	2016-09-12	AVGO	broadcom Limited - Ordinary Shares	Sale	SP	$1,001 - $15,000	20006029
747	2016-09-12	—	broadridge Financial Solutions, Inc.	Sale	SP	$1,001 - $15,000	20006029
748	2016-09-12	CA	CA Inc.	Sale	SP	$1,001 - $15,000	20006029
749	2016-09-12	CDNS	Cadence Design Systems, Inc.	Sale	SP	$1,001 - $15,000	20006029
750	2016-09-12	CAH	Cardinal Health, Inc.	Sale	SP	$1,001 - $15,000	20006029
751	2016-09-12	CRI	Carter's, Inc.	Sale	SP	$1,001 - $15,000	20006029
752	2016-09-12	CBS	CBS Corporation Class b	Sale	SP	$1,001 - $15,000	20006029
753	2016-09-12	CE	Celanese Corporation Celanese Corporation Series A	Sale	SP	$1,001 - $15,000	20006029
754	2016-09-12	CELG	Celgene Corporation	Sale	SP	$1,001 - $15,000	20006029
755	2016-09-12	CNC	Centene Corporation	Sale	SP	$1,001 - $15,000	20006029
756	2016-09-12	CF	CF Industries Holdings, Inc.	Sale	SP	$1,001 - $15,000	20006029
757	2016-09-12	CHTR	Charter Communications, Inc. - Class A	Sale	SP	$1,001 - $15,000	20006029
758	2016-09-12	CVX	Chevron Corporation	Sale	SP	$1,001 - $15,000	20006029
759	2016-09-12	CICHY	China Construction bank Corporation Unsponsored ADR representing H shares	Sale	SP	$1,001 - $15,000	20006029
760	2016-09-12	CHL	China Mobile Limited	Sale	SP	$1,001 - $15,000	20006029
761	2016-09-12	CMPR	Cimpress N.V - Ordinary Shares	Sale	SP	$1,001 - $15,000	20006029
762	2016-09-12	CSCO	Cisco Systems, Inc.	Sale	SP	$1,001 - $15,000	20006029
763	2016-09-12	C	Citigroup, Inc.	Sale	SP	$1,001 - $15,000	20006029
764	2016-09-12	CTXS	Citrix Systems, Inc.	Sale	SP	$1,001 - $15,000	20006029
765	2016-09-12	KO	Coca-Cola Company	Purchase	SP	$1,001 - $15,000	20006029
766	2016-09-12	CTSH	Cognizant Technology Solutions Corporation - Class A	Sale	SP	$1,001 - $15,000	20006029
767	2016-09-12	CMCSA	Comcast Corporation - Class A	Sale	SP	$1,001 - $15,000	20006029
768	2016-09-12	CAG	ConAgra Foods, Inc.	Sale	SP	$1,001 - $15,000	20006029
769	2016-09-12	CSGP	CoStar group, Inc.	Sale	SP	$1,001 - $15,000	20006029
770	2016-09-12	COST	Costco Wholesale Corporation	Sale	SP	$1,001 - $15,000	20006029
771	2016-09-12	CCI	Crown Castle International Corp.	Sale	SP	$1,001 - $15,000	20006029
772	2016-09-12	CVS	CVS Health Corporation	Purchase	SP	$15,001 - $50,000	20006029
773	2016-09-12	DHR	Danaher Corporation	Sale	SP	$1,001 - $15,000	20006029
774	2016-09-12	DLPH	Delphi Automotive plc Ordinary Shares	Sale	SP	$1,001 - $15,000	20006029
775	2016-09-12	XRAY	DENTSPLY SIRONA Inc.	Sale	SP	$1,001 - $15,000	20006029
776	2016-09-12	DLAKY	Deutsche Lufthansa A g Sponsored ADR	Sale	SP	$1,001 - $15,000	20006029
777	2016-09-12	DIISY	Direct Line Insurance group PLC Unsponsored ADR	Sale	SP	$1,001 - $15,000	20006029
778	2016-09-12	D	Dominion Resources, Inc.	Purchase	SP	$1,001 - $15,000	20006029
779	2016-09-12	DOW	Dow Chemical Company	Sale	SP	$1,001 - $15,000	20006029
780	2016-09-12	DNKN	Dunkin' brands group, Inc.	Sale	SP	$1,001 - $15,000	20006029
781	2016-09-12	DD	E.I. du Pont de Nemours and Company	Purchase	SP	$15,001 - $50,000	20006029
782	2016-09-12	ETN	Eaton Corporation, PLC Ordinary Shares	Sale	SP	$1,001 - $15,000	20006029
783	2016-09-12	LLY	Eli Lilly and Company	Sale	SP	$1,001 - $15,000	20006029
784	2016-09-12	ENLAY	Enel Societa Per Azioni Unsponsored ADR	Sale	SP	$1,001 - $15,000	20006029
785	2016-09-12	ETR	Entergy Corporation	Sale	SP	$1,001 - $15,000	20006029
786	2016-09-12	ERIC	Ericsson - ADS each representing 1 underlying Class b share	Sale	SP	$1,001 - $15,000	20006029
787	2016-09-12	EL	Estee Lauder Companies, Inc.	Sale	SP	$1,001 - $15,000	20006029
788	2016-09-12	EXPD	Expeditors International of Washington, Inc.	Sale	SP	$1,001 - $15,000	20006029
789	2016-09-12	XOM	Exxon Mobil Corporation	Purchase	SP	$1,001 - $15,000	20006029
790	2016-09-12	—	Facebook, Inc. - Class A (Fb)	Sale	SP	$1,001 - $15,000	20006029
791	2016-09-12	FIS	Fidelity National Information Services, Inc.	Sale	SP	$1,001 - $15,000	20006029
792	2016-09-12	FITB	Fifth Third bancorp	Sale	SP	$1,001 - $15,000	20006029
793	2016-09-12	FLEX	Flex Ltd. - Ordinary Shares	Sale	SP	$1,001 - $15,000	20006029
794	2016-09-12	FLR	Fluor Corporation	Sale	SP	$1,001 - $15,000	20006029
795	2016-09-12	F	Ford Motor Company	Sale	SP	$1,001 - $15,000	20006029
796	2016-09-12	FTV	Fortive Corporation	Sale	SP	$1,001 - $15,000	20006029
797	2016-09-12	IT	gartner, Inc.	Sale	SP	$1,001 - $15,000	20006029
798	2016-09-12	—	general Dynamics Corporation (gD)	Sale	SP	$1,001 - $15,000	20006029
799	2016-09-12	—	general Electric Company (gE)	Purchase	SP	$15,001 - $50,000	20006029
800	2016-09-12	—	general Motors Company (gM)	Sale	SP	$1,001 - $15,000	20006029
801	2016-09-12	GIL	gildan Activewear, Inc. Class A Sub. Vot.	Sale	SP	$1,001 - $15,000	20006029
802	2016-09-12	HBI	Hanesbrands Inc.	Sale	SP	$1,001 - $15,000	20006029
803	2016-09-12	HIG	Hartford Financial Services group, Inc.	Sale	SP	$1,001 - $15,000	20006029
804	2016-09-12	HSIC	Henry Schein, Inc.	Sale	SP	$1,001 - $15,000	20006029
805	2016-09-12	HD	Home Depot, Inc.	Purchase	SP	$1,001 - $15,000	20006029
806	2016-09-12	HON	Honeywell International Inc.	Sale	SP	$1,001 - $15,000	20006029
807	2016-09-12	ITYBY	Imperial Tobacco group plc Sponsored ADR	Sale	SP	$1,001 - $15,000	20006029
808	2016-09-12	INTC	Intel Corporation	Purchase	SP	$1,001 - $15,000	20006029
809	2016-09-12	ICE	Intercontinental Exchange Inc.	Sale	SP	$1,001 - $15,000	20006029
810	2016-09-12	IBM	International business Machines Corporation	Sale	SP	$1,001 - $15,000	20006029
811	2016-09-12	IP	International Paper Company	Sale	SP	$1,001 - $15,000	20006029
812	2016-09-12	IPG	Interpublic group of Companies, Inc.	Sale	SP	$1,001 - $15,000	20006029
813	2016-09-12	INTU	Intuit Inc.	Sale	SP	$1,001 - $15,000	20006029
814	2016-09-12	ISUZY	Isuzu Motors Ltd Ord American Depositary Shares	Sale	SP	$1,001 - $15,000	20006029
815	2016-09-12	ITVPY	ITV plc Unsponsored ADR	Sale	SP	$1,001 - $15,000	20006029
816	2016-09-12	JKHY	Jack Henry & Associates, Inc.	Sale	SP	$1,001 - $15,000	20006029
817	2016-09-12	JNJ	Johnson & Johnson	Purchase	SP	$1,001 - $15,000	20006029
818	2016-09-12	JPM	JP Morgan Chase & Co.	Purchase	SP	$15,001 - $50,000	20006029
819	2016-09-12	KDDIY	KDDI Corporation Unsponsored ADR	Sale	SP	$1,001 - $15,000	20006029
820	2016-09-12	K	Kellogg Company	Sale	SP	$1,001 - $15,000	20006029
821	2016-09-12	KLAC	KLA-Tencor Corporation	Sale	SP	$1,001 - $15,000	20006029
822	2016-09-12	KEP	Korea Electric Power Corporation	Sale	SP	$1,001 - $15,000	20006029
823	2016-09-12	LAMR	Lamar Advertising Company - Class A	Sale	SP	$1,001 - $15,000	20006029
824	2016-09-12	LPLA	LPL Financial Holdings Inc.	Sale	SP	$1,001 - $15,000	20006029
825	2016-09-12	LUKOY	Lukoil Co Sponsored ADR	Sale	SP	$1,001 - $15,000	20006029
826	2016-09-12	MGA	Magna International, Inc.	Sale	SP	$1,001 - $15,000	20006029
827	2016-09-12	MAT	Mattel, Inc.	Sale	SP	$1,001 - $15,000	20006029
828	2016-09-12	MCD	McDonald's Corporation	Purchase	SP	$15,001 - $50,000	20006029
829	2016-09-12	MDVN	Medivation, Inc.	Sale	SP	$1,001 - $15,000	20006029
