Ms. Suzan K. DelBene

WA01Member6 filings88 transactions

#	Date↓	Ticker↕	Asset↕	Type↕	Owner↕	Amount↕	DocID
1	2014-10-31	—	global Partnerships Microfinance Fund 2008	Sale	SP	$100,001 - $250,000	20001988
2	2014-10-22	—	Bear Stearns Co 5.55% Due 01/22/17	Purchase	JT	$100,001 - $250,000	20001988
3	2014-10-22	—	Morgan Stanley Sr Nt-F 4.75% Due 03/22/17	Purchase	JT	$250,001 - $500,000	20001988
4	2014-10-22	—	NASDAQ OMX grp 5.25% due 01/16/18	Purchase	JT	$250,001 - $500,000	20001988
5	2014-10-22	—	Va Pub Bldg auth 5% Due 08/01/15	Sale	JT	$100,001 - $250,000	20001988
6	2014-10-21	—	Port of Seattle 4% Due 06/01/17	Sale	JT	$500,001 - $1,000,000	20001988
7	2014-10-21	B13WZ26	Zumtobel group ag	Sale	JT	$1,001 - $15,000	20001988
8	2014-10-20	B13WZ26	Zumtobel group ag	Sale	JT	$1,001 - $15,000	20001988
9	2014-10-17	ABB	ABB ltd	Sale	JT	$15,001 - $50,000	20001988
10	2014-10-17	BWA	BorgWarner Inc.	Purchase	JT	$1,001 - $15,000	20001988
11	2014-10-17	FLS	Flowserve Corporation	Purchase	JT	$1,001 - $15,000	20001988
12	2014-10-17	MBLY	Mobileye N.V. ordinary Shares	Purchase	JT	$1,001 - $15,000	20001988
13	2014-10-17	SUNE	SunEdison, Inc.	Purchase	JT	$1,001 - $15,000	20001988
14	2014-10-17	SYT	Syngenta ag	Sale	JT	$15,001 - $50,000	20001988
15	2014-10-17	B13WZ26	Zumtobel group ag	Sale	JT	$1,001 - $15,000	20001988
16	2014-10-10	BIOA	Bioamber Inc.	Purchase	JT	$1,001 - $15,000	20001988
17	2014-10-10	NES	Nuverra Environmental Solutions, Inc.	Sale	JT	$15,001 - $50,000	20001988
18	2014-10-10	XYL	Xylem Inc. Common Stock New	Purchase	JT	$15,001 - $50,000	20001988
19	2014-10-09	BIOA	Bioamber Inc.	Purchase	JT	$1,001 - $15,000	20001988
20	2014-10-09	CREE	Cree, Inc.	Sale	JT	$1,001 - $15,000	20001988
21	2014-10-09	SPWR	SunPower Corporation	Purchase	JT	$1,001 - $15,000	20001988
22	2014-10-08	—	Fl State Brd Ed Rev 5% Due 06/01/24	Sale	JT	$250,001 - $500,000	20001988
23	2014-10-08	—	u Colorado Regents 5% Due 06/01/22	Sale	JT	$250,001 - $500,000	20001988
24	2014-10-07	—	Dignity Health 2014a 3.812% Due 11-01-	Purchase	JT	$500,001 - $1,000,000	20001988
25	2014-09-26	BWA	BorgWarner Inc.	Purchase	JT	$15,001 - $50,000	20001809
26	2014-09-22	6320058	HYFLUX LTD	Sale	JT	$1,001 - $15,000	20001809
27	2014-09-22	BN7Q3G8	ozner Water	Purchase	JT	$15,001 - $50,000	20001809
28	2014-09-19	AYI	acuity Brands Inc	Purchase	JT	$1,001 - $15,000	20001809
29	2014-09-19	CREE	Cree, Inc.	Sale	JT	$15,001 - $50,000	20001809
30	2014-09-17	CDA	lumenPulse Inc	Purchase	JT	$1,001 - $15,000	20001809
