Roger W. Marshall

KS01Member14 filings152 transactions

Total Purchases (max)

$665K

Total Sales (max)

$110K

Net Portfolio Value

$555K

19 active positions of 73 total · Using max values from amount ranges

#Ticker↕Asset↕Purchases↕Sales↕Net Value↓Txns↕% of Portfolio
1—Ionics Life Sciences$250K—$250K145.0%
2GILDScottrade gilead Sciences, Inc.$45K—$45K38.1%
3—Twitter, Inc. (TWTR) [sT]$100K$80K$20K53.6%
4ROKUScottrade Roku, Inc. - Class A$30K$15K$15K32.7%
5SNEScottrade Filing ID #20017513 Sony Corporation$30K$15K$15K32.7%
6DISScottrade Walt Disney Company$15K—$15K12.7%
7—atossa genetics Inc. (ATOS) [sT]$15K—$15K12.7%
8CAPRCOMMENTS: Entire asset sold 10/30/2017, sale did not meet reporting threshold & there were no reportable capitol gains. Capricor Therapeutics, Inc.$15K—$15K12.7%
9—CytRx Corporation (CYTR) [sT]$15K—$15K12.7%
10—COMMENTS: asset purchased 6/9/2017, purchase did not meet reporting threshold. Dextera surgical Inc. (DXTR) [sT]$15K—$15K12.7%
11—Infinity Pharmaceuticals, Inc. (INFI) [sT]$15K—$15K12.7%
12—COMMENTS: Entire asset sold 10/16/2017, sale did not meet reporting threshold & there were no reportable capitol gains. Inotek Pharmaceuticals Corporation (ITEK) [sT]$15K—$15K12.7%
13—Intra-Cellular Therapies Inc. (ITCI) [sT]$15K—$15K12.7%
14—COMMENTS: asset purchased 10/13/2017, purchase did not meet reporting threshold. lululemon athletica inc. (lulu) [sT]$15K—$15K12.7%
15—COMMENTS: asset purchased 10/13/2017, purchase did not meet reporting threshold. Ocwen Financial Corporation NEW (OCN) [sT]$15K—$15K12.7%
16—Rosetta genomics ltd. - ordinary$15K—$15K12.7%
17—COMMENTS: Entire asset sold 10/16/2017, sale did not meet reporting threshold & there were no reportable capitol gains. snap Inc. Class a (SNAP) [sT]$15K—$15K12.7%
18—COMMENTS: asset purchased 10/01/2017, purchase did not meet reporting . TransEnterix, Inc. (TRXC) [sT]$15K—$15K12.7%
19—COMMENTS: asset purchased 3/14/2018, purchase did not meet reporting threshold. Zion Oil & gas Inc (ZN) [sT]$15K—$15K12.7%
20INTCIntel Corporation$15K$15K$02—
21MSFTScottrade Microsoft Corporation$15K$15K$02—
22AMDadvanced Micro Devices, Inc.$15K$15K$02—
23—Scottrade alibaba group Holding Limited american Depositary Shares each representing eight Ordinary share (baba)$15K$15K$02—
24YETIScottrade YETI Holdings, Inc.$15K$15K$02—
25—alibaba group Holding limited american Depositary shares each representing eight Ordinary share (BABA) [sT]$15K$15K$02—
26—apple Inc. (aaPl) [sT]$45K$45K$06—
27—YETI Holdings, Inc. (YETI) [sT]$15K$15K$02—
28—amazon.com, Inc. (AMZN) [sT]$30K$30K$04—
29—Celestica, Inc. (Cls) [sT]$15K$15K$02—
30—Micron Technology, Inc. (Mu) [sT]$15K$15K$02—
31—Netflix, Inc. (NFLX) [sT]$45K$45K$06—
32—snap Inc. Class a (SNAP) [sT]$30K$30K$04—
33—Verizon Communications Inc. (VZ) [sT]$15K$15K$02—
34—advanced Micro Devices, Inc. (AMD) [sT]$15K$15K$02—
35—aEterna Zentaris Inc. (AEZS) [sT]$15K$15K$02—
36—appliance Recycling Centers of america, Inc. (ARCI) [sT]$15K$15K$02—
37—Celsion Corporation (CLSN) [sT]$30K$30K$04—
38—Chipotle Mexican grill, Inc. (CMG) [sT]$30K$30K$04—
39—CymaBay Therapeutics Inc. (CBAY) [sT]$15K$15K$02—
40—Direxion Daily Junior gold Miners Index Bull 3X shares (JNUG) [sT]$30K$30K$04—
41—First NBC Bank Holding Company (FNBC) [sT]$15K$15K$02—
42—Hertz global Holdings, Inc (HTZ) [sT]$15K$15K$02—
43—lululemon athletica inc. (lulu) [sT]$15K$15K$02—
44—Medical Transcription Billing, Corp. (MTBC) [sT]$30K$30K$04—
45—Neothetics, Inc. (NEOT) [sT]$15K$15K$02—
46—Otonomy, Inc. (OTIC) [sT]$15K$15K$02—
47—Pareteum Corporation (TEUM) [sT]$15K$15K$02—
48—Philip Morris International Inc (PM) [sT]$15K$15K$02—
49—Recon Technology, ltd. - Ordinary shares (RCON) [sT]$15K$15K$02—
50—Roku, Inc. - Class a (ROKU) [sT]$15K$15K$02—
51—root9B Holdings, Inc. (RTNB) [sT]$15K$15K$02—
52—Tearlab Corporation (TEAR) [sT]$15K$15K$02—
53—united states steel Corporation (X) [sT]$15K$15K$02—
54—Vince Holding Corp. (VNCE) [sT]$15K$15K$02—
55BABAAlibaba group Holding Limited American Depositary Shares each representing eight Ordinary share—$15K-$15K1—
56—NVIDIA Corporation (NVDA) [sT]$15K$30K-$15K3—
57—Tesla, Inc. (Tsla) [sT]$45K$60K-$15K7—
58—alibaba group Holding limited american Depositary shares each representing one ordinary share (BABA) [sT]$15K$30K-$15K3—
59—Capricor Therapeutics, Inc. (CAPR) [sT]—$15K-$15K1—
60—Caseys general stores, Inc. (CASY) [sT]$15K$30K-$15K3—
61—COMMENTS: Entire asset sold 8/4/2017, sale did not meet reporting threshold & there were no reportable capitol gains. Delcath systems, Inc. (DCTH) [sT]—$15K-$15K1—
62—Dextera surgical Inc. (DXTR) [sT]—$15K-$15K1—
63—Inotek Pharmaceuticals Corporation (ITEK) [sT]—$15K-$15K1—
64—COMMENTS: Entire asset sold 5/2/2017, sale did not meet reporting threshold & there were no reportable capitol gains. leading Brands Inc - Common shares (LBIX) [sT]—$15K-$15K1—
65—Net Element, Inc. (NETE) [sT]—$15K-$15K1—
66—Ocwen Financial Corporation NEW (OCN) [sT]—$15K-$15K1—
67—The Bon-Ton stores, Inc. (BONT) [sT]—$15K-$15K1—
68—TransEnterix, Inc. (TRXC) [sT]—$15K-$15K1—
69—Yield10 Bioscience, Inc. (YTEN) [sT]—$15K-$15K1—
70—Zion Oil & gas Inc (ZN) [sT]—$15K-$15K1—
71—Microsoft Corporation (MSFT) [sT]$30K$50K-$20K3—
72—Great Bend Regional Hospital, LLC—$100K-$100K1—
73—Great Bend Surgical Properties, LLC—$500K-$500K1—