830	2016-09-12	MDT	Medtronic plc. Ordinary Shares	Sale	SP	$1,001 - $15,000	20006029
831	2016-09-12	MET	MetLife, Inc.	Purchase	SP	$15,001 - $50,000	20006029
832	2016-09-12	MSFT	Microsoft Corporation	Purchase	SP	$15,001 - $50,000	20006029
833	2016-09-12	TAP	Molson Coors brewing Company Class b	Sale	SP	$1,001 - $15,000	20006029
834	2016-09-12	MSCI	MSCI Inc	Sale	SP	$1,001 - $15,000	20006029
835	2016-09-12	NEE	NextEra Energy, Inc.	Purchase	SP	$15,001 - $50,000	20006029
836	2016-09-12	NICE	NICE Ltd - American Depositary Shares each representing one Ordinary Share	Sale	SP	$1,001 - $15,000	20006029
837	2016-09-12	NTT	Nippon Telegraph and Telephone Corporation	Sale	SP	$1,001 - $15,000	20006029
838	2016-09-12	NRBAY	Nordea bank Ab Sponsored ADR	Sale	SP	$1,001 - $15,000	20006029
839	2016-09-12	OXY	Occidental Petroleum Corporation	Purchase	SP	$15,001 - $50,000	20006029
840	2016-09-12	OMC	Omnicom group Inc.	Sale	SP	$1,001 - $15,000	20006029
841	2016-09-12	ON	ON Semiconductor Corporation	Sale	SP	$1,001 - $15,000	20006029
842	2016-09-12	OTEX	Open Text Corporation - Common Shares	Sale	SP	$1,001 - $15,000	20006029
843	2016-09-12	ORCL	Oracle Corporation	Sale	SP	$1,001 - $15,000	20006029
844	2016-09-12	PAYX	Paychex, Inc.	Sale	SP	$1,001 - $15,000	20006029
845	2016-09-12	PKI	PerkinElmer, Inc.	Sale	SP	$1,001 - $15,000	20006029
846	2016-09-12	PSMMY	Persimmon Plc Unsponsored ADR	Sale	SP	$1,001 - $15,000	20006029
847	2016-09-12	PFE	Pfizer, Inc.	Purchase	SP	$15,001 - $50,000	20006029
848	2016-09-12	PM	Philip Morris International Inc	Purchase	SP	$15,001 - $50,000	20006029
849	2016-09-12	PXD	Pioneer Natural Resources Company	Sale	SP	$1,001 - $15,000	20006029
850	2016-09-12	PNC	PNC Financial Services group, Inc.	Sale	SP	$1,001 - $15,000	20006029
851	2016-09-12	—	Procter & gamble Company (Pg)	Purchase	SP	$1,001 - $15,000	20006029
852	2016-09-12	PGR	Progressive Corporation	Sale	SP	$1,001 - $15,000	20006029
853	2016-09-12	PEG	Public Service Enterprise group Incorporated	Sale	SP	$1,001 - $15,000	20006029
854	2016-09-12	DGX	Quest Diagnostics Incorporated	Sale	SP	$1,001 - $15,000	20006029
855	2016-09-12	RTN	Raytheon Company	Sale	SP	$1,001 - $15,000	20006029
856	2016-09-12	RXN	Rexnord Corporation	Sale	SP	$1,001 - $15,000	20006029
857	2016-09-12	RBA	Ritchie bros. Auctioneers Incorporated	Sale	SP	$1,001 - $15,000	20006029
858	2016-09-12	ROP	Roper Technologies, Inc.	Sale	SP	$1,001 - $15,000	20006029
859	2016-09-12	RDS.A	Royal Dutch Shell PLC Royal Dutch Shell American Depositary Shares	Sale	SP	$1,001 - $15,000	20006029
860	2016-09-12	RYAAY	Ryanair Holdings plc - American Depositary Shares, each representing five Ordinary Shares	Sale	SP	$1,001 - $15,000	20006029
861	2016-09-12	R	Ryder System, Inc.	Sale	SP	$1,001 - $15,000	20006029
862	2016-09-12	CRM	Salesforce.com Inc	Sale	SP	$1,001 - $15,000	20006029
863	2016-09-12	SNY	Sanofi American Depositary Shares	Sale	SP	$1,001 - $15,000	20006029
864	2016-09-12	SLB	Schlumberger N.V.	Purchase	SP	$1,001 - $15,000	20006029
865	2016-09-12	SEE	Sealed Air Corporation	Sale	SP	$1,001 - $15,000	20006029
866	2016-09-12	—	Sensata Technologies Holding N.V.	Sale	SP	$1,001 - $15,000	20006029
867	2016-09-12	SHW	Sherwin-Williams Company	Sale	SP	$1,001 - $15,000	20006029
868	2016-09-12	SPG	Simon Property group, Inc.	Purchase	SP	$15,001 - $50,000	20006029
869	2016-09-12	SMFKY	Smurfit Kappa group Plc American Depositary Shares	Sale	SP	$1,001 - $15,000	20006029
870	2016-09-12	SPLK	Splunk Inc.	Sale	SP	$1,001 - $15,000	20006029
871	2016-09-12	SSNC	SS&C Technologies Holdings, Inc.	Sale	SP	$1,001 - $15,000	20006029
872	2016-09-12	STE	STERIS plc Ordinary Shares	Sale	SP	$1,001 - $15,000	20006029
873	2016-09-12	—	SX5E STEPUP ISSUER BAC STEP 21.70% SV 3,019.34 DUE 09/29/17	Purchase	SP	$15,001 - $50,000	20006029
874	2016-09-12	SYF	Synchrony Financial	Sale	SP	$1,001 - $15,000	20006029
875	2016-09-12	TDHOY	T&D Holdings Inc Tokyo Unsponsored ADR	Sale	SP	$1,001 - $15,000	20006029
876	2016-09-12	TSM	Taiwan Semiconductor Manufacturing Company Ltd.	Sale	SP	$1,001 - $15,000	20006029
877	2016-09-12	AMTD	TD Ameritrade Holding Corporation	Sale	SP	$1,001 - $15,000	20006029
878	2016-09-12	TEL	TE Connectivity Ltd. New Switzerland Registered Shares	Sale	SP	$1,001 - $15,000	20006029
879	2016-09-12	TFX	Teleflex Incorporated	Sale	SP	$1,001 - $15,000	20006029
880	2016-09-12	TELNY	Telenor ASA American Depositary Shares	Sale	SP	$1,001 - $15,000	20006029
881	2016-09-12	TSLA	Tesla Motors, Inc.	Sale	SP	$1,001 - $15,000	20006029
882	2016-09-12	TEVA	Teva Pharmaceutical Industries Limited American Depositary Shares	Sale	SP	$1,001 - $15,000	20006029
883	2016-09-12	TXN	Texas Instruments Incorporated	Sale	SP	$1,001 - $15,000	20006029
884	2016-09-12	KHC	The Kraft Heinz Company	Purchase	SP	$15,001 - $50,000	20006029
885	2016-09-12	PCLN	The Priceline group Inc.	Sale	SP	$1,001 - $15,000	20006029
886	2016-09-12	TRV	The Travelers Companies, Inc.	Sale	SP	$1,001 - $15,000	20006029
887	2016-09-12	TMO	Thermo Fisher Scientific Inc	Purchase	SP	$15,001 - $50,000	20006029
888	2016-09-12	TWX	Time Warner Inc. New	Sale	SP	$1,001 - $15,000	20006029
889	2016-09-12	TJX	TJX Companies, Inc.	Sale	SP	$1,001 - $15,000	20006029
890	2016-09-12	TD	Toronto Dominion bank	Sale	SP	$1,001 - $15,000	20006029
891	2016-09-12	TOT	Total S.A.	Sale	SP	$1,001 - $15,000	20006029
892	2016-09-12	TDG	Transdigm group Incorporated Transdigm group Inc.	Sale	SP	$1,001 - $15,000	20006029
893	2016-09-12	USB	U.S. bancorp	Purchase	SP	$1,001 - $15,000	20006029
894	2016-09-12	ULTA	Ulta Salon, Cosmetics & Fragrance, Inc.	Sale	SP	$1,001 - $15,000	20006029
895	2016-09-12	UNP	Union Pacific Corporation	Sale	SP	$1,001 - $15,000	20006029
896	2016-09-12	UOVEY	United Overseas bk Singapore American Depositary Shares	Sale	SP	$1,001 - $15,000	20006029
897	2016-09-12	UTX	United Technologies Corporation	Purchase	SP	$1,001 - $15,000	20006029
898	2016-09-12	UNH	UnitedHealth group Incorporated Common Stock	Sale	SP	$1,001 - $15,000	20006029
899	2016-09-12	VAR	Varian Medical Systems, Inc.	Sale	SP	$1,001 - $15,000	20006029
900	2016-09-12	VRSK	Verisk Analytics, Inc.	Sale	SP	$1,001 - $15,000	20006029
901	2016-09-12	VZ	Verizon Communications Inc.	Purchase	SP	$1,001 - $15,000	20006029
902	2016-09-12	VRTX	Vertex Pharmaceuticals Incorporated	Sale	SP	$1,001 - $15,000	20006029
903	2016-09-12	V	Visa Inc.	Sale	SP	$1,001 - $15,000	20006029
904	2016-09-12	VMC	Vulcan Materials Company	Sale	SP	$1,001 - $15,000	20006029
905	2016-09-12	WMT	Wal-Mart Stores, Inc.	Purchase	SP	$1,001 - $15,000	20006029
906	2016-09-12	DIS	Walt Disney Company	Purchase	SP	$15,001 - $50,000	20006029
907	2016-09-12	WAT	Waters Corporation	Sale	SP	$1,001 - $15,000	20006029
908	2016-09-12	WFC	Wells Fargo & Company	Sale	SP	$1,001 - $15,000	20006029
909	2016-09-12	WJRYY	West Japan Railway Co Unsponsored ADR	Sale	SP	$15,001 - $50,000	20006029
910	2016-09-12	WEX	WEX Inc. common stock	Sale	SP	$1,001 - $15,000	20006029
911	2016-09-12	WDAY	Workday, Inc.	Sale	SP	$1,001 - $15,000	20006029