31	2014-09-17	—	univ Texas System 5% Due 08/15/21	Sale	JT	$250,001 - $500,000	20001809
32	2014-09-16	—	Connecticut HSG 2.75% Due 05/15/26	Purchase	JT	$500,001 - $1,000,000	20001809
33	2014-08-11	—	OSRAM LICHT ag NAMENS-AKTIEN (OSRN DE)	Purchase	JT	$15,001 - $50,000	20001619
34	2014-08-11	SSNI	Silver Spring Networks, Inc.	Sale	JT	$1,001 - $15,000	20001619
35	2014-07-24	BIOA	Bioamber Inc.	Purchase	JT	$15,001 - $50,000	20001466
36	2014-07-17	—	CITY OF HOUSTON 4% 17 gO LTX DUE 03/01/17	Sale	JT	$500,001 - $1,000,000	20001466
37	2014-07-16	—	BAY AREA TOLL auT 1.5% 47 TRAN TOLL DUE 04/01/47	Purchase	JT	$500,001 - $1,000,000	20001466
38	2014-07-16	SUNE	SunEdison, Inc.	Sale	JT	$15,001 - $50,000	20001466
39	2014-07-11	—	COUNTY OF KANE gO 4.000% UTX DUE 12/15/15	Purchase	JT	$15,001 - $50,000	20001466
40	2014-07-11	—	Fl DEPT EDUCTION 5% SCH IMPT DUE 07/01/17	Purchase	JT	$50,001 - $100,000	20001466
41	2014-06-30	ERII	Energy Recovery, Inc.	Sale	JT	$1,001 - $15,000	20001223
42	2014-06-27	—	COUNTY OF KANE gO 4.000% UTX DUE 12/15/15	Purchase	JT	$15,001 - $50,000	20001223
43	2014-06-27	CREE	Cree, Inc.	Purchase	JT	$1,001 - $15,000	20001223
44	2014-06-24	ERII	Energy Recovery, Inc.	Sale	JT	$1,001 - $15,000	20001223
45	2014-06-18	CBI	Chicago Bridge & Iron Company N.V.	Sale	JT	$15,001 - $50,000	20001223
46	2014-06-18	WTS	Watts Water Technologies, Inc. Class a	Purchase	JT	$15,001 - $50,000	20001223
47	2014-05-27	—	STATE oF WASHINGTON 4% COPS DUE 01/01/18	Purchase	JT	$15,001 - $50,000	20001077
48	2014-05-22	VMI	Valmont Industries, Inc.	Sale	JT	$15,001 - $50,000	20001077
49	2014-05-20	CSIQ	Canadian Solar Inc. - common shares	Purchase	JT	$15,001 - $50,000	20001077
50	2014-05-20	SPWR	SunPower Corporation	Sale	JT	$15,001 - $50,000	20001077
51	2014-05-15	—	BOE CHICAGO 4.25 DUE 12/01/18	Sale	JT	$250,001 - $500,000	20001077
52	2014-05-14	6320058	HYFLUX LTD	Purchase	JT	$1,001 - $15,000	20001077
53	2014-05-14	—	NDAKOTA HSG FIN A 1.3% DUE 07/01/18	Purchase	JT	$250,001 - $500,000	20001077
54	2014-05-13	—	DIALIGHT	Purchase	JT	$15,001 - $50,000	20001077
55	2014-05-13	4491235	KINGSPAN GRP PLC	Purchase	JT	$15,001 - $50,000	20001077
56	2014-05-13	CDA	luMENPulSE INC	Purchase	JT	$1,001 - $15,000	20001077
57	2014-05-13	B5NC0D0	MEYER BURGER	Purchase	JT	$15,001 - $50,000	20001077
58	2014-05-13	5522714	PSI AG	Purchase	JT	$15,001 - $50,000	20001077
59	2014-05-13	4824778	SGS SA-REG	Purchase	JT	$15,001 - $50,000	20001077
