Mr. Raúl M. Grijalva

AZ03Member11 filings59 transactions

#	Date↓	Ticker↕	Asset↕	Type↕	Owner↕	Amount↕	DocID
1	2014-10-30	EMC	EMC Corporation	Sale	Self	$1,001 - $15,000	20002038
2	2014-10-02	JPM	JP Morgan Chase & Co.	Purchase	Self	$1,001 - $15,000	20002038
3	2014-10-02	MTW	Manitowoc Company, Inc.	Sale	Self	$1,001 - $15,000	20002038
4	2014-09-10	INF	Brookfield Global listed Infrastructure Income Fund Closed End Fund	Sale	Self	$1,001 - $15,000	20001827
5	2014-09-10	GLW	Corning Incorporated	Purchase	Self	$1,001 - $15,000	20001827
6	2014-09-10	INTC	Intel Corporation	Sale	Self	$1,001 - $15,000	20001827
7	2014-09-10	PEP	Pepsico, Inc.	Sale	Self	$1,001 - $15,000	20001827
8	2014-08-21	BTO	John Hancock Financial Opportunities Fund	Purchase	Self	$1,001 - $15,000	20001621
9	2014-08-21	—	Mastercard Incorporated (Ma)	Purchase	Self	$1,001 - $15,000	20001621
10	2014-08-21	MBLY	Mobileye N.V. Ordinary shares	Purchase	Self	$1,001 - $15,000	20001621
11	2014-07-30	BPAQF	BP PLC Ordinary shares	Sale	Self	$1,001 - $15,000	20001483
12	2014-07-30	CMLP	Crestwood Midstream Partners lP	Sale	Self	$1,001 - $15,000	20001483
13	2014-07-30	DD	E.I. du Pont de Nemours and Company	Sale	Self	$1,001 - $15,000	20001483
14	2014-07-30	EMC	EMC Corporation	Purchase	Self	$1,001 - $15,000	20001483
15	2014-07-30	HR	Healthcare Realty Trust Incorporated	Purchase	Self	$1,001 - $15,000	20001483
16	2014-07-30	MYL	Mylan Inc.	Purchase	Self	$1,001 - $15,000	20001483
17	2014-07-30	NKE	Nike, Inc.	Purchase	Self	$1,001 - $15,000	20001483
18	2014-07-30	QCOM	QualCOMM Incorporated	Purchase	Self	$1,001 - $15,000	20001483
19	2014-07-30	—	seadrill limited Ordinary shares	Sale	Self	$1,001 - $15,000	20001483
20	2014-07-30	TEX	Terex Corporation	Sale	Self	$1,001 - $15,000	20001483
21	2014-07-30	UTX	united Technologies Corporation	Purchase	Self	$1,001 - $15,000	20001483
22	2014-07-30	V	Visa Inc.	Purchase	Self	$1,001 - $15,000	20001483
23	2014-07-30	WMB	Williams Companies, Inc.	Sale	Self	$1,001 - $15,000	20001483
24	2014-06-27	AXP	american Express Company	Sale	Self	$1,001 - $15,000	20001267
25	2014-06-27	AXP	american Express Company	Sale	Self	$1,001 - $15,000	20001267
26	2014-06-27	DE	Deere & Company	Sale	Self	$1,001 - $15,000	20001267
27	2014-06-27	DE	Deere & Company	Sale	Self	$1,001 - $15,000	20001267
28	2014-06-27	PETM	Petsmart, Inc	Purchase	Self	$1,001 - $15,000	20001267
29	2014-06-27	PETM	Petsmart, Inc	Purchase	Self	$1,001 - $15,000	20001267
30	2014-06-16	MMM	3M Company	Sale	Self	$1,001 - $15,000	20001267
31	2014-06-16	AMGN	amgen Inc.	Purchase	Self	$1,001 - $15,000	20001267
32	2014-06-16	—	apple Inc. (aaPl)	Sale	Self	$1,001 - $15,000	20001267
33	2014-06-16	BPAQF	BP PLC Ordinary shares	Purchase	Self	$1,001 - $15,000	20001267
34	2014-06-16	INF	Brookfield Global listed Infrastructure Income Fund Closed End Fund	Purchase	Self	$1,001 - $15,000	20001267
35	2014-06-16	MTW	Manitowoc Company, Inc.	Purchase	Self	$1,001 - $15,000	20001267
36	2014-06-16	OPY	Oppenheimer Holdings, Inc. Class a Common stock	Purchase	Self	$1,001 - $15,000	20001267
37	2014-06-16	PFE	Pfizer, Inc.	Sale	Self	$1,001 - $15,000	20001267
38	2014-06-16	SYK	stryker Corporation	Sale	Self	$1,001 - $15,000	20001267
39	2014-06-16	WMB	Williams Companies, Inc.	Sale	Self	$1,001 - $15,000	20001267
40	2014-06-16	INF	2000002584 sP Brookfield Global listed Infrastructure Income Fund Closed End Fund	Purchase	Self	$1,001 - $15,000	20001268
41	2014-06-16	OPY	2000002585 sP Oppenheimer Holdings, Inc. Class a Common stock	Purchase	Self	$1,001 - $15,000	20001268
42	2014-06-16	INF	Brookfield Global listed Infrastructure Income Fund Closed End Fund	Purchase	Self	$1,001 - $15,000	20001226
43	2014-06-16	OPY	Oppenheimer Holdings, Inc. Class a Common stock	Purchase	Self	$1,001 - $15,000	20001226
44	2014-05-08	—	alcoa Inc. (aa)	Sale	Self	$1,001 - $15,000	20001110
45	2014-05-08	BAC	Bank of america Corporation	Sale	Self	$1,001 - $15,000	20001110
46	2014-05-08	BPAQF	BP PLC Ordinary shares	Purchase	Self	$1,001 - $15,000	20001110
47	2014-05-08	CMLP	Crestwood Midstream Partners lP	Purchase	Self	$1,001 - $15,000	20001110
48	2014-05-08	DD	E.I. du Pont de Nemours and Company	Purchase	Self	$1,001 - $15,000	20001110
49	2014-02-21	SDRL	2000000951 sP seadrill limited Ordinary shares	Purchase	Self	$1,001 - $15,000	20001484
50	2014-02-21	EEP	Enbridge Energy, l.P. Class a Common units	Sale	Self	$1,001 - $15,000	20000400
51	2014-02-21	HQL	H&Q life sciences Investors	Purchase	Self	$1,001 - $15,000	20000400
52	2014-02-21	SDLP	seadrill Partners llC Common units Representing limited liability Company Interests	Purchase	Self	$1,001 - $15,000	20000400
53	2014-01-29	—	apple Inc. (aaPl)	Purchase	Self	$1,001 - $15,000	20000236
54	2014-01-29	BAC	Bank of america Corporation	Purchase	Self	$1,001 - $15,000	20000236
55	2014-01-29	IBM	International Business Machines Corporation	Sale	Self	$1,001 - $15,000	20000236
56	2014-01-29	JDD	Nuveen Diversified Dividend and Income Fund shares of Beneficial Interest	Sale	Self	$1,001 - $15,000	20000236
57	2014-01-15	—	alcoa Inc. (aa)	Purchase	Self	$1,001 - $15,000	20000236
58	2014-01-15	INTC	Intel Corporation	Purchase	Self	$1,001 - $15,000	20000236
59	2014-01-15	CTY	Qwest Corporation 6.125% Notes due 2053	Sale	Self	$1,001 - $15,000	20000236