912	2016-09-12	—	WPP plc - American Depositary Shares	Sale	SP	$1,001 - $15,000	20006029
913	2016-09-12	XLNX	Xilinx, Inc.	Sale	SP	$1,001 - $15,000	20006029
914	2016-08-23	—	R2000 ARN ISSUER SEK CAP 14.37% SV 1,140.398 DUE 06/30/17	Purchase	SP	$50,001 - $100,000	20005819
915	2016-08-19	MCD	McDonald's Corporation	Sale	SP	$1,001 - $15,000	20005819
916	2016-08-18	—	R2000 ARN ISSUER BARC CAP 18.51% SV 1,003.273 DUE 03/31/17	Sale	SP	$50,001 - $100,000	20005819
917	2016-08-18	—	SP500 CLIRN ISSUER BAC CAP 15.36% SV 2,097.90 DUE 06/29/18 BUF 10%	Purchase	SP	$50,001 - $100,000	20005819
918	2016-08-18	SOMMY	Sumitomo Chemical Co Ltd Unsponsored ADR	Sale	SP	$1,001 - $15,000	20005819
919	2016-08-17	AGN	Allergan plc Ordinary Shares	Purchase	SP	$1,001 - $15,000	20005819
920	2016-08-17	BMY	bristol-Myers Squibb Company	Sale	SP	$1,001 - $15,000	20005819
921	2016-08-17	COF	Capital One Financial Corporation	Sale	SP	$1,001 - $15,000	20005819
922	2016-08-17	IBN	ICICI bank Limited	Sale	SP	$1,001 - $15,000	20005819
923	2016-08-17	PCLN	The Priceline group Inc.	Purchase	SP	$1,001 - $15,000	20005819
924	2016-08-17	USB	U.S. bancorp	Purchase	SP	$1,001 - $15,000	20005819
925	2016-08-12	TWX	Time Warner Inc. New	Purchase	SP	$1,001 - $15,000	20005819
926	2016-08-11	GILD	gilead Sciences, Inc.	Sale	SP	$1,001 - $15,000	20005819
927	2016-08-10	IBM	International business Machines Corporation	Sale	SP	$1,001 - $15,000	20005819
928	2016-08-10	ORCL	Oracle Corporation	Purchase	SP	$1,001 - $15,000	20005819
929	2016-08-09	—	SP500 CLIRN ISSUER BAC CAP 14.04% SV 2,089.41 DUE 10/27/17	Purchase	SP	$15,001 - $50,000	20005819
930	2016-08-08	—	SP500 CLIRN ISSUER BAC CAP 14.04% SV 2,089.41 DUE 10/27/17 BUF 10%	Purchase	SP	$15,001 - $50,000	20005819
931	2016-08-08	—	SP500 CLIRN ISSUER BAC CAP 14.04% SV 2,089.41 DUE 10/27/17 BUF 10%	Purchase	SP	$50,001 - $100,000	20005819
932	2016-08-04	CELG	Celgene Corporation	Purchase	SP	$1,001 - $15,000	20005819
933	2016-08-03	COF	Capital One Financial Corporation	Sale	SP	$1,001 - $15,000	20005819
934	2016-08-03	CELG	Celgene Corporation	Purchase	SP	$1,001 - $15,000	20005819
935	2016-08-03	GILD	gilead Sciences, Inc.	Sale	SP	$1,001 - $15,000	20005819
936	2016-08-03	IBM	International business Machines Corporation	Sale	SP	$1,001 - $15,000	20005819
937	2016-08-03	ORCL	Oracle Corporation	Purchase	SP	$1,001 - $15,000	20005819
938	2016-08-03	TWX	Time Warner Inc. New	Purchase	SP	$1,001 - $15,000	20005819
939	2016-08-03	USB	U.S. bancorp	Purchase	SP	$1,001 - $15,000	20005819
940	2016-07-29	—	FT UNIT 5935 SABRIENT BAKERS DOZEN ...	Sale	SP	$50,001 - $100,000	20005629
941	2016-07-29	—	FT UNIT 5935 SABRIENT BAKERS DOZEN ...	Sale	SP	$15,001 - $50,000	20005629
942	2016-07-29	—	FT UNIT 5935 SABRIENT BAKERS DOZEN ...	Sale	SP	$15,001 - $50,000	20005629
943	2016-07-29	—	FT UNIT 5935 SABRIENT BAKERS DOZEN ...	Sale	SP	$50,001 - $100,000	20005629
944	2016-07-29	—	R2000 CLIRNS ISSUER CIBC CAP 20.40%...	Purchase	SP	$50,001 - $100,000	20005629
945	2016-07-29	—	SP500 CLIRN ISSUER BAC CAP 14.54% S...	Purchase	SP	$50,001 - $100,000	20005629
946	2016-07-29	—	SP500 CLIRN ISSUER BAC CAP 16.60% S...	Purchase	SP	$15,001 - $50,000	20005629
947	2016-07-29	—	SP500 CLIRN ISSUER BAC CAP 16.60% S...	Purchase	SP	$15,001 - $50,000	20005629
948	2016-07-26	IBM	International Business Machines Corporation	Sale	SP	$1,001 - $15,000	20005629
949	2016-07-20	AXP	American Express Company	Purchase	SP	$1,001 - $15,000	20005629
950	2016-07-20	MET	MetLife, Inc.	Sale	SP	$1,001 - $15,000	20005629
951	2016-07-06	SWKS	Skyworks Solutions, Inc.	Sale	SP	$1,001 - $15,000	20005629
952	2016-06-15	BBL	BHP Billiton plc Sponsored ADR	Sale	SP	$1,001 - $15,000	20005456
953	2016-06-15	BBL	BHP Billiton plc Sponsored ADR	Sale	SP	$1,001 - $15,000	20005456
954	2016-06-14	HD	Home Depot, Inc.	Sale	SP	$1,001 - $15,000	20005456
955	2016-06-13	—	GOLDMAN SACHS CAPITAL II - VAR% PERPETUAL CALLABLE-MAY AFFECT YIEL	Purchase	SP	$15,001 - $50,000	20005456
956	2016-06-13	—	WELLS FARGO & COMPANY JR SUBORDNTD SER K GLB VAR% PERPETUAL CALLABLE-MAY AFFECT YIEL	Purchase	SP	$15,001 - $50,000	20005456
957	2016-06-13	—	WELLS FARGO & COMPANY JR SUBORDNTD SER K GLB VAR% PERPETUAL CALLABLE-MAY AFFECT YIEL	Purchase	SP	$15,001 - $50,000	20005456
958	2016-06-13	—	WELLS FARGO & COMPANY JR SUBORDNTD SER K GLB VAR% PERPETUAL CALLABLE-MAY AFFECT YIEL	Purchase	SP	$15,001 - $50,000	20005456
959	2016-06-10	—	GOLDMAN SACHS CAPITAL II - VAR% PERPETUAL CALLABLE-MAY AFFECT YIEL	Purchase	SP	$15,001 - $50,000	20005456
960	2016-06-10	—	SP500 CLIRN ISSUER BAC CAP 14.54% SV 1,987.66 DUE 08/25/17 BUF 10%	Purchase	SP	$100,001 - $250,000	20005456
961	2016-06-10	—	US BANCORP JR SUBORDNTD SER I GLB VAR% PERPETUAL CALLABLE- MAY AFFECT YIEL	Purchase	SP	$15,001 - $50,000	20005456
962	2016-06-09	—	SP500 CLIRN ISSUER BAC CAP 14.54% SV 1,987.66 DUE 08/25/17 BUF 10%	Purchase	SP	$15,001 - $50,000	20005456
963	2016-06-09	—	SP500 CLIRN ISSUER BAC CAP 14.54% SV 1,987.66 DUE 08/25/17 BUF 10%	Purchase	SP	$15,001 - $50,000	20005456
964	2016-06-08	—	SP500 CLIRN ISSUER BAC CAP 14.54% SV 1,987.66 DUE 08/25/17 BUF 10%	Purchase	SP	$15,001 - $50,000	20005456
965	2016-05-27	—	sP M81 (Merrill Lynch) R2000 CLIRN ISSUER Cs CAP 14.10% sV...	Sale	Self	$50,001 - $100,000	20005270
966	2016-05-26	—	sP M81 (Merrill Lynch) buy sP500 BEARARN Iss BARC CAP 13.5% sV...	Purchase	Self	$50,001 - $100,000	20005270
967	2016-05-25	FLR	sP M81 (Merrill Lynch) Fluor Corporation	Purchase	Self	$1,001 - $15,000	20005270
968	2016-05-24	VLO	Valero Energy Corporation	Sale	Self	$1,001 - $15,000	20005270
969	2016-05-20	—	sP M81 (Merrill Lynch) Filing ID #20005270 general Dynamics Corporation (gD)	Purchase	Self	$1,001 - $15,000	20005270
970	2016-05-20	M	sP M81 (Merrill Lynch) Macy's Inc	Sale	Self	$1,001 - $15,000	20005270
971	2016-05-18	PEP	sP M81 (Merrill Lynch) Pepsico, Inc.	Sale	Self	$1,001 - $15,000	20005270
972	2016-05-11	ETR	sP M81 (Merrill Lynch) Entergy Corporation	Purchase	Self	$1,001 - $15,000	20005270
973	2016-05-11	TEVA	Teva Pharmaceutical Industries Limited American Depositary shares	Sale	Self	$1,001 - $15,000	20005270
974	2016-05-10	AAPL	Apple Inc.	Sale	Self	$1,001 - $15,000	20005270
975	2016-05-10	—	sP M81 (Merrill Lynch) general Dynamics Corporation (gD)	Purchase	Self	$1,001 - $15,000	20005270
976	2016-05-10	M	sP M81 (Merrill Lynch) Macy's Inc	Sale	Self	$1,001 - $15,000	20005270
977	2016-05-05	ETR	sP M81 (Merrill Lynch) Entergy Corporation	Purchase	Self	$1,001 - $15,000	20005270
978	2016-05-05	—	sP M81 (Merrill Lynch) TEXAS sT TRANSN COMMN-HWY IMPT MAY16 05.000%APR01 2041	Purchase	Self	$50,001 - $100,000	20005270
979	2016-05-04	DIISY	Direct Line Insurance group PLC Unsponsored ADR	Purchase	Self	$1,001 - $15,000	20005270
980	2016-05-04	TEVA	sP M81 (Merrill Lynch) Teva Pharmaceutical Industries Limited American Depositary shares	Sale	Self	$1,001 - $15,000	20005270
981	2016-05-03	ITVPY	sP M81 (Merrill Lynch) ITV plc Unsponsored ADR	Purchase	Self	$1,001 - $15,000	20005270