60	2014-05-13	6897143	TORAY IND INC	Purchase	JT	$15,001 - $50,000	20001077
61	2014-05-13	B0T4J94	WASION GROUP HLDGS LTD	Purchase	JT	$15,001 - $50,000	20001077
62	2014-05-13	B13WZ26	ZuMToBEl AG	Purchase	JT	$15,001 - $50,000	20001077
63	2014-05-12	ABB	ABB ltd	Purchase	JT	$15,001 - $50,000	20001077
64	2014-05-12	AYI	Acuity Brands Inc	Purchase	JT	$15,001 - $50,000	20001077
65	2014-05-12	—	ARIZONA STATE BRD REGENTS UNIV SYS REV 5.000% DUE 07/01/2018	Sale	JT	$250,001 - $500,000	20001077
66	2014-05-12	BMI	Badger Meter, Inc.	Purchase	JT	$15,001 - $50,000	20001077
67	2014-05-12	CCC	Calgon Carbon Corporation	Purchase	JT	$15,001 - $50,000	20001077
68	2014-05-12	CBI	Chicago Bridge & Iron Company N.V.	Purchase	JT	$15,001 - $50,000	20001077
69	2014-05-12	CREE	Cree, Inc.	Purchase	JT	$15,001 - $50,000	20001077
70	2014-05-12	ERII	Energy Recovery, Inc.	Purchase	JT	$15,001 - $50,000	20001077
71	2014-05-12	EOG	EOG Resources, Inc.	Purchase	JT	$15,001 - $50,000	20001077
72	2014-05-12	FSLR	First Solar, Inc.	Purchase	JT	$15,001 - $50,000	20001077
73	2014-05-12	FLTX	Fleetmatics Group PLC ordinary Shares	Purchase	JT	$1,001 - $15,000	20001077
74	2014-05-12	HASI	Hannon Armstrong Sustainable Infrastructure Capital, Inc.	Purchase	JT	$15,001 - $50,000	20001077
75	2014-05-12	JCI	Johnson Controls, Inc.	Purchase	JT	$15,001 - $50,000	20001077
76	2014-05-12	LKQ	LKQ Corporation	Purchase	JT	$15,001 - $50,000	20001077
77	2014-05-12	MIXT	MIX Telematics limited American Depositary Shares, each representing 25 ordinary Shares	Purchase	JT	$15,001 - $50,000	20001077
78	2014-05-12	MYRG	MYR Group, Inc.	Purchase	JT	$15,001 - $50,000	20001077
79	2014-05-12	NES	Nuverra Environmental Solutions, Inc.	Purchase	JT	$15,001 - $50,000	20001077
80	2014-05-12	—	oRlANDo & ORANGE CNTY EXPWY AUTH FLA 5% DUE 07/01/25	Purchase	JT	$500,001 - $1,000,000	20001077
81	2014-05-12	RAVN	Raven Industries, Inc.	Purchase	JT	$15,001 - $50,000	20001077
82	2014-05-12	SSNI	Silver Spring Networks, Inc.	Purchase	JT	$15,001 - $50,000	20001077
83	2014-05-12	SZYM	Solazyme, Inc.	Purchase	JT	$1,001 - $15,000	20001077
84	2014-05-12	SWN	Southwestern Energy Company	Purchase	JT	$15,001 - $50,000	20001077
85	2014-05-12	SUNE	SunEdison, Inc.	Purchase	JT	$15,001 - $50,000	20001077
86	2014-05-12	SPWR	SunPower Corporation	Purchase	JT	$50,001 - $100,000	20001077
87	2014-05-12	SYT	Syngenta AG	Purchase	JT	$15,001 - $50,000	20001077
88	2014-05-12	VMI	Valmont Industries, Inc.	Purchase	JT	$15,001 - $50,000	20001077