982	2016-04-28	—	sP M81 (Merrill Lynch) Coca-Cola Company (Ko)	Purchase	Self	$1,001 - $15,000	20005013
983	2016-04-28	—	sP M81 (Merrill Lynch) Facebook, Inc. - Class A (Fb)	Purchase	Self	$1,001 - $15,000	20005013
984	2016-04-28	PEP	sP M81 (Merrill Lynch) Pepsico, Inc.	Sale	Self	$1,001 - $15,000	20005013
985	2016-04-27	AAPL	sP E62 (Edward Jones) Apple Inc.	Sale	Self	$1,001 - $15,000	20005013
986	2016-04-27	—	sP M81 (Merrill Lynch) GENERATION PK MGMT DIST TEX	Purchase	Self	$50,001 - $100,000	20005013
987	2016-04-26	BKJAY	sP M81 (Merrill Lynch) bank Yokohama Ltd Japan American Depositary shares	Sale	Self	$1,001 - $15,000	20005013
988	2016-04-22	AAL	American Airlines group, Inc.	Sale	Self	$1,001 - $15,000	20005013
989	2016-04-22	—	FINAL PRINCIPAL PAYMENT: oN 13467 UNITS Redemption UIT INVESCO UNIT TRS CENT: EQUITY TR DIVERSFED SER 2016-2: QUARTERLY REINVEST: SOLICITED: PRosPECTUs ENCLOSED	Purchase	Self	$100,001 - $250,000	20005013
990	2016-04-21	AAPL	sP M81 (Merrill Lynch) Apple Inc.	Sale	Self	$1,001 - $15,000	20005013
991	2016-04-21	—	sP M81 (Merrill Lynch) UIT FIRST TRUST MKT STRENGTH: ALLOCATION SELECT SER 13: PORT SEMI ANNUAL REINVEST: FINAL PRINCIPAL PAYMENT: oN 13467 UNITS	Sale	Self	$100,001 - $250,000	20005013
992	2016-04-12	NKE	sP M81 (Merrill Lynch) Nike, Inc.	Sale	Self	$1,001 - $15,000	20005013
993	2016-04-11	NKE	sP M81 (Merrill Lynch) Nike, Inc.	Sale	Self	$1,001 - $15,000	20005013
994	2016-04-01	BIIB	biogen Inc.	Sale	Self	$1,001 - $15,000	20005013
995	2016-04-01	BIIB	sP M81 (Merrill Lynch) biogen Inc.	Sale	Self	$1,001 - $15,000	20005013
996	2016-03-30	WFC	SOLICITED: PRosPECTUs ENCLOSED Wells Fargo & Company	Purchase	Self	$1,001 - $15,000	20005013
997	2016-03-30	WFC	Wells Fargo & Company	Purchase	Self	$1,001 - $15,000	20004874
998	2016-03-29	CHTR	sP M81 (Merrill Lynch) Charter Communications, Inc. - Class A	Purchase	Self	$1,001 - $15,000	20005013
999	2016-03-29	—	sP M81 (Merrill Lynch) Coca-Cola Company (Ko)	Purchase	Self	$1,001 - $15,000	20005013
1000	2016-03-16	—	sP500 ARN ISSUER BAC CAP 15.42% sV ...	Purchase	Self	$15,001 - $50,000	20004874
1001	2016-03-04	—	sP500 ARN ISSUER BAC CAP 11.16% sV ...	Sale	Self	$50,001 - $100,000	20004874
1002	2016-02-26	MAT	Mattel, Inc.	Sale	SP	$1,001 - $15,000	20004681
1003	2016-02-26	MET	MetLife, Inc.	Purchase	SP	$1,001 - $15,000	20004681
1004	2016-02-26	REGN	Regeneron Pharmaceuticals, Inc.	Sale	SP	$1,001 - $15,000	20004681
1005	2016-02-25	—	R2000 STEPUP ISSUER Db STEP 30.00% SV 1,031.58 DUE 02/25/19	Purchase	SP	$15,001 - $50,000	20004681
1006	2016-02-25	—	SP500 CLIRN ISSUER CS CAP 19.85% SV 1,951.70 DUE 02/23/18	Purchase	SP	$50,001 - $100,000	20004681
1007	2016-02-25	—	SP500 CLIRN ISSUER CS CAP 19.85% SV 1,951.70 DUE 02/23/18	Purchase	SP	$15,001 - $50,000	20004681
1008	2016-02-24	—	R2000 STEPUP ISSUER HSBC STEP 25.00% SV1,137.686 DUE 12/21/18	Purchase	SP	$15,001 - $50,000	20004681
1009	2016-02-24	—	R2000 STEPUP ISSUER HSBC STEP 25.00% SV1,137.686 DUE 12/21/18	Sale	SP	$50,001 - $100,000	20004681
1010	2016-02-23	—	R2000 ARN ISSUER BARC CAP 18.51% SV 1,003.273 DUE 03/31/17	Purchase	SP	$50,001 - $100,000	20004681
1011	2016-02-23	—	R2000 STEPUP ISSUER Db STEP 30.00% SV 1,031.58 DUE 02/25/19	Purchase	SP	$15,001 - $50,000	20004681
1012	2016-02-17	T	AT&T Inc.	Sale	SP	$1,001 - $15,000	20004681
1013	2016-02-17	IVZ	Invesco Ltd	Purchase	SP	$1,001 - $15,000	20004681
1014	2016-02-17	MSFT	Microsoft Corporation	Sale	SP	$1,001 - $15,000	20004681
1015	2016-02-01	PCP	Precision Castparts Corporation	Exchange	SP	$1,001 - $15,000	20004681
1016	2016-01-28	AMP	Ameriprise Financial, Inc.	Sale	SP	$1,001 - $15,000	20004681
1017	2016-01-28	MDT	Medtronic plc. Ordinary Shares	Purchase	SP	$1,001 - $15,000	20004681
1018	2016-01-28	REGN	Regeneron Pharmaceuticals, Inc.	Sale	SP	$1,001 - $15,000	20004681
1019	2016-01-27	—	Ft Unit 5601 Sabrient bakers Dozen Port 2015	Sale	SP	$15,001 - $50,000	20004540
1020	2016-01-27	—	Ft Unit 5601 Sabrient bakers Dozen Port 2015	Sale	SP	$15,001 - $50,000	20004540
1021	2016-01-27	—	Ft Unit 5601 Sabrient bakers Dozen Port 2015	Sale	SP	$50,001 - $100,000	20004540
1022	2016-01-27	—	Ft Unit 5601 Sabrient bakers Dozen Port 2015	Sale	SP	$50,001 - $100,000	20004540
1023	2016-01-27	—	Ft Unit 5935 Sabrient bakers Dozen Port 2016	Purchase	SP	$1,001 - $15,000	20004540
1024	2016-01-27	—	Ft Unit 5935 Sabrient bakers Dozen Port 2016	Purchase	SP	$15,001 - $50,000	20004540
1025	2016-01-27	—	Ft Unit 5935 Sabrient bakers Dozen Port 2016	Purchase	SP	$15,001 - $50,000	20004540
1026	2016-01-27	—	Ft Unit 5935 Sabrient bakers Dozen Port	Purchase	SP	$50,001 - $100,000	20004540
1027	2016-01-27	—	Ft Unit 5935 Sabrient bakers Dozen Port 2016	Purchase	SP	$50,001 - $100,000	20004540
1028	2016-01-22	AGN	Allergan plc Ordinary Shares	Sale	SP	$1,001 - $15,000	20004540
1029	2016-01-22	LLY	Eli Lilly and Company	Purchase	SP	$1,001 - $15,000	20004540
1030	2016-01-14	DOX	Amdocs Limited - Ordinary Shares	Purchase	SP	$1,001 - $15,000	20004540
1031	2016-01-11	—	BHP billiton plc Sponsored ADR (bbL)	Purchase	SP	$1,001 - $15,000	20004540
1032	2016-01-11	TRMB	Trimble Navigation Limited	Purchase	SP	$1,001 - $15,000	20004540
1033	2016-01-08	FDX	FedEx Corporation	Sale	SP	$1,001 - $15,000	20004540
1034	2016-01-08	UNP	Union Pacific Corporation	Purchase	SP	$1,001 - $15,000	20004540
1035	2016-01-07	FDX	FedEx Corporation	Sale	SP	$1,001 - $15,000	20004540
1036	2016-01-07	UNP	Union Pacific Corporation	Purchase	SP	$1,001 - $15,000	20004540
1037	2016-01-05	VZ	Verizon Communications Inc.	Sale	SP	$1,001 - $15,000	20004540
1038	2015-12-30	VZ	Verizon Communications Inc.	Sale	SP	$1,001 - $15,000	20004345
1039	2015-12-22	CMI	Cummins Inc.	Sale	SP	$1,001 - $15,000	20004345
1040	2015-12-22	—	R2000 STEPUP ISSUER HSBC STEP 25.00	Purchase	SP	$50,001 - $100,000	20004345
1041	2015-12-22	—	R2000 STEPUP ISSUER HSBC STEP 25.00	Purchase	SP	$15,001 - $50,000	20004345
1042	2015-12-22	—	SP500 CLIRNS ISSUER BNS CAP 16.40%	Purchase	SP	$15,001 - $50,000	20004345
1043	2015-12-22	—	SP500 SUNS ISSUER CIBC STEP 16.30%	Purchase	SP	$50,001 - $100,000	20004345
1044	2015-12-11	TJX	TJX Companies, Inc.	Purchase	SP	$1,001 - $15,000	20004345
1045	2015-12-10	TJX	TJX Companies, Inc.	Purchase	SP	$1,001 - $15,000	20004345
1046	2015-12-08	—	BHP billiton plc Sponsored ADR (bbL)	Sale	SP	$1,001 - $15,000	20004345
1047	2015-12-08	TRMB	Trimble Navigation Limited	Sale	SP	$1,001 - $15,000	20004345
1048	2015-12-07	CMI	Cummins Inc.	Sale	SP	$1,001 - $15,000	20004345
1049	2015-11-27	—	REINVESTMENT: UIT FIRST TRUST: SER 24 INTL CAP STRENGTH PORT: SEMI ANNUAL REINVESTMENT: SOLICITED: PRosPECTUs ENCLOSED	Sale	Self	$1,001 - $15,000	20004198
1050	2015-11-23	—	UIT FIRST TRUST DIVERSIFIED INCME & GRWTH PRTFLIO WINTER: 2015 SER MONTHLY REINVESTMENT:	Purchase	Self	$1,001 - $15,000	20004198
1051	2015-11-20	VZ	SOLICITED: Verizon Communications Inc.	Sale	Self	$1,001 - $15,000	20004198
1052	2015-11-19	CVS	sP M81 (Merrill Lynch) CVS Health Corporation	Sale	Self	$1,001 - $15,000	20004198
1053	2015-11-13	AAPL	Apple Inc.	Sale	Self	$1,001 - $15,000	20004198
1054	2015-11-13	IBM	sP M81 (Merrill Lynch) International business Machines Corporation	Purchase	Self	$1,001 - $15,000	20004198
1055	2015-11-13	M	sP M81 (Merrill Lynch) Macy's Inc	Purchase	Self	$1,001 - $15,000	20004198
1056	2015-11-13	—	sP M81 (Merrill Lynch) Procter & gamble Company (Pg)	Purchase	Self	$1,001 - $15,000	20004198
1057	2015-11-13	RDS.A	sP M81 (Merrill Lynch) Royal Dutch shell PLC Royal Dutch shell American Depositary shares	Purchase	Self	$1,001 - $15,000	20004198
1058	2015-11-12	F	sP M81 (Merrill Lynch) Ford Motor Company	Sale	Self	$1,001 - $15,000	20005013
1059	2015-11-12	—	sP M81 (Merrill Lynch) general Motors Company (gM)	Purchase	Self	$1,001 - $15,000	20005013
1060	2015-11-06	PCLN	The Priceline group Inc.	Purchase	Self	$1,001 - $15,000	20005013
1061	2015-11-04	F	sP M81 (Merrill Lynch) Ford Motor Company	Sale	Self	$1,001 - $15,000	20005013
1062	2015-11-04	—	sP M81 (Merrill Lynch) general Motors Company (gM)	Purchase	Self	$1,001 - $15,000	20005013
1063	2015-10-29	WMT	sP M81 (Merrill Lynch) Wal-Mart stores, Inc.	Purchase	Self	$1,001 - $15,000	20004045
1064	2015-10-28	—	sP M81 (Merrill Lynch) sP500 ARN ISSUER BAC CAP 11.16% sV	Purchase	Self	$100,001 - $250,000	20004198
1065	2015-10-26	BXLT	baxalta Incorporated	Sale	Self	$1,001 - $15,000	20004045
1066	2015-10-16	ESRX	sP M81 (Merrill Lynch) Express scripts Holding Company	Purchase	Self	$1,001 - $15,000	20004045
1067	2015-10-09	LNKD	LinkedIn Corporation Class A	Sale	Self	$1,001 - $15,000	20005013
1068	2015-10-08	DLTR	sP M81 (Merrill Lynch) Dollar Tree, Inc.	Sale	Self	$1,001 - $15,000	20004045
1069	2015-10-06	XOM	sP M81 (Merrill Lynch) Exxon Mobil Corporation	Purchase	Self	$1,001 - $15,000	20004045
1070	2015-10-05	TOT	sP M81 (Merrill Lynch) Total s.A.	Sale	Self	$1,001 - $15,000	20004045
1071	2015-10-02	BXLT	sP M81 (Merrill Lynch) baxalta Incorporated	Sale	Self	$1,001 - $15,000	20004045
1072	2015-10-02	—	sP M81 (Merrill Lynch) Procter & gamble Company (Pg)	Purchase	Self	$1,001 - $15,000	20004045
1073	2015-09-28	TOT	sP M81 (Merrill Lynch) Filing ID #20004045 Total s.A.	Sale	Self	$1,001 - $15,000	20004045
1074	2015-09-25	XOM	Exxon Mobil Corporation	Purchase	SP	$1,001 - $15,000	20003907
1075	2015-09-23	—	SP500 C LIRN Issuer bac 14.54%	Purchase	SP	$50,001 - $100,000	20003907
1076	2015-09-23	—	SP500 C LIRN Issuer barc Cap 12.1	Purchase	SP	$15,001 - $50,000	20003907
1077	2015-09-23	—	SX5E LIRN ISSUER HSBC PART 118.00%	Sale	SP	$15,001 - $50,000	20003907
1078	2015-09-23	—	SX5E LIRN ISSUER HSBC PART 118.00%	Sale	SP	$50,001 - $100,000	20003907
1079	2015-09-15	SLH	Solera Holdings, Inc. Solera Holdings, Inc.	Sale	SP	$1,001 - $15,000	20003907
1080	2015-09-02	—	Ft Unit 5221 Sabrient bakers Dozen Port 2015	Sale	SP	$50,001 - $100,000	20003907
1081	2015-09-02	—	Ft Unit 5221 Sabrient bakers Dozen Port 2015	Sale	SP	$15,001 - $50,000	20003907
1082	2015-09-02	—	Ft Unit 5221 Sabrient bakers Dozen Port 2015	Purchase	SP	$15,001 - $50,000	20003907
1083	2015-09-02	—	Ft Unit 5221 Sabrient bakers Dozen Port 2015	Sale	SP	$15,001 - $50,000	20003907
1084	2015-09-02	—	FT Unit 5221 Sabrient Sale Price	Sale	SP	$50,001 - $100,000	20003907
1085	2015-09-02	—	Ft Unit 5601 Sabrient bakers Dozen	Purchase	SP	$15,001 - $50,000	20003907
1086	2015-09-02	—	FT Unit 5601 Sabrient bakers Dozen	Purchase	SP	$50,001 - $100,000	20003907
1087	2015-09-02	—	FT Unit 5601 Sabrientbakers Dozen	Purchase	SP	$50,001 - $100,000	20003907
1088	2015-09-02	—	R2000 C LIRN Issuer CAP 14.10%	Purchase	SP	$100,001 - $250,000	20003907
1089	2015-09-02	—	SP500 ARN Issuer bac Cap 10.65%	Sale	SP	$50,001 - $100,000	20003907
1090	2015-09-01	WMT	Wal-Mart Stores, Inc.	Purchase	SP	$1,001 - $15,000	20003907
1091	2015-08-26	CAH	sP M81 (Merrill Lynch) Cardinal Health, Inc.	Purchase	Self	$1,001 - $15,000	20003710
1092	2015-08-25	CAH	sP M81 (Merrill Lynch) Cardinal Health, Inc.	Purchase	Self	$1,001 - $15,000	20003710
1093	2015-08-25	MCK	sP M81 (Merrill Lynch) McKesson Corporation	Sale	Self	$1,001 - $15,000	20003710
1094	2015-08-07	NOC	sP M81 (Merrill Lynch) Northrop grumman Corporation	Sale	Self	$1,001 - $15,000	20003710
1095	2015-08-05	AAPL	Apple Inc.	Sale	Self	$1,001 - $15,000	20003710
1096	2015-08-05	CERN	sP M81 (Merrill Lynch) Cerner Corporation	Purchase	Self	$1,001 - $15,000	20003710
1097	2015-08-04	—	sP M81 (Merrill Lynch) UIT First Trust series 21 Cap strength	Sale	Self	$100,001 - $250,000	20003710
1098	2015-07-31	BAX	sP M81 (Merrill Lynch) baxter International Inc.	Sale	Self	$1,001 - $15,000	20003518
1099	2015-07-31	BAX	baxter International Inc.	Sale	JT	$1,001 - $15,000	20003518
1100	2015-07-31	NOC	sP M81 (Merrill Lynch) Northrop grumman Corporation	Sale	Self	$1,001 - $15,000	20003518
1101	2015-07-31	NOC	Northrop grumman Corporation	Sale	JT	$1,001 - $15,000	20003518
1102	2015-07-31	UTX	United Technologies Corporation	Purchase	JT	$1,001 - $15,000	20003518
1103	2015-07-31	UTX	United Technologies Corporation	Purchase	Self	$1,001 - $15,000	20003518
1104	2015-07-30	JPM	JP Morgan Chase & Co.	Sale	Self	$1,001 - $15,000	20003518
1105	2015-07-30	JPM	JP Morgan Chase & Co.	Sale	JT	$1,001 - $15,000	20003518
1106	2015-07-30	NOC	sP M81 (Merrill Lynch) Northrop grumman Corporation	Sale	Self	$1,001 - $15,000	20003518
1107	2015-07-30	NOC	Northrop grumman Corporation	Sale	JT	$1,001 - $15,000	20003518
1108	2015-07-30	RDS.A	M39 (Merrill Lynch) Royal Dutch shell PLC Royal Dutch shell American Depositary shares	Purchase	Self	$1,001 - $15,000	20003518
1109	2015-07-30	RDS.A	Royal Dutch shell PLC Royal Dutch shell American Depositary shares	Purchase	JT	$1,001 - $15,000	20003518
1110	2015-07-30	TOT	Total s.A.	Purchase	JT	$1,001 - $15,000	20003518
1111	2015-07-30	TOT	JT M39 (Merrill Lynch) Total s.A.	Purchase	Self	$1,001 - $15,000	20003518
1112	2015-07-29	—	sP M81 (Merrill Lynch) Eog Resources, Inc. (Eog)	Sale	Self	$1,001 - $15,000	20003518
1113	2015-07-29	—	Eog Resources, Inc. (Eog)	Sale	JT	$1,001 - $15,000	20003518
1114	2015-07-28	TYC	Tyco International plc	Sale	JT	$1,001 - $15,000	20003518
1115	2015-07-28	TYC	M39 (Merrill Lynch) Tyco International plc	Sale	Self	$1,001 - $15,000	20003518
1116	2015-07-22	—	FT UNIT 5221 SABRIENT BAKERS DOZEN	Sale	JT	$50,001 - $100,000	20003518
1117	2015-07-22	—	FT UNIT 5221 SABRIENT BAKERS DOZEN	Sale	Self	$50,001 - $100,000	20003518
1118	2015-07-22	—	sP500 ARN ISSUER BAC CAP 10.65%	Purchase	JT	$50,001 - $100,000	20003518
1119	2015-07-22	—	sP500 ARN ISSUER BAC CAP 10.65%	Purchase	Self	$50,001 - $100,000	20003518
1120	2015-07-09	—	ISHARES MSCI EAFE VALUE ETF	Purchase	Self	$1,001 - $15,000	20003518
1121	2015-07-09	—	sP M81 (Merrill Lynch) UIT FIRST TRUST DIVERSIFIED INCOME & GROWTH	Purchase	Self	$50,001 - $100,000	20003518
1122	2015-07-09	—	UIT VAN KAMPEN UNIT 967 s&P	Sale	Self	$50,001 - $100,000	20003518
1123	2015-07-02	—	sP M81 (Merrill Lynch) Celanese Corporation Celanese	Purchase	Self	$1,001 - $15,000	20003518
1124	2015-07-02	CE	Celanese Corporation Celanese Corporation series A	Purchase	JT	$1,001 - $15,000	20003518
1125	2015-06-29	COF	Capital one Financial Corporation	Purchase	JT	$1,001 - $15,000	20003518
1126	2015-06-29	DOW	Dow Chemical Company	Sale	JT	$1,001 - $15,000	20003518
1127	2015-06-29	DOW	M39 (Merrill Lynch) Dow Chemical Company	Sale	Self	$1,001 - $15,000	20003518
1128	2015-06-26	ACN	Accenture plc. Class A ordinary shares	Sale	JT	$1,001 - $15,000	20003518
1129	2015-06-26	ACN	M39 (Merrill Lynch) Accenture plc. Class A ordinary shares	Sale	Self	$1,001 - $15,000	20003518
1130	2015-06-26	COF	M39 (Merrill Lynch) Capital one Financial Corporation	Purchase	Self	$1,001 - $15,000	20003518
1131	2015-06-26	KMI	Kinder Morgan, Inc.	Sale	JT	$1,001 - $15,000	20003518
1132	2015-06-26	KMI	M39 (Merrill Lynch) Kinder Morgan, Inc.	Sale	Self	$1,001 - $15,000	20003518
1133	2015-06-22	—	sP M81 (Merrill Lynch) FT Unit 5463 sabrient Fwd Looking SBFL3	Purchase	Self	$50,001 - $100,000	20003352
1134	2015-06-12	NSC	sP M40 (Merrill Lynch) Norfolk southern Corporation	Sale	Self	$1,001 - $15,000	20003352
1135	2015-06-10	—	sP M81 (Merrill Lynch) general Electric Company (gE)	Sale	Self	$1,001 - $15,000	20005013
1136	2015-06-10	COF	sP M81 (Merrill Lynch) Capital one Financial Corporation	Purchase	Self	$1,001 - $15,000	20003352
1137	2015-06-09	BAX	sP M81 (Merrill Lynch) baxter International Inc.	Sale	Self	$1,001 - $15,000	20003352
1138	2015-06-08	ABBV	AbbVie Inc.	Purchase	Self	$1,001 - $15,000	20003352
1139	2015-06-08	CE	sP M81 (Merrill Lynch) Celanese Corporation Celanese Corporation series A	Purchase	Self	$1,001 - $15,000	20003352
1140	2015-06-08	CELG	sP M81 (Merrill Lynch) Celgene Corporation	Sale	Self	$1,001 - $15,000	20003352
1141	2015-06-08	DOW	sP M40 (Merrill Lynch) Dow Chemical Company	Sale	Self	$1,001 - $15,000	20003352
1142	2015-06-08	—	general Electric Company (gE)	Sale	Self	$1,001 - $15,000	20003352
1143	2015-06-04	CMI	sP M81 (Merrill Lynch) Cummins Inc.	Purchase	Self	$1,001 - $15,000	20003352
1144	2015-05-29	AMT	American Tower Corporation	Sale	Self	$1,001 - $15,000	20003203
1145	2015-05-28	ANTM	sP M81 (Merrill Lynch) Anthem, Inc.	Sale	Self	$1,001 - $15,000	20003203
1146	2015-05-20	—	sP M81 (Merrill Lynch) Dollar general Corporation (Dg)	Sale	Self	$1,001 - $15,000	20003203
1147	2015-05-19	MCD	McDonald's Corporation	Purchase	Self	$1,001 - $15,000	20003203
1148	2015-05-12	ADM	sP M81 (Merrill Lynch) Archer-Daniels-Midland Company	Purchase	Self	$1,001 - $15,000	20003203
1149	2015-05-12	PX	sP M81 (Merrill Lynch) Praxair, Inc.	Sale	Self	$1,001 - $15,000	20003203
1150	2015-05-08	—	sP M81 (Merrill Lynch) FIRST TRUST gLobAL DIVIDEND MONTHLY REINVESTMENT SERIES NUMBER 42	Purchase	Self	$100,001 - $250,000	20003203
1151	2015-05-06	CSCO	sP M81 (Merrill Lynch) Cisco systems, Inc.	Purchase	Self	$1,001 - $15,000	20003203
1152	2015-04-27	—	sP M81 (Merrill Lynch) glaxosmithKline PLC (gsK)	Sale	Self	$1,001 - $15,000	20003001
1153	2015-04-23	—	sP M81 (Merrill Lynch) FIRST TRUST gLobAL DIVIDEND MONTHLY REINVESTMENT SERIES NUMBER 33	Sale	Self	$100,001 - $250,000	20003001
1154	2015-04-21	AMZN	Amazon.com, Inc.	Purchase	Self	$1,001 - $15,000	20003001
1155	2015-04-20	AMZN	sP M81 (Merrill Lynch) Amazon.com, Inc.	Purchase	Self	$1,001 - $15,000	20003001
1156	2015-04-16	FCX	sP M81 (Merrill Lynch) Filing ID #20003001 Freeport-McMoRan, Inc.	Sale	Self	$1,001 - $15,000	20003001
1157	2015-04-13	T	sP M81 (Merrill Lynch) AT&T Inc.	Purchase	Self	$15,001 - $50,000	20003001
1158	2015-04-13	TRMB	sP M81 (Merrill Lynch) Trimble Navigation Limited	Purchase	Self	$1,001 - $15,000	20003001
1159	2015-04-09	CMI	sP E62 (Edward Jones) Cummins Inc.	Sale	Self	$1,001 - $15,000	20003001
1160	2015-04-09	MNK	sP M81 (Merrill Lynch) Mallinckrodt plc ordinary shares	Purchase	Self	$1,001 - $15,000	20003001
1161	2015-04-08	PRGO	sP M81 (Merrill Lynch) Perrigo Company plc ordinary shares	Sale	Self	$1,001 - $15,000	20003001
1162	2015-04-08	—	sP E62 (Edward Jones) UIT FIRST TRUST: SER 24 INTL CAP STRENGTH PORT: SEMI ANNUAL REINVESTMENT: SOLICITED: PRosPECTUs ENCLOSED	Purchase	Self	$15,001 - $50,000	20003001
1163	2015-04-06	FCX	Freeport-McMoRan, Inc.	Sale	Self	$1,001 - $15,000	20003001
1164	2015-04-02	VLO	PRosPECTUs ENCLOSED Valero Energy Corporation	Purchase	Self	$1,001 - $15,000	20003001
1165	2015-03-26	—	SX5E LIRN ISSUER HSBC PART 118.00%	Purchase	SP	$15,001 - $50,000	20002832
1166	2015-03-26	—	SX5E LIRN ISSUER HSBC PART 118.00%	Purchase	SP	$15,001 - $50,000	20002832
1167	2015-03-26	—	SX5E LIRN ISSUER HSBC PART 118.00%	Purchase	SP	$15,001 - $50,000	20002832
1168	2015-03-26	—	SX5E LIRN ISSUER HSBC PART 118.00%	Purchase	SP	$50,001 - $100,000	20002832
1169	2015-03-25	COP	ConocoPhillips	Sale	SP	$1,001 - $15,000	20002832
1170	2015-03-25	—	DJIA LIRN Issurer RBC PART 111.30%	Purchase	SP	$15,001 - $50,000	20002832
1171	2015-03-24	—	SX5E LIRN ISSUER RBC PART 145.50% S...	Sale	SP	$15,001 - $50,000	20002832
1172	2015-03-24	—	SX5E LIRN ISSUER RBC PART 145.50% S...	Sale	SP	$50,001 - $100,000	20002832
1173	2015-03-24	—	SX5E LIRN ISSUER RBC PART 145.50% S...	Sale	SP	$100,001 - $250,000	20002832
1174	2015-03-24	—	SX5E LIRN ISSUER RBC PART 145.50% S...	Sale	SP	$15,001 - $50,000	20002832
1175	2015-03-18	BSX	Boston Scientific Corporation	Purchase	SP	$1,001 - $15,000	20002832
1176	2015-03-16	COST	Costco Wholesale Corporation	Sale	SP	$1,001 - $15,000	20002832
1177	2015-03-16	DLTR	Dollar Tree, Inc.	Purchase	SP	$1,001 - $15,000	20002832
1178	2015-03-16	HBI	Hanesbrands Inc.	Purchase	SP	$1,001 - $15,000	20002832
1179	2015-03-16	PVH	PVH Corp.	Sale	SP	$1,001 - $15,000	20002832
1180	2015-03-11	EMC	EMC Corporation	Sale	SP	$1,001 - $15,000	20002832
1181	2015-03-06	—	DN BMO HARRIS BANK NA CALLABLE CD FEB 20 2029 CURRENT COUPON 3.00	Sale	SP	$50,001 - $100,000	20002832
1182	2015-03-06	—	INDU BUF CAP PART NTS CAP 66.45% SV..	Purchase	SP	$50,001 - $100,000	20002832
1183	2015-02-26	F	Ford Motor Company	Sale	SP	$1,001 - $15,000	20002832
1184	2015-02-26	F	Ford Motor Company	Sale	Self	$1,001 - $15,000	20002642
1185	2015-02-23	—	sP M81 (Merrill Lynch) sasol Ltd. American Depositary shares (ssL)	Purchase	Self	$1,001 - $15,000	20002642
1186	2015-02-19	—	sP M81 (Merrill Lynch) sP500 CLIRN Issuer RPC Cap 12.02%	Purchase	Self	$100,001 - $250,000	20005013
1187	2015-02-18	RDS.A	sP M81 (Merrill Lynch) Royal Dutch shell PLC Royal Dutch shell American Depositary shares	Purchase	Self	$1,001 - $15,000	20002642
1188	2015-02-11	MSFT	sP M81 (Merrill Lynch) Microsoft Corporation	Sale	Self	$1,001 - $15,000	20002642
1189	2015-02-11	TSLA	sP M81 (Merrill Lynch) Tesla Motors, Inc.	Purchase	Self	$1,001 - $15,000	20002642
1190	2015-02-11	VZ	sP M81 (Merrill Lynch) Verizon Communications Inc.	Purchase	Self	$1,001 - $15,000	20002642
1191	2015-02-10	ASML	sP M81 (Merrill Lynch) ASML Holding N.V. - ADS represents 1 ordinary share	Sale	Self	$1,001 - $15,000	20002642
1192	2015-02-10	CIT	sP M81 (Merrill Lynch) CIT group Inc	Sale	Self	$1,001 - $15,000	20002642
1193	2015-02-10	CCE	sP M81 (Merrill Lynch) Coca-Cola Enterprises, Inc.	Purchase	Self	$1,001 - $15,000	20002642
1194	2015-02-10	CAG	sP M81 (Merrill Lynch) ConAgra Foods, Inc.	Purchase	Self	$1,001 - $15,000	20002642
1195	2015-02-10	IDXX	sP M81 (Merrill Lynch) IDEXX Laboratories, Inc.	Sale	Self	$1,001 - $15,000	20002642
1196	2015-02-10	ICE	Intercontinental Exchange Inc.	Purchase	Self	$1,001 - $15,000	20002642
1197	2015-02-10	IPG	sP M81 (Merrill Lynch) Interpublic group of Companies, Inc.	Purchase	Self	$1,001 - $15,000	20002642
1198	2015-02-10	SPLK	sP M81 (Merrill Lynch) splunk Inc.	Sale	Self	$1,001 - $15,000	20002642
1199	2015-02-09	ABT	Abbott Laboratories	Sale	Self	$1,001 - $15,000	20002642
1200	2015-02-09	ACN	sP M81 (Merrill Lynch) Accenture plc. Class A ordinary shares	Purchase	Self	$1,001 - $15,000	20002642
1201	2015-02-09	ADBE	sP M81 (Merrill Lynch) Adobe systems Incorporated	Purchase	Self	$1,001 - $15,000	20002642
1202	2015-02-09	AKAM	sP M81 (Merrill Lynch) Akamai Technologies, Inc.	Purchase	Self	$1,001 - $15,000	20002642
1203	2015-02-09	AA	sP M81 (Merrill Lynch) Alcoa Inc.	Sale	Self	$1,001 - $15,000	20002642
1204	2015-02-09	ALXN	sP M81 (Merrill Lynch) Alexion Pharmaceuticals, Inc.	Purchase	Self	$1,001 - $15,000	20002642
1205	2015-02-09	BABA	sP M81 (Merrill Lynch) Alibaba group Holding Limited American Depositary shares each representing one ordinary share	Sale	Self	$1,001 - $15,000	20002642
1206	2015-02-09	ADS	sP M81 (Merrill Lynch) Alliance Data systems Corporation	Sale	Self	$1,001 - $15,000	20002642
1207	2015-02-09	AMZN	sP M81 (Merrill Lynch) Amazon.com, Inc.	Sale	Self	$1,001 - $15,000	20002642
1208	2015-02-09	AMT	sP M81 (Merrill Lynch) American Tower Corporation	Purchase	Self	$1,001 - $15,000	20002642
1209	2015-02-09	AMP	sP M81 (Merrill Lynch) Ameriprise Financial, Inc.	Purchase	Self	$1,001 - $15,000	20002642
1210	2015-02-09	AAPL	sP M81 (Merrill Lynch) Apple Inc.	Sale	Self	$1,001 - $15,000	20002642
1211	2015-02-09	ASML	sP M81 (Merrill Lynch) ASML Holding N.V. - ADS represents 1 ordinary share	Sale	Self	$1,001 - $15,000	20002642
1212	2015-02-09	BIIB	sP M81 (Merrill Lynch) biogen Idec Inc.	Purchase	Self	$1,001 - $15,000	20002642
1213	2015-02-09	BLK	sP M81 (Merrill Lynch) blackRock, Inc.	Purchase	Self	$1,001 - $15,000	20002642
1214	2015-02-09	BMY	sP M81 (Merrill Lynch) bristol-Myers squibb Company	Sale	Self	$1,001 - $15,000	20002642
1215	2015-02-09	—	Cbs Corporation Class b (Cbs)	Purchase	Self	$1,001 - $15,000	20002642
1216	2015-02-09	CIT	sP M81 (Merrill Lynch) CIT group Inc	Sale	Self	$1,001 - $15,000	20002642
1217	2015-02-09	CCE	sP M81 (Merrill Lynch) Coca-Cola Enterprises, Inc.	Purchase	Self	$1,001 - $15,000	20002642
1218	2015-02-09	CTSH	sP M81 (Merrill Lynch) Cognizant Technology solutions Corporation - Class A	Purchase	Self	$1,001 - $15,000	20002642
1219	2015-02-09	CMA	sP M81 (Merrill Lynch) Comerica Incorporated	Sale	Self	$1,001 - $15,000	20002642
1220	2015-02-09	COST	sP M81 (Merrill Lynch) Costco Wholesale Corporation	Sale	Self	$1,001 - $15,000	20002642
1221	2015-02-09	CMI	sP M81 (Merrill Lynch) Cummins Inc.	Purchase	Self	$1,001 - $15,000	20002642
1222	2015-02-09	DHR	sP M81 (Merrill Lynch) Danaher Corporation	Sale	Self	$1,001 - $15,000	20002642
1223	2015-02-09	DLPH	sP M81 (Merrill Lynch) Delphi Automotive plc ordinary shares	Purchase	Self	$1,001 - $15,000	20002642
1224	2015-02-09	DFS	sP M81 (Merrill Lynch) Discover Financial services	Purchase	Self	$1,001 - $15,000	20002642
1225	2015-02-09	—	sP M81 (Merrill Lynch) Dollar general Corporation (Dg)	Purchase	Self	$1,001 - $15,000	20002642
1226	2015-02-09	D	sP M81 (Merrill Lynch) Dominion Resources, Inc.	Sale	Self	$1,001 - $15,000	20002642
1227	2015-02-09	DOW	sP M81 (Merrill Lynch) Dow Chemical Company	Purchase	Self	$1,001 - $15,000	20002642
1228	2015-02-09	EMC	sP M81 (Merrill Lynch) EMC Corporation	Purchase	Self	$1,001 - $15,000	20002642
1229	2015-02-09	—	sP M81 (Merrill Lynch) Eog Resources, Inc. (Eog)	Purchase	Self	$1,001 - $15,000	20002642
1230	2015-02-09	EL	sP M81 (Merrill Lynch) Estee Lauder Companies, Inc.	Purchase	Self	$1,001 - $15,000	20002642
1231	2015-02-09	—	sP M81 (Merrill Lynch) Facebook, Inc. - Class A (Fb)	Purchase	Self	$1,001 - $15,000	20002642
1232	2015-02-09	FDX	sP M81 (Merrill Lynch) FedEx Corporation	Purchase	Self	$1,001 - $15,000	20002642
1233	2015-02-09	—	sP M81 (Merrill Lynch) general Dynamics Corporation (gD)	Sale	Self	$1,001 - $15,000	20002642
1234	2015-02-09	—	sP M81 (Merrill Lynch) general Motors Company (gM)	Sale	Self	$1,001 - $15,000	20002642
1235	2015-02-09	—	sP M81 (Merrill Lynch) goldcorp Inc. (gg)	Sale	Self	$1,001 - $15,000	20002642
1236	2015-02-09	—	sP M81 (Merrill Lynch) google Inc. - Class C Capital stock (goog)	Purchase	Self	$1,001 - $15,000	20002642
1237	2015-02-09	HCA	sP M81 (Merrill Lynch) HCA Holdings, Inc.	Sale	Self	$1,001 - $15,000	20002642
1238	2015-02-09	HON	sP M81 (Merrill Lynch) Honeywell International Inc.	Purchase	Self	$1,001 - $15,000	20002642
1239	2015-02-09	IDXX	sP M81 (Merrill Lynch) IDEXX Laboratories, Inc.	Sale	Self	$1,001 - $15,000	20002642
1240	2015-02-09	ILMN	sP M81 (Merrill Lynch) Illumina, Inc.	Purchase	Self	$1,001 - $15,000	20002642
1241	2015-02-09	ICE	sP M81 (Merrill Lynch) Intercontinental Exchange Inc.	Purchase	Self	$1,001 - $15,000	20002642
1242	2015-02-09	JNJ	sP M81 (Merrill Lynch) Johnson & Johnson	Sale	Self	$1,001 - $15,000	20002642
1243	2015-02-09	KMI	sP E48 (Edward Jones) Kinder Morgan, Inc.	Purchase	Self	$1,001 - $15,000	20002642
1244	2015-02-09	LVLT	sP M81 (Merrill Lynch) Level 3 Communications, Inc.	Sale	Self	$1,001 - $15,000	20002642
1245	2015-02-09	LNKD	sP M81 (Merrill Lynch) LinkedIn Corporation Class A	Purchase	Self	$1,001 - $15,000	20002642
1246	2015-02-09	MMC	sP M81 (Merrill Lynch) Marsh & McLennan Companies, Inc.	Purchase	Self	$1,001 - $15,000	20002642
1247	2015-02-09	MLM	sP M81 (Merrill Lynch) Martin Marietta Materials, Inc.	Purchase	Self	$1,001 - $15,000	20002642
1248	2015-02-09	MCK	sP M81 (Merrill Lynch) McKesson Corporation	Purchase	Self	$1,001 - $15,000	20002642
1249	2015-02-09	—	sP M81 (Merrill Lynch) Michael Kors Holdings Limited ordinary	Purchase	Self	$1,001 - $15,000	20002642
1250	2015-02-09	MSFT	sP M81 (Merrill Lynch) Microsoft Corporation	Purchase	Self	$1,001 - $15,000	20002642
1251	2015-02-09	MDLZ	sP M81 (Merrill Lynch) Mondelez International, Inc. - Class A	Purchase	Self	$1,001 - $15,000	20002642
1252	2015-02-09	NEE	sP M81 (Merrill Lynch) NextEra Energy, Inc.	Sale	Self	$1,001 - $15,000	20002642
1253	2015-02-09	NKE	sP M81 (Merrill Lynch) Nike, Inc.	Purchase	Self	$1,001 - $15,000	20002642
1254	2015-02-09	NBL	sP M81 (Merrill Lynch) Noble Energy Inc.	Sale	Self	$1,001 - $15,000	20002642
1255	2015-02-09	ORCL	sP M81 (Merrill Lynch) oracle Corporation	Purchase	Self	$1,001 - $15,000	20002642
1256	2015-02-09	PRGO	sP M81 (Merrill Lynch) Perrigo Company plc ordinary shares	Purchase	Self	$1,001 - $15,000	20002642
1257	2015-02-09	PFE	sP M81 (Merrill Lynch) Pfizer, Inc.	Sale	Self	$1,001 - $15,000	20002642
1258	2015-02-09	PX	sP M81 (Merrill Lynch) Praxair, Inc.	Purchase	Self	$1,001 - $15,000	20002642
1259	2015-02-09	PCP	sP M81 (Merrill Lynch) Precision Castparts Corporation	Sale	Self	$1,001 - $15,000	20002642
1260	2015-02-09	—	sP M81 (Merrill Lynch) Procter & gamble Company (Pg)	Sale	Self	$1,001 - $15,000	20002642
1261	2015-02-09	PVH	sP M81 (Merrill Lynch) PVH Corp.	Purchase	Self	$1,001 - $15,000	20002642
1262	2015-02-09	RL	sP M81 (Merrill Lynch) Ralph Lauren Corporation	Sale	Self	$1,001 - $15,000	20002642
1263	2015-02-09	RRC	sP M81 (Merrill Lynch) Range Resources Corporation	Sale	Self	$1,001 - $15,000	20002642
1264	2015-02-09	RTN	sP M81 (Merrill Lynch) Raytheon Company	Purchase	Self	$1,001 - $15,000	20002642
1265	2015-02-09	REGN	sP M81 (Merrill Lynch) Regeneron Pharmaceuticals, Inc.	Purchase	Self	$1,001 - $15,000	20002642
1266	2015-02-09	SNDK	sP M81 (Merrill Lynch) sanDisk Corporation	Sale	Self	$1,001 - $15,000	20002642
1267	2015-02-09	—	schlumberger N.V. (sLb)	Purchase	Self	$1,001 - $15,000	20002642
1268	2015-02-09	SHW	sP M81 (Merrill Lynch) sherwin-Williams Company	Sale	Self	$1,001 - $15,000	20002642
1269	2015-02-09	SPLK	sP M81 (Merrill Lynch) splunk Inc.	Sale	Self	$1,001 - $15,000	20002642
1270	2015-02-09	SBUX	sP M81 (Merrill Lynch) starbucks Corporation	Sale	Self	$1,001 - $15,000	20002642
1271	2015-02-09	HOT	sP M81 (Merrill Lynch) starwood Hotels & Resorts Worldwide, Inc.	Sale	Self	$1,001 - $15,000	20002642
1272	2015-02-09	TGT	sP M81 (Merrill Lynch) Target Corporation	Sale	Self	$1,001 - $15,000	20002642
1273	2015-02-09	TEVA	sP M81 (Merrill Lynch) Teva Pharmaceutical Industries Limited American Depositary shares	Sale	Self	$1,001 - $15,000	20002642
1274	2015-02-09	PCLN	sP M81 (Merrill Lynch) The Priceline group Inc.	Purchase	Self	$1,001 - $15,000	20002642
1275	2015-02-09	FOXA	sP M81 (Merrill Lynch) Twenty-First Century Fox, Inc. - Class A	Sale	Self	$1,001 - $15,000	20002642
1276	2015-02-09	TYC	sP M81 (Merrill Lynch) Tyco International plc	Purchase	Self	$1,001 - $15,000	20002642
1277	2015-02-09	ULTA	sP M81 (Merrill Lynch) Ulta salon, Cosmetics & Fragrance, Inc.	Purchase	Self	$1,001 - $15,000	20002642
1278	2015-02-09	UA	sP M81 (Merrill Lynch) Under Armour, Inc. Class A	Purchase	Self	$1,001 - $15,000	20002642
1279	2015-02-09	UNP	sP M81 (Merrill Lynch) Union Pacific Corporation	Sale	Self	$1,001 - $15,000	20002642
1280	2015-02-09	UTX	sP M81 (Merrill Lynch) United Technologies Corporation	Purchase	Self	$1,001 - $15,000	20002642
1281	2015-02-09	UNH	sP M81 (Merrill Lynch) UnitedHealth group Incorporated	Purchase	Self	$1,001 - $15,000	20002642
1282	2015-02-09	VMW	sP M81 (Merrill Lynch) Vmware, Inc. Common stock, Class A	Sale	Self	$1,001 - $15,000	20002642
1283	2015-02-04	COP	sP M81 (Merrill Lynch) ConocoPhillips	Sale	Self	$1,001 - $15,000	20005013
1284	2015-02-03	COP	sP M81 (Merrill Lynch) ConocoPhillips	Sale	Self	$1,001 - $15,000	20005013
1285	2015-02-03	RDS.A	sP M81 (Merrill Lynch) Royal Dutch shell PLC Royal Dutch shell American Depositary shares	Purchase	Self	$1,001 - $15,000	20005013
1286	2015-01-14	JPM	sP M81 (Merrill Lynch) JP Morgan Chase & Co.	Purchase	Self	$1,001 - $15,000	20002642
1287	2015-01-14	—	Ft Unit 5221 Sabrient bakers Dozen Port 2015	Purchase	SP	$100,001 - $250,000	20002628
1288	2015-01-14	—	Ft Unit 5221 Sabrient bakers Dozen Port 2015	Purchase	SP	$50,001 - $100,000	20002628
1289	2015-01-14	FCX	sP M81 (Merrill Lynch) Freeport-McMoRan, Inc.	Purchase	Self	$1,001 - $15,000	20002531
1290	2015-01-05	DD	E.I. du Pont de Nemours and Company	Sale	Self	$1,001 - $15,000	20002531
1291	2014-12-29	DD	sP M81 (Merrill Lynch) E.I. du Pont de Nemours and Company	Sale	Self	$1,001 - $15,000	20002531
1292	2014-12-29	DD	sP M81 (Merrill Lynch) E.I. du Pont de Nemours and Company	Sale	Self	$1,001 - $15,000	20002307
1293	2014-12-22	MAT	sP M81 (Merrill Lynch) Mattel, Inc.	Purchase	Self	$1,001 - $15,000	20002307
1294	2014-12-12	HCA	sP M81 (Merrill Lynch) HCA Holdings, Inc.	Purchase	Self	$1,001 - $15,000	20002307
1295	2014-12-11	ACT	Actavis plc ordinary shares	Purchase	Self	$1,001 - $15,000	20002307
1296	2014-12-11	HCA	sP M81 (Merrill Lynch) HCA Holdings, Inc.	Purchase	Self	$1,001 - $15,000	20002307
1297	2014-12-10	—	sP M81 (Merrill Lynch) stratasys, Ltd. (ssYs)	Sale	Self	$1,001 - $15,000	20002307
1298	2014-12-09	LYB	sP M81 (Merrill Lynch) Lyondellbasell Industries NV ordinary shares Class A	Sale	Self	$1,001 - $15,000	20002307
1299	2014-12-08	APA	sP M81 (Merrill Lynch) Apache Corporation	Sale	Self	$1,001 - $15,000	20002307
1300	2014-12-08	SNDK	sP M81 (Merrill Lynch) sanDisk Corporation	Purchase	Self	$1,001 - $15,000	20002307
1301	2014-12-08	HOT	sP M81 (Merrill Lynch) starwood Hotels & Resorts Worldwide, Inc.	Purchase	Self	$1,001 - $15,000	20002307
1302	2014-12-03	ADS	sP M81 (Merrill Lynch) Alliance Data systems Corporation	Sale	Self	$1,001 - $15,000	20002307
1303	2014-12-03	HAL	sP M81 (Merrill Lynch) Halliburton Company	Sale	Self	$1,001 - $15,000	20002307
1304	2014-12-02	BIIB	sP M81 (Merrill Lynch) biogen Idec Inc.	Purchase	Self	$1,001 - $15,000	20002307
1305	2014-11-18	BAX	baxter International Inc.	Purchase	Self	$1,001 - $15,000	20002132
1306	2014-11-17	LMT	sP M81 lockheed Martin Corporation	Sale	Self	$1,001 - $15,000	20002132
1307	2014-11-12	WFC	sP M81 (Merrill Lynch) Wells Fargo & Company	Sale	Self	$1,001 - $15,000	20003476
1308	2014-11-11	PRGO	sP M81 (Merrill Lynch) Perrigo Company plc ordinary shares	Sale	Self	$1,001 - $15,000	20003476
1309	2014-11-07	CVS	sP M81 (Merrill Lynch) CVS Health Corporation	Sale	Self	$1,001 - $15,000	20003476
1310	2014-11-07	LMT	sP M81 (Merrill Lynch) Lockheed Martin Corporation	Sale	Self	$1,001 - $15,000	20003476
1311	2014-11-07	SYMC	sP M81 (Merrill Lynch) symantec Corporation	Purchase	Self	$1,001 - $15,000	20003476
1312	2014-11-05	BAX	baxter International Inc.	Purchase	Self	$1,001 - $15,000	20003476
1313	2014-11-04	LVLT	sP M81 (Merrill Lynch) Level 3 Communications, Inc.	Purchase	Self	$1,001 - $15,000	20003476
1314	2014-11-04	—	sP M81 (Merrill Lynch) unilever NV (uN)	Sale	Self	$1,001 - $15,000	20003476
1315	2014-11-03	LH	sP M81 (Merrill Lynch) Laboratory Corporation of America Holdings	Sale	Self	$1,001 - $15,000	20003476
1316	2014-04-22	HAL	sP M81 (Merrill Lynch) Halliburton Company	Purchase	Self	$1,001 - $15,000	20003476
1317	2013-08-15	—	Dallas Co TX Util 5.000% 02/15/2024	Sale	SP	$50,001 - $100,000	20002945
1318	2013-08-15	—	Dallas Co TX Util 5.000% 02/15/2024	Sale	SP	$50,001 - $100,000	20002581
1319	2013-07-26	—	BHP billiton plc Sponsored ADR (bbL)	Purchase	SP	$1,001 - $15,000	20002945
1320	2013-07-26	EMR	Emerson Electric Company	Purchase	SP	$1,001 - $15,000	20002945
1321	2013-07-26	—	BHP billiton plc Sponsored ADR (bbL)	Purchase	SP	$1,001 - $15,000	20002581
1322	2013-07-26	EMR	Emerson Electric Company	Purchase	SP	$1,001 - $15,000	20002581
1323	2013-07-01	DE	Deere & Company	Purchase	SP	$15,001 - $50,000	20002945
1324	2013-07-01	DE	Deere & Company	Purchase	SP	$15,001 - $50,000	20002581